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Internet Engineering Task Force          Mark Baugher(Cisco) 
INTERNET-DRAFT                           Thomas Hardjono (Verisign)
                                         Hugh Harney (Sparta)
                                         Brian Weis (Cisco) 

                                         July 12, 

                                           November 21, 2001


               The Group Domain of Interpretation 

                  <draft-ietf-msec-gdoi-01.txt> 

                  <draft-ietf-msec-gdoi-02.txt>
 

Status of this Memo

   This document is an Internet-Draft and is in full conformance
   with all provisions of Section 10 of RFC2026.

   Internet-Drafts are working documents of the Internet       
   Engineering Task Force (IETF), its areas, and its working 
   groups.  Note that other groups may also distribute working 
   documents as  Internet Drafts.

   Internet-Drafts are draft documents valid for a maximum of 
   six months and may be updated, replaced, or obsoleted by other
   documents at any time.  It is inappropriate to use Internet-
   Drafts as reference material or to cite them other than as
   "work in progress."

   The list of current Internet-Drafts can be accessed at
   http://www.ietf.org/ietf/1id-abstracts.txt
   The list of Internet-Draft Shadow Directories can be accessed 
   at http://www.ietf.org/shadow.html.

Abstract

This document presents an ISAMKP Domain of Interpretation (DOI) for 
group key management to support secure group communications.  The 
"GDOI" borrows definitions from GSAKMP, incorporates the Phase 1 SA of 
the Internet DOI, and proposes new payloads and exchanges according to 
the ISAKMP and IKE standards. standard.  The GDOI manages group security associations, 
which are used by security protocols running at the IP or application 
layers.  These security associations protect one or more key-encrypting key-
encrypting keys, traffic-encrypting keys, or data shared by group 
members.

Comments on this document should be sent to msec@securemulticast.org. 









Baugher, Hardjono, Harney, Weis                         [PAGE 1]
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Table of Contents

1.0 Introduction................................................4 Introduction
2.0 Motivation for Using ISAKMP.................................5 ISAKMP
  2.1 Disadvantages of using ISAKMP.............................5 ISAKMP
  2.2 Advantages of using ISAMKP................................5 ISAMKP
  2.3 Overview of IKE...........................................6 IKE
  2.4 Use of IKE Phase 1 as a Secure Channel....................7 Channel
    2.4.1 IKE Phase 1 SA Payload................................7 Payload
    2.4.2 Use of the IKE UDP port.
3.0 GROUPKEY-PULL Exchange......................................7 Exchange
  3.1 ACL-based Versus Credential-based Authorization...........7 Authorization
  3.2 Messages..................................................8 Messages
    3.2.1 Perfect Forward Secrecy
    3.2.2 ISAKMP Header Initialization.........................10 Initialization
  3.3 Initiator Operations
  3.4 Receiver Operations
  3.5 Use of Data Security Protocols for the Secure Channel....10 Channel
4.0 GROUPKEY-PUSH Message......................................10 Message
  4.1 Perfect Forward Secrecy (PFS)............................11 (PFS)
  4.2 Forward and Backward Access Control......................11 Control
  4.3 Delegation of Key Management.............................11 Management
  4.4 ISAKMP Header Initialization.............................12 Initialization
  4.5 Deletion of SAs..........................................12 SAs
5.0 Payloads and Defined Values................................12 Values
  5.1 Identification Payload...................................13 Payload
    5.1.1 ID_KEY_ID............................................13 Identification Type Values
      5.1.1.1 ID_KEY_ID
  5.2 Security Association Payload.............................13 Payload
    5.2.1 Payloads following the SA payload....................14 payload
  5.3 SA KEK payload...........................................14 payload
    5.3.1 KEK Attributes.......................................15 Attributes
    5.3.2 KEK_MANAGEMENT_ALGORITHM.............................16 KEK_MANAGEMENT_ALGORITHM
    5.3.3 KEK_ALGORITHM........................................16 KEK_ALGORITHM
    5.3.4 KEK_KEY_LENGTH.......................................16 KEK_KEY_LENGTH
    5.3.5 KEK_KEY_LIFETIME.....................................17 KEK_KEY_LIFETIME
    5.3.6 SIG_HASH_ALGORITHM...................................17 SIG_HASH_ALGORITHM
    5.3.7 SIG_ALGORITHM........................................17 SIG_ALGORITHM
    5.3.8 SIG_KEY_LENGTH.......................................17 SIG_KEY_LENGTH
    5.3.9 KE_OAKLEY_GROUP......................................17 KE_OAKLEY_GROUP
  5.4 SA TEK Payload...........................................17 Payload
    5.4.1 PROTO_IPSEC_ESP......................................19 PROTO_IPSEC_ESP
    5.4.2 Other Security Protocols.............................20 Protocols
  5.5 Key Download Payload.....................................21 Payload
    5.5.1 TEK Download Type....................................22 Type
    5.5.2 KEK Download Type....................................23 Type
    5.5.3 LKH..................................................24 LKH
    5.5.4 OFT..................................................24 OFT
  5.6 Sequence Number Payload..................................24 Payload
  5.7 Proof of Possession......................................25 Possession
  5.8 Nonce
6.0 Application Scenarios......................................25 Scenarios
  6.1 Data Broadcast...........................................26 Broadcast
  6.2 Video-on-demand..........................................26 Video-on-demand
  6.3 Summary..................................................27 Summary
7.0 Security Considerations....................................27 Considerations
8.0 Acknowledgements...........................................27 IANA Considerations
  8.1 ISAKMP DOI
  8.2 Payload Types
  8.3 New Namespaces
9.0 References.................................................28

Baugher, Hardjono, Harney, Weis                         [PAGE 2]
INTERNET DRAFT		                               July 2001 Acknowledgements
10.0 References
Authors Address:...............................................30 Address:
Appendix A: Sample GDOI definitions for MESP and AMESP.........30 AMESP
  A.1 SA TEK bindings..........................................31 bindings
  A.2 MESP/AMESP SA TEK Attributes.............................31 Attributes
    A.2.1 GS_ORDER.............................................31 GS_ORDER
    A.2.2 GS_PROTOCOL..........................................32 GS_PROTOCOL
    A.2.3 GS_TRANSFORM.........................................32 GS_TRANSFORM
    A.2.4 GS_TRANSFORM_KEY_LENGTH..............................32 GS_TRANSFORM_KEY_LENGTH
    A.2.5 GS_TRANSFORM_KEY_LIFETYPE............................32 GS_TRANSFORM_KEY_LIFETYPE
    A.2.6 GA_ORDER.............................................32 GA_ORDER
    A.2.7 GA_PROTOCOL..........................................32 GA_PROTOCOL
    A.2.8 GA_TRANSFORM.........................................32 GA_TRANSFORM
    A.2.9 SrA_ORDER............................................33 SrA_ORDER
    A.2.10 SrA_PROTOCOL........................................33 SrA_PROTOCOL
    A.2.11 SrA_ALGORITHM.......................................33 SrA_ALGORITHM
  A.3 TESLA SA TEK Attributes..................................33 Attributes
    A.3.1 SOURCE_ID............................................33 SOURCE_ID
    A.3.2 DIRECT_SYNCHRONIZATION...............................34 DIRECT_SYNCHRONIZATION
    A.3.3 SENDERS_CERT_TYPE....................................34 SENDERS_CERT_TYPE
    A.3.4 SENDERS_CERT.........................................34 SENDERS_CERT
    A.3.5 HMAC_TYPE............................................34 HMAC_TYPE
    A.3.6 KEY_CHAIN_PRF........................................34 KEY_CHAIN_PRF
    A.3.7 INTERVAL_TIME........................................34 INTERVAL_TIME
    A.3.9 INTERVAL_DURATION....................................35 INTERVAL_DURATION
    A.3.10 KEY_DISCLOSURE_DELAY................................35 KEY_DISCLOSURE_DELAY
Appendix B: LKH Data Key Download Definitions..................35 Definitions
  B.1 LKH Key Data (KD) Payload definitions....................35 definitions
    B.1.1 KEK_LKH..............................................36 KEK_LKH
Appendix C: Sample GDOI Definitions for SRTP...................37 SRTP
  C.1 SRTP Namespace: SA TEK Bindings..........................37 Bindings
  C.2 SRTP Namespace: SA TEK Attributes........................38 Attributes
    C.2.1 SSRC.................................................38 SSRC
    C.2.2 DESTINATION_ADDRESS..................................38 DESTINATION_ADDRESS
    C.2.3 DESTINATION_RTP_PORT.................................38 DESTINATION_RTP_PORT
    C.2.4 DESTINATION_RTCP_PORT................................38 DESTINATION_RTCP_PORT
    C.2.5 ROLLOVER_COUNTER.....................................38 ROLLOVER_COUNTER
    C.2.6 CIPHER...............................................38 CIPHER
    C.2.7 CIPHER_MODE..........................................39 CIPHER_MODE
    C.2.8 CIPHER_KEY_LENGTH....................................39 CIPHER_KEY_LENGTH
    C.2.9 SALT_KEY_LENGTH......................................39 SALT_KEY_LENGTH
    C.2.10 AUTHENTICATION ALGORITHM............................39 AUTHENTICATION_ALGORITHM
    C.2.11 WINDOW_SIZE.........................................39 WINDOW_SIZE
    C.2.12 SRTCP...............................................39










Baugher, Hardjono, Harney, Weis                         [PAGE 3]
INTERNET DRAFT		                               July 2001 SRTCP_INDEX


1.0 Introduction

This document presents an ISAMKP Domain of Interpretation (DOI) for 
group key management [GKMARCH].  The GDOI incorporates the Phase 1 SA 
of the Internet DOI [RFC2407, RFC2409], and proposes new payloads and 
exchanges according to the ISAKMP and IKE standards standard [p. 14 RFC2408, p.
7 RFC2409]. RFC2408,]. 
 
There are several new payloads:
   1) GDOI SA 
   2) SA KEK (SAK) which follows the SA payload 
   3) SA TEK (SAT) which follows the SA payload
   4) Key Download Array (KD, or Key Download in GSAKMP)
   5) Sequence number (SEQ)
   6) Proof of Possession (POP)

There are two new exchanges.

1) A Phase 2 exchange creates Category-2 or Category-3 SAs.

The new Phase 2 exchange, called "GROUPKEY-PULL," downloads keys 
for group key management (an SA that includes a key encrypting key, or 
KEK, common to the group) or for security protocols [Section 2.1 
RFC2407], which consist of an SA that includes a data encryption key, 
or TEK.  The SA [Section 4.6.2 RFC2401] for the KEK or TEK includes 
authentication keys, encryption keys, cryptographic policy, and 
attributes specific to the data security protocol (see Appendices of 
this document).  The GROUPKEY-PULL exchange uses "pull" behavior since 
the Member initiates the retrieval of these SAs from a group 
controller and key server ("GCKS").  The Member is aware of the Group 
through some out-of-band announcement scheme (such as Session 
Description Protocol) and initiates the pull.  

