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IPSEC Working Group Charlie Kaufman INTERNET-DRAFT editordraft-ietf-ipsec-ikev2-03.txt October 2002draft-ietf-ipsec-ikev2-04.txt January 2003 Internet Key Exchange (IKEv2) Protocol<draft-ietf-ipsec-ikev2-03.txt><draft-ietf-ipsec-ikev2-04.txt> Status of this Memo This document is a submission by the IPSEC Working Group of the Internet Engineering Task Force (IETF). Comments should be submitted to the ipsec@lists.tislabs.com mailing list. Distribution of this memo is unlimited. This document is an Internet Draft and is in full conformance with all provisions of Section 10 of RFC2026 [Bra96]. Internet Drafts are working documents of the Internet Engineering Task Force (IETF), its areas, and working groups. Note that other groups may also distribute working documents as Internet Drafts. Internet Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet Drafts as reference material or to cite them other than as "work in progress." To learn the current status of any Internet Draft, please check the "1id-abstracts.txt" listing contained in the Internet Drafts Shadow Directories on ftp.is.co.za (Africa), nic.nordu.net (Europe), munnari.oz.au (Australia), ds.internic.net (US East Coast), or ftp.isi.edu (US West Coast). Abstract This document describes version 2 of the IKE (Internet Key Exchange) protocol. IKE performs mutual authentication and establishes an IKE security association that can be used to efficiently establish SAs forESP, AHESP and/orIPcomp.AH. This version greatly simplifies IKE by replacing the 8 possible phase 1 exchanges with a single exchange based on either public signature keys or shared secret keys. The single exchange provides identity hiding, yet works in 2 round trips (all the identity hiding exchanges in IKE v1 required 3 round trips). Latency of setup of an IPsec SA is further reduced from IKEv1 by allowing setup of an SA forESP, AH,ESP and/orIPcompAH to be piggybacked on the initial IKE exchange. It also improves security by allowing the IKEv2 [Page 1] INTERNET DRAFT January 2003 Responder to be stateless until it can be assured that the Initiator can receive at the claimed IP source address. This version also presents the entire protocol in a single self-contained document, in contrast to IKEv1, in which the protocol was described in ISAKMP (RFC 2408), IKE (RFC 2409), and the DOI (RFC 2407) documents.IKEv2 [Page 1] INTERNET DRAFT October 2002Table of Contents Abstract.....................................................1 1 Summary of Changes from IKEv1..............................3 2 Requirements Terminology...................................4 3 IKE ProtocolOverview......................................4Overview......................................5 3.1 Usage Scenarios..........................................6 3.1.1 Gateway to Gateway Tunnel..............................6 3.1.2 Endpoint to Endpoint Transport.........................6 3.1.3 Endpoint to Gateway Transport..........................7 3.1.4 Other Scenarios........................................8 3.2 The Initial(Phase 1) Exchange...........................6 3.2Exchange.....................................8 3.3 The CREATE_CHILD_SA(Phase 2) Exchange...................7 3.3Exchange.............................9 3.4 The Informational(Phase 2) Exchange.........................9Exchange..............................11 3.5 Informational Messages outside of an IKE-SA.............12 4 IKE Protocol Details andVariations.......................10Variations.......................13 4.1 Use of RetransmissionTimers............................10Timers............................13 4.2 Use of Sequence Numbers for MessageID..................11ID..................13 4.3 Window Size for overlappingrequests....................12requests....................14 4.4 State Synchronization and ConnectionTimeouts...........12Timeouts...........15 4.5 Version Numbers and ForwardCompatibility...............14Compatibility...............16 4.6Cookies.................................................15Cookies.................................................18 4.7 Cryptographic AlgorithmNegotiation.....................18Negotiation.....................20 4.8Rekeying................................................19Rekeying................................................20 4.9 Traffic SelectorNegotiation............................20Negotiation............................21 4.10Nonces.................................................21Nonces.................................................23 4.11 Address and PortAgility...............................22Agility...............................24 4.12 Reuse of Diffie-HellmanExponentials...................22Exponentials...................24 4.13 Generating KeyingMaterial.............................23Material.............................25 4.14 Generating Keying Material for theIKE-SA..............23IKE-SA..............25 4.15 Authentication of theIKE-SA...........................24IKE-SA...........................26 4.16 Generating Keying Material forChild-SAs...............25CHILD-SAs...............27 4.17 Rekaying IKE-SAs using a CREATE_CHILD_SAexchange......26exchange......28 4.18 Requesting an internal address on a remote network.....28 4.19 Requesting a Peer's Version............................30 4.20 ErrorHandling.........................................26Handling.........................................30 4.21 IPcomp.................................................31 5 Header and PayloadFormats................................27Formats................................32 5.1 The IKEHeader..........................................27Header..........................................32 5.2 Generic PayloadHeader..................................30Header..................................34 5.3 Security AssociationPayload............................31Payload............................35 IKEv2 [Page 2] INTERNET DRAFT January 2003 5.3.1 ProposalSubstructure.................................32Substructure.................................36 5.4 Key ExchangePayload....................................33Payload....................................38 5.5 IdentificationPayload..................................34Payload..................................38 5.6 CertificatePayload.....................................36Payload.....................................40 5.7 Certificate RequestPayload.............................37Payload.............................41 5.8 AuthenticationPayload..................................38Payload..................................42 5.9 NoncePayload...........................................39Payload...........................................44 5.10 NotifyPayload.........................................40Payload.........................................44 5.10.1 Notify MessageTypes.................................41Types.................................45 5.11 DeletePayload.........................................43Payload.........................................50 5.12 Vendor IDPayload......................................45Payload......................................51 5.13 Traffic SelectorPayload...............................46Payload...............................53 5.13.1 TrafficSelector.....................................46Selector.....................................53 5.14 EncryptedPayload......................................48Payload......................................55 5.15 Configuration Payload..................................57 5.15.1 Configuration Attributes.............................59 5.16 Other Payloadtypes....................................49 IKEv2 [Page 2] INTERNET DRAFT October 2002types....................................61 6 ConformanceRequirements..................................50Requirements..................................62 7 SecurityConsiderations...................................50Considerations...................................62 8 IANAConsiderations.......................................51Considerations.......................................63 8.1 Transform Types and Attribute Values....................64 8.2 Exchange Types..........................................64 8.3 Payload Types...........................................64 9Acknowledgements..........................................52Acknowledgements..........................................64 10 References...............................................64 10References...............................................52Normative References.....................................64 10 Non-normative References.................................64 Appendix A: NAT Traversal...................................67 Appendix B: Diffie-HellmanGroups...........................55Groups...........................69 ChangeHistory..............................................58History..............................................71 Author'sAddress............................................59Address............................................73 Full Copyright Statement....................................74 1 Summary of changes from IKEv1 The goals of this revision to IKE are: 1) To define the entire IKE protocol in a single document, rather than three that cross reference one another; 2) To simplify IKE by replacing the eight different initial phase 1 exchanges with a single four message exchange (with changes in authentication mechanisms affecting only a single AUTH payload rather than restructuring the entire exchange); 3) To remove the Domain of Interpretation (DOI), Situation (SIT), and Labeled Domain Identifier fields, and the Commit and Authentication IKEv2 [Page 3] INTERNET DRAFT January 2003 only bits; 4) To decrease IKE's latency in the common case by making the initial exchange be 2 round trips (4 messages), and allowing the ability to piggyback setup of aChild-SACHILD-SA on that exchange; 5) To replace the cryptographic syntax for protecting the IKE messages themselves with one based closely on ESP to simplify implementation and security analysis; 6) To reduce the number of possible error states by making the protocol reliable (all messages are acknowledged) and sequenced. This allows shortening Phase 2 exchanges from 3 messages to 2; 7) To increase robustness by allowing the responder to not do significant processing until it receives a message proving that the initiator can receive messages at its claimed IP address, and not commit any state to an exchange until the initiator can be cryptographically authenticated; 8) To fix bugs such as the hash problem documented in [draft-ietf- ipsec-ike-hash-revised-02.txt]; 9) To specify Traffic Selectors in their own payloads type ratherIKEv2 [Page 3] INTERNET DRAFT October 2002than overloading ID payloads, and making more flexible the Traffic Selectors that may be specified; 10) To replace the complex mix and match negotiation of cryptographic algorithms with proposals based on suites ofalgorithms.algorithms; 11) To specify required behavior under certain error conditions or when data that is not understood is received in order to make it easier to make future revisions in a way that does not break backwards compatibility; 12) To incorporate ideas from draft-ietf-ipsec-nat-reqts-02.txt to allow IKE to negotiate through NAT gateways; 12) To simplify and clarify how shared state is maintained in the presence of network failures and Denial of Service attacks; and 13) To maintain existing syntax and magic numbers to the extent possible to make it likely that implementations of IKEv1 can be enhanced to support IKEv2 with minimum effort. 2 Requirements Terminology Keywords "MUST", "MUST NOT", "REQUIRED", "SHOULD", "SHOULD NOT" and IKEv2 [Page 4] INTERNET DRAFT January 2003 "MAY" that appear in this document are to be interpreted as described in [Bra97]. 3 IKE Protocol Overview IP Security (IPsec) provides confidentiality, data integrity, access control, and data source authentication to IP datagrams. These services are provided by maintaining shared state between the source and the sink of an IP datagram. This state defines, among other things, the specific services provided to the datagram, which cryptographic algorithms will be used to provide the services, and the keys used as input to the cryptographic algorithms. Establishing this shared state in a manual fashion does not scale well. Therefore a protocol to establish this state dynamically is needed. This memo describes such a protocol-- the Internet Key Exchange (IKE). This is version 2 of IKE. Version 1 of IKE was defined in RFCs 2407, 2408, and 2409. This single document is intended to replace all three of those RFCs. IKE performs mutual authentication between two parties and establishes an IKE security association that includes shared secret information that can be used to efficiently establish SAs for ESP (RFC2406),2406) and/or AH (RFC2402) and/or2402). It also negotiates use of IPcomp (RFC2393).2393) in connection with an ESP and/or AH SA. We call the IKE SA an "IKE-SA". The SAs forESP, AH,ESP and/orIPcompAH that get set up through that IKE-SA we call"child-SA"s. IKEv2 [Page 4] INTERNET DRAFT October 2002"CHILD-SA"s. We call the first four messages establishing an IKE-SA a "phase 1" exchange and subsequent IKE exchanges "phase 2", inheriting this terminology from IKEv1. The phase 1 exchange establishes the IKE-SA and the firstchild-SA.CHILD-SA. In some scenarios, only a singlechild-SACHILD-SA is needed between the IPsec endpoints and therefore there would be no phase 2 exchanges. Phase 2 exchanges MAY be used to establish additionalchild-SAsCHILD-SAs between the same authenticated pair of endpointsas well as other housekeeping.and to perform housekeeping functions. The phase 1 exchange consists of two request/response pairs. A phase 2 exchange is one request/response pair, and can be used to create or delete achild-SA,CHILD- SA, rekey or delete the IKE-SA, or report information such as error conditions. IKE message flow always consists of a request followed by a response. It is the responsibility of the requester to ensure reliability. If the response is not received within a timeout interval, the requester MUST retransmit the request (or abandon the connection). The first request/response of a phase 1 exchange negotiates security parameters for the IKE-SA, sends nonces, and sends Diffie-Hellman IKEv2 [Page 5] INTERNET DRAFT January 2003 values. We call therequest message IKE_SA_initinitial exchange IKE_SA_INIT (request andthe response IKE_SA_init_response.response). The second request/response, which we'll callIKE_auth and IKE_auth_responseIKE_AUTH transmits identities, proves knowledge of the secrets corresponding to the two identities, and sets up an SA for the first (and often only) AH and/or ESPand/or IPcomp child-SA. In order to allow Bob to be stateless until receiving message 3, message 3 must repeat all of message 1 and Bob must be able to reconstruct (bit for bit) what he sent in message 2.CHILD-SA. Phase 2 exchanges each consist of a single request/response pair. The types of exchanges are CREATE_CHILD_SA (which creates achild-SA),CHILD-SA), or an Informational exchange which deletesa child-SA or the IKE-SAan SA, reports error conditions, orinforms thedoes otherside of some error condition.housekeeping. All these messages require a response. An informational message with no payloads is commonly used as a check for liveness. In the description thatfollow,follows, we assume that no errors occur. Modifications to the flow should errors occur are described in section 4. 3.1The Initial (Phase 1) Exchange The base Phase 1 exchangeUsage Scenarios IKE is expected to be used to negotiate ESP and/or AH SAs in afour message exchange (two request/response pairs). The first pairnumber ofmessages (IKE_SA_init) negotiate cryptographic algorithms, exchange nonces, and do a Diffie-Hellman exchange. IKEv2 [Page 5] INTERNET DRAFT October 2002 The second pairdifferent scenarios, each with their own special requirements. 3.1.1 Gateway to Gateway Tunnel +-+-+-+-+-+ +-+-+-+-+-+ ! ! IPsec ! ! Protected !Tunnel ! Tunnel !Tunnel ! Protected Subnet <-->!Endpoint !<---------->!Endpoint !<--> Subnet ! ! ! ! +-+-+-+-+-+ +-+-+-+-+-+ Figure 1: Firewall to Firewall Tunnel In this scenario, neither endpoint ofmessages (IKE_AUTH) authenticate the previous messages, exchange identities and certificates, and establishthefirst child_SA. PartsIP connection implements IPsec, but network nodes between them protect traffic for part ofthese messages are encryptedthe way. Protection is transparent to the endpoints, andintegrity protected with keys establisheddepends on ordinary routing sending packets through theIKE_SA_init exchange, sotunnel endpoints for processing. Each endpoint would announce theidentities are hidden from eavesdroppersset of addresses "behind" it, andall fieldspackets would be sent inallTunnel Mode where themessages are authenticated.inner IP header would contain the IP addresses of the actual endpoints. 3.1.2 Endpoint to Endpoint Transport +-+-+-+-+-+ +-+-+-+-+-+ ! ! IPsec ! ! !Protected! Tunnel !Protected! IKEv2 [Page 6] INTERNET DRAFT January 2003 !Endpoint !<---------------------------------------->!Endpoint ! ! ! ! ! +-+-+-+-+-+ +-+-+-+-+-+ Figure 2: Endpoint to Endpoint In this scenario, both endpoints of thefollowing description,IP connection implement IPsec. These endpoints may implement application layer access controls based on thepayloads contained inauthenticated identities of themessage are indicated by names suchparticipants. Transport mode will commonly be used with no inner IP header. If there is an inner IP header, the inner addresses will be the same asSA. The details ofthecontentsouther addresses. A single pair ofeach payload are described later. Payloads which may optionally appearaddresses will beshownnegotiated for packets to be sent over this SA. It is possible inbrackets, such as [CERTREQ], would indicatethis scenario thatoptionally a certificate request payload canone of the protected endpoints will beincluded. The Phase 1 exchange is as follows: Initiator Responder ----------- ----------- HDR, SAi1, KEi, Ni --> HDR contains the SPIs (formerly called cookies), version numbers, and flags of various sorts. The SAi1 payload states the cryptographic algorithms the Initiator supports for the IKE SA. The KE payload sends the Initiator's Diffie-Hellman value. Ni is the Initiator's nonce. <-- HDR, SAr1, KEr, Nr, [CERTREQ] The Responder choosesbehind acryptographic suite fromnetwork address translation (NAT) node, in which case theInitiator's offered choices and expressestunnelled packets will have to be UDP encapsulated so thatchoiceport numbers in theSAr1 payload, completesUDP headers can be used to identify individual endpoints "behind" theDiffie-Hellman exchange withNAT. 3.1.3 Endpoint to Gateway Transport +-+-+-+-+-+ +-+-+-+-+-+ ! ! IPsec ! ! Protected !Protected! Tunnel !Tunnel ! Subnet !Endpoint !<------------------------>!Endpoint !<--- and/or ! ! ! ! Internet +-+-+-+-+-+ +-+-+-+-+-+ Figure 3: Endpoint to Gateway In this scenario, a protected endpoint (typically a portable roaming computer) connects back to its corporate network through an IPsec protected tunnel. It might use this tunnel only to access information on theKEr payload, and sendscorporate network or it might tunnel all of itsnonce intraffic back through theNr payload. At this pointcorporate network intime each party can generate SKEYSEED from which all keys are derived for that IKE SA. Partsorder to take advantage of protection provided by a corporate firewall against Internet based attacks. In either case, thefollowing two messages,protected endpoint will want an IP address associated with theIKE_AUTH and IKE_AUTH_response, are encryptedgateway so that packets returned to it will go to the gateway andintegrity protected. The keys usedbe tunnelled back. This IP address may be static or may be dynamically allocated by the gateway. In support of the latter case, IKEv2 includes a mechanism for theencryption and integrity protection are derived from SKEYSEED and are known as SK_e (encryption) and SK_a (authentication, a.k.a. integrity protection). A separate SK_e and SK_a is computedinitiator to request an IP address owned by the gateway for use for the duration of its SA. In this scenario, packets will use tunnel mode. On eachdirection. The notation SK { ... } indicates that these payloads are encrypted and integritypacket from the protectedusing that direction's SK_e and SK_a. HDR, SAi1, KEi, Ni, Nr, SK {IDi, [CERT,] [CERTREQ,] [IDr,] AUTH, SAi2, TSi, TSr} --> The initial payloads in message three are identical toendpoint, thepayloads in message 1. If message 1 included any optional payloads (e.g.outer IP header will contain the source IP address associated with its current location (i.e. the address IKEv2 [Page6]7] INTERNET DRAFTOctober 2002 Vendor ID), they must be repeated in message 3 in the same order. Then she includes Nr (Bob's nonce) copied from message 2. The Initiator identifies herself withJanuary 2003 that will get traffic routed to theIDi payload, proves knowledge ofendpoint directly) while thesecret corresponding to IDi and integrity protectsinner IP header will contain thecontents ofsource IP address assigned by thefirst two messages usinggateway (i.e. theAUTH payload. She might also send her certificate(s) in CERT payload(s) and a list of her trust anchors in CERTREQ payload(s). The optional payload IDr enables Aliceaddress that will get traffic routed tospecify which of Bob's identities she wantsthe gateway for forwarding totalk to. This is useful when Bob is hosting multiple identities atthesame IP address. She begins negotiationendpoint). The outer destination address will always be that ofa child-SA usingtheSAi2 payload. The fields starting with SAi2 are described in the description of Phase 2. There are optional fields where the Initiator can provide certificates [CERT]gateway, while theResponder might find useful in validating AUTH, her list of preferred root certifiers [CERTREQ], andinner destination address will be thename ofultimate destination for theentity with which shepacket. In this scenario, it istrying to open a connection [IDr] (forpossible that thecase where multiple named entities exist atprotected endpoint will be behind asingleNAT. In that case, the IPaddress). <-- HDR, SK {IDr, [CERT,] AUTH, SAr2, TSi, TSr} The Responder identifies himself withaddress as seen by theIDr payload, optionally sends one or more certificates, authenticates himself withgateway will not be theAUTH payload, and completes negotiation of a child-SA withsame as theadditional fields described below inIP address sent by thephase 2 exchange. The recipients of messages 3 and 4 MUST verify that all signatures and MACs are computed correctlyprotected endpoint, andthat the names in the ID payloads correspond to the keys usedpackets will have togenerate the AUTH payload. 3.2 The CREATE_CHILD_SA (Phase 2) Exchange A phase 2 exchange is one request/response pair, and canbeusedUDP encapsulated in order tocreate or delete a child-SA, delete or rekey the IKE-SA, check the livenessbe routed properly. 3.1.4 Other Scenarios Other scenarios are possible, as are nested combinations of theIKE-SA, or deliver information such as error conditions. It is encryptedabove. One noteable example combines aspects of 3.1.1 andintegrity protected3.1.3. A subnet may make all external accesses through a remote gateway using an IPsec tunnel, where thekeys negotiated during the creation ofaddresses on theIKE-SA. Messagessubnet arecryptographically protected usingrouted to thecryptographic algorithms and keys negotiated ingateway by thefirst two messagesrest of theIKE exchange using a syntax described in section 5.14. Encryption uses keys derived from SK_e, one in each direction; Integrity uses keys derived from SK_a, one in each direction. Either endpoint may initiate a CREATE_CHILD_SA exchange, so in this sectionInternet. An example would be someones home network being virtually on theterm Initiator refers toInternet with static IP addresses even though connectivity is provided by an ISP that assigns a single dynamically assigned IP address (where theendpoint initiating this IKEv2 [Page 7] INTERNET DRAFT October 2002 exchange. A child-SAstatic IP addresses and an IPsec relay iscreatedprovided bysendingaCREATE_CHILD_SA request.third party located elsewhere). 