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SIP WG A. Niemi, Ed. Internet-Draft Nokia Expires:April 23,July 5, 2004 January 5, 2004October 24, 2003Session Initiation Protocol (SIP) Extension for Event State Publicationdraft-ietf-sip-publish-01draft-ietf-sip-publish-02 Status of this Memo This document is an Internet-Draft and is in full conformance with all provisions of Section 10 of RFC2026. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF), its areas, and its working groups. Note that other groups may also distribute working documents as Internet-Drafts. Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress." The list of current Internet-Drafts can be accessed at http:// www.ietf.org/ietf/1id-abstracts.txt. The list of Internet-Draft Shadow Directories can be accessed at http://www.ietf.org/shadow.html. This Internet-Draft will expire onApril 23,July 5, 2004. Copyright Notice Copyright (C) The Internet Society(2003).(2004). All Rights Reserved. Abstract This document describes an extension to the Session Initiation Protocol (SIP) for publishing event state used within the framework for SIP Event Notification. The first application of this extension istargeted atfor the publication of presence information. The mechanism described in this document can be extended to support publication of any event state, for which there exists an appropriate event package. It is not intended to be a general-purpose mechanism for transport of arbitrary data, as there are better-suited mechanisms for this purpose (FTP, HTTP, etc.) Niemi ExpiresApril 23,July 5, 2004 [Page 1] Internet-Draft SIP Event State PublicationOctober 2003January 2004 Table of Contents 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 4 2. Definitions and Document Conventions . . . . . . . . . . . . 4 3. Overall Operation . . . . . . . . . . . . . . . . . . . . . 5 4. Considerations for Event Packages using PUBLISH . . . . . . 6 4.1 PUBLISH Bodies . . . . . . . . . . . . . . . . . . . . . . . 6 4.2 PUBLISH Response Bodies . . . . . . . . . . . . . . . . . . 6 4.3PartialMultple Sources for Event State . . . . . . . . . . . . . . 6 4.4 Event State Segmentation . . . . . .6 4.4 Default Expiration. . . . . . . . . . . . 7 4.5 Rate ofPUBLISHPublication . . . . . . . . . . . . . . . . . . . . 7 5. Constructing PUBLISH Requests . . . . . . . . . . . . . . . 7 5.1 Identification of Published Event State . . . . . . . . . . 8 5.2 Creating Initial Publication . . . . . . . . . . . . . . . .810 5.3 Setting the Expiration Interval . . . . . . . . . . . . . .910 5.4 Refreshing Event State . . . . . . . . . . . . . . . . . . .910 5.5 Modifying Event State . . . . . . . . . . . . . . . . . . .1011 5.6 Removing Event State . . . . . . . . . . . . . . . . . . . .1012 5.7 Querying the Current Event State . . . . . . . . . . . . . .1112 5.8 Error Responses . . . . . . . . . . . . . . . . . . . . . .1112 6. Processing PUBLISH Requests . . . . . . . . . . . . . . . .1113 7.SyntaxUse of Entity-tags in PUBLISH . . . . . . . . . . . . . . . 15 7.1 General Notes . . . . . . . . . . . . . .14 7.1 New Methods. . . . . . . . . 15 7.2 Client Usage . . . . . . . . . . . . . . .14 7.1.1 PUBLISH Method. . . . . . . . . 16 7.3 Server Usage . . . . . . . . . . . . . . .14 7.2 New Response Codes. . . . . . . . . 16 8. Controlling the Rate of Publication . . . . . . . . . . . . 177.2.1 "412 Precondition Failed" Response Code9. Syntax . . . . . . . . . .17 7.3 New Header Fields. . . . . . . . . . . . . . . . . 17 9.1 New Methods . . . .17 7.3.1 "ETag" Header Field. . . . . . . . . . . . . . . . . . . .18 7.3.2 "If-Match" Header Field17 9.1.1 PUBLISH Method . . . . . . . . . . . . . . . . . .18 7.4 Augmented BNF Definitions. . . . . 17 9.2 New Response Codes . . . . . . . . . . . .18 8. IANA Considerations. . . . . . . . . 20 9.2.1 "412 Precondition Failed" Response Code . . . . . . . . . . 20 9.3 New Header Fields .18 8.1 Methods. . . . . . . . . . . . . . . . . . . . 20 9.3.1 "SIP-ETag" Header Field . . . . . . .18 8.2 Response Codes. . . . . . . . . . . 21 9.3.2 "SIP-If-Match" Header Field . . . . . . . . . . . .19 8.3 Header Field Names. . . . 21 9.4 Augmented BNF Definitions . . . . . . . . . . . . . . . . .19 9. Security21 10. IANA Considerations . . . . . . . . . . . . . . . . . .19 9.1 Access Control. . 21 10.1 Methods . . . . . . . . . . . . . . . . . . . . .19 9.2 Denial of Service Attacks. . . . . 22 10.2 Response Codes . . . . . . . . . . . .20 9.3 Replay Attack. . . . . . . . . . . 22 10.3 Header Field Names . . . . . . . . . . . .20 9.4 Man in the Middle Attacks. . . . . . . . . 22 11. Security Considerations . . . . . . . .20 9.5 Confidentiality. . . . . . . . . . 