2) A datagram creates or modifies Category-2 and Category-3 SAs. 

The GROUPKEY-PUSH datagram is "pushed" from the GCKS to the Members.  
A KEK or KEK array protects the GROUPKEY-PUSH message, which creates a 
new Category-2 or Category 3 SA.  A Category-2 SA protects GROUPKEY-
PUSH messages (i.e. it contains the group KEK).  A Category-3 SA is a 
Data Security protocol SA û - GDOI passes this information to the 
particular Data Security Protocol (IPsec, SRTP, AMESP).   Multiple 
Category-3 SAs can be specified through the SAT.  The GCKS or Delegate 
creates each Category-3 SA with a TEK (carried in KD) on behalf of a 
Security Protocol, which secures a new data session (e.g., IP 
multicast file transfer).  A Security Protocol uses the TEK and owns "owns" 
the Category-3 SA in the same way that IPsec ESP uses the IKE Phase 2 
keys and owns the Phase 2 SA.  When the GROUPKEY-PUSH message carries 
a KEK array, it creates a new Category-2 SA. The GKCS or Delegate 
creates a new Category-2 SA with a KEK array in order to add or remove 
group members using a membership management protocol [RFC2627, GSAKMP, 
OFT].  Alternatively, membership may expire when the KEK expires 


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[MARKS] and the GROUPKEY-PUSH message is not used to create Category-2 
SAs for the particular Group.  Use of LKH-style membership management 
is an option in the GDOI.

The GROUPKEY-PULL exchange resembles the GSAKMP Group Establishment 
procedure and gthe GROUPKEY-PUSH resembles GSAKMP Re-key [GSAKMP]. 
Unlike GSAKMP, GDOI uses IKE exchanges (the Phase 1 exchanges) and 
definitions.  GDOI uses an IKE-compliant header in which "GDOI" is the 
declared domain of interpretation used in the IKE Phase 1 and 
subsequent GDOI Phase 2 (GROUPKEY-PULL) exchanges. 

Thus GDOI is a group security association management protocol: All 
GDOI messages are used to create, maintain, or delete security 
associations for a group. As described above, these security 
associations protect one or more key-encrypting keys, traffic-
encrypting keys, or data shared by group members.

2.0 Motivation for Using ISAKMP 

The ISAKMP protocol is a key management framework for transferring key 
and authentication data independent of the key generation process 
[Section 1 RFC2408]. ISAKMP defines a set of protocol exchanges that 
set up a secure channel for key management, as well as the exchange of 
key and authentication data.

Generalized payloads for exchanging key generation and authentication 
data are defined by ISAKMP. These payloads are combined with a Domain 
of Interpretation (DOI), which defines the specifics of key exchange 
protocol.

ISAKMP is intended to support the negotiation of SAs for Security 
Protocols at all layers of the network stack, although in practice it 
is commonly used at the network layer.

2.1 Disadvantages of using ISAKMP

A generalized protocol such as ISAMKP has a tendency towards 
complexity. This complicates security reviews of the protocol [FS00].  
Protocol complexity may also lead to implementation errors.

2.2 Advantages of using ISAMKP

The IKE protocol is a widely-deployed key exchange protocol that 
supports new DOIs [Section 4 RFC2409]. It is primarily used as a key 
exchange protocol for IPSEC, but can be used for other security 
protocols as well.  IPSEC protocols are have been deployed in the majority 
of all internetworking devices as well as end-user host products. As 
IPSEC support has grown, support for the IKE protocol has proliferated 
as well. As a measure of IPsec deployment, 70 vendors participated in 
the IKE interoperability testing at the most recent VPN 
interoperability conference.


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There are many advantages to making use of this existing support for 
ISAKMP as a key management framework and IKE for the secure channel 
that is our Category-1 SA of Figure 2:

a. Re-using much of the existing key management protocol promotes a 
single key management framework.

b. Systems that provide network-layer protection of unicast data will 
have the same market needs to provide network-layer protection for 
multicast data. 

c. Using the same underlying protocol will reduce both complexity and 
size of the key management code.

d. Implementation can be achieved more expediently.

2.3 Overview of IKE

IKE is logically divided into two exchanges, referred to as Phase 1 
and Phase 2. A Phase 1 exchange must be completed before any Phase 2 
exchanges are attempted. Once the Phase 1 exchange has completed, 
there is no limit to the number of Phase 2 exchanges that can take 
place, and there may be simultaneous Phase 2 exchanges occurring 
between IKE peers.

In Phase 1, two peers establish a bi-directional secure authenticated 
channel using payloads and semantics defined in ISAKMP. Several 
different authentication methods are defined for use in IKE, i.e. 
manually shared keys, digital signatures, or public key encryption. 
The two peers negotiate a mutually-acceptable set of cryptographic 
policies, and derive keying material using the Diffie-Hellman or 
public key encryption algorithms. At the end of Phase 1, the two peers 
have fully authenticated each other and have exchanged adequate keying 
material used to create a secure authenticated channel for Phase 1 and 
Phase 2.

In Phase 2, the two peers negotiate Security Associations on behalf of 
IPSEC (or other security protocols if another DOI has been defined). 
IKE Phase 1 provides the following protections for any defined Phase 2 
protocol:

a. Confidentiality. All messages are protected using an encryption 
protocol negotiated during Phase 1.

b. Integrity. Each message contains a per-message authentication 
obtained with the use of an HMAC protocol which signs hashes taken 
over the Phase 2 payloads and other relevant data.

c. Replay protection. If the Phase 2 protocol uses nonces, they can
be included in the hashed data for Phase 2 messages.


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d. Generation of key exchange protocol keying material. If the key 
exchange protocol requires keying material to be generated, it can be 
generated using the keying material exchanged during Phase 1.

2.4 Use of IKE Phase 1 as a Secure Channel

The secure channel defined by an IKE Phase 1 protects GDOI keying 
material. It can directly provide confidentiality and integrity. IKE 
exchanges protect against man-in-the middle, connection hijacking, 
reflection and replay attacks. IKE offers some protection against 
denial-of-service attacks as well. GDOI uses the IKE Phase 1 to 
protect a new Phase 2 exchange called "GROUPKEY-PULL", which is 
defined below.

2.4.1 IKE Phase 1 SA Payload

The IKE Phase 1 SA payload has a DOI value. That value should MUST be the 
GDOI DOI value as defined later in this document.

2.4.2 Use of the IKE UDP port.

GDOI does not extend IKE, but is a companion protocol to it. Therefore 
the IKE Phase 1 exchange and GDOI ("phase 2") exchange SHOULD NOT use 
the UDP port used by IKE. This allows a GDOI implementation to be 
written independent of an IKE implementation.

3.0 GROUPKEY-PULL Exchange 

The goal of the GROUPKEY-PULL exchange is to establish a Category-2 
and/or Category-3 SAs at the Member for a particular Group. An IKE 
Phase 1 SA protects the GROUPKEY-PULL; there may be multiple GROUPKEY-
PULL exchanges for a given Phase 1 SA.  The GROUPKEY-PULL exchange 
downloads the Group key encrypting key (KEK) or KEK array under the 
protection of the Category 1 (IKE Phase 1) SA.  

3.1 ACL-based Versus Credential-based Authorization

The GROUPKEY-PULL exchange supports two authorization models.  If the 
GCKS authorizes access to the Group KEK using a mechanism such as an 
access control List (ACL), then a single Member identity may suffice 
and the GROUPKEY-PULL exchange will not include additional credential 
(CERT) and authentication data.  If the GCKS uses a more sophisticated 
credential-based authorization mechanism, then the Member may have a 
separate identity for each Group and the GROUPKEY-PULL exchange does 
this securely [STS]. 

In ACL-based authorization, the GCKS keeps a list of members for every 
Group, and the identity of the Member is contained in the Phase 1 IKE 
ID payload.  The GCKS forwards the ID payloads from the Member to the 
authorization application program (see Figure 3) to check the ACL 
before downloading the KD payload (section 5.5) to the Member.  There 
are no cryptographic data passed in the GROUPKEY-PULL exchange for 
ACL-based Authorization beyond SA and KD payloads, and nonces for 
replay protection (see section 5.2). 

Credential-based authorization uses public-key cryptography, which is 
probably the most scalable authentication technology for key 


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management [SKEME].  In the credential-based authorization model, a 
much smaller list of signing authorities will be kept by the GCKS 
authorization application.  The Member can use up to one CERT payload 
for each KEK or KEK array it requests (through a Phase 2 ID payload).  
The GCKS authenticates this identity as part of the GROUPKEY-PULL 
exchange.

3.2 Messages

The GROUPKEY-PULL is an IKE Phase 2 exchange.  IKE Phase 1 computes 
SKEYID_a from the DH keying material exchanged in Phase 1. SKEYID_a is 
the "key" in the keyed hash used in the GROUPKEY-PULL HASH payloads. 
As with the IKE HASH payload generation [RFC 2409 section 5.5], each 
GROUPKEY-PULL message hashes a uniquely-defined set of values.  Nonces 
permute the HASH and provide some protection against replay attacks.  
Replay protection is important to protect the GCKS from attacks that a 
key management server will attract.  

The GROUPKEY-PULL uses nonces to guarantee "liveliness", or that 
someone is not replaying a recent GROUPKEY-PULL message.  The replay 
attack is only useful in the context of the current Phase 1. If a 
GROUPKEY-PULL message is replayed based on a previous IKE Phase 1, the 
HASH calculation will fail due to a wrong SKEYID_a. The message will 
fail processing before the nonce is ever evaluated.  In order for 
either peer to get the benefit of the replay protection it must 
postpone as much processing as possible until it receives the message 
in the protocol that proves the peer is live. For example, the 
Responder must not MUST NOT compute the shared Diffie-Hellman number (if KE 
payloads were included) or install the new SAs until it receives a 
message with Nr included properly in the HASH payload.

Nonces require an additional message in the protocol exchange to 
ensure that the GCKS does not add a group member until it proves 
liveliness. The GROUPKEY-PULL Member-Initiator expects to find its 
nonce, Ni, in the HASH of a returned message. And the GROUPKEY-PULL 
GKCS Responder expects to see its nonce, Nr, in the HASH of a returned 
message before providing Group-keying material as in the following 
exchange.