3.2 TheCREATE_CHILD_SA request MAY optionally contain a KE payload forInitial Exchange Communication using IKE always begins with anadditional Diffie-Hellmaninitial exchangeto enable stronger guarantees(known in IKEv1 as Phase 1). This initial exchange normally consists offorward secrecy forfour messages, though in some scenarios that number can grow. All communications using IKE consist of request/response pairs. We'll describe thechild-SA.base exchange first, followed by variations. Thekeying material for the child- SA is a functionfirst pair ofSK_d established during the establishmentmessages (IKE_SA_INIT) negotiate cryptographic algorithms, exchange nonces, and do a Diffie-Hellman exchange. The second pair of messages (IKE_AUTH) authenticate theIKE-SA,previous messages, exchange identities and certificates, and establish thenonces exchanged duringfirst CHILD-SA. Parts of these messages are encrypted and integrity protected with keys established through theCREATE_CHILD_SAIKE_SA_INIT exchange,andso theDiffie-Hellman value (if KE payloadsidentities areincludedhidden from eavesdroppers and all fields in all theCREATE_CHILD_SA exchange).messages are authenticated. In thechild-SA createdfollowing description, the payloads contained in the message are indicated by names such aspartSA. The details of thephase 1 exchange, a second KEcontents of each payloadMUST NOT be used, and the Nonces are not transmitted butareassumed todescribed later. Payloads which may optionally appear will bethe sameshown in brackets, such asthe phase 1 nonces. The CREATE_CHILD_SA[CERTREQ], would indicate that optionally a certificate requestcontains:payload can be included. IKEv2 [Page 8] INTERNET DRAFT January 2003 The initial exchange is as follows: Initiator Responder ----------- ----------- HDR,SK {SA, Ni, [KEi], [TSi, TSr]}SAi1, KEi, Ni --> HDR contains the SPIs, version numbers, and flags of various sorts. The SAi1 payload states the cryptographic algorithms the Initiator supports for the IKE-SA. The KE payload sendsSA offer(s) intheSA payload,Initiator's Diffie-Hellman value. Ni is the Initiator's nonce. <-- HDR, SAr1, KEr, Nr, [CERTREQ] The Responder chooses anoncecryptographic suite from the Initiator's offered choices and expresses that choice in theNiSAr1 payload,optionally acompletes the Diffie-Hellmanvalue inexchange with theKEiKEr payload, and sends its nonce in theproposed traffic selectorsNr payload. At this point in theTSi and TSr payloads. Ifnegotiation each party can generate SKEYSEED, from which all keys are derived for that IKE-SA. All but theSA offers include different Diffie-Hellman groups, KEi must be an elementheaders of all thefirst group offered.messages that follow are encrypted and integrity protected. Themessage pastkeys used for theheaderencryption and integrity protection are derived from SKEYSEED and are known as SK_e (encryption) and SK_a (authentication, a.k.a. integrity protection). A separate SK_e and SK_a is computed for each direction. The notation SK { ... } indicates that these payloads are encrypted andthe message including the header isintegrity protected usingthe cryptographic algorithms negotiated in Phase 1. The CREATE_CHILD_SA response contains: <-- HDR,that direction's SK_e and SK_a. HDR, SK{SA, Nr, [KEr], [TSi, TSr]}{IDi, [CERT,] [CERTREQ,] [IDr,] AUTH, SAi2, TSi, TSr} --> TheResponder replies (using the same Message ID to respond)Initiator asserts her identity with theaccepted offer in an SAIDi payload,a Diffie-Hellman value in the KEr payload if KEi was included inproves knowledge of therequestsecret corresponding to IDi and integrity protects theselected cryptographic suite includes that group. Ifcontents of theresponder chooses a cryptographic suite withfirst two messages using the AUTH payload. She might also send her certificate(s) in CERT payload(s) and adifferent group, itlist of her trust anchors in CERTREQ payload(s). If any CERT payloads are included, the first certificate provided mustrejectcontain therequest and havepublic key used to verify theinitiator make another one.AUTH field. Thetraffic selectors for trafficoptional payload IDr enables Alice tobe sent on that SA are specified in the TS payloads,specify whichmay be a subsetofwhatBob's identities she wants to talk to. This is useful when Bob is hosting multiple identities at theInitiatorsame IP address. She begins negotiation of a CHILD-SA using thechild-SA proposed. Traffic selectorsSAi2 payload. The final fields (starting with SAi2) areomitted if this CREATE_CHILD_SA request is being used to changedescribed in thekeydescription of theIKE-CREATE_CHILD_SA exchange. <-- HDR, SK {IDr, [CERT,] AUTH, SAr2, TSi, TSr} The Responder asserts his identity with the IDr payload, optionally IKEv2 [Page8]9] INTERNET DRAFTOctober 2002 SA. 3.3 Informational (Phase 2) Exchange At various points during an IKE-SA, peers may desire to convey control messages to each other regarding errorsJanuary 2003 sends one ornotificationsmore certificates (again with the certificate containing the public key used to verify AUTH listed first), authenticates his identity with the AUTH payload, and completes negotiation ofcertain events. To accomplish this IKE definesa(reliable) Informational exchange. Usually Informational exchanges happen during phase 2 and are cryptographically protectedCHILD-SA with theIKEadditional fields described below in the CREATE_CHILD_SA exchange.ControlThe recipients of messagesthat pertain to an IKE-SA3 and 4 MUSTbe sent underverify thatIKE-SA. Control messagesall signatures and MACs are computed correctly and thatpertain to Child-SAs MUST be sent undertheprotection ofnames in theIKE-SA which generated them (or its successor ifID payloads correspond to theIKE-SA is replaced forkeys used to generate thepurposeAUTH payload. 3.3 The CREATE_CHILD_SA Exchange This exchange consists ofrekeying). Therea single request/response pair, and was referred to as a phase 2 exchange in IKEv1. All messages following the initial exchange aretwo casescryptographically protected using the cryptographic algorithms and keys negotiated inwhich there is no IKE-SA to protecttheinformation. One isfirst two messages of the IKE exchange using a syntax described in section 5.14. Either endpoint may initiate a CREATE_CHILD_SA exchange, so in this section theresponse to an IKE_SA_init_requestterm Initiator refers torefusetheSA proposal. This would be conveyed inendpoint initiating this exchange. A CHILD-SA is created by sending aNotifyCREATE_CHILD_SA request. The CREATE_CHILD_SA request MAY optionally contain a KE payload for an additional Diffie-Hellman exchange to enable stronger guarantees of forward secrecy for theIKE_SA_init_response.CHILD-SA. Theother case in which there is no IKE-SA to protectkeying material for theinformationCHILD- SA iswhenapacket is received with an unknown SPI.function of SK_d established during the establishment of the IKE-SA, the nonces exchanged during the CREATE_CHILD_SA exchange, and the Diffie-Hellman value (if KE payloads are included in the CREATE_CHILD_SA exchange). Inthat casethenotificationCHILD-SA created as part ofthis condition willthe initial exchange, a second KE payload and nonce MUST NOT besent in an informationalsent. The nonces from the initial exchangethat is not cryptographically protected. Messagesare used inan Informational Exchange contain zero or more Notification or Delete payloads.computing the keys for the CHILD-SA. TheRecipient of an Informational ExchangeCREATE_CHILD_SA requestMUST send some response (elsecontains: Initiator Responder ----------- ----------- HDR, SK {SA, Ni, [KEi], [TSi, TSr]} --> The Initiator sends SA offer(s) in theSender will assumeSA payload, a nonce in themessage was lostNi payload, optionally a Diffie-Hellman value in thenetworkKEi payload, andwill retransmit it). That response can be a message with no payloads. Actually,therequest messageproposed traffic selectors inan Informational Exchange can also contain no payloads. This is the expected way an endpoint can asktheother endpoint to verify that it is alive. ESP, AH,TSi andIPcomp SAs always exist in pairs, with oneTSr payloads. If the SAin each direction. Whenoffers include different Diffie-Hellman groups, KEi must be anSA is closed, both membersIKEv2 [Page 10] INTERNET DRAFT January 2003 element of thepair MUST be closed. When SAs are nested, as when data is encapsulated first with IPcomp, then with ESP, and finally with AH betweengroup thesame pair of endpoints, all ofInitiator expects theSAs (upresponder tosix) must be deleted together. To delete an SA, an Informational Exchange with one or more delete payloads is sent listing the SPIs (as known to the recipient) ofaccept. If she guesses wrong, theSAsCREATE_CHILD_SA exchange will fail and she will have tobe deleted.retry with a different KEi. Therecipient MUST closemessage past thedesignated SAs. Normally,header is encrypted and thereply inmessage including theInformational Exchange will contain delete payloads forheader is integrity protected using thepaired SAs goingcryptographic algorithms negotiated in Phase 1. The CREATE_CHILD_SA response contains: <-- HDR, SK {SA, Nr, [KEr], [TSi, TSr]} The Responder replies (using theother direction. There is one exception. If by chance both ends of a set of SAs independently decidesame Message ID toclose them, each may sendrespond) with the accepted offer in an SA payload, adelete payload andDiffie-Hellman value in thetwo requests may crossKEr payload if KEi was included in thenetwork.request and the selected cryptographic suite includes that group. If the responder chooses anode receivescryptographic suite with adelete IKEv2 [Page 9] INTERNET DRAFT October 2002different group, it must reject the request and have the initiator make another one. The traffic selectors forSAstraffic to be sent on thatit has already issuedSA are specified in the TS payloads, which may be adelete request for, it MUST deletesubset of what theincoming SAs while processingInitiator of the CHILD-SA proposed. Traffic selectors are omitted if this CREATE_CHILD_SA requestandis being used to change theoutgoing SAs while processingkey of theresponse. In that case,IKE- SA. 3.4 The Informational Exchange At various points during theresponses MUST NOT include delete payloads for the deleted SAs, since that would result in duplicate deletionoperation of an IKE-SA, peers may desire to convey control messages to each other regarding errors or notifications of certain events. To accomplish this IKE defines an Informational exchange. Informational exchanges MUST occur after an initial exchange andcould in theory deleteare cryptographically protected with thewrong SA. A node SHOULD regard half open connections as anomalous and audit their existence should they persist. Notenegotiated keys. Control messages thatthis specification nowhere specifies time periods, so it is up to individual endpoints to decide how longpertain towait. A node MAY refusean IKE-SA MUST be sent under that IKE-SA. Control messages that pertain toaccept incoming data on half open connections butCHILD-SAs MUSTNOT unilaterally close them and reusebe sent under theSPIs. If connection state becomes sufficiently messed up, a node MAY closeprotection of the IKE-SA whichwill implicitly close all SAs negotiated under it. It can then rebuildgenerated them (or its successor if theSA's it needs on a clean base under a new IKE-SA. TheIKE-SA was replaced for the purpose of rekeying). Messages in an Informational Exchangeis defined as: Initiator Responder ----------- ----------- HDR, SK {N, ..., D, ...} --> <-- HDR, SK {N, ..., D, ...}contain zero or more Notification or Delete payloads. TheprocessingRecipient of an Informational Exchangeis determined by its component payloads. 4 IKE Protocol Detailsrequest MUST send some response (else the Sender will assume the message was lost in the network andVariations IKE runs over UDP port 500. Since UDP iswill retransmit it). That response MAY be adatagram (unreliable) protocol, IKE includesmessage with no payloads. The request message inits definition recovery from transmission errors, including packet loss, packet replay, and packet forgery. IKEan Informational Exchange MAY also contain no payloads. This isdesignedthe expected way an endpoint can ask the other endpoint tofunction so long as at leastverify that it is alive. IKEv2 [Page 11] INTERNET DRAFT January 2003 ESP and AH SAs always exist in pairs, with one SA in each direction. When an SA is closed, both members ofa series of retransmitted packets reaches its destination before timing outthe pair MUST be closed. When SAs are nested, as when data (and IP headers if in tunnel mode) are encapsulated first with IPcomp, then with ESP, and finally with AH between thechannel is not so fullsame pair offorgedendpoints, all of the SAs MUST be deleted together. Each endpoint MUST close the SAs it sends on andreplayed packets so asallow the other endpoint toexhaustclose thenetworkother SA in each pair. To delete an SA, an Informational Exchange with one orCPU capacities of either endpoint. Evenmore delete payloads is sent listing the SPIs (as they would be placed in theabsenceheaders ofthose minimum performance requirements, IKE is designedoutbound packets) of the SAs tofail cleanly (as thoughbe deleted. The recipient MUST close thenetwork were broken). 4.1 Use of Retransmission Timers All messagesdesignated SAs. Normally, the reply inIKE existthe Informational Exchange will contain delete payloads for the paired SAs going inpairs: a request and a response. The setup of an IKE SA normally consists of two request/response pairs. OncetheIKE SAother direction. There isset up, either endone exception. If by chance both ends of asecurity association may initiate requests at any time, and there can be many requests and responses "in flight" at any given moment. Butset of SAs independently decide to close them, eachmessage is labelled as either a request ormay send aresponse and for each request/response pair one end of the security association is the IKEv2 [Page 10] INTERNET DRAFT October 2002 Initiatordelete payload and theother is the Responder. For every pair of messages, the Initiator is responsible for retransmissiontwo requests may cross in theevent of a timeout. The Responder will never retransmitnetwork. If aresponse unless itnode receives aretransmission of the request. In that event, the Responder MUST either ignore the retransmitteddelete requestexcept insofar asfor SAs for which ittriggershas already issued aretransmission ofdelete request, it MUST delete theresponse OR ifincoming SAs while processing the requesta second time has no adverse effects, the Responder may choose to process the request againandsend a semantically equivalent reply. IKE is a reliable protocol, inthesenseoutgoing SAs while processing the response. In that case, theInitiatorresponses MUSTretransmit a request until either it receives a corresponding reply OR it deemsNOT include delete payloads for theIKE security association to have faileddeleted SAs, since that would result in duplicate deletion andit discards all state associated withcould in theory delete theIKE-SA and any Child-SAs negotiated using that IKE-SA. 4.2 Use of Sequence Numbers for Message ID Every IKE message contains a Message IDwrong SA. A node SHOULD regard half open connections aspart of its fixed header. This Message IDanomalous and audit their existence should they persist. Note that this specification nowhere specifies time periods, so it isused to matchuprequests and responses, andtoidentify retransmissions of messages. The Message ID isindividual endpoints to decide how long to wait. A node MAY refuse to accept incoming data on half open connections but MUST NOT unilaterally close them and reuse the SPIs. If connection state becomes sufficiently messed up, a32 bit quantity, which is zero fornode MAY close thefirst IKE request in each direction. The IKE SA initial setup messagesIKE-SA which willalways be numbered 0 and 1. Each endpoint in the IKE Security Association maintains two "current" Message IDs:implicitly close all SAs negotiated under it. It can then rebuild thenext one to be used forSAs it needs on arequestclean base under a new IKE-SA. The Informational Exchange is defined as: Initiator Responder ----------- ----------- HDR, SK {N, ..., D, ...} --> <-- HDR, SK {N, ..., D, ...} The processing of an Informational Exchange is determined by its component payloads. 3.5 Informational Messages outside of an IKE-SA If a packet arrives with an unrecognised SPI, itinitiatescould be because the receiving node has recently crashed and lost state or because of some other system malfunction or attack. If thenext one it expectsreceiving node has an active IKE-SA toseethe IP address from whence theother end. These counters increment as requests are generated and received. Responses always contain the same message ID aspacket came, it MAY IKEv2 [Page 12] INTERNET DRAFT January 2003 send a notification of thecorresponding request. That meanswayward packet over thatafter the initial exchange, each integer n may appear as theIKE-SA. If it does not, it MAY send an Informational messageID in four distinct messages: The nth request fromwithout cryptographic protection to theoriginalsource IP address to alert it to a possible problem. 4 IKEInitiator, the corresponding response, the nth requestProtocol Details and Variations IKE normally listens on UDP port 500, though IKE messages may also be received on UDP port 4500 with a slightly different format. Since UDP is a datagram (unreliable) protocol, IKE includes in its definition recovery fromthe originaltransmission errors, including packet loss, packet replay, and packet forgery. IKEResponder,is designed to function so long as (1) at least one of a series of retransmitted packets reaches its destination before timing out; and (2) thecorresponding response. If the two ends make very different numberschannel is not so full ofrequests,forged and replayed packets so as to exhaust theMessage IDsnetwork or CPU capacities of either endpoint. Even in thetwo directions can be very different. Thereabsence of those minimum performance requirements, IKE isno ambiguity in the messages, however, because each packet contains enough informationdesigned todetermine which offail cleanly (as though thefournetwork were broken). 4.1 Use of Retransmission Timers All messages in IKE exist in pairs: aparticular one is. Note that Message IDs are cryptographically protectedrequest andprovide protection against message replays. 4.3 Window Size for overlapping requests In order to maximize IKE throughput, an IKE endpoint MAY issue multiple requests before gettingaresponse to anyresponse. The setup ofthem. For IKEv2 [Page 11] INTERNET DRAFT October 2002 simplicity, an IKE implementation MAY choose to process requests strictly in order and/or wait for a response to one request before issuing another. Certain rules must be followed to assure interoperability between implementations using different strategies. Afteran IKE-SA normally consists of two request/response pairs. Once the IKE-SA is set up, either endcanof the security association may initiateone or more requests. Theserequestsmay pass one another over the network. An IKE endpoint MUST be prepared to acceptat any time, andprocess a request while it has a request outstanding in order to avoid a deadlock in this situation. An IKE endpoint SHOULDthere can beprepared to accept and process multiplemany requestswhile it hasand responses "in flight" at any given moment. But each message is labelled as either a requestoutstanding. An IKE endpoint MUST wait foror a responsetoand for each request/response pair one end of the security association is the Initiator and the other is the Responder. For every pair of messages, the Initiator is responsible for retransmission in the event ofits messages before sendingasubsequent messagetimeout. The Responder MUST never retransmit a response unless ithas receivedreceives aNotify message from its peer informing itretransmission of the request. In that event, thepeer is prepared to maintain state for multiple outstanding messages in order to allow greater throughput. An IKE endpointResponder MUSTNOT exceedignore thepeer's stated window size (see section 5.3.2) for transmitted IKE requests. In other words, if Bob stated his window size is N, then when Alice needs to make a request X, she MUST wait until she has received responses to all requests up throughretransmitted requestX-N. An IKE endpoint MUST keepexcept insofar as it triggers acopyretransmission of(or be able to regenerate exactly)the response. The Initiator MUST remember each requestit has sentuntil it receives the corresponding response.An IKE endpointThe Responder MUSTkeepremember each response until it receives acopy of (or be able to regenerate with semantic equivalence)request whose sequence number is larger than the sequence numberof previous responses equal to its contractedin the response plus his window size (see section 4.3). IKE is a reliable protocol, incase its response was lost andthe sense that the Initiatorrequests its retransmission by retransmittingMUST retransmit a request until either it receives a corresponding reply OR it deems therequest. AnIKEendpoint SHOULD be capable of processing incoming requests out of ordersecurity association tomaximize performance in the event of network failures or packet reordering. 4.4 State Synchronizationhave failed andConnection Timeouts An IKE endpoint is allowed to forgetit discards allof itsstate associated withanthe IKE-SA andthe collection of corresponding child-SAs atanytime.CHILD-SAs negotiated using that IKE-SA. 4.2 Use of Sequence Numbers for Message ID IKEv2 [Page 13] INTERNET DRAFT January 2003 Every IKE message contains a Message ID as part of its fixed header. This Message ID isthe anticipated behavior in the event of an endpoint crashused to match up requests andrestart. It is important when an endpoint either fails or reinitializes its state that the other endpoint detect those conditionsresponses, andnot continuetowaste network bandwidth by sending packets over those SAs and having them fall intoidentify retransmissions of messages. The Message ID is ablack hole. Since IKE32 bit quantity, which isdesigned to operate in spite of Denial of Service (DoS) attacks from the network, an endpoint MUST NOT conclude thatzero for theother endpoint has failed based on any routing information (e.g. ICMP messages) orfirst IKE request in each direction. The IKE-SA initial setup messagesthat arrive without cryptographic IKEv2 [Page 12] INTERNET DRAFT October 2002 protection (e.g., notify messages complaining about unknown SPIs). Anwill always be numbered 0 and 1. Each endpointMUST conclude thatin theother endpoint has failed only when repeated attemptsIKE Security Association maintains two "current" Message IDs: the next one tocontact it have gone unansweredbe used for atimeout period. An endpoint SHOULD suspect that the other endpoint has failed based on routing information and initiate arequest it initiates and the next one it expects to seewhetherfrom the otherendpoint is alive. To check whetherend. These counters increment as requests are generated and received. Responses always contain theother side is alive, IKE specifies an empty Informationalsame message ID as the corresponding request. That means that(like all IKE requests) requires an acknowledgment. If a cryptographically protectedafter the initial exchange, each integer n may appear as the messagehas been receivedID in four distinct messages: The nth request from theother side recently, unprotected notifications MAY be ignored. Implementations MUST limitoriginal IKE Initiator, therate at which they take actions based on unprotected messages. Numbers of retriescorresponding response, the nth request from the original IKE Responder, andlengthsthe corresponding response. If the two ends make very different numbers oftimeouts are not coveredrequests, the Message IDs inthis specification because they do not affect interoperability. It is suggested that messagesthe two directions can beretransmitted at least a dozen times over a period of at least several minutes before giving up on an SA, but different environments may require different rules. If there is outgoing traffic on an SA, itvery different. There isessentialno ambiguity in the messages, however, because each packet contains enough information toconfirm livenessdetermine which of the four messages a particular one is. Note thatSA to avoid black holes. If noMessage IDs are cryptographically protectedmessages have been received onand provide protection against message replays. 