22 11.1 Access Control . . . . . . . . . . . .21 10. Examples. . . . . . . . . . . 22 11.2 Denial of Service Attacks . . . . . . . . . . . . . . .21 11. Contributors. . 23 11.3 Replay Attack . . . . . . . . . . . . . . . . . . . . . .29 12. Document Change History. 23 11.4 Man in the Middle Attacks . . . . . . . . . . . . . . . . .30 12.1 Changes since "draft-ietf-sip-publish-00"23 11.5 Confidentiality . . . . . . . . . .30 12.2 Changes since "draft-ietf-simple-publish-01". . . . . . . .30 12.3 Changes since "draft-ietf-simple-publish-00". . . . 24 12. Examples . . . . .31 Normative References. . . . . . . . . . . . . . . . . . . .32 Informative References. 24 13. Contributors . . . . . . . . . . . . . . . . . . . . . . . . 32Author's Address14. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . 33 Niemi ExpiresApril 23,July 5, 2004 [Page 2] Internet-Draft SIP Event State PublicationOctober 2003 Intellectual Property and Copyright StatementsJanuary 2004 15. Document Change History . . . . . . .34 Niemi Expires April 23, 2004 [Page 3] Internet-Draft SIP Event State Publication October 2003. . . . . . . . . . . 33 15.1 Changes since "draft-ietf-sip-publish-01" . . . . . . . . . 33 15.2 Changes since "draft-ietf-sip-publish-00" . . . . . . . . . 34 15.3 Changes since "draft-ietf-simple-publish-01" . . . . . . . . 34 15.4 Changes since "draft-ietf-simple-publish-00" . . . . . . . . 35 Normative References . . . . . . . . . . . . . . . . . . . . 36 Informative References . . . . . . . . . . . . . . . . . . . 36 Author's Address . . . . . . . . . . . . . . . . . . . . . . 37 Intellectual Property and Copyright Statements . . . . . . . 38 Niemi Expires July 5, 2004 [Page 3] Internet-Draft SIP Event State Publication January 2004 1. Introduction The focus of this specification is to provide a framework for the publication of event state from a user agent to an entity that is responsible forcomposingcompositing this event state and distributing it to interested parties through the SIP events [1] framework.This specification fills a gap in the SIP events framework to allow for a client to push its event state to the state agent that acts on its behalf.The first application of this mechanism is the publication of presence state by a presence user agent to a presence compositor, which has a tightly coupled relationship with the presence agent. The requirements and model for presence publication are documented in[4].[5]. This specification will address each of those requirements. The mechanism described in this document can be extended to support publication of any event state, for which there exists an appropriate event package as defined in [1]. It is not intended to be a general-purpose mechanism for transport of arbitrary data, as there are better-suited mechanisms for this purpose (FTP[5], HTTP[6], HTTP [7], etc.) 2. Definitions and Document Conventions In addition to the definitions of RFC 3265 [1] and RFC 3261 [2], this document introduces some new concepts: Event State: State information for a resource, associated with an event package and an address-of-record. Event Publication Agent (EPA): The UAC that issues PUBLISH requests to publish event state.For presence, this corresponds to the PUA.Event State Compositor (ESC): The UAS that processes PUBLISH requests, and is responsible ofcomposingcompositing event state into a complete, composite event state of a resource.For presence, this corresponds to the PA.Publication: The act of an EPA sending a PUBLISHmessagerequest to an ESC to publish event state. Hard State: The steady-state or default event state of a resource, which the ESC may use in the absence of, or in addition to, soft state publications.Niemi Expires April 23, 2004 [Page 4] Internet-Draft SIP Event State Publication October 2003Soft State: Event state published by an EPA using the PUBLISH mechanism. A protocol element (i.e., an entity-tag) is used to identify a specific soft state entityinat the ESC. Soft state has a defined lifetime and will expire after a negotiated amount of time. Niemi Expires July 5, 2004 [Page 4] Internet-Draft SIP Event State Publication January 2004 The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC 2119 [3] and indicate requirement levels for compliant implementations. Indented passages such as this one are used in this document to provide additional information and clarifying text. They do not contain descriptions of normative protocol behavior. 