        Initiator (Member)                   Responder (GCKS)
        ------------------                   ----------------
        HDR*, HASH(1), Ni, ID     -->
                                  <--     HDR*, HASH(2), Nr, SA
        HDR*, HASH(3) [,KE_I]     -->
           [,CERT] [,POP_I]
                                  <--     HDR*, HASH(4), SEQ, [KE_R,][SEQ,]
                                            KD [,CERT] [,POP_R]






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Hashes are computed as follows:
    HASH(1) = prf(SKEYID_a, M-ID | Ni | ID)
    HASH(2) = prf(SKEYID_a, M-ID | Ni_b | Nr | SA)
    HASH(3) = prf(SKEYID_a, M-ID | Ni_b | Nr_b [ | KE_I ][ | POP_I ])
    HASH(4) = prf(SKEYID_a, M-ID | Ni_b | Nr_b [ | KE_R ] [ | SEQ | ] 
KD  
               [ | POP_R])
    POP payload is constructed from prf(Ni | Nr)
* Protected by IKE Phase 1 SA, encryption occurs after HDR

HDR is an ISAKMP header payload that uses the Phase 1 cookies and a 
message identifier (M-ID) as in IKE [RFC2409].  Note that nonces are 
included in the first two exchanges, with the GCKS returning only the 
SA policy payload before liveliness is proven. The HASH payloads 
[RFC2409] prove that the peer has the Phase 1 secret (SKEYID_a) and 
the nonce for the exchange identified by message id, M-ID.  Once 
liveliness is established, the last message completes the real 
processing of downloading the KD payload.  

In addition to the Nonce and HASH payloads, the Member Initiator 
identifies the Group it wishes to join through the ISAKMP ID payload. 
The GCKS Responder informs the Member of the current value of the 
sequence number in the SEQ payload; the sequence number orders the 
GROUPKEY-PUSH datagrams (section 4); the member MUST check to see that 
the sequence number is greater than in the previous SEQ payload the 
member holds for the group (if it holds any) before installing any KEK 
SA. The SEQ payload MUST be present if the SA payload contains a KEK 
SA payload. The GCKS Responder informs the Member of the cryptographic 
policies of the Group in the SA payload, which describes the DOI,  KEK 
and/or TEK keying material, and authentication transforms. The SPIs 
are also determined by the GCKS and downloaded in the SA payload chain 
(see section 5.2).  The KEK SA contains the ISAKMP cookie pair for the 
Category-2 SA, which is not negotiated but downloaded.  The TEK SA 
contains an SPI as defined in section 5.3 of this document.  The 
second message downloads this SA payload. If a Category-2 SA is 
defined in the SA payload, then KD will contain the KEK; if one or 
more Category-3 SAs are defined in the SA payload, KD will contain the 
TEKs.  This is useful if there is an initial set of TEKs for the 
particular Group and can obviate the need for future TEK GROUPKEY-PUSH 
messages (described in section 4).

As described above, the Member may establish an identity in the 
GROUPKEY-PULL exchange in an optional CERT payload that is separate 
from the Phase 1 identity.  When the Member Responder passes a new 
CERT, a proof of possession (POP) payload accompanies it.  The POP 
payload demonstrates that the Member or GCKS principal has used the 
very secret that authenticates that principal (i.e., the principal's 
private key that corresponds to the public key used in the CERT 
payload).  POP_I is an ISAKMP SIG payload containing a hash of the 
concatenated nonces Ni and Nr signed by the Member, when the Member 
passes a CERT, signed by the Group Owner to prove its authorization.  
POP_R contains the hash of the concatenated nonces Ni and Nr signed by 
the GCKS, when the GCKS passes a CERT, signed by the Group owner, to 


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prove its authority to provide keys for a particular Group.  The use 
of the nonce pair for the POP payload, transformed through the IKE 
prf, is designed to withstand compromise of the Category 1 (IKE Phase 
1) key. 


3.2.1 ISAKMP Header Initialization

Cookies are used in Perfect Forward Secrecy

If PFS is desired and the optional KE payload is used in the exchange, 
then both sides compute a DH secret and use it to protect the new 
keying material contained in KD.  The GCKS Responder will xor the DH 
secret with the KD payload and send it to the Member Initiator, which 
recovers the KD by repeating this operation as in the Oakley IEXTKEY 
procedure [RFC2412].


3.2.2 ISAKMP Header Initialization

Cookies are used in the ISAKMP header as a weak form of denial of 
service protection.  The GDOI GROUPKEY-PULL exchange uses cookies 
according to ISAKMP GROUPKEY-PULL exchange uses cookies 
according to ISAKMP and IKE [RFC2527, RFC2408, RFC2409].

Next Payload identifies an ISAKMP or GDOI payload (see Section 5.0).

Major Version is 1 and Minor Version is 0 according to ISAKMP 
[RFC2408, Section 3.1].

The Exchange Type has value 240 for the GDOI GROUPKEY-PULL exchange.

Flags, Message ID, and Length are according to ISAKMP [RFC2408, 
Section 3.1]

3.3 Initiator Operations

Before an group member (GDOI initiator) contacts the GCKS, it must 
determine the group identifier and acceptable IKE Phase 1 policy via a 
unspecified method. IKE Phase 1 is initated using the GDOI DOI in the 
SA payload. Once IKE Phase 1 is complete, the initator state machine 
moves to the GDOI protocol.

To construct the first GDOI message the initiator chooses Ni and 
creates a nonce payload, builds an identity payload including the 
group identifer, and generates HASH(1).

Upon receipt of the second GDOI message, the initiator validates 
HASH(2), extracts the nonce Nr, and interprets the SA payload. If the 
policy in the SA payload is acceptable (e.g., the security protocol 
and cryptographic protocols can be supported by the initator), the 
initiator continutes the protocol.

If the group policy is to use certificates for authorization, the 
initiator generates a hash of the Ni and Nr and signs it. This 
becaomes the contents of the POP payload. If necessary, a CERT payload 
is constructed which holds the public key corresponding to the private 
key used to sign the POP payload. 

The initator constructs the third GDOI message by including the CERT 
and POP payloads (if needed) and creating HASH(3).

Upon receipt of the fourth GDOI messages, the initiator validates 
HASH(4). If the responder sent CERT and POP_R payloads, the POP 
signature is validated.

If a SEQ payload is present, the sequence number in the SEQ payload 
must be checked against any previously received sequence number for 
this group. If it is less than the previously received number, it 
should be considered stale and ignored. (This could happen if two 
GROUPKEY-PULL messages happened in parallel, and the sequence number 
changed between the time the results of two GROUPKEY-PULL messages 
were returned from the GCKS. 

The initiator interprets the KD key packets, matching the SPIs in the 
key packets to SPIs previously sent in the SA payloads identifying 
particular policy. For TEK SAs, once the keys and policy are matched, 
the initiator is ready to send or receive packets matching the TEK SA. 
(If policy and keys had been previously received for this TEK SA, the 
initator may decide instead to ignore this TEK SA in case it is 
stale.) If this group has a KEK, the KEK policy and keys are marked as 
ready for use.

3.4 Receiver Operations

The GCKS (responder) passively listens for incoming requests from 
group members. The IKE Phase 1 authenticates the group member and sets 
up the secure session with them.

Upon receipt of the first GDOI message the GCKS validates HASH(1), 
extracts the Nr and group identifier in the ID payload. It verifies 
that it's database contains the group information for the group 
identifier.

The GCKS constructs the second GDOI message, including a nonce Nr, and IKE [RFC2527, RFC2408, RFC2409].

Next Payload identifies 
the policy for the group in an ISAKMP or SA payload, followed by SA TEK payloads 
for traffic SAs, and SA KEK policy (if the group controller will be 
sending rekey messages to the group).

Upon receipt of the third GDOI payload (see Section 5.0).

Major Version is 1 message the GCKS validates HASH(3). If 
the initiator sent CERT and Minor Version POP_I payloads, the POP signature is 0 according to ISAKMP 
[RFC2408, Section 3.1]. 
validated.

The Exchange Type has value 240 for GCKS constructs the fourth GDOI GROUPKEY-PULL exchange.

Flags, Message ID, and Length are according message, including the SEQ payload 
(if the group controller will besending rekey messages), the KD 
payload containing keys corresponding to ISAKMP [RFC2408, 
Section 3.1]

3.3 policy previously sent in the 
SA TEK and SA KEK payloads, and the CERT and POP payloads (if needed).

3.5 Use of Data Security Protocols for the Secure Channel

The IKE Phase 1 is used as a Secure Channel for the "registration" of 
a Member to a Group whereby the Member authenticates itself to the 
GCKS and receives keying material.  In principle, a variety of means 
might be used to protect the registration and pulling of keys such as 
IPSEC ESP or SSL.  There are advantages to that approach, moreover, in 
simplicity of implementation and robustness of operation.  Web 
servers, for example, support SSL, which might serve as a convenient 
means of securely downloading keys from the GCKS to the Member.

There is no requirement that GROUPKEY-PULL be the means by which the 
GDOI SAD is initialized.  It is possible that GDOI GROUPKEY-PUSH 
datagrams (described below) use keying material obtained by means 
other than a GROUPKEY-PULL.  The GDOI, however, does not define these 
other means since it is intended to be an extension to IKE for group 
key management.  Although the GDOI could specify a mode of operation 
for GROUPKEY-PULL other than over an IKE Phase 1 SA, this is not done 
in the interests of simplicity of the specification.
  
4.0 GROUPKEY-PUSH Message

Following the model described in [HBH00], GDOI sends control 
information securely using group communications, i.e. using IP 
multicast distribution of a GROUPKEY-PUSH message (which can also be 
"pushed" using unicast delivery).  The GROUPKEY-PUSH message replaces 
a Category-2 SA KEK or KEK array, and/or creates a new Category-3 SA 
(see section 1.3).  




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        Member                               GCKS or Delegate
        ------                               ----------------

                        <---- HDR*, SEQ, SA, KD, [CERT,] SIG

* Protected by the Category-2 SA KEK; encryption occurs after HDR

HDR is defined below. The SEQ payload is defined in the Payloads 
section.  The SA defines the policy (e.g. crypto suite) and attributes 
(e.g. SPI) for a Category-2 and/or Category-3 SAs.  The GCKS or 
Delegate optionally provides a CERT payload for verification of the 
SIG, which is a signature of a hash of the entire message before 
encryption (including the header and excluding the SIG payload 
itself).  KD is the key download payload as described in the Payloads 
section.

If the SA defines an LKH-style KEK array or single KEK, KD contains a 
KEK or KEK array for a new Category-2 SA, which has a new cookie pair. 
When the KD payload carries a new KEK SA (section 5.3), a Category-2 
SA is replaced with a new SA having the same Group identifier (ID 
specified in message 1 of section 3.1) and incrementing the same 
sequence counter, which is initialized in message 4 of section 3.1. If 
the SA defines an SA TEK payload, this informs the member that a new 
Category-3 SA has been created, with keying material carried in KD 
(Section 5.5).  

4.1 Perfect Forward Secrecy (PFS)

The GROUPKEY-PUSH message is protected by the Group KEK though in all 
cases, the GROUPKEY-PUSH message carries new key downloads, among 
other information.  A freshly generated secret must protect the key 
download for the GROUPKEY-PUSH message to have PFS.  This issue is for 
further study.

4.2 Forward and Backward Access Control

Through GROUPKEY-PUSH, the GDOI supports algorithms such as LKH and 
OFT that have the property of denying access to a new group key by a 
member removed from the group (forward access control) and to an old 
group key by a member added to the group (backward access control).  
An unrelated notion to PFS, "forward access control" and "backward 
access control" have been called "perfect forward security" and 
"perfect backward security" in the literature [RFC2627, GSAKMP, CP00, 
OFT].  