4.3 Window Size for overlapping requests In order to maximize IKE throughput, anIKE-SA orIKE endpoint MAY issue multiple requests before getting a response to any ofits child-SAs recently,them. For simplicity, an IKE implementation MAY choose to process requests strictly in order and/or wait for aliveness check MUSTresponse to one request before issuing another. Certain rules must beperformed. Receipt of a fresh cryptographically protected message onfollowed to assure interoperability between implementations using different strategies. After an IKE-SA is set up, either end can initiate one orany of its child-SAs assures liveness ofmore requests. These requests may pass one another over theIKE-SAnetwork. An IKE endpoint MUST be prepared to accept andall of its child-SAs. There isprocess aDenial of Service attack on the Initiator of an IKE-SA that can be avoided if the Initiator takes the proper care. Since the first two messages of an SA setup are not cryptographically protected, an attacker could respondrequest while it has a request outstanding in order tothe Initiator's message before the genuine Responder and poison the connection setup attempt. To prevent this, the Initiatoravoid a deadlock in this situation. An IKE endpoint SHOULD bewillingprepared to acceptmultiple responses to its first message, treat each as potentially legitimate, respond to it,andthen discard all the invalid half open connections when she receivesprocess multiple requests while it has a request outstanding. An IKE endpoint MUST wait for avalid cryptographically protectedresponse toany oneeach ofher requests. Onceits messages before sending acryptographically valid response is received, allsubsequentresponses should be ignorred whether or not they are cryptographically valid. Notemessage unless it has received a Notify message from its peer informing it thatwith these rules, there is no reason to negotiate and agree upon an SA lifetime. If IKE presumesthepartnerpeer isdead, based on repeated lack of acknowledgment to an IKE message, then the IKE SA and all child-SAs set up through that IKE-SA are deleted. An IKE endpoint MAY delete inactive Child-SAsprepared torecover resources usedmaintain state for multiple outstanding messages in order tohold their state. If anallow greater throughput. An IKE endpointchooses to do so, itMUSTsend Delete payloads toNOT exceed the peer's stated window size for transmitted IKE requests. In otherend notifying it of the deletion. It MAY similarly time out the IKE-SA. Closing the IKE-SA implicitly closeswords, if Bob stated his window IKEv2 [Page 14] INTERNET DRAFT January 2003 size is N, then when Alice needs to make a request X, she MUST wait until she has received responses to allassociated Child-SAs.requests up through request X-N. An IKE endpointSHOULD sendMUST keep aDelete payload indicating thatcopy of (or be able to regenerate exactly) each request it hasclosedsent until it receives theIKE-SA. IKEv2 [Page 13] INTERNET DRAFT October 2002 4.5 Version Numbers and Forward Compatibility This document describes version 2.0corresponding response. An IKE endpoint MUST keep a copy ofIKE, meaning the major version number is 2 and(or be able to regenerate exactly) theminor versionnumberis zero. It is likely that some implementations will wantof previous responses equal tosupport both version 1.0 and version 2.0, andits declared window size in case its response was lost and thefuture, other versions. The major version number should onlyInitiator requests its retransmission by retransmitting the request. An IKE endpoint supporting a window size greater than one SHOULD beincremented ifcapable of processing incoming requests out of order to maximize performance in thepacket formatsevent of network failures orrequired actions have changed so dramatically that an older version node would not be ablepacket reordering. 4.4 State Synchronization and Connection Timeouts An IKE endpoint is allowed tointeroperateforget all of its state associated witha newer version node if it simply ignored the fields it did not understandan IKE-SA andtook the actions specified intheolder specification. The minor version number indicates new capabilities,collection of corresponding CHILD-SAs at any time. This is the anticipated behavior in the event of an endpoint crash andMUST be ignoredrestart. It is important when an endpoint either fails or reinitializes its state that the other endpoint detect those conditions and not continue to waste network bandwidth by sending packets over those SAs and having them fall into anode with a smaller minor version number, but used for informational purposes byblack hole. Since IKE is designed to operate in spite of Denial of Service (DoS) attacks from thenode withnetwork, an endpoint MUST NOT conclude that thelarger minor version number. For example, it might indicateother endpoint has failed based on any routing information (e.g. ICMP messages) or IKE messages that arrive without cryptographic protection (e.g., notify messages complaining about unknown SPIs). An endpoint MUST conclude that theabilityother endpoint has failed only when repeated attempts toprocesscontact it have gone unanswered for anewly definedtimeout period or when a cryptographically protected INITIAL-CONTACT notificationmessage. The node withis received on a different IKE-SA to thelarger minor version number would simply notesame authenticated identity. An endpoint SHOULD suspect thatits correspondent would not be ablethe other endpoint has failed based on routing information and initiate a request tounderstand thatsee whether the other endpoint is alive. To check whether the other side is alive, IKE specifies an empty Informational messageand therefore would not send it.that (like all IKE requests) requires an acknowledgment. Ifyou receivea cryptographically protected messagewith a higher major version number, youhas been received from the other side recently, unprotected notifications MAY be ignored. Implementations MUSTdroplimit themessagerate at which they take actions based on unprotected messages. Numbers of retries andSHOULD sendlengths of timeouts are not covered in this specification because they do not affect interoperability. It is suggested that messages be retransmitted at least a dozen times over a period of at least several minutes before giving up on anunauthenticated notification message containing the highest version number you support.SA, but different environments may require different rules. Ifyou support major version n, and major version m, you MUST supportthere has only been outgoing traffic on allversions between n and m. If you receive a message with a major version that you support, you MUST respondof the SAs associated withthat version number. In orderan IKE-SA, it IKEv2 [Page 15] INTERNET DRAFT January 2003 is essential toprevent two nodes from being tricked into corresponding with a lower major version number thanconfirm liveness of themaximum that they both support, IKE hasother endpoint to avoid black holes. If no cryptographically protected messages have been received on an IKE-SA or any of its CHILD-SAs recently, aflag that indicates that the node is capableliveness check MUST be performed. Receipt ofspeakingahigher major version number. Thusfresh cryptographically protected message on an IKE-SA or any of its CHILD-SAs assures liveness of themajor version number inIKE-SA and all of its CHILD-SAs. Note that this places requirements on the failure modes of an IKEheader indicates the version numberendpoint. An implementation MUST NOT continue sending on any SA if some failure prevents it from receiving on all of themessage, not the highest version number that the transmitter supports.associated SAs. IfA is capable of speaking versions n, n+1, and n+2, and B is capable of speaking versions n and n+1, then they will negotiate speaking n+1, where A will setCHILD-SAs can fail independently from one another without theflag indicating abilityassociated IKE-SA being able tospeaksend ahigher version. Ifdelete message, then theymistakenly (perhaps throughMUST be negotiated by separate IKE-SAs. There is a Denial of Service attack on the Initiator of an IKE-SA that can be avoided if the Initiator takes the proper care. Since the first two messages of an SA setup are not cryptographically protected, anactiveattackersending error messages) negotiatecould respond toversion n, then both will notice thattheother side can support a higher version number,Initiator's message before the genuine Responder andthey MUST breakpoison the connection setup attempt. To prevent this, the Initiator MAY be willing to accept multiple responses to its first message, treat each as potentially legitimate, respond to it, andreconnect using version n+1.then discard all the invalid half open connections when she receives a valid cryptographically protected response to any one of her requests. Once a cryptographically valid response is received, all subsequent responses should be ignored whether or not they are cryptographically valid. Note thatIKEv1 does not followwith these rules,becausethere is noway in v1 of noting that you are capable of speaking a higher version number. Soreason to negotiate and agree upon anactive attacker can trick two v2-capable nodes into speaking v1. When a v2-capable node negotiates downSA lifetime. If IKE presumes the partner is dead, based on repeated lack of acknowledgment tov1, it SHOULD note that fact in its logs. IKEv2 [Page 14] INTERNET DRAFT October 2002 Also for forward compatibility,an IKE message, then the IKE SA and allfields marked RESERVED MUST beCHILD-SAs set up through that IKE-SA are deleted. An IKE endpoint may at any time delete inactive CHILD-SAs tozero by a version 2.0 implementation andrecover resources used to hold theircontentstate. If an IKE endpoint chooses to do so, it MUSTbe ignored by a version 2.0 implementation ("Be conservative in what yousendand liberal in what you receive"). In this way, future versionsDelete payloads to the other end notifying it of theprotocol can use those fields indeletion. It MAY similarly time out the IKE-SA. Closing the IKE-SA implicitly closes all associated CHILD-SAs. In this case, an IKE endpoint SHOULD send away that is guaranteed to be ignored by implementations that do not understand them. Similarly,Delete payloadtypesindicating thatare not defined are reserved for future useit has closed the IKE-SA. 4.5 Version Numbers andimplementations ofForward Compatibility This document describes version 2.0MUST skip over those payloads and ignore their contents. IKEv2 adds a "critical" flag to each payload header for further flexibility for forward compatibility. Ifof IKE, meaning thecritical flagmajor version number isset2 and thepayload typeminor version number isunsupported, the message MUST be rejectedzero. It is likely that some implementations will want to support both version 1.0 and version 2.0, and in theresponse tofuture, other versions. The major version number should only be incremented if theIKE request containingpacket formats or required actions have changed so dramatically thatpayload MUST include a notify payload UNSUPPORTED-CRITICAL-PAYLOAD, indicatinganunsupported critical payload was included. Ifolder version node would not be able to interoperate with a newer IKEv2 [Page 16] INTERNET DRAFT January 2003 version node if it simply ignored thecritical flag isfields it did notsetunderstand and took thepayload type is unsupported, that payload is simply skipped. While new payload types may be addedactions specified in thefutureolder specification. The minor version number indicates new capabilities, andmay appear interleavedMUST be ignored by a node with a smaller minor version number, but used for informational purposes by thefields defined in this specification, implementations MUST sendnode with thepayloads defined in this specification inlarger minor version number. For example, it might indicate thestated order and implementations SHOULD reject as invalidability to process amessage with payloads in an unexpected order. 4.6 Cookiesnewly defined notification message. Theterm "cookies" originatesnode withKarnthe larger minor version number would simply note that its correspondent would not be able to understand that message andSimpson [RFC 2522] in Photuris,therefore would not send it. If anearly proposal for key managementendpoint receives a message withIPsec. It has persisted because the IETF has never rejectedaproposal involving cookies. The ISAKMP fixedhigher major version number, it MUST drop the messageheader includes two eight octet fields titled "cookies", and that syntax is used by both IKEv1andIKEv2. Those eight octet fields are used asSHOULD send anSPI or connection identifier atunauthenticated notification message containing thebeginning of IKE packets. They were also intended to be used as Karn/Simpson "anti-clogging" tokens in IKEv1, but certain aspects ofhighest version number it supports. If an endpoint supports major version n, and major version m, it MUST support all versions between n and m. If it receives a message with a major version thatdesign prevented themit supports, it MUST respond with that version number. In order to prevent two nodes from beingused as such. IKEv2 was carefully constructed to allow an implementation to implement these anti-clogging tokens, either usingtricked into corresponding with a lower major version number than thefields titled "cookies" or by creative choices of nonces. Whilemaximum that they both support, IKEimplementations SHOULD implement anti-clogging tokens to protect themselves from denial of service attacks,has a flag that indicates that thealgorithms and syntax they use in cookies and/or nonces does not affect interoperability and hencenode isnot specified here. The following should be interpreted as an explanationcapable ofwhyspeaking a higher major version number. Thus theprotocol hasmajor version number in thefields it does and as an exampleIKE header indicates the version number ofhow an implementation could implementing anti-clogging tokens. In IKEv2,thecookies are used as IKE-SA identifiers inmessage, not theheaders of IKE messages. As with ESP and AH, in IKEv2highest version number that therecipienttransmitter supports. If A is capable ofa IKEv2 [Page 15] INTERNET DRAFT October 2002 message choosesspeaking versions n, n+1, and n+2, and B is capable of speaking versions n and n+1, then they will negotiate speaking n+1, where A will set the flag indicating ability to speak a higher version. If they mistakenly (perhaps through anIKE-SA identifieractive attacker sending error messages) negotiate to version n, then both will notice thatuniquely definesthe other side can support a higher version number, and they MUST break the connection and reconnect using version n+1. Note thatSA toIKEv1 does not follow these rules, because there is no way in v1 of noting thatrecipient. For this purpose (IKE-SA identifiers),you are capable of speaking a higher version number. So an active attacker can trick two v2-capable nodes into speaking v1. When a v2-capable node negotiates down to v1, itmight be convenientSHOULD note that fact in its logs. Also forthe cookie value toforward compatibility, all fields marked RESERVED MUST bechosen so asset tobezero by atable index for fast lookups of SAs. But this conflicts with the second use of the cookies. Unlike ESPversion 2.0 implementation andAH where only the recipient's SA identifier appears in the message,their content MUST be ignored by a version 2.0 implementation ("Be conservative inIKE the sender's IKE SA identifier is also sentwhat you send and liberal inevery message.what you receive"). InIKEv1 the IKE-SA identifier consistedthis way, future versions of thepair (Initiator cookie, Responder cookie), whereasprotocol can use those fields inIKEv2, the SAa way that isuniquely definedguaranteed to be ignored bythe recipient's SA identifier even though both are included in theimplementations that do not understand them. Similarly, payload types that are not defined are reserved for future use and implementations of version 2.0 MUST skip over those payloads and ignore their contents. IKEv2header. An expected attack against IKE[Page 17] INTERNET DRAFT January 2003 IKEv2 adds a "critical" flag to each payload header for further flexibility for forward compatibility. If the critical flag isstateset andCPU exhaustion, wherethetargetpayload type isflooded with session initiation requests from forged IP addresses. This attack can be made less effective if an implementation of a responder uses minimal CPU and commits no state to a connection until it has receivedunrecognised, thethirdmessageofMUST be rejected and theprotocol. That third message repeats information fromresponse to thesecond message, and hence provesIKE request containing that payload MUST include a notify payload UNSUPPORTED-CRITICAL-PAYLOAD, indicating an unsupported critical payload was included. If theinitiator can receive packets at the address it claims to be sending from. Since all ofcritical flag is not set and theinformation from message 1payload type isrepeatedunsupported, that payload MUST be ignored. While new payload types may be added inmessage 3,theresponder need not store any of that information. Whatfuture and may appear interleaved with theresponder must be able to do is: (1) assure itself thatfields defined in this specification, implementations MUST send theNr returnedpayloads defined inmessagethis specification in order shown in section 3is freshand(2) assure that message 3 came from the same IP addressimplementations SHOULD reject as invalid a message1. If the responder uses multiple KEr's during the period of message 1 & 3, it must encodewith payloads inmessage 2 some way to figure out which KEr applies to this exchange. A good way to do this is to setany other order. 4.6 Cookies The term "cookies" originates with Karn and Simpson [RFC 2522] in Photuris, an early proposal for key management with IPsec. It has persisted because theIKE-SA identifier to be: SPIr = Hash(KEr | Nr | IPi | <secret>) where <secret> isIETF has never rejected arandomly generated secret known only to the responder and periodically changed. This value can be recomputed whenproposal involving cookies. The ISAKMP fixed message3 arrivesheader includes two eight octet fields titled "cookies", andcompared to the SPIr in message 3. If it matches, the responder knowsthatNr was generated since the last change to <secret>syntax is used by both IKEv1 andthat IPi must be the sameIKEv2 though in IKEv2 they are referred to as thesource address it sawIKE SPI and there is a new separate field inmessage 1. To prevent replays of message 3 without remembering alla NOTIFY payload holding theNr's that were used,cookie. The initial two eight octet fields in theresponder must keepheader are used as alistconnection identifier at the beginning ofallIKE packets. Each endpoint chooses one of theNr's that have been returned in a message 3 since <secret> was last changed. If this list becomes long enoughtwo SPIs and SHOULD choose them so as to becumbersome, the responder can change <secret> and forget allunique identifiers ofthe used values. If a newan IKE-SA. An SPI valuefor <secret> is chosen while there are connections in IKEv2 [Page 16] INTERNET DRAFT October 2002 the processofbeing initialized, a message 3 might be returned wherezero is special and indicates that theresponder doesremote SPI value is notknow which of its values for <secret> were used in generating message 2. Using the formula above,yet known by theresponder could compute SPIr with each candidate <secret>sender. Unlike ESP andaccept message 3 if any ofAH where only thevalues match. A similar situation occurs ifrecipient's SPI appears in theresponder uses multiple valuesheader ofKEr. An alternative implementation would be to takeafew bits of SPIr as indices of <secret>s and KEr's (wheremessage, in IKE therest of SPIrsender's SPI iscomputed asalso sent in every message. Since theabove hash). IfSPI chosen by theresponder wants to keep other formsoriginal initiator ofstate without tying up its memory, it can encode that state inthenonce. The nonce can be upIKE-SA is always sent first, an endpoint with multiple IKE-SAs open that wants to256 octets long, andfind theprotocol is secure so long as values are not reused, soappropriate IKE-SA using theresponder can put state there (possibly encrypted) and be guaranteed thatSPI itwill come back with message 3. For subtle cryptographic reasons, the nonce SHOULD contain some random bits -assigned must look atleast as many random bits asthesize ofI(nitiator) Flag bit in thestrongest key be generated byheader to determine whether it assigned theexchange. It may be convenient forfirst or theIKE-SA identifier to be an index into a table. It is not difficult forsecond eight octets. In theInitiator to choosefirst message of anIKE-SA identifier that is convenient as a table identifier, sinceinitial IKE exchange, theInitiator doesinitiator will notneed to use it as an anti-clogging token,know the responder's SPI value and will therefore set that field to zero. An expected attack against IKE iskeeping state. IKEv2 allowsstate and CPU exhaustion, where theResponder to initially choose a stateless anti-clogging type cookie by responding to an IKE_SA_inittarget is flooded with session initiation requests from forged IP addresses. This attack can be made less effective if an implementation of acookie request,responder uses minimal CPU andthen upon receipt ofcommits no state to anIKE_SA_init with a valid cookie, change his cookie value fromSA until it knows thecomputed anti-clogging tokeninitiator can receive packets at the address from which he claims toa more convenient value, bybe sending them. To accomplish this, IKEv2 [Page 18] INTERNET DRAFT January 2003 adifferent value for hisresponder SHOULD - when it detects a large number of half-open IKE-SAs - reject initial IKE messages unless they contain a notify payload of type "cookie". It SHOULD instead send an unprotected IKE message as a response and include its cookie inthe IKE_SA_auth_response. This will not confuse the Initiator (Alice), because she will have chosenaunique cookie value A, so if her SA state fornotify payload. Initiators who receive such responses MUST retry thepartially set up IKE-SA says that Bob's cookie forIKE_SA_INIT with theSA that Alice knowsresponder supplied cookie as"A" is B, and she receives a response from Bob with cookies (A,C), that means that Bob wants to change his value from B to C fortheSA that Alice knows uniquelyfirst payload. The initial exchange will then be as"A". Another reason why Bob might want to change his cookie value is that it is possible (though unlikely) that Bob will choose the same cookie for multiple SAs if the hash of thefollows: InitiatorIP address,Responder ----------- ----------- HDR(A,0), SAi1, KEi, Ni --> <-- HDR(A,0), N(COOKIE-REQUIRED), N(COOKIE) HDR(A,0), N(COOKIE), SAi1, KEi, Ni --> <-- HDR(A,B), SAr1, KEr, Nr,and whatever other information might be included happens to hash to[CERTREQ] HDR(A,B), SK {IDi, [CERT,] [CERTREQ,] [IDr,] AUTH, SAi2, TSi, TSr} --> <-- HDR(A,B), SK {IDr, [CERT,] AUTH, SAr2, TSi, TSr} The first two messages do not affect any initiator or responder state except for communicating thesame value.cookie. InIKEv2, like IKEv1, both 8-octet cookies appear inparticular, themessage, butmessage sequence numbers inIKEv2 (unlike v1),thevalue chosen byfirst four messages will all be zero and the messagerecipient always appears firstsequence numbers in themessage.last two messages will be one. An IKE implementation SHOULD implement its responder cookie generation is such a way as to not require any saved state to recognise its valid cookie when the second IKE_SA_INIT message arrives. The exact algorithms and syntax they use to generate cookiesare onedoes not affect interoperability and hence is not specified here. The following is an example ofthe inputs into the function that computes the keying material. Ifhow an endpoint could use cookies to implement limited DOS protection. A good way to do this is to set the responderchanges itscookie to be: Cookie = <SecretVersionNumber> | Hash(IPi | SPIi | <secret>) where <secret> is adifferentrandomly generated secret known only to the responder and periodically changed. <SecretVersionNumber> should be changed whenever <secret> is regenerated. This value can be recomputed whenit sends its IKE_AUTH_response, it isthe IKE_SA_INIT arrives the second time and compared to the cookievalueinIKEv2 [Page 17] INTERNET DRAFT October 2002theIKE_SA_init_responsereceived message. If it matches, the responder IKEv2 [Page 19] INTERNET DRAFT January 2003 knows that SPIr was generated since the last change to <secret> and that IPi must be the same as the source address it saw the first time. Incorporating SPIi into the calculation assures that if multiple IKE-SAs are being set up in parallel they will all get different cookies (assuming the initiator chooses unique SPIi's). If a new value for <secret> is chosen while there are connections in theinputprocess of being initialized, an IKE_SA_INIT might be returned with other than the current <SecretVersionNumber>. The responder in that case MAY reject the message by sending another response with a new cookie or it MAY keep the old value of <secret> around forgeneratinga short time and accept cookies computed from either one. The responder SHOULD NOT accept cookies indefinitely after <secret> is changed, since that would defeat part of thekeying material.denial of service protection. 