3. Overall Operation This document defines a new SIP method, PUBLISH, for publishing event state. PUBLISH isanalogoussimilar to REGISTER in that it allows a user to create, modify, and remove state in another entity which manages this state on behalf of the user. Addressing a PUBLISH request is identical to addressing a SUBSCRIBE request. The Request-URI of a PUBLISH request is populated with the address of the resource for which the user wishes to publish event state. The user may in turn have multiple UAs orendpoints.endpoints that publish event state. Each endpoint may publish its own unique state, out of which the event agent generates the composite event state of the resource. Through a subscription to that event package, the user is able to discover the composite event state of all of the activeendpoints.publications. In the generic sense, a UAC that publishes event state is labeled an Event Publication Agent (EPA). Forpresence in particular,presence, this is the familiar PUA role as defined in[7].[8]. The entity that processes the PUBLISH request is known as an Event State Compositor (ESC). Forpresence in particular,presence, this is the familiar PA role as defined in[7].[8]. PUBLISH requests create soft state in the ESC. This state has a defined lifetime and will expire after a negotiated amount of time, requiring the publication to be refreshed by subsequent PUBLISH requests. Local policy at the compositor may in turn define hard state for a particular event package. That is, the steady-state of this event package in the absence of, or in addition to, soft state provided through the PUBLISH mechanism. Setting this hard state or configuring the composer policy is out of the scope of this specification. Typically, the body of a PUBLISH request carries the published event state. In the response toaevery successful PUBLISH request, the ESC assigns an identifier tothis event state.the publication in the form of an entity-tag. This identifier is then used by the EPA in any subsequent PUBLISH request that modifies, refreshes or removes the event state of that publication. When event state expires or is explicitly removed, the entity-tag associated with it becomes invalid. A Niemi ExpiresApril 23,July 5, 2004 [Page 5] Internet-Draft SIP Event State PublicationOctober 2003January 2004 publication for an invalid entity-tag will naturally fail, and the EPAas a request precondition to pointneeds tothat specificstart anew and resend its event statein the subsequent PUBLISH requests that modify, refresh or remove that event state. In casewithout thePUBLISH request points to an expired event state, this precondition will fail.entity-tag reference. 4. Considerations for Event Packages using PUBLISH This section discusses several issues which should be taken into consideration when applying the PUBLISH mechanism to event packages. It also demonstrates how these issues are handled when using PUBLISH for presence publication. Any future event package specification SHOULD include a discussion of its considerations for using PUBLISH. At a minimum those considerations SHOULD address the issues presented in this chapter, and MAY include additional considerations. 4.1 PUBLISH Bodies The body of the PUBLISH request typically carries the published event state. Any application of the PUBLISH mechanism for a given event package MUST define what content type or types are expected in PUBLISH requests. Each event package MUST also describe the semantics associated with thatcontent,content type, and MUST prescribe a default, mandatory to implement MIME type. This document defines the semantics of the presence publication requests (event package "presence") when the CPIM PIDF[8][9] presence document format is used. A PUA that uses PUBLISH to publish presence state to the PA MUST support the CPIM PIDF presence format. It MAY support other formats. 4.2 PUBLISH Response Bodies The response to a PUBLISH request indicates whether the request was successful or not. In general, the body of such a response will be empty unless the event package defines explicit meaning for such a body. There is no such meaning for the body of a response to a presence publication when the document format used is CPIM PIDF. 4.3PartialMultple Sources for Event StateThe content type MUST provide a way to publish partial state for an event package. The intention is to allow each endpoint for an address-of-record to publishFor some eventstate independently. To accomplish this,packages, theevent state thatunderlying model ispublished by these endpoints MUST be allowed to be onlythat of aportionsingle aggregator ofthe completeevent statethat(ESC), and multiple sources, out of which only some may be using thestate agent advertises for that address-of-record.PUBLISH mechanism. Niemi Expires July 5, 2004 [Page 6] Internet-Draft SIP Event State Publication January 2004 Note that sources for event state other than those using the PUBLISH mechanism are explicitly allowed.ItHowever, it is beyond the scopeNiemi Expires April 23, 2004 [Page 6] Internet-Draft SIP Event State Publication October 2003of this document to define such interfaces. Event packages that make use of the PUBLISH mechanism SHOULD describe whether this model for event state publication is applicable, and MAY describe specific mechanisms used for aggregating publications from multiple sources. Forpresence in particular,presence, a PUA can publish presence state for just a subset of the tuples that may be composed into the presence document that watchers receive in a NOTIFY. The mechanism by which the ESC aggregates this information is a matter of local policy and out of the scope of this specification. 