4.3 Delegation of Key Management

GDOI supports delegation of GROUPKEY-PUSH datagrams through the 
delegation capabilities of the PKI. However, GDOI does not explicitly 
specify how the GCKS identifies delegates, but leaves this to the PKI 
that is used by a particular GDOI implementation.


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4.4 Use of signature keys

The GCKS SHOULD NOT use the same key to sign the SIG payload in the 
GROUPKEY-PUSH message as was used for authorization in the GROUPKEY-
PULL POP payload. Doing so may contribute to an attack by a dishonest 
group member where be can unwittingly cause the GCKS to sign a validly 
formed GROUPKEY-PUSH message masquerading as Ni. If the same key must 
be used, a different hash function SHOULD be used as a base for the 
POP payload than is used as a base for the SIG payload.

4.4 ISAKMP Header Initialization

Unlike ISAKMP or IKE, the cookie pair is completely determined by the 
GCKS. The cookie pair in the GDOI ISAKMP header identifies the 
Category-2 SA to differentiate the secure groups managed by a GCKS.  
Thus, GDOI uses the cookie fields as an SPI.  Use of the cookie as an 
anti-clogging token [RFC2522, RFC2408] is for further study.

Next Payload identifies an ISAKMP or GDOI payload (see Section 5.0).

Major Version is 1 and Minor Version is 0 according to ISAKMP 
[RFC2408, Section 3.1].

The Exchange Type has value 241 for the GDOI GROUPKEY-PUSH message.

Flags, Message ID, and Length are according to ISAKMP [RFC2408, 
Section 3.1]

4.5 Deletion of SAs

There are times the GCKS may want to signal to receivers to delete 
SAs, for example at the end of a broadcast. Deletion of keys may be 
accomplished by sending an ISAKMP Delete payload as part of a GDOI 
GROUPKEY-PUSH message.

5.0 Payloads and Defined Values 

This document specifies use of several ISAKMP payloads, which are 
defined in accordance with RFC2408. The following payloads are 
extended. 
extended or further specified.

            Next Payload Type            Value
            -----------------            -----
            Security Association (SA)      1
            Identification (ID)            5
		Nonce (N)                     10

Several new payload formats are required in the group security 
exchanges. The Payload types for the new headers are defined in the 
ISAKMP "Private USE" range pending the receipt of an assigned number 
from the Internet Assigned Names Authority (IANA). 
ISAKMP "Private USE" range.

            Next Payload Type            Value
            -----------------            -----
		RESERVED				128 - 129
            SA KEK Payload (SAK)          130 
            SA TEK Payload (SAT)          131
            Key Download (KD)             132      
            Sequence Number (SEQ)         133
            Proof of Possession (POP)     134




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		RESERVED				135 - 200
		GDOI Private Use			201 - 255


5.1 Identification Payload

The Identification Payload is used to identify a group identity that 
will later be associated with Security Associations for the group. A 
group identity may map to a specific IP multicast group, or may 
specify a more general identifier, such as one that represents a set 
of related multicast streams.


The GDOI uses the Identification Payload is defined in [RFC2407]. as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   !  Next Payload !   RESERVED    !        Payload Length         !
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   !   ID Type     !                    RESERVE2                   !
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   ~                     Identification Data                       ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                  Figure 2: Identification Payload Format

   The 
following Identification Payload fields are defined as follows:

     o Next Payload (1 octet) - Identifier for the payload type of the 
next payload in the header MUST message.  If the current payload is the
last in the message, this field will be zero (0): Protocol ID, and 
Port. (0).

     o RESERVED (1 octet) - Unused, must be zero (0).

     o Payload Length (2 octets) - Length, in octets, of the 
identification data, including the generic header.

     o Identification Type (1 octet) - Value describing the identity 
information found in the Identification Data field.

     o RESERVED2 (2 octets) - Unused, must be zero (0).

     O Identification Data (variable length) - Value, as indicated by
the Identification Type.

5.1.1 Identification Type Values

The following table lists the assigned values for the Identification 
Type field found in the Identification Payload.

       ID Type                           Value
       -------                           -----
       RESERVED                          0 - 10
       ID_KEY_ID                           11
       RESERVED                         12 - 127
       Private Use                     128 - 255 


5.1.1.1 ID_KEY_ID
In the context of the GDOI, a GDOI ID payload, ID_KEY_ID specifies a four (4)-octet (4)-
octet group identifier.

5.2 Security Association Payload

The Security Association payload is defined in RFC 2408. For the GDOI, 
it is used by the GCKS to assert security attributes for both 
Category-2 and Category-3 SAs. In the GDOI, this payload may also be 
called a GSA Payload.

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!
  ! Next Payload  !   RESERVED    !         Payload Length        ! 
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  !                              DOI                              !
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!
    
  !                           Situation                           !
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!  
  ! SA Attribute Next Payload     !          RESERVED2            !
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!

The Security Association Payload fields are defined as follows:

    o Next Payload (1 octet) - Identifies the next payload for the 
GROUPKEY-PULL or the GROUPKEY-PUSH message as defined above. The next 
payload MUST NOT be a SAK Payload or SAT Payload type, but the next 
non-Security Association type payload.

    o RESERVED (1 octet) - Must be zero.

    o Payload Length (2 octets) is the octet length of the current 
payload including the generic header and all TEK and KEK payloads.

    o DOI (4 octets) - Is the GDOI, which is value 196 pending 
assignment by the IANA.



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    o Situation (4 octets) - Must be zero.


    o SA Attribute Next Payload (1 octet) - Must be either a SAK 
Payload or a SAT Payload. See section 5.3.2 for a description of which 
circumstances are required for each payload type to be present.

    o RESERVED (2 octets) - Must be zero.

5.2.1 Payloads following the SA payload

Payloads that define specific security association attributes for the 
KEK and/or TEKs used by the group MUST follow the SA payload. How many 
of each payload is dependant upon the group policy. There may be zero 
or one SAK Payloads, and zero or more SAT Payloads, where either one 
SAK or SAT payload MUST be present.

This latitude allows for various group policies to be accommodated. 
For example if the group policy does not require the use of a 
Category-2 SA, the GCKS would not need to send a KEK SA payload to the 
group member since all SA updates would be performed using the 
Category-1 SA. Alternatively, group policy might use a Category-2 SA 
but choose to download a KEK to the group member only as part of the 
Category-1 SA. Therefore, the KEK policy (in the SA KEK payload) would 
not be necessary as part of the Category-2 SA message SA payload.

Specifying multiple SATs allows multiple sessions to be part of the 
same group and multiple streams to be associated with a session (e.g., 
video, audio, and text) but each with individual security association 
policy.


5.3 SA KEK payload

The SA KEK (SAK) payload contains security attributes for the KEK 
method for a Group and parameters specific to the GROUPKEY-PULL 
operation. 

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!
    ! Next Payload  !   RESERVED    !         Payload Length        !
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!
    !                                                               !
    ~                              SPI                              ~
    !                                                               !
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!
    !         POP Algorithm         !         POP Key Length        !
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!
    ~                        KEK Attributes                         ~
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!


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The SAK Payload fields are defined as follows:

    o Next Payload (1 octet) - Identifies the next payload for the 
GROUPKEY-PULL or the GROUPKEY-PUSH message. The only valid next 
payload types for this message are a SAT Payload or zero to indicate 
there is no SA TEK payload.

    o RESERVED (1 octet) - Must be zero.

    o Payload Length (2 octets) - Length of this payload, including 
the KEK attributes.

    o SPI (16 octets) - Security Parameter Index for the KEK. The SPI 
must be the ISAKMP Header cookie pair where the first 8 octets become 
the "Initiator Cookie" field of the GROUPKEY-PUSH message ISAKMP HDR, 
and the second 8 octets become the "Responder Cookie" in the same HDR.  
As described above, these cookies are assigned by the GCKS.

    o POP Algorithm (2 octets) - The POP payload algorithm. Defined 
values are specified in the following table. If no POP algorithm is 
defined by the KEK policy this field must be zero.

             Algorithm Type  Value
             --------------  -----
             RESERVED           0
             POP_ALG_RSA        1
             POP_ALG_DSS        2
             POP_ALG_ECDSS      3
             RESERVED         4-127
             Private Use    128-255

    o POP Key Length (2 octets) - Length of the POP payload key. If no 
POP algorithm is defined in the KEK policy this field must be zero.

    o KEK Attributes - Contains KEK policy attributes associated with 
the group. The following sections describe the possible attributes. 
Any or all attributes may be optional, depending on the group policy.

5.3.1 KEK Attributes

The following attributes may be present in a SAK Payload. The 
attributes must follow the format defined in ISAKMP [RFC2408] section 
3.3. In the table, attributes that are defined as TV are marked as 
Basic (B); attributes that are defined as TLV are marked as Variable 
(V).







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          ID Class                   Value    Type
          --------                   -----    ----
          RESERVED                     0
          KEK_MANAGEMENT_ALGORITHM     1        B
          KEK_ALGORITHM                2        B
          KEK_KEY_LENGTH               3        B
          KEK_KEY_LIFETIME             4        V
          SIG_HASH_ALGORITHM           5        B
          SIG_ALGORITHM                6        B
          SIG_KEY_LENGTH               7        B
          KE_OAKLEY_GROUP              10       B

The following attributes may only be included in a GROUPKEY-PULL 
message: KEK_MANAGEMENT_ALGORITHM, KE_OAKLEY_GROUP.

5.3.2 KEK_MANAGEMENT_ALGORITHM

The KEK_MANAGEMENT_ALGORITHM class specifies the group KEK management 
algorithm used to provide forward or backward access control (i.e., 
used to exclude group members). Defined values are specified in the 
following table.

            KEK Management Type               Value
            -------------------               -----
            RESERVED                            0
            LKH                                 1
            OFT                                 2
            RESERVED                           3-127
            Private Use                       128-255

5.3.3 KEK_ALGORITHM

The KEK_ALGORITHM class specifies the encryption algorithm using with 
the KEK. Defined values are specified in the following table.


             Algorithm Type  Value
             --------------  -----
             RESERVED           0
             KEK_ALG_DES        1
             KEK_ALG_3DES       2
             KEK_ALG_TWOFISH    3
             KEK_ALG_AES        4
             RESERVED         5-127
             Private Use    128-255

5.3.4 KEK_KEY_LENGTH

The KEK_KEY_LENGTH class specifies the KEK Algorithm key length (in 
bits).



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5.3.5 KEK_KEY_LIFETIME

The KEK_KEY_LIFETIME class specifies the maximum time for which the 
KEK is valid. The GCKS may refresh the KEK at any time before the end 
of the valid period. The value is a four (4) octet number defining a 
valid time period in seconds.