4.7 Cryptographic Algorithm Negotiation The payload type known as "SA" indicates a proposal for a set of choices of protocols (IKE, ESP,AH,and/orIPcomp)AH) for the SA as well as cryptographic algorithms associated with each protocol.In IKEv1 it was extremely complex, and was one of the motivations for revising the spec.An SA consists of one or more proposals. Each proposal includes a Suite-ID, which implies one or more protocols and the associated cryptographic algorithms.In IKEv2, since the InitiatorSince Alice sends her Diffie-Hellman value in theIKE_SA_init,IKE_SA_INIT, she must guess at the Diffie-Hellman group that Bob will select from her list of supportedgroups. Her guess MUST be the first in the list to allowcryptographic suites. If she guesses wrong, Bobto unambiguously identify which group the accompanying KEwill respond with a NOTIFY payloadis from. If her guess is incorrect then Bob's response informs herof type INVALID-KE-PAYLOAD indicating thegroup he chose, and includes his KE from his chosen group.selected cryptographic suite. In this case, Alice MUSTchoose a KE from Bob's chosen group, compute keys based on her and Bob's values and sendretry thenew KE in message 3. You might wonder whyIKE_SA_INIT with the corrected Diffie-Hellman group. Aliceincludes KE inMUST again propose her full set of acceptable cryptographic suites because thefirstrejection messagegiven that Bob doesn't need it until message 3was unauthenticated andit could change in message 3. The reason is to allowotherwise anoptional optimization in Bob. Bob MAY start his Diffie-Hellman computation as soon as he receives message 1 and likely complete it by the time he receives message 3. This will minimize latency of connection setup in the common case where Alice correctly guesses the Diffie-Hellman group that Bob will choose. If Bob accepts Alice's first choice of Diffie-Hellman group,active attacker could trick AliceMUST send the same value for KE in message 3 as she sent in message 1. Note that an implementation cannot simultaneously exploit this optimizationandprotect itself from a denial of service attack using cookies. But an implementation could alternate between the two based on load. If none of Alice's options are acceptable, thenBobnotifies her accordingly.into negotiating a weaker suite than a stronger one that they both prefer. 4.8 RekeyingSecurity associations negotiated in both phase 1IKE, ESP, andphase 2 contain IKEv2 [Page 18] INTERNET DRAFT October 2002AH security associations use secret keys whichmaySHOULD only be used for a limited amount of time and to protect a limited amount of data. Thisdetermineslimits the lifetime of the entire security association. When the lifetime of a security association expires the security association MUST NOT be used. If there is demand, new security associationscanMAY be established. Reestablishment of security associations to take the place of ones which expire is referred to as "rekeying". IKEv2 [Page 20] INTERNET DRAFT January 2003 To rekey achild-SA,CHILD-SA, create a new, equivalent SA (see section 4.17 below), and when the new one is established, delete the old one. To rekey an IKE-SA, establish a new equivalent IKE-SA (see section4.184.20 below) with the peer to whom the old IKE-SA is shared using a Phase 2 negotiation within the existing IKE-SA. An IKE-SA so created inherits all of the original IKE-SA'schild SAs.CHILD-SAs. Use the new IKE-SA for all control messages needed to maintain thechild-SAsCHILD-SAs created by the old IKE-SA, and delete the old IKE-SA. The Delete payload to delete itself MUST be the last request sent over an IKE-SA. SAs SHOULD be rekeyed proactively, i.e., the new SA should be established before the old one expires and becomes unusable. Enough time should elapse between the time the new SA is established and the old one becomes unusable so that traffic can be switched over to the new SA. A difference between IKEv1 and IKEv2 is that in IKEv1 SA lifetimes were negotiated. In IKEv2, each end of the SA is responsible for enforcing its own lifetime policy on the SA and rekeying the SA when necessary. If the two ends have different lifetime policies, the end with the shorter lifetime will end up always being the one to request the rekeying. If an SA bundle has been inactive for a long time and if an endpoint would not initiate the SA in the absense of traffic, the endpoint MAY choose to close the SA instead of rekeying it when its lifetime expires. It SHOULD do so if there has been no traffic since the last time the SA was rekeyed. If the two ends have the same lifetime policies, it is possible that both will initiate a rekeying at the same time (which will result in redundant SAs). To reduce the probability of this happening, the timing of rekeying requestsshouldSHOULD be jittered (delayed by a random amount oftime).time after the need for rekeying is noticed). This form of rekeyingwillmay temporarily result in multiple similar SAs between the same pairs of nodes. When there are two SAs eligible to receive packets, a node MUST accept incoming packets through either SA.The node that initiated the rekeyingAn endpoint SHOULDdelete the older SA afterwait a random amount of time before closing a redundant SA to prevent cycling. The node that initiated the rekeyed SA SHOULD delete the replaced SA after the new one is established. 4.9 Traffic Selector Negotiation When an IP packet is received by an RFC2401 compliant IPsec subsystem and matches a "protect" selector in its SPD, the subsystem MUST protect that packet with IPsec. When no SA exists yet it is the taskIKEv2 [Page 19] INTERNET DRAFT October 2002of IKE to create it.Information about the traffic that needs protection is transmitted to the IKE subsystem inMaintenance of of amannersystem's SPD is outside the IKEv2 [Page 21] INTERNET DRAFT January 2003 scope ofthis documentIKE (see [PFKEY] for anexample). This information is negotiated betweenexample protocol), though some implementations might update their SPD in connection with thetworunning of IKE (for an example scenario, see section 3.1.3). Traffic Selector (TS) payloads allow endpointsusingto communicate some of the information from their SPD to their peers. TS(Traffic Selector) payloads.payloads specify the selection criteria for packets that will be forwarded over the newly set up SA. This can serve as a consistency check in some scenarios to assure that the SPDs are consistent. In others, it guides the dynamic update of the SPD. Two TS payloads appear in each of the messages in the exchange that creates achild-SACHILD-SA pair. Each TS payload contains one or more Traffic Selectors. Each Traffic Selector consists of an address range (IPv4 or IPv6), a port range, and a protocol ID.IKEv2 is more flexible than IKEv1. IKEv2 allows sets of rangesIn support ofboth addresses and ports,the scenario described in section 3.1.3, an initiator may request that the responder assign an IP address and tell the initiator what it is. IKEv2 allows the responder to choose a subset of therequestedtrafficrather than simply responding "not acceptable".proposed by the initiator. This could happen when the configuration of the two endpoints are being updated but only one end has received the new information. Since the two endpoints may be configured by different people, the incompatibility may persist for an extended period even in the absense of errors. It also allows for intentionally different configurations, as when one end is configured to tunnel all addresses and depends on the other end to have the up to date list. The first of the two TS payloads is known as TSi (Traffic Selector- initiator). The second is known as TSr (Traffic Selector-responder). TSi specifies the source address of traffic forwarded from (or the destination address of traffic forwarded to) the initiator of thechild-SACHILD-SA pair. TSr specifies the destination address of the traffic forwarded from (or the source address of the traffic forwarded to) the responder of thechild-SACHILD-SA pair. For example, if Alice initiates the creation of thechild-SACHILD-SA pair from Alice to Bob, and wishes to tunnel all traffic from subnet 10.2.16.* on Alice's side to subnet 18.16.*.* on Bob's side, Alice would include a single traffic selector in each TS payload. TSi would specify the address range (10.2.16.0 - 10.2.16.255) and TSr would specify the address range (18.16.0.0 - 18.16.255.255). Assuming that proposal was acceptable to Bob, he would send identical TS payloads back. The Responder is allowed to narrow the choices by selecting a subset of the traffic, for instance by eliminating or narrowing the range of one or more members of the set of traffic selectors, provided the set does not become the NULL set. It is possible for the Responder's policy to contain multiple smaller IKEv2 [Page 22] INTERNET DRAFT January 2003 ranges, all encompassed by the Initiator's traffic selector, and with the Responder's policy being that each of those ranges should be sent over a different SA. Continuing the example above, Bob might have a policy of being willing to tunnel those addresses to and from Alice, but might require that each address pair be on a separatelyIKEv2 [Page 20] INTERNET DRAFT October 2002negotiatedchild-SA.CHILD-SA. If Alice generated her request in response to an incoming packet from 10.2.16.43 to 18.16.2.123, there would be no way for Bob to determine which pair of addressesit is most urgent toshould be included in this tunnel, and he would have to make his best guess or reject the request with a status of SINGLE-PAIR-REQUIRED. To enable Bob to choose the appropriate range in this case, if Alice has initiated the SA due to a data packet, Alice MAY include as the first traffic selector in each of TSi and TSr a very specific traffic selector including the addresses in the packet triggering the request. In the example, Alice would include in TSi two traffic selectors: the first containing the address range (10.2.16.43 - 10.2.16.43) and the source port and protocol from the packet and the second containing (10.2.16.0 - 10.2.16.255) with all ports and protocols. She would similarly include two traffic selectors in TSr. If Bob's policy does not allow him to accept the entire set of traffic selectors in Alice's request, but does allow him to accept the first selector of TSi and TSr, then Bob MUST narrow the traffic selectors to a subset that includes Alice's first choices. In this example, Bob might respond with TSi being (10.2.16.43 - 10.2.16.43) with all ports and protocols. If Alice creates thechild-SACHILD-SA pair not in response to an arriving packet, but rather - say - upon startup, then there may be no specificdata packet to describe.addresses Alice prefers for the initial tunnel over any other. In that case, the first values in TSi and TSrareMAY be ranges rather than specific values, and Bob chooses a subset of Alice's TSi and TSr that are acceptable to him. If more than one subset is acceptable but their union is not, Bob MUST accept some subset and MAY include a NOTIFY payload of typeADDITIONAL-TS- POSSIBLEADDITIONAL-TS-POSSIBLE to indicate that Alice might want to try again. This case will only occur when Alice and Bob are configured differently from one another. If Alice and Bob agree on the granularity of tunnels, she will never request a tunnel wider than Bob will accept. 4.10 Nonces TheIKE_SA_init and the IKE_SA_init_responseIKE_SA_INIT messages each contain a nonce. These nonces are used as inputs to cryptographic functions. The CREATE_CHILD_SA request and the CREATE_CHILD_SA response also contain nonces. These nonces are used to add freshness to the key derivation technique used to obtain keys forchild SAs.CHILD-SAs. Nonces used in IKEv2 MUST therefore beunique (either deterministically by use of timestampsIKEv2 [Page 23] INTERNET DRAFT January 2003 randomly chosen andsequence numbers or probabilistically by useofa strong pseudo-random number generator).size at least equal to the key size of the strongest cryptographic algorithm used. 4.11 Address and Port Agility IKE runs over UDPport 500,ports 500 and 4500, and implicitly sets upESP, AH,ESP andIPcompAH associations for the same IP addresses it runs over. The IP addresses and ports in the outer header are, however, not themselvesIKEv2 [Page 21] INTERNET DRAFT October 2002cryptographically protected, and IKE is designed to work even through Network Address Translation (NAT) boxes. An implementation MUST accept incoming connection requests even if not received from UDP port500,500 or 4500, andshouldMUST respond to the address and port from which the request was received.An implementation MUST, however, accept incoming requests only on UDP port 500 and send all responses from UDP port 500.IKE functions identically over IPv4 or IPv6. 4.12 Reuse of Diffie-Hellman Exponentials IKE generates keying material using an ephemeral Diffie-Hellman exchange in order to gain the property of "perfect forward secrecy". This means that once a connection is closed and its corresponding keys are forgotten, even someone who has recorded all of the data from the connection and gets access to all of the long term keys of the two endpoints cannot reconstruct the keys used to protect the conversation. Achieving perfect forward secrecy requires that when a connection is closed, each endpoint must forget not only the keys used by the connection but any information that could be used to recompute those keys. In particular, it must forget the secrets used in the Diffie- Hellman calculation and any state that may persist in the state of a pseudo-random number generater that could be used to recompute the Diffie-Hellman secrets. Since the computing of Diffie-Hellman exponentials is computationally expensive, an endpoint may find it advantageous to reuse those exponentials for multiple connection setups. There are several reasonable strategies for doing this. An endpoint could choose a new exponential only periodically though this could result in less-than- perfect forward secrecy if some connection lasts for less than the lifetime of the exponential. Or it could keep track of which exponential was used for each connection and delete the information associated with the exponential only when some corresponding connection was closed. This would allow the exponential to be reused without losing perfect forward secrecy at the cost of maintaining more state. Decisions as to whether and when to reuse Diffie-Hellman exponentials is a private decision in the sense that it will not affect IKEv2 [Page 24] INTERNET DRAFT January 2003 interoperability. An implementation that reuses exponentials may choose to remember the exponential used by the other endpoint on past exchanges and if one is reused to avoid the second half of the calculation. 4.13 Generating Keying MaterialIKEv2 [Page 22] INTERNET DRAFT October 2002In the context of theIKE SA,IKE-SA, three cryptographic algorithms are negotiated: an encryption algorithm, a Diffie-Hellman group, and a pseudo-random function (prf). The pseudo-random function is used both for integrity protection of the IKE payloads and for the construction of keying material for all of the cryptographic algorithms used in both theIKE SAIKE-SA and theChild-SAs.CHILD-SAs. We assume that each cryptographic algorithm accepts a fixed size key, and that any randomly chosen value of that fixed size can serve as an appropriate key. For functions that accept a variable length key, a fixed key size MUST be specified as part of the cryptographic suite negotiated. For prf functions based on HMAC, the fixed key size is the size of the output of the HMAC. Keying material will always be derived as the output of the negotiated prf algorithm.IfSince the amount of keying materialisneeded may be greater than the size of the output of the prf algorithm, we will use the prf iteratively. We will use the terminology prf+ to describe the function that outputs a pseudo-random stream based on the inputs to a prf as follows: (where | indicates concatenation) prf+ (K,S) = T1 | T2 | T3 | T4 | ... where: T1 = prf (K, S | 0x01) T2 = prf (K, T1 | S | 0x02) T3 = prf (K, T2 | S | 0x03) T4 = prf (K, T3 | S | 0x04) as needed to compute all required keys. The keys are taken from the output string without regard to boundaries (e.g. if the required keys are a 256 bit AES key and a 160 bit HMAC key, and the prf function generates 160 bits, the AES key will come from T1 and the beginning of T2, while the HMAC key will come from the rest of T2 and the beginning of T3). The constant concatenated to the end of each string feeding the prf is a single octet. prf+ in this document is not defined beyond 255 times the size of the prf output. 4.14 Generating Keying Material for the IKE-SA IKEv2 [Page 25] INTERNET DRAFT January 2003 The shared keys are computed as follows. A quantity called SKEYSEED is calculated from the nonces exchanged during theIKE_SA_initIKE_SA_INIT exchange and the Diffie-Hellman shared secret established during that exchange. SKEYSEED is used to calculatethreefive other secrets: SK_d used for deriving new keys for thechild-SAsCHILD-SAs established with this IKE-SA;SK_aSK_ai and SK_ar used as a key to the prf algorithm for authenticatingIKEv2 [Page 23] INTERNET DRAFT October 2002the component messages of subsequent exchanges; andSK_eSK_ei and SK_er used for encrypting (and of course decrypting) all subsequent exchanges. SKEYSEED and its derivatives are computed as follows: SKEYSEED = prf(Ni | Nr, g^ir) {SK_d, SK_ai, SK_ar, SK_ei, SK_er} = prf+ (SKEYSEED, g^ir | Ni | Nr | CKY-I | CKY-R) (indicating that the quantities SK_d, SK_ai, SK_ar, SK_ei, and SK_er are taken in order from the generated bits of the prf+). g^ir is the shared secret from the ephemeral Diffie-Hellman exchange. Ni and Nr are the nonces, stripped of any headers. The two directions of flow use different keys. The keys used to protect messages from the original initiator are SK_ai and SK_ei. The keys used to protect messages in the other direction are SK_ar and SK_er. Each algorithm takes a fixed number of bits of keying material, which is specified as part of the algorithm. For integrity algorithms based on HMAC, the key size is always equal to the length of the underlying hash function. 4.15 Authentication of the IKE-SA The peers are authenticated by having each sign (or MAC using a shared secret as the key) a block of data. For the responder, the octets to be signed start with the first octet of the first SPI in the header of the second message and end with the last octet of the last payload in the second message. Appended to this (for purposes of computing the signature) is the initiator's nonce Ni (just the value, not the payload containing it).TheSimilarly, the initiator signs theunencrypted part of message 3,first message, starting with the first octet of theIKEfirst SPI in the header and ending with the last octet of the lastunencryptedpayload.Note that message 3 includes Nr, so it does not need to be appended in orderAppended tobe included underthis (for purposes of computing the signature) is thesignature.responder's nonce Nr. It is critical to the security of the exchange that each side sign the other side's nonce. Note that all of the payloads are included under the signature, including any payload types not defined in this document. If the first message of the exchange is sent twice (the second time with a responder cookie and/or a different Diffie-Hellman group), it is the IKEv2 [Page 26] INTERNET DRAFT January 2003 second version of the message that is signed. Optionally, messages 3 and 4 MAY include a certificate, or certificate chain providing evidence that the key used to compute a digital signature belongs to the name in the ID payload. The signature or MAC will be computed using algorithms dictated by the type of key used by the signer, an RSA-signed PKCS1-padded-hash for an RSA digital signature, a DSS-signed SHA1-hash for a DSA digital signature, or the negotiated PRF function for a pre-shared key. There is no requirement that the Initiator and Responder sign with the same cryptographic algorithms. The choice of cryptographic algorithms depends on the type of key each has. This type is either indicated in the certificate supplied or, if the keys were exchangedIKEv2 [Page 24] INTERNET DRAFT October 2002out of band, the key types must have been similarly learned. In particular, the initiator may be using a shared key while the responder may have a public signature key and certificate. It will commonly be the case (but it is not required) that if a shared secret is used for authentication that the same key is used in both directions.In particular, the initiator may be using a shared key while the responder may have a public signature key and certificate.Note that it is a common but insecure practice to have a shared key derived from a user chosen password. This is insecure because user chosen passwords are unlikely to have sufficient randomness to resist dictionary attacks. The pre-shared key SHOULD contain as much randomness as the strongest key being negotiated. In the case of a pre-shared key, the AUTH value is computed as: AUTH = prf(Shared Secret | "Key Pad for IKEv2", <message bytes>) where the string "Key Pad for IKEv2" is ASCII encoded and not null terminated. The shared secret can be variable length. The pad string is added so that if the shared secret is derived from a password, this exchange will not compromise use of the same password in other protocols.Note that the requirement that the responder sign the content of message 2 in message 4 introduces some special challenges whenAs noted above, deriving therespondershared secret from a password is notmaintaining state between messages 2 and 4 (see Section 4.6). Either the responder must be able to regenerate message 2 octet for octet from the information in message 3, orsecure. This construction is used because itmust encode in its nonce enough information to be able to construct the signature on message 2 after message 3isreturned.anticipated that people will do it anyway. 4.16 Generating Keying Material for CHILD-SAsChild-SAsCHILD-SAs are created either by being piggybacked on the phase 1 exchange, or in a phase 2 CREATE_CHILD_SA exchange. Keying material for them is generated as follows: KEYMAT = prf+(SK_d, Ni | Nr) Where Ni and Nr are the Nonces from theIKE_initIKE_SA_INIT exchange if this request is the first CHILD-SA created or the fresh Ni and Nr from the CREATE_CHILD_SA exchange if this is a subsequent creation. For phase 2 exchanges with PFS the keying material is defined as: IKEv2 [Page 27] INTERNET DRAFT January 2003 KEYMAT = prf+(SK_d, g^ir (ph2) | Ni | Nr ) where g^ir (ph2) is the shared secret from the ephemeral Diffie- Hellman exchange of this phase 2 exchange, A singlechild-SACHILD-SA negotiation may result in multiple security associations.ESP, AH,ESP andIPcompAH SAs exist in pairs (one in eachIKEv2 [Page 25] INTERNET DRAFT October 2002direction), andsixfour SAs could be created in a singlechild-SACHILD-SA negotiation if a combination ofESP, AH,ESP andIPcompAH is being negotiated. KEYMAT is generated as described in section 4.13. Keying material is taken from the expanded KEYMAT in the following order: All keys for SAs carrying data from the initiator to the responder are taken before SAs going in the reverse direction. If multiple protocols are negotiated, keying material is taken in the order in which the protocol headers will appear in the encapsulated packet. If a single protocol has both encryption and authentication keys, the encryption key is taken from the first octets of KEYMAT and the authentication key is taken from the next octets. Each cryptographic algorithm takes a fixed number of bits of keying material specified as part of the algorithm. 4.17 Rekeying IKE-SAs using a CREATE_CHILD_SA exchange The CREATE_CHILD_SA exchange can be used to re-key an existing IKE-SA (see section 4.8). New Initiator and RespondercookiesSPIs are supplied in the SPI fields. The TS payloads are omitted when rekeying anIKE- SA.IKE-SA. SKEYSEED for the new IKE-SA is computed using SK_d from the existing IKE-SA as follows: SKEYSEED = prf(SK_d (old), [g^ir (ph2)] | Ni | Nr) where g^ir (ph2) is the shared secret from the ephemeral Diffie- Hellman exchange of this phase 2 exchange and Ni and Nr are the two nonces stripped of any headers. The newIKE SAIKE-SA MUST reset its message counters to 0. SK_d, SK_ai, SK_ar, and SK_ei, and SK_er are computed from SKEYSEED as specified in section 4.14. 