4.4Default ExpirationEvent State Segmentation For some event packages, there exists a natural decomposition ofPUBLISH PUBLISH requests establish softevent state into segments. Each segment is defined as one of potentially many identifiable sections in theESCpublished event state. Any event package whose content type supports such segmentation of event state, SHOULD describe the way in whichexpires afterthese event state segments are identified by the ESC. In presence publication, the EPA MUST keep the "id" attributes of tuples consistent in the context of an entity-tag. If anegotiated amountpublication modifies the contents oftime. Each event packagea tuple, that tuple MUSTprovidemaintain its original "id". The ESC will interpret each tuple in the context of the entity-tag with which the request arrived. A tuple whose "id" is missing compared to the original publication will be considered as being removed. Similarly, adefault expiration value recommendation (SHOULD strength). For presence publication, ittuple is interpreted as being added if its "id" attribute isRECOMMENDEDone that theESC use a default valueoriginal publication did not contain. 4.5 Rate of3600 seconds (1 hour)Publication Controlling the rate of publication is discussed in Section 8. Individual event packages MAY in turn define recommendations (SHOULD or MUST strength) on absolute maximum rates at which publications are allowed to be generated by a single EPA. There are no rate limiting recommendations forthis default expiration value.presence publication. 5. Constructing PUBLISH Requests PUBLISH requests create, modify, and remove event state associated with an address-of-record. A suitably authorized third party may also perform publication on behalf of a particular address-of-record. Niemi Expires July 5, 2004 [Page 7] Internet-Draft SIP Event State Publication January 2004 Except as noted, the construction of the PUBLISH request and the behavior of clients sending a PUBLISH requestisare identical to the general UAC behavior described in Section 8.1 and Section 17.1 of RFC 3261 [2]. If necessary, clients may probe for the support of PUBLISH using the OPTIONS request defined in SIP [2]. The presence of "PUBLISH" in the "Allow" header field in a response to an OPTIONS request indicates support for the PUBLISH method. In addition, the "Allow-Events" header field indicates the supported event packages. Note that it is possible for the OPTIONS request to fork, and consequently return a response from a UA other than the ESC. In that case, support for the PUBLISH method may not be appropriately represented for that particular Request-URI. A PUBLISH request does not establish a dialog. A UAC MAY include a Route header field in a PUBLISH request based on a pre-existing route set as described in Section 8.1 of RFC 3261 [2]. The Record-Route header field has no meaning in PUBLISH requests or responses, and MUST be ignored if present. In particular, the UAC MUST NOT create a new route set based on the presence or absence of a Record-Route header field in any response to a PUBLISH request. The PUBLISH requestMUST NOTMAY contain a Contactheader. Niemi Expires April 23, 2004 [Page 7] Internet-Draft SIP Event State Publication October 2003 EPAs MUST NOT sendheader field, but including one in anewPUBLISH request(not a re-transmission) until they have received a final response from the ESC forhas no meaning in theprevious one orevent publication context and will be ignored by thepreviousESC. An EPA MAY send a PUBLISH requesthas timed out. 5.1 Identification of Published Event State Identificationwithin an existing dialog. In that case, the request is received in the context of any media session or sessions associated with that dialog. Note that while sending a PUBLISH request within an existing dialog is not prohibited, it will typically not result in the expected behavior. Unless the other end of the dialog is also an ESC, it will probably reject the request. EPAs MUST NOT send a new PUBLISH request (not a re-transmission) for the same Request-URI, until they