5.3.6 SIG_HASH_ALGORITHM

SIG_HASH_ALGORITHM specifies the SIG payload hash algorithm.  The 
following tables define the algorithms for SIG_HASH_ALGORITHM.

             Algorithm Type  Value
             --------------  -----
             RESERVED           0
             SIG_HASH_MD5       1
             SIG_HASH_SHA1      2
             RESERVED        3-127
             PRIVATE USE   128-255

SIG_HASH_ALGORITHM is not required if the SIG_ALGORITHM is SIG_ALG_DSS 
or SIG_ALG_ECDSS, which imply SIG_HASH_SHA1.

5.3.7 SIG_ALGORITHM

The SIG_ALGORITHM class specifies the SIG payload signature algorithm. 
Defined values are specified in the following table.

             Algorithm Type  Value
             --------------  -----
             RESERVED           0
             SIG_ALG_RSA        1
             SIG_ALG_DSS        2
             SIG_ALG_ECDSS      3
             RESERVED         4-127
             Private Use    128-255

5.3.8 SIG_KEY_LENGTH

The SIG_KEY_LENGTH class specifies the length of the SIG payload key. 

5.3.9 KE_OAKLEY_GROUP

The KE_OAKLEY_GROUP class defines the OAKLEY Group used to compute the 
PFS secret in the optional KE payload of the GDOI GROUPKEY-PULL 
exchange.  This attribute uses the Internet DOI definitions [RFC2407]. values assigned to Group 
Definitions in the IANA ipsec-registry [IPSEC-REG].

5.4 SA TEK Payload

The SA TEK (SAT) payload contains security attributes for a single TEK 
SA associated with a group.


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     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!
    ! Next Payload  !   RESERVED    !         Payload Length        !
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!
    ! Protocol-ID   !       TEK Protocol-Specific Payload           ~
    +-+-+-+-+-+-+-+-+                                               ~
    ~                                                               ~
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!

The SAT Payload fields are defined as follows:

    o Next Payload (1 octet) - Identifies the next payload for the 
GROUPKEY-PULL or the GROUPKEY-PUSH message. The only valid next 
payload types for this message are another SAT Payload or zero to 
indicate there are no more security association attributes. 

    o RESERVED (1 octet) - Must be zero.

    o Payload Length (2 octets) - Length of this payload, including 
the TEK Protocol-Specific Payload.

    o Protocol-ID (1 octet) - Value specifying the Security Protocol. 
The following table defines values for the Security Protocol

       Protocol ID                       Value
       -----------                       -----
       RESERVED                            0
       GDOI_PROTO_IPSEC_ESP                1
       GDOI_PROTO_MESP                     2
       GOI_PROTO_AMESP                     3
       GDOI_PROTO_SRTP                     4
       RESERVED                          5-127
       PRIVATE USE                     128-255

    o TEK Protocol-Specific Payload (variable) - Payload which 
describes the attributes specific for the Protocol-ID.















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5.4.1 PROTO_IPSEC_ESP

The TEK Protocol-Specific payload for ESP is as follows:

    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!
    ! SRC ID Type    Protocol   !  SRC ID Prot Type  !         SRC ID Port           !
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!
    !SRC ID Data Len!          SRC Identification Data              ~
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!
    ! DST ID Type   !         DST ID Prot   !         DST ID Port           !
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!           !DST ID Data Len!
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!
    ! DST Identification Data                                       ~
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!
    ! Transform ID  !             RESERVED                        SPI                    !  
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!
    !      SPI      !
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!
    !       RFC 2407 SA Attributes                      !                  ~
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!

The SAT Payload fields are defined as follows:

    o SRC ID Type (1 octet) - Value describing the identity 
information found in the SRC Identification Data field. Defined values
are specified in RFC2407 Section 4.6.2.1.  Set to zero for multiple-
source multicast groups that use a common TEK for all senders.

    o SRC ID Prot Protocol (1 octet) - Value describing an IP protocol ID (e.g., 
UDP/TCP). A value of zero means that the SRC Id Prot field should be 
ignored.  Set to zero for multiple-source multicast groups 
that use a common TEK for all senders.

    o SRC ID Type (1 octet) - Value describing the identity 
information found in the SRC Identification Data field. Defined values 
are specified by the IPSEC Identification Type section in the IANA 
isakmpd-registry [ISAKMP-REG].  


    o SRC ID Port (2 octets) - Value specifying a port associated with 
the source Id. A value of zero means that the SRC ID Port field should 
be ignored. Set to zero for multiple-source multicast groups 
that use a common TEK for all senders. 

    o SRC ID Data Len (1 octet) - Value specifying the length of the 
SRC Identification Data field. Set to zero for multiple-source 
multicast groups that use a common TEK for all senders. 
 
    o SRC Identification Data (variable length) - Value, as indicated 
by the SRC ID Type. Set to three bytes of zero for multiple-source 
multicast groups that use a common TEK for all senders.

    o DST ID Type (1 octet) - Value describing the identity 
information found in the DST Identification Data field. Defined values 
are specified by the IPSEC Identification Type section in RFC2407 Section 4.6.2.1





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isakmpd-registry [ISAKMP-REG].

    o DST ID Prot (1 octet) - Value describing an IP protocol ID 
(e.g., UDP/TCP). A value of zero means that the DST Id Prot field 
should be ignored.

    o DST ID Port (2 octets) - Value specifying a port associated with 
the source Id. A value of zero means that the DST ID Port field should 
be ignored.

    o DST ID Data Len (1 octet) - Value specifying the length of the 
DST Identification Data field.
 
    o DST Identification Data (variable length) - Value, as indicated 
by the DST ID Type.

    o Transform ID (1 octet) - Value specifying which ESP transform is
to be used. The list of valid values are defined in the IPSEC DOI 
[RFC2407,section 4.4.4].

    o RESERVED (3 octets) - Must be zero. ESP 
Transform Identifiers section of the IANA isakmpd-registry [ISAKMP-
REG].


    o SPI (4 octets) - Security Parameter Index for ESP.

    o RFC 2407 Attributes - ESP Attributes from RFC 2407 Section 4.5. 
The GDOI supports all IPSEC DOI SA Attributes for PROTO_IPSEC_ESP 
excluding the Group Description [RFC2407, section 4.5], which MUST NOT 
be sent by a GDOI implementation and is ignored by a GDOI 
implementation if received.  All mandatory IPSEC DOI attributes are 
mandatory in GDOI PROTO_IPSEC_ESP.  The Authentication Algorithm 
attribute of the IPSEC DOI is group authentication [AMESP] in GDOI. 

5.4.2 Other Security Protocols

  Besides ESP, GDOI should serve to establish SAs for secure groups 
needed by other Security Protocols that operate at the transport, 
application, and internetwork layers.  These other Security Protocols, 
however, are in the process of being developed or do not yet exist.  
MESP and AMESP are two related secure multicast protocols being 
developed under the auspices of the IRTF Secure Multicast Group 
[AMESP]. These Security Protocols must be defined in the context of 
the GDOI. 

The following information needs to be provided for a Security Protocol 
to the GDOI. 

   o The Protocol-ID for the particular Security Protocol
   o The SPI Size
   o The method of SPI generation
   o The transforms, attributes and keys needed by the Security 
Protocol

All Security Protocols must provide the information in the bulleted 


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list above to guide the GDOI implementation for that protocol.  As  If and 
when the GDOI progresses on an IETF standards track, other Security 
Protocols operating within its framework will be specified in separate 
standards track documents.  To exemplify the structure and content of 
GDOI security-protocol specifications, Appendix A contains a 
specification for the SMuG Security Protocols, MESP and AMESP (see 
Appendix A).


5.5 Key Download Payload

The Key Download Payload contains group keys for the Group specified 
in the SA Payload.  These key download payloads can have several 
security attributes applied to them based upon the security policy of 
the group as defined by the associated SA Payload.

When included as part of the Category-2 SA with an optional KE 
payload, The Key Download Payload will be xor'ed with the new Diffie-
Hellman shared secret. The xor operation will begin at the "Number of 
Key Packets" field.

If the "Number of Key Packets" is zero, the group member is expected 
to delete all keys associated with the ID. This type of KD payload 
will only be sent by the GCKS when a group is deleted.
 
   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!
  ! Next Payload  !   RESERVED    !         Payload Length        !
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!
  ! Number of Key Packets         !            RESERVED2          !
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!
  ~                    Key Packets                                ~
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!

The Key Download Payload fields are defined as follows:

    o Next Payload (1 octet)  - Identifier for the payload type of the 
next payload in the message.  If the current payload is the last in 
the message, then this field will be zero.

    o RESERVED (1 octet)  - Unused, set to zero.

    o Payload Length (2 octets)  - Length in octets of the current 
payload, including the generic payload header.

    o Number of Key Packets (2 octets)  -- Contains the total number 
of both TEK and Rekey arrays being passed in this data block.

    o Key Packets
      Several types of key packets are defined. Each Key Packet has 


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the following format.

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!
  !   KD Type     !   RESERVED    !            KD Length          !
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!
  !    SPI Size   !                   SPI (variable)              ~
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!
  ~                    Key Packet Attributes                      ~
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-!

    o Key Download (KD) Type (1 octet)  -- Identifier for the Key Data 
field of this Key Packet.

                    Key Download Type        Value
                    -----------------        -----
                    RESERVED                   0   
                    TEK                        1
                    KEK                        2
                    LKH                        3
                    OFT                        4
                    RESERVED                  5-127
                    Private Use             128-255
      
      "KEK" is a single key whereas LKH and OFT are arrays of key-
encrypting keys.  The definition for LKH is given in the appendix.

    o RESERVED (1 octet)  - Unused, set to zero.

    o Key Download Length (2 octets)  -- Length in octets of the Key 
Packet data following this field.

    o SPI Size (1 octet) - Value specifying the length in octets of 
the SPI as defined by the Protocol-Id.

    o SPI (variable length) - Security Parameter Index which matches a 
SPI previously sent in an SAK or SAT Payload.

    o Key Packet Attributes (variable length)  -- Contains Key 
information. The format of this field is specific to the value of the 
KD Type field. The following sections describe the format of each KD 
Type.

5.5.1 TEK Download Type

The following attributes may be present in a SAT Payload. Exactly one 
attribute matching each type sent in the SAT payload MUST be present. 
The attributes must follow the format defined in ISAKMP [RFC2408] 
section 3.3. In the table, attributes which are defined as TV are 
marked as Basic (B); attributes which are defined as TLV are marked as


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Variable (V).

          TEK Class                 Value      Type
          ---------                 -----      ----
          RESERVED                     0
          TEK_ALGORITHM_KEY            1        V
          TEK_INTEGRITY_KEY            2        V
          TEK_SOURCE_AUTH_KEY          3        V


If no TEK key packets are included in a Category-1 KD payload, the 
group member can expect to receive the TEK as part of a Category-2 SA. 
At least one TEK must be included in each Category-2 KD payload. 
Multiple TEKs may be included if multiple streams associated with the 
SA are to be rekeyed.