4.18Error Handling There are many kinds of errors that can occur during IKE processing. If a request is received that is badly formatted or unacceptable for reasons of policy (e.g. no matching cryptographic algorithms), the response MUST contain a Notify payload indicating the error. If an error occurs outside the context ofRequesting anIKE request (e.g. the node is getting ESP messagesinternal address on anon-existent SPI), the node SHOULD initiateremote network IKEv2 [Page26]28] INTERNET DRAFTOctober 2002January 2003 Most commonly in the endpoint to gateway scenario, anInformational Exchange with a Notify payload describingendpoint may need an IP address on theproblem. Errorsgateway's internal network, and may need to have thatoccur beforeaddress dynamically assigned. A request for such acryptographically protected IKE-SA is established must be handled very carefully. There is a trade-off between wanting totemporary address can behelpfulincluded indiagnosing a problem and responding to it and wantingany request toavoid beingcreate adupeCHILD-SA (including the implicit request in message 3) by including adenial of service attack based on forged messages. If a node receivesCP payload. This function provides address allocation to an IRAC trying to tunnel into amessage on UDP port 500 outsidenetwork protected by an IRAS. Since thecontext ofIKE_SA_AUTH exchange creates an IKE-SA(and notand a CHILD-SA the IRAC MUST requestto start one), itthe internal address, and optionally other information concerning the internal network, in the IKE_SA_AUTH exchange. The maybeIRAS procure an internal address for theresultIRAC from any number ofa recent crash. If the message is markedsources such as aresponse, the nodeDHCP/BOOTP server or its own address pool. Initiator Responder ----------------------------- --------------------------- HDR, SAi1, KEi, Ni, Nr, SK {IDi, [CERT,] [CERTREQ,] [IDr,] AUTH, CP(CFG_REQUEST), SAi2, TSi, TSr} --> <-- HDR, SK {IDr, [CERT,] AUTH, CP(CFG_REPLY), SAr2, TSi, TSr} CP(CFG_REQUEST) MUST contain at least an INTERNAL_ADDRESS attribute (either IPv4 or IPv6) but MAYauditcontain any number of additional attributes thesuspicious event but MUST NOT respond. Ifinitiator wants returned in the response. For example, messageis marked asfrom Initiator to Responder: CP(CFG_REQUEST)= INTERNAL_ADDRESS(0.0.0.0) INTERNAL_NETMASK(0.0.0.0) INTERNAL_DNS(0.0.0.0) TSi = (0, 0-65536,0.0.0.0-255.255.255.255) TSr = (0, 0-65536,0.0.0.0-255.255.255.255) NOTE: Traffic Selectors are arequest,(protocol, port range, address range) Message from Responder to Initiator: CP(CFG_REPLY)= INTERNAL_ADDRESS(192.168.219.202) INTERNAL_NETMASK(255.255.255.0) INTERNAL_SUBNET(192.168.219.0/255.255.255.0) TSi = (0, 0-65536,192.168.219.202-192.168.219.202) TSr = (0, 0-65536,192.168.219.0-192.168.219.255) IKEv2 [Page 29] INTERNET DRAFT January 2003 All returned values will be implementation dependent. As can be seen in thenode MAY auditabove example, thesuspicious event andIRAS MAY also senda response. If a response is sent,other attributes that were not included in CP(CFG_REQUEST) and MAY ignore theresponse MUST be sent to the IP address and port from whencenon- mandatory attributes that itcame withdoes not support. 4.19 Requesting the Peer's Version An IKEcookies reversed inpeer wishing to inquire about theheaderother peer's version information MUST use the method below. This is an example of a configuration request within an Informational Exchange, after the IKE-SA and first CHILD-SA have been created. An IKE implementation MAY decline to give out version information prior to authentication or even after authentication to prevent trolling in case some implementation is known to have some security weakness. In that case, it MUST return an empty string. Initiator Responder ----------------------------- -------------------------- HDR, SK{CP(CFG_REQUEST)} --> <-- HDR, SK{CP(CFG_REPLY)} CP(CFG_REQUEST)= APPLICATION_VERSION("") CP(CFG_REPLY) APPLICATION_VERSION("foobar v1.3beta, (c) Foo Bar Inc.") 4.20 Error Handling There are many kinds of errors that can occur during IKE processing. If a request is received that is badly formatted or unacceptable for reasons of policy (e.g. no matching cryptographic algorithms), theMessage ID copied. Theresponse MUSTNOT be cryptographically protected and MUSTcontain anotifyNotify payload indicatingINVALID-COOKIE. A node receiving such a message MUST NOT respond and MUST NOT changethestateerror. If an error occurs outside the context ofany existing SAs. The message might be a forgery or might bean IKE request (e.g. the node is getting ESP messages on aresponsenon-existent SPI), thegenuine correspondent was tricked into sending. Anode SHOULDtreat suchinitiate an Informational Exchange with amessage (and alsoNotify payload describing the problem. Errors that occur before anetwork message like ICMP destination unreachable) ascryptographically protected IKE-SA is established must be handled very carefully. There is ahint that there mighttrade-off between wanting to beproblems with SAshelpful in diagnosing a problem and responding tothat IP addressit andSHOULDwanting to avoid being a dupe in a denial of service attack based on forged messages. If a node receives a message on UDP port 500 outside the context of an IKE-SA known to it (and not a request to start one), it may be the result of a recent crash of the node. If the message is marked as a IKEv2 [Page 30] INTERNET DRAFT January 2003 response, the node MAY audit the suspicious event but MUST NOT respond. If the message is marked as a request, the node MAY audit the suspicious event and MAY send a response. If a response is sent, the response MUST be sent to the IP address and port from whence it came with the same IKE SPIs and the Message ID copied. The response MUST NOT be cryptographically protected and MUST contain a notify payload indicating INVALID-SPI. A node receiving such an unprotected NOTIFY payload MUST NOT respond and MUST NOT change the state of any existing SAs. The message might be a forgery or might be a response the genuine correspondent was tricked into sending. A node SHOULD treat such a message (and also a network message like ICMP destination unreachable) as a hint that there might be problems with SAs to that IP address and SHOULD initiate a liveness test for any such IKE-SA. An implementation SHOULD limit the frequency of such tests to avoid being tricked into participating in a denial of service attack. A node receiving a suspicious message from an IP address with which it has an IKE-SA MAY send an IKE notify payload in an IKE Informational exchange over that SA. The recipient MUST NOT change the state of any SA's as a result but SHOULD audit the event to aid in diagnosing malfunctions. A node MUST limit the rate at which it will send messages in response to unprotected messages.5 Header and Payload Formats 5.1 The IKE Header IKE messages use UDP port 500, with one IKE message per UDP datagram. Information from4.21 IPcomp Use of IP compression [IPCOMP] can be negotiated as part of theUDPsetup of a CHILD-SA. While IP compression involves an extra headeris largely ignored exceptin each packet and a CPI (compression parameter index), the virtual "compression association" has no life outside the ESP or AH SA that contains it. Compression associations disappear when theIP addressescorresponding ESP or AH SA goes away, andUDP portsis not explicitly mentioned in any DELETE payload. Negotiation of IP compression is separate from theheaders are reversed and used for return packets. Each IKE message beginsnegotiation of cryptographic parameters associated withthe IKE header, denoted HDR in this memo. Following the header area CHILD-SA. A node requesting a CHILD-SA MAY advertise its support for one or moreIKEcompression algorithms though one or more NOTIFY payloadseach identified byof type IPCOMP_SUPPORTED. The response MAY indicate acceptance of a"Next Payload" fieldsingle compression algorithm with a NOTIFY payload of type IPCOMP_SUPPORTED. These payloads MAY ONLY occur in thepreceding payload. Payloads are processed insame messages that contain SA payloads. While there has been discussion of allowing multiple compression algorithms to be accepted and to have different compression algorithms available for theorder in which they appear intwo directions of a CHILD-SA, implementations of this specification MUST NOT accept anIKEIPcomp IKEv2 [Page27]31] INTERNET DRAFTOctober 2002 message by invoking the appropriate processing routine according to the "Next Payload" field in the IKE headerJanuary 2003 algorithm that was not proposed, MUST NOT accept more than one, andsubsequently according to the "Next Payload" fieldMUST NOT compress using an algorithm other than one proposed and accepted in theIKE payload itself until a "Next Payload" fieldsetup ofzero indicates that no payloads follow. If a payloadthe CHILD-SA. A side effect oftype "Encrypted"separating the negotiation of IPcomp from cryptographic parameters isfound,thatpayloadit isdecryptednot possible to propose multiple cryptographic suites andits contents parsed as additional payloads. Anpropose IP compression with some of them but not others. 5 Header and Payload Formats 5.1 The IKE Header IKE messages use UDP ports 500 and/or 4500, with one IKE message per UDP datagram. Information from the UDP header is largely ignored except that the IP addresses and UDP ports from the headers are reversed and used for return packets. When sent of UDP port 500, IKE messages begin immediately following the UDP header. When sent on UDP port 4500, IKE messages have prepended for octets of zero. These four octets of zero are not part of the IKE message and are not included in any of the length fields or checksums defined by IKE. Each IKE message begins with the IKE header, denoted HDR in this memo. Following the header are one or more IKE payloads each identified by a "Next Payload" field in the preceding payload. Payloads are processed in the order in which they appear in an IKE message by invoking the appropriate processing routine according to the "Next Payload" field in the IKE header and subsequently according to the "Next Payload" field in the IKE payload itself until a "Next Payload" field of zero indicates that no payloads follow. If a payload of type "Encrypted" is found, that payload is decrypted and its contents parsed as additional payloads. An Encrypted payloadmustMUST be the last payload in a packet and an encrypted payloadmay notMUST NOT contain another encrypted payload. The Recipient SPI in the header identifies an instance of an IKE security association. It is therefore possible for a single instance of IKE to multiplex distinct sessions with multiple peers. The format of the IKE header is shown in Figure 1. 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ !RecipientIKE-SA Initiator's SPI ! !SPI (aka Cookie)! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ !SenderIKE-SA Responder's SPI ! !SPI (aka Cookie)! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ IKEv2 [Page 32] INTERNET DRAFT January 2003 ! Next Payload ! MjVer ! MnVer ! Exchange Type ! Flags ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Message ID ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Length ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Figure 1: IKE Header Format oRecipientInitiator's SPI(aka Cookie)(8 octets) - A value chosen by therecipientinitiator to identify a unique IKE security association.For the first packet of an IKE_SA_init, thisThis value MUSTbe zero. It MUSTNOT bezero for any other packet. [NOTE: this is a deviation from ISAKMP and IKEv1, where the cookies were always sent with the Initiator of the IKE-SA's cookie first and the Responder's second. See section 3.6.]zero. oSenderResponder's SPI(aka Cookie)(8 octets) - A value chosen by thesenderresponder to identify a unique IKE security association. This value MUST be zero in the first message of an IKE Initial Exchange and MUST NOT bezero.zero in any other message. o Next Payload (1 octet) - Indicates the type of payload that immediately follows the header. The format and value of each payload is defined below.IKEv2 [Page 28] INTERNET DRAFT October 2002o Major Version (4 bits) - indicates the major version of the IKE protocol in use. Implementations based on this version of IKE MUST set the Major Version to 2. Implementations based on previous versions of IKE and ISAKMP MUST set the Major Version to 1. Implementations based on this version of IKE MUST reject (or ignore) messages containing a version number greater than 2. o Minor Version (4 bits) - indicates the minor version of the IKE protocol in use. Implementations based on this version of IKE MUST set the Minor Version to 0. They MUST ignore the minor version number of received messages. o Exchange Type (1 octet) - indicates the type of exchange being used. This dictates the payloads sent in each message and message orderings in the exchanges. Exchange Type Value RESERVED 0 Reserved for ISAKMP1 - 311-31 Reserved for IKEv132 - 33 IKE_SA_init32-33 IKE_SA_INIT 34 IKE_SA_AUTH 35 CREATE_CHILD_SA 36 Informational 37 IKEv2 [Page 33] INTERNET DRAFT January 2003 Reserved for IKEv2+ 38-239 Reserved for private use 240-255 o Flags (1 octet) - indicates specific options that are set for the message. Presence of options are indicated by the appropriate bit in the flags field being set. The bits are defined LSB first, so bit 0 would be the least significant bit of the Flags octet. In the description below, a bit being 'set' means its value is '1', while 'cleared' means its value is '0'. -- R(eserved) (bits 0-2) - These bits MUST be cleared when sending and MUST be ignored on receipt. -- I(nitiator) (bit 3 of Flags) - This bit MUST be set in messages sent by the original Initiator of theIKE SAIKE-SA and MUST be cleared in messages sent by the original Responder. It is used by the recipient to determine whether the messageID should be interpreted in the context of its initiating stateis a request orits responding state. IKEv2 [Page 29] INTERNET DRAFT October 2002a response. -- V(ersion) (bit 4 of Flags) - This bit indicates that the transmitter is capable of speaking a higher major version number of the protocol than the one indicated in the major version number field. Implementations of IKEv2 must clear this bit when sending and MUST ignore it in incoming messages. -- R(eserved) (bits 5-7 of Flags) - These bits MUST be cleared when sending and MUST be ignored on receipt. o Message ID (4 octets) - Message identifier used to control retransmission of lost packets and matching of requests and responses. See section 4.2. In the first message of a Phase 1 negotiation, the value MUST be set to 0. The response to that message MUST also have a Message ID of 0. o Length (4 octets) - Length of total message (header + payloads) in octets. Session encryption can expand the size of an IKE message and that is reflected in the total length of the message. 5.2 Generic Payload Header Each IKE payload defined in sections 5.3 through 5.14 begins with a generic header, shown in Figure 2. Figures for each payload below will include the generic payload header but for brevity the description of each field will be omitted. The construction and processing of the generic payload header is identical for each IKEv2 [Page 34] INTERNET DRAFT January 2003 payload and will similarly be omitted. 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Next Payload !C! RESERVED ! Payload Length ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Figure 2: Generic Payload Header The Generic Payload Header fields are defined as follows: o Next Payload (1 octet) - Identifier for the payload type of the next payload in the message. If the current payload is the last in the message, then this field will be 0. This field provides a "chaining" capability whereby additional payloads can be added to a message by appending it to the end of the message and setting the "Next Payload" field of the preceding payload to indicate the new payload's type. For an Encrypted payload, which must always be the last payload of a message, the NextIKEv2 [Page 30] INTERNET DRAFT October 2002Payload field is set to the payload type of the first contained payload. o Critical (1 bit) - MUST be set to zero if the sender wants the recipient to skip this payload if he does not understand the payload typecode.code in the Next Payload field of the previous payload. MUST be set to one if the sender wants the recipient to reject this entire message if he does not understandthisthe payload type. MUST be ignored by the recipient if the recipient understands the payload type code. SHOULD be set to zero for payload types defined in this document. Note that the critical bit applies to the current payload rather than the "next" payload whose type code appears in the first octet. The reasoning behind not setting the critical bit for payloads defined in this document is that all implementations MUST understand all payload types defined in this document and therefore must ignore the Critical bit's value. Skipped payloads are expected to have valid Next Payload and Payload Length fields. o RESERVED (7 bits) - MUST be sent as zero; MUST be ignored. o Payload Length (2 octets) - Length in octets of the current payload, including the generic payload header. 5.3 Security Association Payload The Security Association Payload, denoted SA in this memo, is used to IKEv2 [Page 35] INTERNET DRAFT January 2003 negotiate attributes of a security association. An SA may contain multiple proposals. Each proposal may propose multiple protocols (where a protocol is IKE, ESP,AH,orIPcomp),AH), along with a suite of cryptographic algorithms to be used by the protocols. The protocol(s), cryptographic algorithms, and any associated parameters are determined by the suite number. An SA payload MAY contain proposals for different protocols. For example, one suite might containAH, ESP,AH andIPcomp,ESP, while another might contain only ESP and a thirdESP and IPcomp.only AH. The Proposal structure contains within it a Proposal # and a Suite- ID. The first proposal MUST have Proposal # = 1, the second MUST have Proposal # = 2, etc. If the proposals are misnumbered, the responder MUST reject all of them. Unrecognised Suite-IDs MUST be ignored. 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Next Payload !C! RESERVED ! Payload Length ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! ! ~ <Proposals> ~IKEv2 [Page 31] INTERNET DRAFT October 2002! ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Figure 3: Security Association Payload o Proposals (variable) - one or more proposal substructures. The payload type for the Security Association Payload is one (1). 5.3.1 Proposal Substructure 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! 0 (last) or 2 ! RESERVED ! Proposal Length ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Proposal # ! RESERVED-MBZ ! Suite-ID ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ~ SPI(S) (variable) ~ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Figure 4: Proposal Substructure o 0 (last) or 2 (more) (1 octet) - Specifies whether this is the last Proposal Substructure in the SA. This syntax is inherited IKEv2 [Page 36] INTERNET DRAFT January 2003 from ISAKMP, but is unnecessary because the last Proposal could be identified from the length of the SA. The value (2) corresponds to a Payload Type of Proposal, and the first four octets of the Proposal structure are designed to look somewhat like the header of a Payload. o RESERVED (1 octet) - MUST be sent as zero; MUST be ignored. o Proposal Length (2 octets) - Length of this proposal, including the SPI o Proposal # (1 octet) -WhenIn an SA payload requesting aproposalnew SA ismade, thesent, it may contain multiple proposals. The first proposal in an SA MUST be #1, and subsequent proposals MUST be one greater than the previous proposal. Whena proposalan SA is accepted, the SA payload sent back MUST contain a single proposal and the proposal number MUST match theaccepted proposal fromnumber in theInitiator.accepted proposal. o RESERVED-MBZ (1 octet) - This field is reserved for possible use in specifying different kinds of proposals. This field MUST be sent as zero and a proposal containing a non-zero value MUST NOT be accepted.IKEv2 [Page 32] INTERNET DRAFT October 2002The negotiation MAY still succeed if there is another acceptable proposal in the SA payload. o Suite-ID (2 octets) - This field specifies a suite of protocols and cryptographic algorithms. See table below. o SPI(S) (variable) - The sending entity's SPI(s). If the suite proposed includes more than one protocol, the SPIs are concatenated together in the order in which they would appear in a packet sent using the suite (i.e. AH followed byESP followed by IPcomp.ESP). When an initialIKE SAIKE-SA is being proposed, SPIs are implicit from the IKE header and are not repeated here.Even if the SPI Size is not a multiple of 4 octets, there isNote that no paddingapplied to the payload. When the SPI Size fieldiszero, this field is not present in the Security Association payload.applied. For Suite-ID, the following values are defined: Name Number Algorithms IKE_CLASSIC 0 DH-Group #5 (1536 bits) 3DES encryption HMAC-SHA1 integrity and prf ESP_CLASSIC 1 3DES encryption HMAC-SHA1 integrity<some AESIKEv2 [Page 37] INTERNET DRAFT January 2003 <some AES variants,ESP+IPcomp,AH (?)) values 2-65000 are reserved to IANA. Values65501-6553365001-65533 are for private use among mutually consenting parties. 5.4 Key Exchange Payload The Key Exchange Payload, denoted KE in this memo, is used to exchange Diffie-Hellman public numbers as part of a Diffie-Hellman key exchange. The Key Exchange Payload consists of the IKE generic header followed by the Diffie-Hellman public value itself. 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Next Payload !C! RESERVED ! Payload Length ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Suite-ID ! RESERVED (MBZ) ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! ! ~ Key Exchange Data ~ ! ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+IKEv2 [Page 33] INTERNET DRAFT October 2002Figure 7: Key Exchange Payload Format A key exchange payload is constructed by copyingone'sones Diffie-Hellman public value into the "Key Exchange Data" portion of the payload. The length of the Diffie-Hellman public value MUST be equal to the length of the prime modulus over which the exponentiation was performed, prepending zero bits to the value if necessary. A key exchange payload is processed by first checking whether the length of the key exchange data (the "Payload Length" from the generic header minus the size of the generic header) is equal to the length of the prime modulus over which the exponentiation was performed. The message should be treated as invalid if the payload is not the expected size. The Suite-ID is the identifier of the cryptographic suite from which the Diffie-Hellman group was taken. If the selected proposal uses a different Diffie-Hellman group, the message MUST be rejected with a Notify payload of type INVALID-KE-PAYLOAD. The payload type for the Key Exchange payload is four (4). 5.5 Identification Payload IKEv2 [Page 38] INTERNET DRAFT January 2003 The Identification Payload, denoted ID in this memo, allows peers to assert an identifythemselvestoeach other. In Phase 1, theone another. The ID Payload names the identity to be authenticated with thesignature. In Phase 2, the ID Payload is optional and if present names an identity asserted to be responsible for this SA. An example use would be a shared computer opening an IKE-SA to a server and asserting the name of its logged in user for the Phase 2 SA. If missing, this defaults to the Phase 1 identity.AUTH payload. NOTE: In IKEv1, two ID payloads were used in each direction in Phase 2 to hold Traffic Selector information for data passing over the SA. In IKEv2, this information is carried in Traffic Selector (TS) payloads (see section 5.13). The Identification Payload consists of the IKE generic header followed by identification fields as follows: 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Next Payload !C! RESERVED ! Payload Length ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! ID Type ! RESERVED | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! ! ~ Identification Data ~ ! ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Figure 8: Identification Payload FormatIKEv2 [Page 34] INTERNET DRAFT October 2002o ID Type (1 octet) - Specifies the type of Identification being used. o RESERVED - MUST be sent as zero; MUST be ignored. o Identification Data (variable length) - Value, as indicated by the Identification Type. The length of the Identification Data is computed from the size in the ID payload header. The payload type for the Identification Payload is five (5). The following table lists the assigned values for the Identification Type field, followed by a description of the Identification Data which follows: ID Type Value ------- ----- RESERVED 0 ID_IPV4_ADDR 1 A single four (4) octet IPv4 address. IKEv2 [Page 39] INTERNET DRAFT January 2003 ID_FQDN 2 A fully-qualified domain name string. An example of a ID_FQDN is, "lounge.org". The string MUST not contain any terminators (e.g. NULL, CR, etc.). ID_RFC822_ADDR 3 A fully-qualified RFC822 email address string, An example of a ID_RFC822_ADDR is, "lizard@lounge.org". The string MUST not contain any terminators. ID_IPV6_ADDR 5 A single sixteen (16) octet IPv6 address. ID_DER_ASN1_DN 9 The binary DER encoding of an ASN.1 X.500 Distinguished Name [X.501]. ID_DER_ASN1_GN 10 The binary DER encoding of an ASN.1 X.500 GeneralName [X.509].IKEv2 [Page 35] INTERNET DRAFT October 2002ID_KEY_ID 11 An opaque octet stream which may be used to pass vendor- specific information necessary to do certain proprietary forms of identification. 