have received a final response from the ESC for the previous one or the previous PUBLISH request has timed out. 5.1 Identification of Published Event State Identification of publishedeventsevent state is provided by four pieces of information: Request-URI, event type, and (optionally) an entity-tag and the message body. The Request-URI of a PUBLISH request contains enough information to Niemi Expires July 5, 2004 [Page 8] Internet-Draft SIP Event State Publication January 2004 route the request to the appropriate entity per the request routing procedures outlined inSIPRFC3261 [2]. It also contains enough information to identify the resource whose event state is to be published, but not enough information to determine the type of the published event state. For determining the type of the published event state, the EPA MUST include a single Event header field in the PUBLISH requests. The value of this header field indicates the event package, for which this request is publishing event state.To updateFor each successful PUBLISH request, the ESC will generate and assign an entity-tag and return it in the SIP-ETag header field of the 200 (OK) response. When updating previously published event state, PUBLISH requestsMAYMUST contain a singleIf-MatchSIP-If-Match header field identifying the specificentity ofevent state that the request is refreshing, modifying or removing. This header field MUST contain a single entity-tagprovidedthat was returned by the ESC inreceiptthe SIP-ETag header field of theinitialresponse to a previous publication. The PUBLISH request MAY contain a body, which contains event state that the client wishes to publish. The content format and semantics are dependent on the event package identified in the Event header field. The presence of a body and the SIP-If-Match header field determine the specific operation that the request is performing, as described in Table 1. These operations are described in more detail in the following sections. +-----------+-------+---------------+ | Operation | Body? | SIP-If-Match? | +-----------+-------+---------------+ | Initial | yes | no | | Refresh | no | yes | | Modify | yes | yes | | Remove | no | yes | +-----------+-------+---------------+ Table 1: Publication Operations As with any other SIP message, the PUBLISH mechanism MAY use the content indirection mechanism defined in[9].[10]. There are no additional requirements or restrictions on content indirection as applied to the PUBLISH request. Content indirection is a useful mechanism for communicating large event state information that cannot Niemi Expires July 5, 2004 [Page 9] Internet-Draft SIP Event State Publication January 2004 reasonably be carried directly within the SIP signaling (PUBLISH request). 5.2 Creating Initial PublicationTheAn initial publication is a PUBLISH request created by the EPA and sent to the ESC that establishes soft state for the event package indicated in the Event header field of the request, and bound to theaddress-of-recordaddress in theTo header fieldRequest-URI of the request.The published event state is typically carried in the body of the Niemi Expires April 23, 2004 [Page 8] Internet-Draft SIP Event State Publication October 2003 PUBLISH request. The EPA MAY send subsequent PUBLISH requests to refresh, modify, or remove the event state established by a prior publication. These operations will be described in subsequent sections.An initial PUBLISH request MUSTnotNOT containan If-Matcha SIP-If-Match header field. However, if the EPA expects an appropriate, locally stored entity-tag to still be valid, it SHOULD first try to modify that event state as described in Section 5.5, instead of submitting an initial publication. The EPA MAY send subsequent PUBLISH requests to refresh, modify, or remove the event state established by a prior publication and identified by the associated entity-tag. These operations will be described in the following sections. 5.3 Setting the Expiration Interval PUBLISH requests SHOULD contain a single Expires header field. This value indicates the suggested lifetime of the event statebeing published by this request.publication. The actualdurationvalidity period of the soft state is defined by local policy at theESC. For example, a reasonable implementationESC, although typically the event state is cleared immediately after the publication expires. Some implementations might maintain event state over a short grace period even after the publication on which it arrived has expired. If an Expires header is not present, the EPA is indicating its desire for the ESC to choose. The Expires header field in a 200 (OK) response to PUBLISH indicates the actual duration for which thePUBLISHpublication will remainactive, unless it is refreshed.active. Unless refreshed, the publication will expire. 