5.5.1.1 TEK_ALGORITHM_KEY

The TEK_ALGORITHM_KEY class declares that the encryption key for this 
SPI is contained as the Key Packet Attribute. The encryption algorithm 
that will use this key was specified in the SAT payload.

DES keys will consist of 64 bits (the 56 key bits with parity bit). 
Triple DES keys will be be specified as 64 bits (including parity 
bits) in the order that they are to be used for encryption (e.g., 
DES_KEY1, DES_KEY2, DES_KEY3).

5.5.1.2 TEK_INTEGRITY_KEY

The TEK_INTEGRITY_KEY class declares that the integrity key for this 
SPI is contained as the Key Packet Attribute. The integrity algorithm 
that will use this key was specified in the SAT payload.  Thus GDOI 
assumes that both the symmetric encryption and integrity keys are 
pushed to the Member. SHA keys will consist of 160 bits, and MD5 keys 
will consist of 128 bits.

5.5.1.3 TEK_SOURCE_AUTH_KEY

The TEK_SOURCE_AUTH_KEY class declares that the source authentication 
key for this SPI is contained in the Key Packet Attribute. The source 
authentication algorithm that will use this key was specified in the 
SAT payload.

5.5.2 KEK Download Type

The following attributes may be present in a SAK Payload. Exactly one 
attribute matching each type sent in the SAK payload MUST be present. 
The attributes must follow the format defined in ISAKMP [RFC2408] 
section 3.3. In the table, attributes which are defined as TV are 
marked as Basic (B); attributes which are defined as TLV are marked as 
Variable (V).


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          KEK Class                 Value      Type
          ---------                 -----      ----
          RESERVED                     0
          KEK_ALGORITHM_KEY            1        V
          SIG_ALGORITHM_KEY            2        V

If the KEK key packet is included, there must MUST be only one present in 
the KD payload.

5.5.2.1 KEK_ALGORITHM_KEY

The KEK_ALGORITHM_KEY class declares the encryption key for this SPI 
is contained in the Key Packet Attribute. The encryption algorithm 
that will use this key was specified in the SAK payload.

5.5.2.2 SIG_ALGORITHM_KEY

The SIG_ALGORITHM_KEY class declares that the public key for this SPI 
is contained in the Key Packet Attribute, which may be useful when no 
public key infrastructure is available. The signature algorithm that 
will use this key was specified in the SAK payload.


5.5.3 LKH

The LKH key packet is comprised of attributes representing different 
leaves in the LKH key tree. The format of those attributes are 
described in Appendix B.

5.5.4 OFT

The OFT key packet is comprised of attributes representing different 
leaves in the OFT key tree. The format of those attributes are TBD.

5.6 Sequence Number Payload

The Sequence Number Payload (SEQ) provides an anti-replay protection 
for GROUPKEY-PUSH messages. Its use is similar to the Sequence Number 
field defined in the IPsec ESP protocol [RFC2406].

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   ! Next Payload  !   RESERVED    !         Payload Length        !
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   !                      Sequence Number                          !
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

The Sequence Number Payload fields are defined as follows:




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    o Next Payload (1 octet) - Identifier for the payload type of the 
next payload in the message.  If the current payload is the last in 
the message, then this field will be zero.

    o  RESERVED (1 octet) - Unused, set to zero.

    o  Payload Length (2 octets) - Length in octets of the current 
payload, including the generic payload header.

    o Sequence Number (4 octets) - This field contains a monotonically 
increasing counter value for the group. It is initialized to zero by 
the GCKS, and incremented in each subsequently-transmitted message. 
Thus the first packet sent for a given Cat-2 SA will have a Sequence 
Number of 1. The GDOI implementation keeps a sequence counter as an 
attribute for Cat-2 SA and increments the counter upon receipt of a 
GROUPKEY-PUSH message. The current value of the sequence number must 
be transmitted to group members as a part of the Cat-1 SA SA payload.  
A group member must keep a sliding receive window. The window must be 
treated as in the ESP protocol [RFC2406] Section 3.4.3.

5.7 Proof of Possession

The Proof of Possession Payload is used as part of group membership 
authorization during a GDOI exchange. The Proof of Possession Payload 
is identical to an ISAKMP SIG payload. However, the usage is entirely 
different as the GCKS, GCKS delegate or Member signs a prf (i.e., RFC 
2409 keyed MAC) of the concatenated nonces, Ni concatenated nonces, Ni and Nr.

5.8 Nonce

The data portion of the Nonce payload (i.e., Ni_b and Nr_b included in 
the HASHs) MUST be a value between 8 and Nr. 128 bytes.

6.0 Application Scenarios 

This section considers two uses of GDOI for data broadcast and video-
on-demand applications.  In these applications, a "content provider" 
may be a studio, such as one of the seven major U.S. movie studios, or 
a regional, national or international broadcast station.  There is 
also a "distributor," who provides delivery to homes and business.  A 
"distributor" may be a cable, telco, terrestrial broadcast network or 
direct-to-home satellite operator. There are more than a dozen major 
network distributors in the U.S. that serve digital data to homes and 
businesses.  These distributors increasingly provide data services 
such a multimedia stream and file delivery broadcasted to groups of 
subscribers (e.g., using single source IP multicast) or delivered on 
demand to a single subscriber.

A typical data broadcast may be a multicast file transfer or a stream 
of a live sports event that is sent as part of a subscription or a 
pay-per-view session.  A typical video-on-demand application may be a 
movie that is streamed or downloaded to an authenticated customer who 
belongs to a subscription group, for example.  The customer 
authentication may use a smart card, pass phrases, network 
authentication, tamper-resistant software, and other means.  These 
means are beyond the scope of this document though the ID and GID 


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payload fields convey the needed authorization information in the GDOI 
Phase 1 and GROUPKEY-PULL exchanges.  Each application scenario is 
discussed in a separate section below.

6.1 Data Broadcast

In this scenario, a wide-area broadcaster is sending a multicast data 
feed.  This feed is from a live sporting event that is streamed from 
the event location. This broadcaster is also the content provider who 
sends the feed, which is received by authorized customers of 
metropolitan-area network distributors. The network distributor also 
has a GCKS that acts on its behalf and has distributed KEKs to the 
Group of customers who are authorized to receive the sporting-event 
feed.  Our network distributor delivers the broadcast data encrypted 
by the TEK, which is sent via IP Multicast in a GROUPKEY-PUSH message.  
The customers who have the KEK or KEK array for the network-
distributor's Group will be able to decrypt the GROUPKEY-PUSH messages 
that contain the TEK for the sporting event.  In this way, the network 
distributor controls access to the TEK by its customers independently 
of the broadcaster, who encrypts each stream once for re-distribution 
through any number of network distributors.

At the end of the data broadcast, each network distributor will have 
its GCKS instruct Group members to destroy the Category-3 SA and its 
TEK.  This is done through a GROUPKEY-PUSH message.

6.2 Video-on-demand

In this scenario, a movie studio has mastered a movie file, and sends 
it to network distributors who offer video-on-demand (VOD) service to 
their customers. The content provider may choose to encrypt the file 
or not.  In this scenario, the network distributor has a GCKS that 
acts on its behalf and has distributed KEKs to the Group of customers 
who are authorized to download VOD movie files or view VOD streams.  

There are many applications where the encryption needs to be unique to 
the receiving device of the Group Member. So the network distributor 
encrypts the file (after first decrypting it if it were previously 
encrypted by the content provider).  Thus the movie file is encrypted 
at the point of distribution in QuickTime format, for example, in a 
manner such that it can be decrypted and played by a QuickTime player.  
Such a player fulfills the role of "Security Protocol" in Figure 3.  
In contrast to the previous example, both the TEK and the KEK are 
under the control of the network distributor owing to the need of 
unique encryption of the VOD feed.  The previous scenario, however, 
allowed the GCKS to control the TEK and the network distributor to 
control of the KEK.  In some VOD applications, it may make sense for 
the content provider to control the KEK and the network distributor to 
control the TEK if the content provider owns the customer relationship 
and the TEK is always distributed encrypted in the KEK.  The use of 
the KEK group secret eliminates the need for point-to-point


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establishment procedures for a 1:1 VOD session.  

6.3 Summary

GDOI securely establishes keys for unicast and multicast data.  As 
further illustrated in the two scenaria, GDOI is suitable to manage 
keys for on-demand unicast and multicast streams as well as file 
download.  Besides supporting 1:N and 1:1 groups, GDOI should be 
effective in securing M:N applications, such as teleconferencing, 
using LKH-style membership management [RFC2627].  Use of LKH-style 
membership management is specified in the appendix.

7.0 Security Considerations 

GDOI is a security association (SA) protocol for groups of senders and 
receivers.  This protocol must use best-known practices for defense 
against man-in-middle, connection hijacking, replay, reflection, and 
denial-of-service (DOS) attacks.  Further work is needed to establish 
whether this draft version of GDOI uses best-known practices for key 
management.  

GDOI may inherit the problems of its ancestors, ISAKMP [RFC2408] and 
Internet Key Exchange [RFC2409].  Some problems remain to be addressed 
in ISAKMP and IKE [FS00].  GDOI should benefit, however, from 
improvements to its ancestor protocols just as it benefits from years 
of experience and work embodied in those protocols.  Further work is 
needed to establish whether GDOI uses ISKAMP and IKE in a good way.

Of course, GDOI supports secure groups and differs from ISAKMP and IKE 
in authorization, policy, SA structure, and exchanges.  The SA 
structure is more complex than ISAKMP and IKE. Complexity is bad for a 
Security Protocol because it makes correctness analysis more difficult 
than in a simpler protocol and may lead to implementation problems.  
The distribution of keying material using multicast techniques, 
moreover, is novel.  Novelty is bad for a key management protocol 
because it can contain unexpected results and problems.  Further work 
is needed to determine that this version of GDOI successfully employs 
novel techniques such as multicast key distribution without 
compromising Group security (as defined by Group policy). 

8.0 IANA Considerations

8.1 ISAKMP DOI

A new ISAKMP DOI number needs to be assigned to GDOI. RFC 2407 
indicates that the namespace for DOI values is in STD-2, although that 
does not yet exist such as section there. The present document is in 
accordance with the "Supported Security Protocols" section in 
[RFC2408].

8.2 Payload Types

New ISAKMP Next Payload types need to be allocated for GDOI payload 
types. No ISAKMP registry for payload types currently exists, but the 
Private Use payload type namespace can be further partitioned for the 
GDOI DOI. See Section 5.0 for the payloads defined in this document.

8.3 New Namespaces

The present document describes many new namespaces for use in the GDOI 
payloads. Those may be found in subsections under Section 5.0. A new 
GDOI registry should be created for these namespaces.
	