5.6 Certificate Payload The Certificate Payload, denoted CERT in this memo, provides a means to transport certificates or other certificate-related information via IKE. Certificate payloads SHOULD be included in an exchange if certificates are available to the sender. The Certificate Payload is defined as follows: 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Next Payload !C! RESERVED ! Payload Length ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ IKEv2 [Page 40] INTERNET DRAFT January 2003 ! Cert Encoding ! ! +-+-+-+-+-+-+-+-+ ! ~ Certificate Data ~ ! ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Figure 9: Certificate Payload Format o Certificate Encoding (1 octet) - This field indicates the type of certificate or certificate-related information contained in the Certificate Data field. Certificate Encoding Value -------------------- ----- NONE 0 PKCS #7 wrapped X.509 certificate 1 PGP Certificate 2 DNS Signed Key 3 X.509 Certificate - Signature 4 Kerberos Token 6 Certificate Revocation List (CRL) 7 Authority Revocation List (ARL) 8 SPKI Certificate 9 X.509 Certificate - Attribute 10 RESERVED 11 - 255IKEv2 [Page 36] INTERNET DRAFT October 2002o Certificate Data (variable length) - Actual encoding of certificate data. The type of certificate is indicated by the Certificate Encoding field. The payload type for the Certificate Payload is six (6). 5.7 Certificate Request Payload The Certificate Request Payload, denoted CERTREQ in this memo, provides a means to request preferred certificates via IKE and can appear in the first, second, or third message of Phase 1. Certificate Request payloads SHOULD be included in an exchange whenever the peer may have multiple certificates, some of which might be trusted while others are not. If multiple root CA's are trusted, then multiple Certificate Request payloads SHOULD be transmitted. Empty (zero length) CA names MUST NOT be generated and SHOULD be ignored. The Certificate Request Payload is defined as follows: 1 2 3 IKEv2 [Page 41] INTERNET DRAFT January 2003 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Next Payload !C! RESERVED ! Payload Length ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Cert Encoding ! ! +-+-+-+-+-+-+-+-+ ! ~ Certification Authority ~ ! ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Figure 10: Certificate Request Payload Format o Certificate Encoding (1 octet) - Contains an encoding of the type of certificate requested. Acceptable values are listed in section 5.6. o Certification Authority (variable length) - Contains an encoding of an acceptable certification authority for the type of certificate requested. The payload type for the Certificate Request Payload is seven (7). The Certificate Request Payload is constructed by setting the "Cert Encoding" field to be the type of certificate being desired and the "Certification Authority" field to a proper encoding of a certification authority for the specified certificate. For example,IKEv2 [Page 37] INTERNET DRAFT October 2002for an X.509 certificate this field would contain the Distinguished Name encoding of the Issuer Name of an X.509 certification authority acceptable to the sender of this payload. The Certificate Request Payload is processed by inspecting the "Cert Encoding" field to determine whether the processor has any certificates of this type. If so the "Certification Authority" field is inspected to determine if the processor has any certificates which can be validated up to the specified certification authority. This can be a chain of certificates. If a certificate exists which satisfies the criteria specified in the Certificate Request Payload it MUST be sent back to the certificate requestor; if a certificate chain exists which goes back to the certification authority specified in the request the entire chain SHOULD be sent back to the certificate requestor. If no certificates exist then no further processing is performed-- this is not an error condition of the protocol. There may be cases where there is a preferred CA, but an alternate might be acceptable (perhaps after prompting a human operator). 5.8 Authentication Payload IKEv2 [Page 42] INTERNET DRAFT January 2003 The Authentication Payload, denoted AUTH in this memo, contains data used for authentication purposes. The only authentication method defined in this memo is digital signatures and therefore the contents of this payload when used with this memo will be the output generated by a digital signature function. The Authentication Payload is defined as follows: 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Next Payload !C! RESERVED ! Payload Length ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Auth Method ! RESERVED ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! ! ~ Authentication Data ~ ! ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Figure 11: Authentication Payload Format oAuthentication Data (variable length)Auth Method (1 octet) -Data that results from applying the digital signature function toSpecifies theIKE state (seemethod of authentication used. Values defined are: Digital Signature (1) - Computed as specified in section3). The4.15 using the public key in the first CERT payloadtype foror known theAuthentication Payload is nine (9). IKEv2 [Page 38] INTERNET DRAFT October 2002the recipient by some out of band means. Shared Key Message Integrity Code (2) - Computed as specified in section 4.15 using the shared key associated with the identity in the ID payload. o Authentication Data (variable length) - Data that results from applying the digital signature function to the IKE state (see section 3). The payload type for the Authentication Payload is nine (9). The Authentication Payload is constructed by computing a digital signature (or secret key MAC) over part of one of the sender's messages (see section 4.15). The result is placed in the "Authentication Data" portion of the payload. The encoding depends on the type of key being used to authenticate (see section4.2).4.15). The payload length is the size of the generic header plus the size of the "Authentication Data" portion of the payload which depends on the specific authentication method being used. IKEv2 [Page 43] INTERNET DRAFT January 2003 The Authentication Payload is processed by extracting the "Authentication Data" from the payload and verifying it according to the specific authentication method being used. If the specified authentication method is not supported or validation fails a NOTIFY Error message of AUTHENTICATION-FAILED MUST be sent back to the peer and the connection closed. (An exception to this case is that a peer MAY treat unsupported, invalid, or missing authentication data as a request to open an unauthenticated SA. 5.9 Nonce Payload The Nonce Payload, denoted Ni and Nr in this memo for the Initiator's and Responder's nonce respectively, contains random data used to guarantee liveness during an exchange and protect against replay attacks. The Nonce Payload is defined as follows: 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Next Payload !C! RESERVED ! Payload Length ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! ! ~ Nonce Data ~ ! ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Figure 12: Nonce Payload Format o Nonce Data (variable length) - Contains the random data generated by the transmitting entity. The payload type for the Nonce Payload is ten (10). The Nonce Payload is constructed by computing a pseudo-random value and copying it into the "Nonce Data" field. The size of a Nonce MUST be between 8 and 256 octets inclusive. Nonce values MUST NOT be reused.They MAY be as long as 256 octets to support there use in carrying state when defending against certain denial of service attacks (see Section 4.6). IKEv2 [Page 39] INTERNET DRAFT October 20025.10 Notify Payload The Notify Payload, denoted N in this document, is used to transmit informational data, such as error conditions and state transitions to an IKE peer. A Notify Payload may appear in a response message (usually specifying why a request was rejected), or in an Informational Exchange (to report an error not in an IKE request). IKEv2 [Page 44] INTERNET DRAFT January 2003 The Notify Payload is defined as follows: 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Next Payload !C! RESERVED ! Payload Length ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Protocol-ID ! SPI Size ! Notify Message Type ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! ! ~ Security Parameter Index (SPI) ~ ! ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! ! ~ Notification Data ~ ! ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Figure 13: Notification Payload Format o Protocol-Id (1 octet) - Specifies the protocol about which this notification is being sent. For phase 1 notifications, this field MUST be zero (0). For phase 2 notifications concerning IPsec SAs this field will contain an IPsec protocol (either ESP,AH,orIPcomp).AH). For notifications for which no protocol ID is relevant, this field MUST be sent as zero and MUST be ignored. o SPI Size (1 octet) - Length in octets of the SPI as defined by the Protocol-Id or zero if no SPI is applicable. For phase 1 notification concerning the IKE-SA, the SPI Size MUST be zero. o Notify Message Type (2 octets) - Specifies the type of notification message. o SPI (variable length) - Security Parameter Index. o Notification Data (variable length) - Informational or error data transmitted in addition to the Notify Message Type. Values for this field are message specific, see below.IKEv2 [Page 40] INTERNET DRAFT October 2002The payload type for the Notification Payload is eleven (11). 5.10.1 Notify Message Types Notification information can be error messages specifying why an SA could not be established. It can also be status data that a process managing an SA database wishes to communicate with a peer process. IKEv2 [Page 45] INTERNET DRAFT January 2003 For example, a secure front end or security gateway may use the Notify message to synchronize SA communication. The table below lists the Notification messages and their corresponding values. The number of different error statuses was greatly reduced from IKE V1 both for simplication and to avoid giving configuration information to probers. Types in the range 0 - 16383 are intended for reporting errors. An implementation receiving a Notify payload with one of these types that it does not recognise in a response MUST assume that the corresponding request has failed entirely. Unrecognised error types in a request and status types in a request or response MUST be ignored except that they SHOULD be logged. Notify payloads with status types MAY be added to any message and MUST be ignored if not recognised. They are intended to indicate capabilities, and as part of SA negotiation are used to negotiate non-cryptographic parameters. NOTIFY MESSAGES - ERROR TYPES Value ----------------------------- ----- UNSUPPORTED-CRITICAL-PAYLOAD 1 Sent if the payload has the "critical" bit set and the payload type is not recognised. Notification Data contains the one octet payload type.INVALID-COOKIEINVALID-SPI 4 Indicates an IKE message was received with an unrecognized destinationcookie.SPI. This usually indicates that the recipient has rebooted and forgotten the existence of an IKE-SA. INVALID-MAJOR-VERSION 5 Indicates the recipient cannot handle the version of IKE specified in the header. The closest version number that the recipient can support will be in the reply header. INVALID-SYNTAX 7 Indicates the IKE message was received was invalid because some type, length, or value was out of range or because the request was rejected for policy reasons. To avoid a denial of service attack using forged messages, this status may only be returned for and in an encrypted packet if the MESSAGE-ID and cryptographic checksum were valid. To avoid leaking information to someone probing a node, this status IKEv2 [Page 46] INTERNET DRAFT January 2003 MUST be sent in response to any error not covered by one of the other status codes. To aid debugging, more detailed error information SHOULD be written to a console or log.IKEv2 [Page 41] INTERNET DRAFT October 2002INVALID-MESSAGE-ID 9 Sent when an IKE MESSAGE-ID outside thenegotiatedsupported window is received. This Notify MUST NOT be sent in a response; the invalid request MUST NOT be acknowledged. Instead, inform the other side by initiating an Informational exchange with Notification data containing the four octet invalid MESSAGE-ID.INVALID-SPI 11 MAYSending this notification is optional, MUST be rate limited, and MUST NOT be sent unless an IKE-SA exists to the sending address and port. INVALID-SPI 11 MAY be sent in an IKE Informational Exchange when a node receives an ESP or AH packet with an invalid SPI. The Notification Data contains the SPI of the invalid packet. This usually indicates a node has rebooted and forgotten an SA. If this Informational Message is sent outside the context of an IKE-SA, it should only be used by the recipient as a "hint" that something might be wrong (because it could easily be forged). NO-PROPOSAL-CHOSEN 14 None of the proposed crypto suites was acceptable. AUTHENTICATION-FAILED 24 Sent in the response to an IKE_AUTH message when for some reason the authentication failed. There is no associated data. SINGLE-PAIR-REQUIRED 34 This error indicates that a Phase 2 SA request is unacceptable because the Responder is willing to accept traffic selectors specifying a single pair of addresses. The Initiator is expected to respond by requesting an SA for only the specific traffic he is trying to forward. NO-ADDITIONAL-SAS 35 This error indicates that a Phase 2 SA request is unacceptable because the Responder is unwilling to accept IKEv2 [Page 47] INTERNET DRAFT January 2003 any moreChild-SAsCHILD-SAs on this IKE-SA. Some minimal implementations may only accept a singleChild-SACHILD-SA setup in the context of an initial IKE exchange and reject any subsequent attempts to add more. INTERNAL-ADDRESS-FAILURE 36 Indicates an error assigning an internal address (i.e., INTERNAL_IP4_ADDRESS or INTERNAL_IP6_ADDRESS) during the processing of a Configuration Payload by a Responder. If this error is generated within an IKE_AUTH exchange no CHILD-SA will be created. RESERVED TO IANA - Errors3637 - 8191 Private Use - Errors 8192 - 16383 NOTIFY MESSAGES - STATUS TYPES ValueIKEv2 [Page 42] INTERNET DRAFT October 2002------------------------------ ----- RESERVED TO IANA - STATUS 16384 - 24577 INITIAL-CONTACT 24578 This notification asserts that this IKE-SA is the only IKE- SA currently active between the authenticated identities. It MAY be sent when an IKE-SA is established after a crash, and the recipient MAY use this information to delete any other IKE-SAs it has to the same authenticated identity without waiting for a timeout if those IKE-SAs reside at the IP address from which this notification arrived. This notification MUST NOT be sent by an entity that may be replicated (e.g. a roaming user's credentials where the user is allowed to connect to the corporate firewall from two remote systems at the same time). SET-WINDOW-SIZE 24579 This notification asserts that the sending endpoint is capable of keeping state for multiple outstanding Phase 2 exchanges, permitting the recipient to send multiple Phase 2 requests before getting a response to the first. The data associated with a SET-WINDOW-SIZE notification MUST be 4 octets long an contain the big endian represention of the number of messages the sender promises to keep. ADDITIONAL-TS-POSSIBLE 24580 IKEv2 [Page 48] INTERNET DRAFT January 2003 This notification asserts that the sending endpoint narrowed the proposed traffic selectors but that other traffic selectors would also have been acceptable, though only in a separate SA. There is no data associated with this notify type. It may only be sent as an additional payload in a message including accepted TSs.RESERVEDIPCOMP-SUPPORTED 24581- 40959 Private Use - STATUS 40960 - 65535 5.11 Delete Payload The Delete Payload, denoted DThis notification may only be included inthis memo, containsaprotocol- specific security association identifier that the sender has removed frommessage containing an SA payload negotiating a CHILD-SA and indicates a willingness by itssecurity association databasesender to use IPcomp on this SA. The data associated with this notification includes a two byte IPcomp CPI followed by a one octet transform ID optionally followed by attributes whose length andis, therefore, no longer valid. Figure 14 shows theformatof the Delete Payload. ItisIKEv2 [Page 43] INTERNET DRAFT October 2002 possible to senddefined by that transform ID. A message proposing an SA may contain multipleSPIs in a Delete payload, however, each SPI MUST be for the same protocol. Mixing of Protocol Identifiers MUST NOT be performed with the Delete payload. It is permitted, however,IPCOMP-SUPPORTED notifications toincludeindicate multipleDelete payloads in a single Informational Exchange where each Delete payload lists SPIssupported algorithms. A message accepting an SA may contain at most one. The transform IDs currently defined are: NAME NUMBER DEFINED IN ----------- ------ ----------- RESERVED 0 IPCOMP_OUI 1 IPCOMP_DEFLATE 2 RFC 2394 IPCOMP_LZS 3 RFC 2395 values 4-240 are reserved to IANA. Values 241-255 are fora different protocol. Deletion of the IKE-SAprivate use among mutually consenting parties. NAT-DETECTION-SOURCE-IP 24582 This notification isindicatedused to by its recipient to determine whether the source is behind aProtocol-IdNAT box. The data associated with this notification is a digest of0 (IKE) but no SPIs. Deletionthe SPIs, IP address and port on which this packet was sent. There MAY be multiple notify payloads of this type in aChild-SA, such as ESP or AH,message if the sender does not know which of several network attachments willcontainbe used to send theProtocol-Idpacket. The recipient ofthat protocol (e.g. ESP, AH) andthis notification MAY compare theSPIsupplied value to a hash of the source IP address and port and if they don't match it MAY invoke NAT specific handling (like using UDP encapsulation of ESP packets and subsequent IKE packets). The digest is computed using thereceiving entity's SPI(s). NOTE: What'snegotiated digest algorithm for thedeal with IPcomp SAs.IKE- SA. IKEv2 [Page 49] INTERNET DRAFT January 2003 NAT-DETECTION-DESTINATION-IP 24583 Thismechanismnotification isprobably not appropriate for deleting them!!used to by its recipient to determine whether the it is behind a NAT box. TheDelete Payloaddata associated with this notification isdefined as follows: 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Next Payload !C! RESERVED ! Payload Length ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Protocol-Id ! SPI Size ! # of SPIs ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! ! ~ Security Parameter Index(es) (SPI) ~ ! ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Figure 14: Delete Payload Format o Protocol-Id (1 octet) - Must be zero for an IKE-SA, 50 for ESP, 51 for AH, and 108 for IPcomp. o SPI Size (1 octet) - Length in octetsa digest of theSPI as defined by the Protocol-Id. Zero for IKE (SPI is in message header), four for AHSPIs, IP address andESP, two for IPcomp. o # of SPIs (2 octets) - The number of SPIs contained in the Delete payload.port to which this packet was sent. Thesizerecipient ofeach SPI is defined by the SPI Size field. o Security Parameter Index(es) (variable length) - Identifiesthis notification MAY compare thespecific security association(s)supplied value todelete. The lengtha hash ofthis field is determined bytheSPI Sizedestination IP address and#port and if they don't match it MAY invoke NAT specific handling (like using UDP encapsulation ofSPIs fields.ESP packets and subsequent IKE packets). Thepayload typedigest is computed using the negotiated digest algorithm for theDelete Payload is twelve (12). IKEv2 [Page 44] INTERNET DRAFT October 2002 5.12 Vendor ID Payload The Vendor ID Payload contains a vendor defined constant. The constant is used by vendors to identify and recognize remote instances of their implementations.IKE-SA. COOKIE 24584 Thismechanism allows a vendor to experiment with new features while maintaining backwards compatibility. The Vendor ID payload is notnotification MAY be included in anannouncement fromIKE_SA_INIT request or response. In thesender thatresponse, itwill send private payload types but rather an announcement ofindicates that thesort of private payloads it is willing to accept. The implementation sendingrequest should be retried with theVendor IDCOOKIE included in the request. That data associated with this notification MUSTnot make any assumptions about private payloads that it may send unless a Vendor ID of like stature is received as well. Multiple Vendor ID payloads MAYbesent. An implementation is NOT REQUIRED to send any Vendor ID payload at all. A Vendor ID payload maybetween 1 and 64 octets in length (inclusive). USE-TRANSPORT-MODE 24585 This notification MAY besent as part of any message. Reception ofincluded in afamiliar Vendor ID payload allowsrequest message that also includes animplementation to makeSA requesting a CHILD-SA. It requests that the CHILD-SA useof Private USE numbers described throughout this memo-- private payloads, private exchanges, private notifications, etc. Unfamiliar Vendor IDstransport mode rather than tunnel mode for the SA created. If the request is accepted, the response MUSTbe ignored. Writersalso include a notification ofInternet-Drafts who wish to extendtype USE-TRANSPORT-MODE. If the responder declines the request, the CHILD-SA can still be established, but will use tunnel mode. If thisprotocol MUST define a Vendor ID payloadis unacceptable toannouncetheability to implementinitiator, theextensioninitiator MUST delete the SA. RESERVED TO IANA - STATUS 24586 - 40959 Private Use - STATUS 40960 - 65535 5.11 Delete Payload The Delete Payload, denoted D in this memo, contains a protocol- specific security association identifier that theInternet-Draft.sender has removed from its security association database and is, therefore, no longer valid. Figure 14 shows the format of the Delete Payload. It isexpected that Internet-Drafts which gain acceptance and are standardized willpossible to send multiple SPIs in a Delete payload, however, each SPI MUST begiven "magic numbers" out offor theFuture Use range by IANA andsame protocol. Mixing of Protocol Identifiers MUST NOT be performed with therequirementDelete payload. It is permitted, however, touseinclude multiple Delete payloads in aVendor IDsingle Informational IKEv2 [Page 50] INTERNET DRAFT January 2003 Exchange where each Delete payload lists SPIs for a different protocol. Deletion of the IKE-SA is indicated by a Protocol-Id of 0 (IKE) but no SPIs. Deletion of a CHILD-SA, such as ESP or AH, willgo away.contain the Protocol-Id of that protocol (e.g. ESP, AH) and the SPI is the receiving entity's SPI(s). TheVendor IDDelete Payloadfields areis defined as follows: 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Next Payload !C! RESERVED ! Payload Length ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Protocol-Id ! SPI Size ! # of SPIs ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! ! ~Vendor ID (VID)Security Parameter Index(es) (SPI) ~ ! ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Figure15: Vendor ID14: Delete Payload Format oVendor ID (variable length)Protocol-Id (1 octet) -It is the responsibilityMust be zero for an IKE-SA, 50 for ESP, or 51 for AH. o SPI Size (1 octet) - Length in octets of theperson choosingSPI as defined by theVendor ID to assure its uniquenessProtocol-Id. Zero for IKE (SPI is inspitemessage header) or four for AH and ESP. o # of SPIs (2 octets) - The number of SPIs contained in theabsenceDelete payload. The size ofany central registry for IDs. Good practiceeach SPI is defined by the SPI Size field. o Security Parameter Index(es) (variable length) - Identifies the specific security association(s) toinclude a company name, a person name or some such. If you want to show off, you might include IKEv2 [Page 45] INTERNET DRAFT October 2002 the latitude and longitude and time where you were when you chose the ID and some random input. A message digestdelete. The length ofa long unique stringthis field ispreferable todetermined by thelong unique string itself.SPI Size and # of SPIs fields. The payload type for the Delete Payload is twelve (12). 5.12 Vendor ID Payloadis thirteen (13). 