5.4 Refreshing Event StateEachAn EPA is responsible for refreshingthe publications that it has previously established. The 200 (OK) response to a PUBLISH request from the ESC contains an Expires header field indicating the expiration time interval for the publication. To refresh its publications, the EPA issues a PUBLISH request for each ofits previously established publications beforethetheir expiration interval has elapsed.Also,To refresh a publication, the200 (OK) response toEPA MUST create a PUBLISH requestfrom the ESC contains an ETagthat includes in a SIP-If-Match header fieldwith a single entity-tag indicating an identifier for the published event state. To refreshtheevent state,entity-tag of the publication to be refreshed. An EPAincludescan influence thereceived entity-tagexpiration interval selected by the ESC as described inan If-MatchSection 5.3. The SIP-If-Match header fieldof the PUBLISH request. Note that for the EPA, the entity-tag is simplycontaining anopaque token without any semantics associated with it.entity-tag conditions the Niemi ExpiresApril 23,July 5, 2004 [Page9]10] Internet-Draft SIP Event State PublicationOctober 2003 The If-Match header field containing an entity-tag preconditions theJanuary 2004 PUBLISH request to refresh a specificinstance ofevent statein the ESC.established by a prior publication. If the entity-tag matchesa validpreviously published event stateinat the ESC, the refreshis successful,succeeds, and the EPA receives a 200 (OK) response. Note that like any other 200 (OK) response to a PUBLISH, also this response will contain a SIP-ETag header field with an entity-tag. There is no requirement that this entity-tag is the same one as was given in the SIP-If-Match header field of the request. If there is no matching eventstate at the ESC, i.e.,state, e.g., the event state to be refreshed has already expired, the EPA receives a 412 (Precondition Failed) response to the PUBLISH request. A publication refresh only extends the expiration time of already existing event state. It does not affect that event state in any other way. Therefore, a PUBLISH request that refreshes event stateSHOULDMUST NOTcontainhave a body. 5.5 Modifying Event State Modifying event state closely resembles the creation of initial event state.ButHowever, instead of establishing completely new event stateinat the ESC, already existing event state is replaced with modified event state.Typically, the modifiedTo modify eventstate is carried in the body ofstate, thePUBLISH request. The 200 (OK) response toEPA MUST construct a PUBLISH requestfrom the ESC contains an ETagthat includes in a SIP-If-Match header fieldwith a singlethe entity-tagindicating an identifier forof thepublished event state. To modify thateventstate, the EPA includesstate publication to be modified. Typically, thereceived entity-tagmodified event state is carried inan If-Match header fieldthe body of the PUBLISH request. TheIf-MatchSIP-If-Match header fieldcontaining an entity-tag preconditionsconditions the PUBLISH request to modify a specificinstance ofevent stateinestablished by a prior publication, and identified by theESC.entity-tag. If the entity-tag matchesa validpreviously published event stateinat the ESC, that event state is replaced by the event state carried in the PUBLISH request, and the EPA receives a 200 (OK) response. Note that like any other 200 (OK) response to a PUBLISH, also this response will contain a SIP-ETag header field with an entity-tag. There is no requirement that this entity-tag is the same one as was given in the SIP-If-Match header field of the request. If there is no matching event state at the ESC,i.e.,e.g., the event state to be modified has already expired, the EPA receives a 412 (Precondition Failed) response to the PUBLISH request.Note that the entity-tag will remain unchanged when modifying the event state associated with it. 5.6 RemovingNiemi Expires July 5, 2004 [Page 11] Internet-Draft SIP Event StateSoftPublication January 2004 5.6 Removing Event State Event state established bythe PUBLISH request will expire unless periodically refreshed. This event statea prior publication may also be explicitly removed.An EPA can influence the expiration interval selected by the ESC as described in Section 5.3. An EPA requestsTo request the immediate removal of eventstate by specifying in thestate, an EPA MUST create a PUBLISH request with an Expires value of "0", andsettingset theIf-MatchSIP-If-Match header field to contain the entity-tag of the event state publication to beNiemi Expires April 23, 2004 [Page 10] Internet-Draft SIP Event State Publication October 