9.0 Acknowledgements

The authors thank Ran Canetti, Cathy Meadows and Andrea Colegrove.  
Ran has advised the authors on secure group cryptography, which has 
led to changes in the exchanges and payload definitions.  Cathy 
identified several problems in a previous version of this draft, 
including a replay attack against the proof of possession exchange. exchange, as 
well as man-in-the-middle attacks which could occur if the nonce size 
was not bounded.  Andrea has contributed to the group policy section 
of this draft.



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9.0

10.0 References

[CP00] R. Canetti, B. Pinkas, A taxonomy of multicast security issues, 
http://www.ietf.org/internet-drafts/draft-irtf-smug-taxonomy-01.txt, 
Work in Progress, August 2000.

[FS00] N. Ferguson and B. Schneier, A Cryptographic Evaluation of 
IPsec, CounterPane, http://www.counterpane.com/ipsec.html.

[GKMARCH] M.Baugher, R.Canetti, L.Dondeti, Group Key Management 
Architecture, http://search.ietf.org/internet-drafts/draft-ietf-msec-
gkmarch-00.txt, Work in Progress, June 2000.

[GSAKMP] H. Harney, A. Colegrove, E. Harder, U. Meth, R. Fleischer, 
Group Secure Association Key Management Protocol, 
http://search.ietf.org/internet-drafts/draft-ietf-msec-gsakmp-sec-
00.txt, June 2000, Work in Progress.

[HBH] H. Harney, M. Baugher, T. Hardjono, GKM Building Block: Group 
Security Association (GSA) Definition, 
http://www.ietf.org/internet-drafts/draft-irtf-smug-gkmbb-gsadef-
00.txt, Work in Progress 2000.

[HCBD] T. Hardjono, R. Canetti, M. Baugher, P. Dinsmore, Secure IP 
Multicast: Problem areas, Framework, and Building Blocks, 
http://www.ietf.org/internet-drafts/draft-irtf-smug-framework-00.txt, 
Work in Progress 1999.

[IPSEC-REG] http://www.iana.org/assignments/ipsec-registry

[ISAKMP-REG] http://www.iana.org/assignments/isakmp-registry

[MARKS] B. Briscoe, MARKS: Zero Side Effect Multicast Key Management 
using Arbitrarily Revealed Key Sequences, Proceedings of NGC'99, 
rbriscoe@bt.co.uk.

[AMESP] R. Canetti, P. Rohatgi, Pau-Chen Cheng, Multicast Data 
Security Transformations: Requirements, Considerations, and Prominent 
Choices, http://search.ietf.org/internet-drafts/draft-irtf-smug-data-
transforms.txt, Work In Progress, 2000.

[NAI] http://www.nai.com/media/pdf/products/tns/6_PGP_VPN_001.pdf
 
[OFT] D. Balenson, D. McGrew, A. Sherman, Key Management for Large
Dynamic Groups: One-Way Function Trees and Amortized Initialization,
http://www.ietf.org/internet-drafts/draft-balenson-groupkeymgmt-oft-
00.txt, February 1999, Work in Progress.

[RFC1889] H. Schulzrinne, S. Casner, R. Frederick, V. Jacobson, RTP: A 
Transport Protocol for Real-Time Applications, January 1996.

[RFC2093] Harney, H., and Muckenhirn, C., "Group Key Management 
Protocol (GKMP) Specification," RFC 2093, July 1997.




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[RFC2094] Harney, H., and Muckenhirn, C., "Group Key Management 
Protocol (GKMP) Architecture," RFC 2094, July 1997.

[RFC2327] M. Handley, V. Jacobson, SDP: Session Description Protocol, 
April 1998.

[RFC2367] D. McDonald, C. Metz, B. Phan, PF_KEY Key Management API, 
Version 2, July 1998.

[RFC2401] S. Kent, R. Atkinson, Security Architecture for the Internet 
Protocol, November 1998

[RFC2406] S. Kent, R. Atkinson, IP Encapsulating Security Payload 
(ESP), November 1998.

[RFC2407] D. Piper, The Internet IP Domain of Interpretation for 
ISAKMP, November 1998.

[RFC2408] D. Maughan, M. Shertler, M. Schneider, J. Turner, Internet 
Security Association and Key Management Protocol, November 1998.

[RFC2409] D. Harkins, D. Carrel, The Internet Key Exchange (IKE), 
November, 1998.

[RFC2412] H. Orman, The OAKLEY Key Determination Protocol, November 
1998.

[RFC2522] P. Karn, W. Simpson, Photuris: Session-Key Management 
Protocol, March 1999.

[RFC2627] D. M. Wallner, E. Harder, R. C. Agee, Key Management for 
Multicast: Issues and Architectures, September 1998.

[SKEME] H. Krawczyk, SKEME: A Versatile Secure Key Exchange Mechanism 
for Internet, ISOC Secure Networks and Distributed Systems Symposium, 
San Diego, 1996.

[SRTP] R.Blom, E.Carrara, D.McGrew, M.Nasland, K.Norrman, D. Oran, The 
Secure Real Time Transport Protocol, http://www.ietf.org/internet-
drafts/draft-ietf-avt-srtp-00.txt, February 2001, Work in Progress.

[STS] Diffie, P. van Oorschot, M. J. Wiener, Authentication and 
Authenticated Key Exchanges, Designs, Codes and Cryptography, 2, 107-
125 (1992), Kluwer Academic Publishers.








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Authors Address:

Mark Baugher
Cisco Systems
5510 SW Orchid Street
Portland, OR  97219, USA
(503) 245-4543
mbaugher@cisco.com

Thomas Hardjono
VeriSign
401 Edgewater Place, Suite 280
Wakefield, MA 01880
Tel: 781-245-6996
Email: thardjono@verisign.com

Hugh Harney
Sparta
9861 Broken Land Parkway
Columbia, MD 21046
(410) 381-9400 x203
hh@sparta.com

Brian Weis
Cisco Systems
170 W. Tasman Drive,
San Jose, CA 95134-1706, USA
(408) 526-4796
bew@cisco.com


Appendix A: Sample GDOI definitions for MESP and AMESP

Among the Security Protocols that may use the GDOI are MESP and AMESP, 
which together are a protocol framework for group secrecy, group 
authentication, and group source authentication [AMESP].  This 
framework is to support a variety of algorithms for source 
authentication and operate at the internetwork, transport or 
applications layers.  The MESP and AMESP protocols do not provide 
source authentication; they provide a framework for source 
authentication algorithms such as TESLA, which is a group source 
authentication algorithm that is suitable for transport/application 
layer service.  Thus, if source authentication service is desired for 
MESP and AMESP, then one or more group source authentication 
algorithms must be defined along with MESP and AMESP.  We choose to 
use TESLA for this example.  As mentioned above (section 5.4.2), the 
GDOI definitions for group Security Protocols such as MESP and AMESP 
are to have separate documents from the GDOI document.  This appendix, 
therefore, offers an example for Security Protocol GDOI documents.

In the model of Figure 3, the MESP/AMESP Security Protocol 


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implementation invokes GDOI to establish necessary security 
associations for its services.  The needed information is communicated 
in the SA TEK payload and MESP/AMESP SA TEK attributes. These are 
defined in A.1 and A.2. MESP/AMESP, moreover, specifies 
source-specific source-
specific information for multicast group senders so there may be 
information contained in the SA TEK that is specific to a sender.  The 
sender-specific information is sent in a set of Extended Attributes 
that are particular to the algorithm that is used.  These are defined 
in A.3.    In both the single-sender and multiple-sender cases, the 
GROUPKEY-PUSH message containing the SA TEK payload may originate from 
the GCKS or from another source such as the sender or senders to the 
multicast group (section 4.3).

A.1 SA TEK bindings

A GDOI implementation must initialize the SA TEK payload information 
for MESP/AMESP.  The reader may refer to the SA TEK payload section 
5.4 for the MESP/AMESP bindings, which follow. 
   o SPI size is 4 octets
   o SPI is a pseudo-random number created by the GCKS

A.2 MESP/AMESP SA TEK Attributes	

The following attributes may be present in an MESP/AMESP SAT Payload. 
These attributes are followed by attributes for the TESLA source 
authentication algorithm. The attributes must follow the format 
defined in ISAKMP [RFC2408] section 3.3. In the table, attributes that 
are defined as TV are marked as Basic (B); attributes that are defined 
as TLV are marked as Variable (V).

          ID Class                   Value    Type
          --------                   -----    ----
          RESERVED                     0
          GS_ORDER                     1        B
          GS_PROTOCOL                  2        B
          GS_XFORM_TYPE                3        B
          GS_XFORM_KEY_LENGTH          4        B
          GS_XFORM_KEY_LIFETIME        5        B
          GA_ORDER                     6        B
          GA_PROTOCOL                  7        B
          GA_TRANSFORM                 8        B
          SrA_ORDER                    9        B
          SrA_PROTOCOL                10        B
          SrA_ALGORITHM               11        B
          RESERVED                   12-63      
          AUTHENTICATION ALGORITHM   64-128
          PRIVATE USE               129-255


A.2.1 GS_ORDER



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This is the order in which the transform is applied relative to the 
other transforms.  The ordering is from outer (1) to inner.  If 
GS_ORDER is zero then group secrecy is not employed.  If it is one 
(1), then GS is the first transform applied by the receiver.  If 
GS_ORDER is greater than GA_ORDER and SrA_ORDER, then GS is the first 
transform applied by the sender.  GDOI does nothing with this ordering 
beyond communicating it to the MESP/AMESP implementation across the 
interface shown in Figure 3 between GDOI and the Security Protocol.

A.2.2 GS_PROTOCOL

This is set to one (1) if MESP is used or two (2) if AMESP is used. 
GDOI does nothing with this layering information beyond communicating 
it to the MESP/AMESP implementation across the interface shown in 
Figure 3 between GDOI and the Security Protocol.

A.2.3 GS_TRANSFORM

             Transform Type  Value
             --------------  -----
             RESERVED           0
             GS_XFORM_DES       1
             GS_XFORM_3DES      2
             GS_XFORM_TWOFISH   3
             GS_XFORM_AES       4
             RESERVED         5-127
             Private Use    128-255

A.2.4 GS_TRANSFORM_KEY_LENGTH

The length of the key in bits.

A.2.5 GS_TRANSFORM_KEY_LIFETYPE

The GS_TRANSFORM_KEY_LIFETIME specifies the maximum time for which the 
key is valid. The GCKS may refresh the key at any time before the end 
of the valid period. The value is a four (4) octet number defining a 
valid time period in seconds. 

A.2.6 GA_ORDER

See A.2.1.

A.2.7 GA_PROTOCOL

See A.2.2.

A.2.8 GA_TRANSFORM




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             Transform Type  Value
             --------------  -----
             RESERVED           0
             GA_XFORM_DES_MAC   1
             GA_XFORM_HMAC_MD5  2
             GA_XFORM_HMAC_SHA1 3
             RESERVED         4-127
             Private Use    128-255


A.2.9 SrA_ORDER

See A.2.1.

A.2.10 SrA_PROTOCOL

See A.2.2.