5.13 Traffic SelectorThe Vendor ID Payload contains a vendor defined constant. TheTraffic Selector Payload, denoted TS in this memo,constant is used by vendors to identify and recognize remote instances of their implementations. This mechanism allowspeersa vendor to experiment with new features while maintaining backwards compatibility. IKEv2 [Page 51] INTERNET DRAFT January 2003 A Vendor ID payload MAY announce that the sender is capable to accepting certain extensions to the protocol, or it MAY simply identifypacket flowsthe implementation as an aid in debugging. If parameter values "reserved forprocessinguse byIPsec security services. The Traffic Selector Payload consists of the IKE generic header followedconsenting parties" are used, they must be preceded byindividual traffic selectors as follows: 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Next Payload !C! RESERVED ! Payload Length ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Numbera Vendor ID payload that disambiguates them. A Vendor ID payload MUST NOT change the interpretation ofTSs ! RESERVED ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! ! ~ <Traffic Selectors> ~ ! ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Figure 16: Traffic Selectors Payload Format o Number of TSs (1 octet) - Number of traffic selectors being provided. o RESERVED - This fieldany information defined in this specification (i.e. it MUST be non-critical). Multiple Vendor ID payloads MAY be sent. An implementation is NOT REQUIRED to send any Vendor ID payload at all. A Vendor ID payload may be sent aszero andpart of any message. Reception of a familiar Vendor ID payload allows an implementation to make use of Private USE numbers described throughout this memo-- private payloads, private exchanges, private notifications, etc. Unfamiliar Vendor IDs MUST be ignored.o Traffic Selectors (variable length) - one or more individual traffic selectors. The lengthWriters ofthe Traffic SelectorInternet-Drafts who wish to extend this protocol MUST define a Vendor ID payloadincludesto announce theTS header and allability to implement thetraffic selectors. The payload type forextension in theTraffic Selector payloadInternet-Draft. It isfourteen (14). 5.13.1 Traffic Selectorexpected that Internet-Drafts which gain acceptance and are standardized will be given "magic numbers" out of the Future Use range by IANA and the requirement to use a Vendor ID will go away. The Vendor ID Payload fields are defined as follows: 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ !TS TypeNext Payload !C! RESERVED !Protocol ID | SelectorPayload Length| IKEv2 [Page 46] INTERNET DRAFT October 2002 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Start-Port | End-Port | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! ! ~ Starting Address ~ !! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! ! ~Ending AddressVendor ID (VID) ~ ! ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Figure17: Traffic Selector15: Vendor ID Payload Format oTS Type (one octet)Vendor ID (variable length) -SpecifiesIt is thetyperesponsibility oftraffic selector. o Protocol ID (1 octet) - Value specifying an associated IP protocolthe person choosing the Vendor ID(e.g. UDP/TCP). A valueto assure its uniqueness in spite ofzero means thattheProtocol IDabsence of any central registry for IDs. Good practice isnot relevanttothis traffic selector--include a company name, a person name or some such. If you want to show off, you might include theSA can carry all protocols. o Selector Length - Specifieslatitude and longitude and time where you were when you chose thelengthID and some random input. A message digest ofthis Traffic Selector Substructure including the header. o Start-Port (2 octets) - Value specifying the smallest port number allowed by this Traffic Selector. For protocols for which porta long unique string isundefined, or if all ports are allowed by this Traffic Selector, this field MUST be zero. o End-Port (2 octets) - Value specifyingpreferable to thelargest port number allowed by this Traffic Selector. For protocolslong unique string itself. The payload type forwhich portthe Vendor ID Payload isundefined, or it all ports are allowed by thisthirteen (13). IKEv2 [Page 52] INTERNET DRAFT January 2003 5.13 TrafficSelector, this field MUST be 65535. o Starting Address -Selector Payload Thesmallest address included in thisTraffic Selector(length determined byPayload, denoted TStype). o Ending Address - The largest address includedin thisTraffic Selector (length determinedmemo, allows peers to identify packet flows for processing byTS type).IPsec security services. Thefollowing table lists the assigned values for theTraffic SelectorType field and the corresponding AddressPayload consists of the IKE generic header followed by individual traffic selectors as follows: 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Next Payload !C! RESERVED ! Payload Length ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Number of TSs ! RESERVED ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! ! ~ <Traffic Selectors> ~ ! ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Figure 16: Traffic Selectors Payload Format o Number of TSs (1 octet) - Number of traffic selectors being provided. o RESERVED - This field MUST be sent as zero and MUST be ignored. o Traffic Selectors (variable length) - one or more individual traffic selectors. The length of the Traffic SelectorData.payload includes the TSType Value ------- ----- RESERVEDheader and all the traffic selectors. The payload type for the Traffic Selector payload is fourteen (14). 5.13.1 Traffic Selector 1 2 3 0TS_IPV4_ADDR_RANGE1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! TS Type ! Protocol ID | Selector Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Start-Port | End-Port | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! ! ~ Starting Address ~ ! ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! ! IKEv2 [Page47]53] INTERNET DRAFTOctober 2002 A rangeJanuary 2003 ~ Ending Address ~ ! ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Figure 17: Traffic Selector o TS Type (one octet) - Specifies the type ofIPv4 addresses, represented by two four (4) octet values.traffic selector. o Protocol ID (1 octet) - Value specifying an associated IP protocol ID (e.g. UDP/TCP). A value of zero means that the Protocol ID is not relevant to this traffic selector-- the SA can carry all protocols. o Selector Length - Specifies the length of this Traffic Selector Substructure including the header. o Start-Port (2 octets) - Value specifying the smallest port number allowed by this Traffic Selector. For protocols for which port is undefined, or if all ports are allowed by this Traffic Selector, this field MUST be zero. o End-Port (2 octets) - Value specifying the largest port number allowed by this Traffic Selector. For protocols for which port is undefined, or it all ports are allowed by this Traffic Selector, this field MUST be 65535. o Starting Address - The smallest address included in this Traffic Selector (length determined by TS type). o Ending Address - The largest address included in this Traffic Selector (length determined by TS type). The following table lists the assigned values for the Traffic Selector Type field and the corresponding Address Selector Data. TS Type Value ------- ----- RESERVED 0 TS_IPV4_ADDR_RANGE 7 A range of IPv4 addresses, represented by two four (4) octet values. The first value is the beginning IPv4 address (inclusive) and thesecond value issecond value is the ending IPv4 address (inclusive). All addresses falling between the two specified addresses are considered to be within the list. TS_IPV6_ADDR_RANGE 8 IKEv2 [Page 54] INTERNET DRAFT January 2003 A range of IPv6 addresses, represented by two sixteen (16) octet values. The first value is the beginning IPv6 address (inclusive) and the second value is the ending IPv6 address (inclusive). All addresses falling between the two specified addresses are considered to be within the list. TS_IPV4_ADDR_REQUEST 9 This TS type requests that the responder assign an IPv4 address for use with this SA. The length of the addresses field is zero. TS_IPV6_ADDR_REQUEST 10 This TS type requests that the responder assign an IPv6 address for use with this SA. The length of the addresses field is zero. 5.14 Encrypted Payload The Encrypted Payload, denoted SK{...} in this memo, contains other payloads in encrypted form. The Encrpted Payload, if present in a message, must be the last payload in the message. Often, it is the only payload in the message. The algorithms for encryption and integrity protection are negotiated during IKE-SA setup, and the keys are computed as specified in sections 4.14 and 4.17. The encryption and integrity protection algorithms are modelled after the ESP algorithms described in RFCs 2104, 2406, 2451. This document completely specifies the cryptographic processing of IKE data, but those documents should be consulted for design rationale. We assume a block cipher with a fixed block size and an integrity check algorithm that computes a fixed length checksum over a variable size message. The mandatory to implement algorithms are AES-128-CBC and HMAC-SHA1. The Payload Type for an Encrypted payload is fifteen (15). The Encrypted Payload consists of the IKE generic header followed by individual fields as follows: 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Next Payload !C! RESERVED ! Payload Length ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Initialization Vector ! IKEv2 [Page 55] INTERNET DRAFT January 2003 ! (length is block size for encryption algorithm) ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Encrypted IKE Payloads ! + +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! ! Padding (0-255 octets) ! +-+-+-+-+-+-+-+-+ +-+-+-+-+-+-+-+-+ ! ! Pad Length ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ~ Integrity Checksum Data ~ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Figure 18: Encrypted Payload Format o Next Payload - The payload type of the first embedded payload. Since the Encrypted payload must be last in a message, there is no need to specify a payload type for a payload beyond it. o Payload Length - Includes the lengths of the IV, Padding, and Authentication data. o Initialization Vector - A randomly chosen value whose length is equal to the block length of the underlying encryption algorithm. Recipients MUST accept any value. Senders SHOULD either pick this value pseudo-randomly and independently for each message or use the final ciphertext block of the previous message sent. Senders MUST NOT use the same value for each message, use a sequence of values with low hamming distance (e.g. a sequence number), or use ciphertext from a received message. o IKE Payloads are as specified earlier in this section. This field is encrypted with the negotiated cipher. o Padding may contain any value chosen by the sender, and must have a length that makes the combination of the Payloads, the Padding, and the Pad Length to be a multiple of the encryption block size. This field is encrypted with the negotiated cipher. o Pad Length is the length of the Padding field. The sender SHOULD set the Pad Length to the minimum value that makes the combination of the Payloads, the Padding, and the Pad Length a multiple of the block size, but the recipient MUST accept any length that results in proper alignment. This field is encrypted with the negotiated cipher. o Integrity Checksum Data is the cryptographic checksum of the entire message starting with the Fixed IKE Header IKEv2 [Page 56] INTERNET DRAFT January 2003 through the Pad Length. The checksum MUST be computed over the encrypted message. 5.15 Configuration Payload The Configuration payload, denoted CP in this document, is used to exchange configuration information between IKE peers. Currently, the only defined uses for this exchange is for an IRAC to request an internal IP address from an IRAS or for either party to request version information from the other, but this payload is intended as a likely place for future extensions. Configuration payloads are of type CFG_REQUEST/CFG_REPLY or CFG_SET/CFG_ACK (see CFG Type in the payload description below). CFG_REQUEST and CFG_SET payloads may optionally be added to any IKE request. The IKE response MUST include either a corresponding CFG_REPLY or CFG_ACK or a Notify payload with an error code indicating why the request could not be honored. "CFG_REQUEST/CFG_REPLY" allows an IKE endpoint to request information from its peer. If an attribute in the CFG_REQUEST Configuration Payload is not zero length it is taken as a suggestion for that attribute. The CFG_REPLY Configuration Payload MAY return that value, or a new one. It MAY also add new attributes and not include some requested ones. Requestors MUST ignore returned attributes that they do not recognise. Some attributes MAY be multi-valued, in which case multiple attribute values of the same type are sent and/or returned. Generally, all values of an attribute are returned when the attribute is requested. For some attributes (in this version of the specification only internal addresses), multiple requests indicates a request that multiple values be assigned. For these attributes, the number of values returned SHOULD NOT exceed the number requested. If the data type requested in a CFG_REQUEST is not recognised or not supported, the responder MUST NOT return an error code but rather MUST send a CFG_REPLY which MAY be empty. Error returns are reserved for cases where the request is recognised but cannot be performed as requested or the request is badly formatted. "CFG_SET/CFG_ACK" allows an IKE endpoint to push configuration data to its peer. In this case the CFG_SET Configuration Payload contains attributes the initiator wants its peer to alter. The responder MUST return a Configuration Payload and it MUST contain the zero length attributes that theending IPv4 address (inclusive). All addresses falling betweenresponder accepted. Those attributes that it did not accept MUST NOT be in thetwo specified addressesCFG_ACK Configuration Payload. There areconsidered to be withincurrently no defined uses for thelist. TS_IPV6_ADDR_RANGE 8 A rangeCFG_SET/CFG_ACK exchange, IKEv2 [Page 57] INTERNET DRAFT January 2003 though they may be used in connection with extensions based on Vendor IDs. An implementation ofIPv6 addresses, represented by two sixteen (16) octet values. The first value isthis specification without extensions MUST recognise thebeginning IPv6 address (inclusive) andCFG_SET payload but MUST always respond with an empty CFG_ACK. Extensions via thesecond valueCP payload SHOULD NOT be used for general purpose management. Its main intent isthe ending IPv6 address (inclusive). All addresses falling between the two specified addresses are consideredtobeprovide a bootstrap mechanism to exchange information withinthe list. 5.14 Encrypted PayloadIPSec from IRAS to IRAC. While it MAY be useful to use such a method to exchange information between some Security Gateways (SGW) or small networks, existing management protocols such as DHCP [DHCP], RADIUS [RADIUS], SNMP or LDAP [LDAP] should be preferred for enterprise management as well as subsequent information exchanges. TheEncrypted Payload, denoted SK{...} in this memo, contains other payloads in encrypted form.Configuration Payload is defined as follows: 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Next Payload !C! RESERVED ! Payload Length ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! CFG Type ! RESERVED ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! ! ~ Configuration Attributes ~ ! ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Figure 19: Configuration Payload Format TheEncrpted Payload, if present in a message, must be the lastpayloadintype for themessage. Often, itConfiguration Payload isthe only payload in the message.16. o CFG Type (1 octet) - Thealgorithms for encryption and integrity protection are negotiated during IKE-SA setup, andtype of exchange represented by thekeysConfiguration Attributes. CFG Type Value =========== ===== RESERVED 0 CFG_REQUEST 1 CFG_REPLY 2 CFG_SET 3 CFG_ACK 4 values 5-127 arecomputedreserved to IANA. Values 128-255 are for private use among mutually consenting parties. o RESERVED (3 octets) - MUST be sent asspecified in sections 4.14 and 4.17. The encryption and integrity protection algorithmszero; MUST be ignored. IKEv2 [Page 58] INTERNET DRAFT January 2003 o Configuration Attribute (variable length) - These aremodelled aftertype length values specific to theESP algorithms describedConfiguration Payload and are defined below. There may be zero or more Configuration Attributes inRFCs 2104, 2406, 2451.this payload. 5.15.1 Configuration Attributes 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ !R| Attribute Type ! Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | | ~ Value ~ | | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Figure 20: Configuration Attribute Format o Reserved (1 bit) - Thisdocument completely specifies the cryptographic processing of IKE data, but those documents shouldbit MUST beconsulted for design rationale. We assume a block cipher with a fixed block size and an integrity check algorithm that computes a fixed length checksum over a variable size message. The mandatoryset toimplement algorithms are AES-128-CBCzero andHMAC-SHA1. The PayloadMUST be ignored. o Attribute Type (7 bits) - A unique identifier foran Encrypted payload is fifteen (15). The Encrypted Payload consistseach of theIKE generic header followed by individual fields as follows: 1 2 3Configuration Attribute Types. o Length (2 octets) - Length in octets of Value. o Value (0 or more octets) - The variable length value of this Configuration Attribute. The following attribute types have been defined: MUST Multi- Attribute Type Value Support Valued Length ======================= ===== ======= ====== ================== RESERVED 0 INTERNAL_IP4_ADDRESS 1 YES YES* 0 or 4 octets INTERNAL_IP4_NETMASK 2 NO NO 0 or 4 octets INTERNAL_IP4_DNS 3 NO YES 0 or 45 6 7 8 9octets INTERNAL_IP4_NBNS 4 NO YES 01 2 3or 4 octets INTERNAL_ADDRESS_EXPIRY 56 7 8 9YES NO 01 2 3or 45octets INTERNAL_IP4_DHCP 6 NO YES 0 or 4 octets APPLICATION_VERSION 7 YES NO 0 or more INTERNAL_IP6_ADDRESS 8 YES YES* 0 or 16 octets INTERNAL_IP6_NETMASK 9 NO NO 01 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Next Payload !C! RESERVED ! Payload Length ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Initialization Vector ! ! (length is block size for encryption algorithm) ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! Encrypted IKE Payloads ! + +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ! ! Padding (0-255 octets) !or 16 octets INTERNAL_IP6_DNS 10 NO YES 0 or 16 octets INTERNAL_IP6_NBNS 11 NO YES 0 or 16 octets INTERNAL_IP6_DHCP 12 NO YES 0 or 16 octets IKEv2 [Page48]59] INTERNET DRAFTOctober 2002 +-+-+-+-+-+-+-+-+ +-+-+-+-+-+-+-+-+ ! ! Pad Length ! +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ ~ Integrity Checksum Data ~ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Figure 9: Encrypted Payload FormatJanuary 2003 INTERNAL_IP4_SUBNET 13 YES NO 0 or 8 octets SUPPORTED_ATTRIBUTES 14 YES NO Multiple of 2 INTERNAL_IP6_SUBNET 15 YES NO 17 octets * These attributes may be multi-valued on return only if multiple values were requested. Types 16-16383 are reserved to IANA. Values 16384-32767 are for private use among mutually consenting parties. oNext PayloadINTERNAL_IP4_ADDRESS, INTERNAL_IP6_ADDRESS - An address on the internal network, sometimes called a red node address or private address and MAY be a private address on the Internet. Multiple internal addresses MAY be requested by requesting multiple internal address attributes. Thepayload typeresponder MAY only send up to the number of addresses requested. The requested address is valid until thefirst embedded payload. Sinceexpiry time defined with theEncrypted payload must be last in a message,INTERNAL_ADDRESS EXPIRY attribute or thereisare noneed to specify a payload type for a payload beyond it.IKE-SAs between the peers. oPayload LengthINTERNAL_IP4_NETMASK, INTERNAL_IP6_NETMASK -Includes the lengths ofThe internal network's netmask. Only one netmask is allowed in theIV, Padding,request andAuthentication data.reply messages (e.g. 255.255.255.0) and it MUST be used only with an INTERNAL_ADDRESS attribute. oInitialization VectorINTERNAL_IP4_DNS, INTERNAL_IP6_DNS -A randomly chosen value whose length is equal to the block lengthSpecifies an address of a DNS server within theunderlying encryption algorithm. Recipients MUST accept any value. Senders SHOULD either pick this value pseudo-randomly and independently for each messagenetwork. Multiple DNS servers MAY be requested. The responder MAY respond with zero oruse the final ciphertext blockmore DNS server attributes. o INTERNAL_IP4_NBNS, INTERNAL_IP6_NBNS - Specifies an address ofthe previous message sent. Senders MUST NOT use the same value for each message, useasequence of valuesNetBios Name Server (WINS) within the network. Multiple NBNS servers MAY be requested. The responder MAY respond withlow hamming distance (e.g. a sequence number),zero oruse ciphertext from a received message. o IKE Payloads are as specified earlier in this section. This field is encrypted with the negotiated cipher.more NBNS server attributes. oPadding may contain any value chosen byINTERNAL_ADDRESS_EXPIRY - Specifies thesender, and must have a lengthnumber of seconds thatmakesthecombination ofhost can use thePayloads,internal IP address. The host MUST renew thePadding, andIP address before this expiry time. Only one of these attributes IKEv2 [Page 60] INTERNET DRAFT January 2003 MAY be present in thePad Lengthreply. o INTERNAL_IP4_DHCP, INTERNAL_IP6_DHCP - Instructs the host to send any internal DHCP requests to the address contained within the attribute. Multiple DHCP servers MAY bea multiplerequested. The responder MAY respond with zero or more DHCP server attributes. o APPLICATION_VERSION - The version or application information of theencryption block size.IPSec host. Thisfieldisencrypted with the negotiated cipher.a string of printable ASCII characters that is NOT null terminated. oPad LengthINTERNAL_IP4_SUBNET - The protected sub-networks that this edge- device protects. This attribute isthe lengthmade up of two fields; thePadding field. The sender SHOULD setfirst being an IP address and thePad Lengthsecond being a netmask. Multiple sub-networks MAY be requested. The responder MAY respond with zero or more sub-network attributes. o SUPPORTED_ATTRIBUTES - When used within a Request, this attribute must be zero length and specifies a query to theminimum value that makes the combinationresponder to reply back with all of thePayloads, the Padding, and the Pad Lengthattributes that it supports. The response contains an attribute that contains amultipleset ofthe block size, but the recipient MUST accept anyattribute identifiers each in 2 octets. The lengththat resultsdivided by 2 (bytes) would state the number of supported attributes contained inproper alignment. This field is encrypted withthenegotiated cipher.response. oIntegrity Checksum DataINTERNAL_IP6_SUBNET - The protected sub-networks that this edge- device protects. This attribute isthe cryptographic checksummade up of two fields; theentire message starting with the Fixed IKE Header throughfirst being a 16 octet IPv6 address thePad Length. The checksum MUSTsecond being a one octet prefix-mask as defined in [ADDRIPV6]. Multiple sub-networks MAY becomputed over the encrypted message. 5.15requested. The responder MAY respond with zero or more sub- network attributes. Note that no recommendations are made in this document how an implementation actually figures out what information to send in a reply. i.e. we do not recommend any specific method of an IRAS determining which DNS server should be returned to a requesting IRAC. 5.16 Other Payload Types IKEv2 [Page49]61] INTERNET DRAFTOctober 2002January 2003 Payload type values16-12717-127 are reserved to IANA for future assignment inIKE.IKEv2 (see section 10). Payload type values 128-255 are for private use among mutually consenting parties. 