A.2.11 SrA_ALGORITHM

             Algorithm Type  Value
             --------------  -----
             RESERVED           0
             SrA_TESLA          1
             RESERVED         2-127
             Private Use    128-255


A.3 TESLA SA TEK Attributes 

The attributes for the source authentication algorithm follow the 
MESP/AMESP SA TEK attributes.  These are for TESLA.

          ID Class                   Value    Type
          --------                   -----    ----
          RESERVED                     0
          SOURCE_ID                   64        B
          DIRECT_SYNCHRONIZATION      65        B
          SENDERS_CERT_TYPE           66        B
          SENDERS_CERT                67        V
          HMAC_TYPE                   68        B
          KEY_CHAIN_PRF               69        B
          INTERVAL_TIME               70        V
          INTERVAL_NUMBER             71        V
          INTERVAL_DURATION           72        V
          KEY_DISCLOSURE_DELAY        73        V
          KEY_CHAIN_COMMITMENT_VALUE  74        V
          KEY_CHAIN_EXPIRATION_VALUE  75        V

A.3.1 SOURCE_ID



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This is 32-bit number that uniquely identifies the source.

A.3.2 DIRECT_SYNCHRONIZATION

This is set to one if Direct Synchronization is desired and zero 
otherwise.

A.3.3 SENDERS_CERT_TYPE

          ID Class                   Value    Type
          --------                   -----    ----
          RESERVED                     0
          X.509                        1        B
          SPKI                         2        B
          PGP                          3        B
          RESERVED                   4-127
          Private Use              128-255

A.3.4 SENDERS_CERT

This is the sender's certificate.

A.3.5 HMAC_TYPE

This is the hashed message authentication code used for TESLA 
messages.

             HMAC Type          Value
             ---------          -----
             RESERVED              0
             TESLA_HMAC_MD5        1
             TESLA_HMAC_SHA1       2
             TESLA_HMAC_RIPEMD160  3
             RESERVED            4-127
             Private Use       128-255

A.3.6 KEY_CHAIN_PRF

The PRF used for computing the key chain.

             KEY_CHAIN_PRF      Value
             ---------          -----
             RESERVED              0
             TESLA_PRF_MD5         1
             TESLA_PRF_SHA1        2
             TESLA_PRF_RIPEMD160   3
             RESERVED            4-127
             Private Use       128-255

A.3.7 INTERVAL_TIME



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The beginning time of the current interval.

A.3.8 INTERVAL_NUMBER

The identifier of the current interval.

A.3.9 INTERVAL_DURATION

The fixed interval of time (Tint) during which a message source sends 
zero or more packets may be set once for the session or may be 
dynamically changed during the session.  If group policy dictates that 
the time interval is to be invariant, then INTERVAL_DURATION is the 
number of seconds of the time interval.  If INTERVAL_DURATION is not 
present, then the time interval will be dynamically set by the source 
authentication protocol and may vary over the lifetime of the session.

A.3.10 KEY_DISCLOSURE_DELAY

KEY_DISCLOSURE_DELAY is the number of intervals (d) before an 
authentication key is disclosed.  KEY_DISCLOSURE_DELAY is used if the 
number of intervals must be fixed for a given session or if the sender 
chooses not to vary this interval during the session.  Otherwise, if 
the KEY_DISCLOSURE_DELAY attribute is not present, then the key 
disclosure delay may be set dynamically by the source authentication 
protocol.

A.3.11 KEY_CHAIN_COMMITMENT_VALUE

The PRF value for the start of a new key chain.


A.3.12 KEY_CHAIN_EXPIRATION_VALUE

The INTERVAL_NUMBER that will be the last interval of the current key 
chain.


Appendix B: LKH Data Key Download Definitions

This section contains attribute definitions used by a GCKS to transmit 
a LKH KEK array to group members. These definitions are compatible 
with the GSAKMP protocol [GSAKMP].

B.1 LKH Key Data (KD) Payload definitions

The following attributes are used to pass an LKH KEK array in the KD 
payload. The attributes must follow the format defined in ISAKMP 
[RFC2408] section 3.3. In the table, attributes which are defined as 
TV are marked as Basic (B); attributes which are defined as TLV are 
marked as Variable (V).



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          KEK Class                 Value      Type
          ---------                 -----      ----
          RESERVED                     0
          KEK_LKH                      1        V

If an LKH key packet is included in the KD payload, there must be only 
one present.

B.1.1 KEK_LKH

This attribute consists of a header block, followed by one or more LKH 
keys.





   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   !  LKH Version  !           Leaf ID                 ! Number of ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   ~  LKH Keys     !                                               ! 
   +-+-+-+-+-+-+-+-+                    LKH Keys                   ! 
   ~                                                               ~
   +---------------------------------------------------------------+

The KEK_LKH attribute fields are defined as follows:

    o LKH version (1 octet)  - Contains the version of the LKH 
protocol which the data is formatted in.
    o Leaf ID (2 octets)  -- This is the Leaf Node ID of the LKH 
sequence contained in this Key Packet Data block.
    o Number of LKH Keys (2 octets)  -- This value is the number of 
distinct LKH keys in this sequence.

Each LKH Key is defined as follows:

   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   !             LKH ID            !    Key Type   !               ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   ~                  Key Creation Date            !               ~   
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+                                         
   ~                 Key expiration Date           !               ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   ~                 Key Handle                     !              !
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-              ! 
   !                                                               ! 
   ~                     Key Data                                  ~
   +---------------------------------------------------------------+

    o LKH ID (2 octets)  -- This is the position of this key in the 
binary tree structure used by LKH.


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    o Key Type (1 octet)  -- This is the encryption algorithm for 
which this key data is to be used.  This value is specified in the 
Policy Token.    
    o Key Creation Date (4 octets)  -- This is the time value of when 
this key data was originally generated.
    o Key Expiration Date (4 octets)  -- This is the time value of 
when this key is no longer valid for use.
    o Key Handle (4 octets)  -- This is the randomly generated value 
to uniquely identify a key.
    o Key Data (variable length)  -- This is the actual encryption key 
data, which is dependent on the Key Type algorithm for its format.


Appendix C: Sample GDOI Definitions for SRTP

As described above, Security Protocols may use GDOI to establish their 
security associations (Section 5.4.2).  Designers of the security 
protocol should develop a draft document that describes the 
information needs of their security protocol for security association 
(SA) attributes and cryptographic policy.  This appendix outlines a 
specification for GDOI support of SRTP [SRTP].

SRTP, Secure Real Time Transport Protocol, provides authentication, 
integrity, and confidentiality services for Real Time Transport 
Protocol [RFC1889].  Thus SRTP is an application-layer security 
protocol that operates above the TCP/IP services (sockets) interface.  
SRTP communicates with GDOI using an API [we will investigate use of 
PF_KEY for IPC communication].  Through the API, SRTP requests SA 
establishment and GDOI updates SRTP's security association database 
(SAD) for maintenance of its cryptographic context [SRTP].  The KDC or 
the SRTP sender acting on behalf of the KDC provides the cryptographic 
policy and other attributes through the SA TEK payload 
and SRTP SA TEK attributes.


C.1 SRTP Namespace: SA TEK Bindings

A GDOI implementation must initialize the SA TEK payload information 
for SRTP.  The reader may refer to the SA TEK payload section 5.4 for 
the description of SA TEK bindings, which follow.
o	SPI size is 2 octets
o	SPI the RTP 32-bit sequence number that is sent on the wire.  
The receiver(s) will immediately compute the "real" SPI as the "packet 
index" of SPI + rollover-counter * 2^32 and use this value with the 
SSRC and Transport address to identify the SRTP cryptographic context.  
Thus, a cryptographic context is identified by the RTP packet index, 
the SSRC and the Transport Address.  This packet index is the first 
number in a sequence of RTP packets that will use the given 
cryptographic context.  For a given SSRC and Transport Address, a new 
cryptographic context is identified by a packet index number in which 
all RTP packets that equal or exceed that packet index will use 


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new cryptographic context.  A compliant SRTP implementation, 
therefore, must compute and check the packet index to see if it 
matches a new cryptographic context for a given SSRC, Transport 
Address pair.  At any given time, there should be at most two 
cryptographic contexts available for a given SSRC, Transport Address 
pair - this is how new cryptographic contexts are installed and the 
key is changed for an RTP session.

C.2 SRTP Namespace: SA TEK Attributes

The following attributes are encoded according to Section 3.3, RFC 
2408 [RFC2408].

          ID Class                   Type     Length
          --------                   -----    ------
          RESERVED                     0
          SSRC                         1        V
          DESTINATION_ADDRESS          2        V
          DESTINATION_RTP_PORT         3        V
          DESTINATION_RTCP_PORT        4        V
          ROLLOVER_COUNTER             5        V
          CIPHER                       6        V
          CIPHER_MODE                  7        V
          CIPHER_KEY_LENGTH            8        V
          SALT_KEY_LENGTH              9        V
          AUTHENTICATION_ALGORITHM    10        B
          REPLAY_WINDOW_SIZE          11        V
          SRTCP
          SRTCP_INDEX                 12        B        V
          RESERVED                   19-128                   13-128      

C.2.1 SSRC
A 32-bit unsigned integer that identifies the SSRC of the sender.

C.2.2 DESTINATION_ADDRESS
The network address on which RTP and RTCP packets are received and 
sent.

C.2.3 DESTINATION_RTP_PORT
The port number on which RTP packets are received.

C.2.4 DESTINATION_RTCP_PORT
The port number on which RTCP packets are received and sent.

C.2.5 ROLLOVER_COUNTER
The 32-bit counter that is incremented each time the sequence number 
(SRTP SPI) rolls over.

C.2.6 CIPHER
The algorithm used to encipher and decipher SRTP payloads.  AES is the 
default.



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             Algorithm Type  Value
             --------------  -----
             RESERVED           0
             AES                1
             RESERVED         2-127
             Private Use    128-255

C.2.7 CIPHER_MODE
The mode of the cipher used to encipher and decipher SRTP payloads.  
Counter_Mode_AES is the default.

             Cipher Mode       Value
             --------------    -----
             RESERVED             0
             Counter_Mode_AES     1
             f8_Mode_AES          2
             RESERVED           3-127
             Private Use      128-255

 
C.2.8 CIPHER_KEY_LENGTH
The length of the encryption key.  128 is the default for AES.

C.2.9 SALT_KEY_LENGTH
The length of key used for salt.  128-bit is the default for AES 
Counter Mode.

C.2.10 AUTHENTICATION_ALGORITHM
The type of authentication used for SRTP.

             Authentication    Value
             --------------    -----
             RESERVED             0
             UMAC                 1
             RESERVED           2-127
             Private Use      128-255

C.2.11 WINDOW_SIZE
Replay window size defaults to 64 when not specified.

C.2.12 SRTCP_INDEX
The value of the SRTCP
Defaults to "0" when RTCP authentication/integrity and encryption is index which will be used and set to "1" when these services are not applied to the RTCP 
for in the session.









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packet.
----