6 Conformance Requirements In order to assure that all implementations of IKEv2 can interoperate, there are MUST support requirements in addition to those listed elsewhere. Of course, IKEv2 is a security protocol, and one of its major functions is preventing the bad guys from interoperating with one's systems. So a particular implementation may be configured with any of a number of restrictions concerning algorithms and trusted authorities that will prevent universal interoperability. Foran implementation to be called conforming to this specification, it MUST be possible to configure it to accept the following: X.509 certificates containing and signed by RSA keys of size 512, 768, 1024, and 2048 bits. (It SHOULD accept RSA keys of any multiple of 8 bits in size from 512 bits to 4092 bits, and MAY accept RSA keys of any size). If there is a limit on the size of an X.509 certificate, it MUST be at least 8K. If there is a limit on the length of a certificate chain, it MUST be at least 10. X.509 certificates containing and signed by DSS keys of size 512, 768, 1024, and 2048 bits. (It MAY accept DSS keys of any size). An implementation MUST be capable of accepting a shared key for authentication of any size from 1 - 255 bytes. An implementation MUST be capable of accepting IKE messages with sizes up to 16K bytes and SHOULD be capable of accepting IKE messages up to 64K bytes. An implementation MUST be capable of establishing an IKE-SA and a single CHILD-SA in the initial four message exchange. An implementation MAY reject subsequent requests to establish a CHILD- SA. An implementation MUST respond to valid phase 2 messages, but MAY otherwise ignore all such messages other than DELETE. There is no requirement that an implementation be capable of initiating phase 2 exchanges. The above paragraph allows for a minimal implementation to only do the initial 4 message IKE exchange and respond to phase 2 pings and still interoperate with any compliant implementation. In support of this, andan implementationthat triestorekey the IKE-SA by means of a CREATE_CHILD_SA exchangebe called conforming to this specification, it MUST bepreparedpossible totear downconfigure it to accept theIKE-SAfollowing: RSA keys: 1024 andestablish a new one2048 bits Cert types/lengths/algs Symmetric key (pwd authentication) setup 1 CHILD-SA in first 4 messages; may reject subsequent. Must respond to "pings". Must accept "deletes". Must respond to all messages; may ignore all but delete (what ifthe rekeying operation fails. IKEv2 [Page 50] INTERNET DRAFT October 2002ignores delete?). .... 7 Security Considerations Repeated re-keying using Phase 2 without PFS can consume the entropy of the Diffie-Hellman shared secret. Implementers should take note of this fact and set a limit on Phase 2 Exchanges between exponentiations. This memo does not prescribe such a limit. The strength of a key derived from a Diffie-Hellman exchange using any of the groups defined here depends on the inherent strength of the group, the size of the exponent used, and the entropy provided by the random number generator used. Due to these inputs it is difficult to determine the strength of a key for any of the defined groups. Diffie-Hellman group number two when used with a strong random number generator and an exponent no less than 160 bits is sufficient to use for 3DES. Groups three through five provide greater security. Group one is for historic purposes only and does not provide sufficient strength to the required cipher (although it is sufficient for use with DES, which is also for historic use only). Implementations should make note of these conservative estimates when establishing IKEv2 [Page 62] INTERNET DRAFT January 2003 policy and negotiating security parameters. Note that these limitations are on the Diffie-Hellman groups themselves. There is nothing in IKE which prohibits using stronger groups nor is there anything which will dilute the strength obtained from stronger groups. In fact, the extensible framework of IKE encourages the definition of more groups; use of elliptical curve groups may greatly increase strength using much smaller numbers. It is assumed that the Diffie-Hellman exponents in this exchange are erased from memory after use. In particular, these exponents MUST NOT be derived from long-lived secrets like the seed to a pseudo-random generator that is not erased after use. The security of this protocol is critically dependent on the randomness of the Diffie-Hellman exponents, which should be generated by a strong random or properly seeded pseudo-random source (see RFC1715). While the protocol was designed to be secure even if the Nonces and other values specified as random are not strongly random, they should similarly be generated from a strong random source as part of a conservative design. 8 IANA Considerations This document contains many "magic numbers" to be maintained by the IANA. This section explains the criteria to be used by the IANA to assign additional numbers in each of these lists.8.1.2 Encryption AlgorithmCryptographic Suite-IDs Error Codes Status Codes IPcomp TransformType IKEv2 [Page 51] INTERNET DRAFT October 2002IDs Configuration request types Configuration attribute types Payload Types IKE Exchange Types Values of theEncryption AlgorithmCryptographic Suite-ID definean encryption algorithma set of cryptographic algorithms touse when called forbe used inthis document.an IKE, ESP, or AH SA. Requests for assignment of newencryption algorithmvalues must be accompanied by a reference to an RFC that describes how to usethis algorithm with ESP. 8.1.4 Authentication Method Transform Type The only Authentication method defined in the memo is for digital signatures. Other methods of authentication are possible and MUST be accompanied by an RFC which defines the following: - the cryptographic method of authentication. - content of the Authentication Data in the Authentication Payload. - new payloads, their construction and processing, if needed. - additions of payloads to any messages, if needed. 8.1.5 Diffie-Hellman Groups Values of the Diffie-Hellman Group Transform types define a group in which a Diffie-Hellman key exchange can be completed. Requests for assignment of a new Diffie-Hellman group type MUST be accompanied by a reference to an RFC which fully defines the group. 8.2 Exchange Typesthese algorithms. This memo defines three exchange types for use with IKEv2. Requests for assignment of new exchange types MUST be accompanied by an RFC which defines the following: - the purpose of and need for the new exchange. - the payloads (mandatory and optional) that accompany IKEv2 [Page 63] INTERNET DRAFT January 2003 messages in the exchange. - the phase of the exchange. - requirements the new exchange has on existing exchanges which have assigned numbers.8.3 Payload TypesPayloads are defined in this memo to convey information between peers. New payloads may be required when defining a new authentication method or exchange. Requests for new payload types MUST be accompanied by an RFC which defines the physical layout of the payload and the fields it contains. All payloads MUST use the same generic header definedin Figure 2. 9 Acknowledgements IKEv2 [Page 52] INTERNET DRAFT October 2002in Figure 2. 9 Acknowledgements This document is a collaborative effort of the entire IPsec WG. If there were no limit to the number of authors that could appear on an RFC, the following, in alphabetical order, would have been listed: Bill Aiello, Stephane Beaulieu, Steve Bellovin, Sara Bitan, Matt Blaze, Ran Canetti, Darren Dukes, Dan Harkins, Paul Hoffman, J. Ioannidis, Steve Kent, Angelos Keromytis, Tero Kivinen, Hugo Krawczyk, Andrew Krywaniuk, Radia Perlman, O. Reingold. Many other people contributed to the design. It is an evolution of IKEv1, ISAKMP, and the IPSec DOI, each of which has its own list of authors. Hugh Daniel suggested the feature of having the initiator, in message 3, specify a name for the responder, and gave the feature the cute name "You Tarzan, Me Jane". David Faucher and Valery Smyzlov helped refine the design of the traffic selector negotiation. 10 References 10.1 Normative References [Bra96] Bradner, S., "The Internet Standards Process -- Revision 3", BCP 9, RFC 2026, October 1996. [Bra97] Bradner, S., "Key Words for use in RFCs to indicate Requirement Levels", BCP 14, RFC 2119, March 1997. 10.2 Non-normative References [Ble98] Bleichenbacher, D., "Chosen Ciphertext Attacks against Protocols Based on RSA Encryption Standard PKCS#1", Advances in Cryptology Eurocrypt '98, Springer-Verlag, 1998. [BR94] Bellare, M., and Rogaway P., "Optimal Asymmetric Encryption", Advances in Cryptology Eurocrypt '94, Springer-Verlag, 1994. IKEv2 [Page 64] INTERNET DRAFT January 2003 [DES] ANSI X3.106, "American National Standard for Information Systems-Data Link Encryption", American National Standards Institute, 1983. [DH] Diffie, W., and Hellman M., "New Directions in Cryptography", IEEE Transactions on Information Theory, V. IT-22, n.6, June 1977. [DSS]6, June 1977. [DHCP] R. Droms, "Dynamic Host Configuration Protocol", RFC2131 [DSS] NIST, "Digital Signature Standard", FIPS 186, National Institute of Standards and Technology, U.S. Department of Commerce, May, 1994. [HC98] Harkins, D., Carrel, D., "The Internet Key Exchange (IKE)", RFC 2409, November 1998. [IDEA] Lai, X., "On the Design and Security of Block Ciphers," ETH Series in Information Processing, v. 1, Konstanz: Hartung- Gorre Verlag, 1992 [Ker01] Keronytis, A., Sommerfeld, B., "The 'Suggested ID' Extension for IKE", draft-keronytis-ike-id-00.txt, 2001 [KBC96] Krawczyk, H., Bellare, M., and R. Canetti, "HMAC: Keyed- Hashing for Message Authentication", RFC 2104, February 1997. [LDAP] M. Wahl, T. Howes, S. Kille., "Lightweight Directory Access Protocol (v3)", RFC2251 [MD5] Rivest, R., "The MD5 Message Digest Algorithm", RFC 1321, April 1992. [MSST98] Maughhan, D., Schertler, M., Schneider, M., and Turner, J. "Internet Security Association and Key Management Protocol (ISAKMP)", RFC 2408, November 1998. [Orm96] Orman, H., "The Oakley Key Determination Protocol", RFC 2412, November 1998. [PFKEY] McDonald, D., Metz, C., and Phan, B., "PFKEY Key Management API, Version 2", RFC2367, July 1998. [PKCS1] Kaliski, B., and J. Staddon, "PKCS #1: RSA Cryptography Specifications Version 2", September 1998. IKEv2 [Page 65] INTERNET DRAFT January 2003 [PK01] Perlman, R., and Kaufman, C., "Analysis of the IPsec key exchange Standard", WET-ICE Security Conference, MIT, 2001, http://sec.femto.org/wetice-2001/papers/radia-paper.pdf. [Pip98] Piper, D., "The Internet IP Security Domain Of Interpretation for ISAKMP", RFC 2407, November 1998. [RADIUS] C. Rigney, A. Rubens, W. Simpson, S. Willens, "Remote Authentication Dial In User Service (RADIUS)", RFC2138 [RSA] Rivest, R., Shamir, A., and Adleman, L., "A Method for Obtaining Digital Signatures and Public-Key Cryptosystems", Communications of the ACM, v. 21, n. 2, February 1978. [SHA] NIST,"Digital Signature"Secure Hash Standard", FIPS186,180-1, National Institute of Standards and Technology, U.S. Department of Commerce,May,May 1994.[HC98] Harkins, D., Carrel, D., "The Internet[SKEME] Krawczyk, H., "SKEME: A Versatile Secure Key Exchange(IKE)", RFC 2409, November 1998. [IDEA] Lai, X., "OnMechanism for Internet", from IEEE Proceedings of the 1996 Symposium on Network and Distributed Systems Security. IKEv2 [Page 66] INTERNET DRAFT January 2003 Appendix A: NAT Traversal NAT (Network Address Translation) gateways are a controversial subject. This appendix briefly describes what they are and how they are likely to act on IKE traffic. Many people believe that NATs are evil and that we should not design our protocols so as to make them work better. IKEv2 does specify some unintuitive processing rules in order that NATs are more likely to work. NATs exist primarily because of the shortage of IPv4 addresses, though there are other rationales. IP nodes that are "behind" a NAT have IP addresses that are not globally unique, but rather are assigned from some space that is unique within the network behind the NAT but which are likely to be reused by nodes behind other NATs. Generally, nodes behind NATs can communicate with other nodes behind the same NAT and with nodes with globally unique addresses, but not with nodes behind other NATs. There are exceptions to that rule. When those nodes make connections to nodes on the real Internet, the NAT gateway "translates" the IP source address to an address that will be routed back to the gateway. Messages to the gateway from the Internet have their destination addresses "translated" to the internal address that will route the packet to the correct endnode. NATs are designed to be "transparent" to endnodes. Neither software on the node behind the NAT nor the node on the Internet require modification to communicate through the NAT. Achieving this transparency is more difficult with some protocols than with others. Protocols that include IP addresses of theDesign and Securityendpoints within the payloads ofBlock Ciphers," ETH Seriesthe packet will fail unless the NAT gateway understands the protocol and modifies the internal references as well as those inInformation Processing, v. 1, Konstanz: Hartung- Gorre Verlag, 1992 [Ker01] Keronytis, A., Sommerfeld, B., "The 'Suggested ID' Extension IKEv2 [Page 53] INTERNET DRAFT October 2002 for IKE", draft-keronytis-ike-id-00.txt, 2001 [KBC96] Krawczyk, H., Bellare, M.,the headers. Such knowledge is inherently unreliable, is a network layer violation, andR. Canetti, "HMAC: Keyed- Hashing for Message Authentication", RFC 2104, February 1997. [SKEME] Krawczyk, H., "SKEME: A Versatile Secure Key Exchange Mechanism for Internet", from IEEE Proceedings ofoften results in subtle problems. Opening an IPsec connection through a NAT introduces special problems. If the1996 Symposiumconnection runs in transport mode, changing the IP addresses onNetworkpackets will cause the checksums to fail andDistributed Systems Security. [MD5] Rivest, R., "The MD5 Message Digest Algorithm", RFC 1321, April 1992. [MSST98] Maughhan, D., Schertler, M., Schneider, M.,the NAT cannot correct the checksums because they are cryptographically protected. Even in tunnel mode, there are routing problems because transparently translating the addresses of AH andTurner, J. "Internet Security AssociationESP packets requires special logic in the NAT andKey Management Protocol (ISAKMP)", RFC 2408, November 1998. [Orm96] Orman, H., "The Oakley Key Determination Protocol", RFC 2412, November 1998. [PFKEY] McDonald, D., Metz, C.,that logic is heuristic andPhan, B., "PFKEY Key Management API, Version 2", RFC2367, July 1998. [PKCS1] Kaliski, B.,unreliable in nature. For that reason, IKEv2 can negotiate UDP encapsulation of ESP and AH packets. This encoding is slightly less efficient but is easier for NATs to process. In addition, firewalls may be configured to pass IPsec traffic over UDP but not ESP/AH or vice versa. It is a common practice of NATs to translate TCP andJ. Staddon, "PKCS #1: RSA Cryptography Specifications Version 2", September 1998. [PK01] Perlman, R.,UDP port numbers as well as addresses andKaufman, C., "Analysisuse the port numbers of inbound packets to IKEv2 [Page 67] INTERNET DRAFT January 2003 decide which internal node should get a given packet. For this reason, even though IKE packets MUST be sent from and to UDP port 500, they SHOULD be accepted coming from any port and responses SHOULD be sent to theIPsec key exchange Standard", WET-ICE Security Conference, MIT, 2001, http://sec.femto.org/wetice-2001/papers/radia-paper.pdf. [Pip98] Piper, D., "The Internetport from whence they came. This is because the ports may be modified as the packets pass through NATs. Similarly, IPSecurity Domain Of Interpretation for ISAKMP", RFC 2407, November 1998. [RSA] Rivest, R., Shamir, A.,addresses of the IKE endpoints are generally not included in the IKE payloads because the payloads are cryptographically protected andAdleman, L., "A Methodcould not be transparently modified by NATs. Port 4500 is reserved forObtaining Digital SignaturesUDP encapsulated ESP, AH, andPublic-Key Cryptosystems", Communications ofIKE. When working through a NAT, it is generally better to pass IKE packets over port 4500 because some older NATs modify IKE traffic on port 500 in an attempt to transparently establish IPsec connections. Such NATs may interfere with theACM, v. 21, n. 2, February 1978. [SHA] NIST, "Secure Hash Standard", FIPS 180-1, National Institute of Standardsstraightforward NAT traversal envisioned by this document, so an IPsec endpoint that discovers a NAT between it andTechnology, U.S. Department of Commerce, May 1994.its correspondent SHOULD send all subsequent traffic to and from port 4500, which all NATs should know run the NAT-friendly protocol. IKEv2 [Page54]68] INTERNET DRAFTOctober 2002January 2003 Appendix B: Diffie-Hellman Groups There are 5 groups different Diffie-Hellman groups defined for use in IKE. These groups were generated by Richard Schroeppel at the University of Arizona. Properties of these primes are described in [Orm96]. The strength supplied by group one may not be sufficient for the mandatory-to-implement encryption algorithm and is here for historic reasons. B.1 Group 1 - 768 Bit MODP IKE implementations MAY support a MODP group with the following prime and generator. This group is assigned id 1 (one). The prime is: 2^768 - 2 ^704 - 1 + 2^64 * { [2^638 pi] + 149686 } Its hexadecimal value is: FFFFFFFF FFFFFFFF C90FDAA2 2168C234 C4C6628B 80DC1CD1 29024E08 8A67CC74 020BBEA6 3B139B22 514A0879 8E3404DD EF9519B3 CD3A431B 302B0A6D F25F1437 4FE1356D 6D51C245 E485B576 625E7EC6 F44C42E9 A63A3620 FFFFFFFF FFFFFFFF The generator is 2. B.2 Group 2 - 1024 Bit MODP IKE implementations SHOULD support a MODP group with the following prime and generator. This group is assigned id 2 (two). IKEv2 [Page55]69] INTERNET DRAFTOctober 2002January 2003 The prime is 2^1024 - 2^960 - 1 + 2^64 * { [2^894 pi] + 129093 }. Its hexadecimal value is: FFFFFFFF FFFFFFFF C90FDAA2 2168C234 C4C6628B 80DC1CD1 29024E08 8A67CC74 020BBEA6 3B139B22 514A0879 8E3404DD EF9519B3 CD3A431B 302B0A6D F25F1437 4FE1356D 6D51C245 E485B576 625E7EC6 F44C42E9 A637ED6B 0BFF5CB6 F406B7ED EE386BFB 5A899FA5 AE9F2411 7C4B1FE6 49286651 ECE65381 FFFFFFFF FFFFFFFF The generator is 2. B.3 Group 3 - 155 Bit EC2N IKE implementations MAY support a EC2N group with the following characteristics. This group is assigned id 3 (three). The curve is based on the Galois Field GF[2^155]. The field size is 155. The irreducible polynomial for the field is: u^155 + u^62 + 1. The equation for the elliptic curve is: y^2 + xy = x^3 + ax^2 + b. Field Size: 155 Group Prime/Irreducible Polynomial: 0x0800000000000000000000004000000000000001 Group Generator One: 0x7b Group Curve A: 0x0 Group Curve B: 0x07338f Group Order: 0x0800000000000000000057db5698537193aef944 The data in the KE payload when using this group is the value x from the solution (x,y), the point on the curve chosen by taking the randomly chosen secret Ka and computing Ka*P, where * is the repetition of the group addition and double operations, P is the curve point with x coordinate equal to generator 1 and the y coordinate determined from the defining equation. The equation of curve is implicitly known by the Group Type and the A and B coefficients. There are two possible values for the y coordinate; either one can be used successfully (the two parties need not agree on the selection). IKEv2 [Page56]70] INTERNET DRAFTOctober 2002January 2003 B.4 Group 4 - 185 Bit EC2N IKE implementations MAY support a EC2N group with the following characteristics. This group is assigned id 4 (four). The curve is based on the Galois Field GF[2^185]. The field size is 185. The irreducible polynomial for the field is: u^185 + u^69 + 1. The equation for the elliptic curve is: y^2 + xy = x^3 + ax^2 + b. Field Size: 185 Group Prime/Irreducible Polynomial: 0x020000000000000000000000000000200000000000000001 Group Generator One: 0x18 Group Curve A: 0x0 Group Curve B: 0x1ee9 Group Order: 0x01ffffffffffffffffffffffdbf2f889b73e484175f94ebc The data in the KE payload when using this group will be identical to that as when using Oakley Group 3 (three). B.5 Group 5 - 1536 Bit MODP IKE implementations MUST support a MODP group with the following prime and generator. This group is assigned id 5 (five). The prime is 2^1536 - 2^1472 - 1 + 2^64 * {[2^1406 pi] + 741804}. Its hexadecimal value is FFFFFFFF FFFFFFFF C90FDAA2 2168C234 C4C6628B 80DC1CD1 29024E08 8A67CC74 020BBEA6 3B139B22 514A0879 8E3404DD EF9519B3 CD3A431B 302B0A6D F25F1437 4FE1356D 6D51C245 E485B576 625E7EC6 F44C42E9 A637ED6B 0BFF5CB6 F406B7ED EE386BFB 5A899FA5 AE9F2411 7C4B1FE6 49286651 ECE45B3D C2007CB8 A163BF05 98DA4836 1C55D39A 69163FA8 FD24CF5F 83655D23 DCA3AD96 1C62F356 208552BB 9ED52907 7096966D 670C354E 4ABC9804 F1746C08 CA237327 FFFFFFFF FFFFFFFF The generator is 2.IKEv2 [Page 57] INTERNET DRAFT October 2002Change History H.1 Changes from IKEv2-00 to IKEv2-01 February 2002 1) Changed Appendix B to specify the encryption and authentication processing for IKE rather than referencing ESP. Simplified the format IKEv2 [Page 71] INTERNET DRAFT January 2003 by removing idiosyncracies not needed for IKE. 2) Added option for authentication via a shared secret key. 3) Specified different keys in the two directions of IKE messages. Removed requirement of different cookies in the two directions since now no longer required. 4) Change the quantities signed by the two ends in AUTH fields to assure the two parties sign different quantities. 5) Changed reference to AES to AES_128. 6) Removed requirement that Diffie-Hellman be repeated when rekeyingIKE SA.IKE-SA. 7) Fixed typos. 8) Clarified requirements around use of port 500 at the remote end in support of NAT. 9) Clarified required ordering for payloads. 10) Suggested mechanisms for avoiding DoS attacks. 11) Removed claims in some places that the first phase 2 piggybacked on phase 1 was optional. H.2 Changes from IKEv2-01 to IKEv2-02 April 2002 1) Moved the Initiator CERTREQ payload from message 1 to message 3. 2) Added a second optional ID payload in message 3 for the Initiator to name a desired Responder to support the case where multiple named identities are served by a single IP address. 3) Deleted the optimization whereby the Diffie-Hellman group did not need to be specified in phase 2 if it was the same as in phase 1 (it complicated the design with no meaningful benefit). 4) Added a section on the implications of reusing Diffie-Hellman expontentialsIKEv2 [Page 58] INTERNET DRAFT October 20025) Changed the specification of sequence numbers to being at 0 in both directions. 6) Many editorial changes and corrections, the most significant being a global replace of "byte" with "octet". IKEv2 [Page 72] INTERNET DRAFT January 2003 H.3 Changes from IKEv2-02 to IKEv2-03 October 2002 1) Reorganized the document moving introductory material to the front. 2) Simplified the specification of Traffic Selectors to allow only IPv4 and IPv6 address ranges, as was done in the JFK spec. 3) Fixed the problem brought up by David Faucher with the fix suggested by Valery Smyslov. If Bob needs to narrow the selector range, but has more than one matching narrower range, then if Alice's first selector is a single address pair, Bob chooses the range that encompasses that. 4) To harmonize with the JFK spec, changed the exchange so that the initial exchange can be completed in four messages even if the responder must invoke an anti-clogging defense and the initiator incorrectly anticipates the responder's choice of Diffie-Hellman group.This required changing the syntax of encrypted messages to allow messages that are partially encrypted.5) Replaced the hierarchical SA payload with a simplified version that only negotiates suites of cryptographic algorithms.Separated out negotiation of window size. Removed specifications of large numbersH.4 Changes from IKEv2-03 to IKEv2-04 January 2003 1) Integrated NAT traversal changes (including Appendix A). 2) Moved the anti-clogging token (cookie) from the SPI to a NOTIFY payload; changed negotation back to 6 messages when a cookie is needed. 3) Made capitalization ofrarely used algorithms. 6)IKE-SA and CHILD-SA consistent. 4) Changedthe formulashow IPcomp was negotiated. 5) Added usage scenarios. 6) Added configuration payload forkey derivation as proposed by Hugo Krawczyk.acquiring internal addresses on remote networks. 7) AddedComformance Requirements section.negotiation of tunnel vs transport mode. Author's Address Charlie Kaufman charlie_kaufman@notesdev.ibm.com IBM IKEv2 [Page59]73] INTERNET DRAFT January 2003 Full Copyright Statement "Copyright (C) The Internet Society (2003). All Rights Reserved. This document and translations of it may be copied and furnished to others, and derivative works that comment on or otherwise explain it or assist in its implementation may be prepared, copied, published and distributed, in whole or in part, without restriction of any kind, provided that the above copyright notice and this paragraph are included on all such copies and derivative works. However, this document itself may not be modified in any way, such as by removing the copyright notice or references to the Internet Society or other Internet organizations, except as needed for the purpose of developing Internet standards in which case the procedures for copyrights defined in the Internet Standards process must be followed, or as required to translate it into languages other than English. The limited permissions granted above are perpetual and will not be revoked by the Internet Society or its successors or assigns. 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