2003removed. Note that removing event state is effectively a publication refresh suggesting an infinitesimal expiration interval. Consequently, the refreshed event state expires immediately after being refreshed.ASimilar to an event state refresh, the removal of event state only affects the expiry of the event state. Therefore, a PUBLISH request that removes event stateSHOULDMUST NOT contain a body.EPAs which support the PUBLISH method SHOULD support this mechanism for explicitly removing event state.5.7 Querying the Current Event State To query the composite event state that the state agent in fact delivers to the subscribers, the client may SUBSCRIBE to the event package and Request-URI for which it has sent aPUBLISH, indicating the same address-of-record in the To header.PUBLISH request. An Expires header value of "0" may be used in this SUBSCRIBE request to do a one-time fetch of this event state as defined in RFC3265 [1]. Note that a subscription to the event package will likely deliver results of the event composition process of the state agent, which may be a subset or a superset of the current published event state. 5.8 Error Responses If an EPA receives a 412 (Precondition Failed) response, it MUST NOT reattempt the PUBLISH request. Instead, to publish event state, the EPA SHOULD perform an initial publication, i.e., a PUBLISH request without arequest precondition,SIP-If-Match header field, as described in Section 5.2. The EPA MUST also discard the entity-tag that produced this error resoponse. If an EPA receives a 423 (Interval Too Brief) response to a PUBLISH request, it MAY retry the publication after changing the expiration interval in the Expires header field to be equal to or greater than the expiration interval within the Min-Expires header field of the 423 (Interval Too Brief) response. Niemi Expires July 5, 2004 [Page 12] Internet-Draft SIP Event State Publication January 2004 6. Processing PUBLISH Requests The Event State Compositor (ESC) is a UAS that processes and responds to PUBLISH requests, and maintains a list of publications for a given address-of-record. The ESC has to know (e.g., through configuration) the set of addresses for which it maintains event state. The ESC MUST ignore the Record-Route header field if it is included in a PUBLISH request. The ESC MUST NOT include a Record-Route headerNiemi Expires April 23, 2004 [Page 11] Internet-Draft SIP Event State Publication October 2003field in any response to a PUBLISH request. The ESC MUST ignore the Contact header field if one is present in a PUBLISH request. PUBLISH requests MUST be processed in the order that they are received. PUBLISH requests MUST also be processed atomically, meaning that a particular PUBLISH request is either processed completely or not at all. A client may probe the ESC for the support of PUBLISH using the OPTIONS request defined in SIP [2]. In the response to such an OPTIONS request, the ESC SHOULD include "PUBLISH" to the list of allowed methods in the Allow header field. Also, it SHOULD list the supported event packages in an Allow-Events header field. The "methods" Contact header field parameter may also be used to specifically announce support for PUBLISH messages when registering. (See SIP Capabilities[10][11] for details on the "methods" parameter). When receiving a PUBLISH request, the ESC follows these steps: 1. The ESC inspects the Request-URI to determine whether this request is targeted to a resource for which the ESC is responsible for maintaining event state. If not, the ESC MUST return a 404 (Not Found) response and skip the remaining steps. 2. To guarantee that it supports any necessary extensions, the ESC MUST process the Require header field values as described for UASs in Section 8.2.2 of RFC3261 [2]. 3. An ESC SHOULD authenticate the EPA. Mechanisms for the authentication of SIP user agents are described in Section 22 of RFC3261 [2]. If no authentication mechanism is available, the ESC MAY take the address-of-record of the From header field as the asserted identity of the originator of the request. 4. The ESC SHOULD determine if the authenticated user is authorized to perform event state publication for the resource identified by the Request-URI. If the authenticated user is not authorized, the Niemi Expires July 5, 2004 [Page 13] Internet-Draft SIP Event State Publication January 2004 ESC MUST return a 403 (Forbidden) response and skip the rest of the remaining steps. Note that this authorization may need to take into account third-party publication of event state. 5. The ESC examines the Event header field of the PUBLISH request. If the Event header field is missing or contains an event package which the ESC does not support, the ESC MUST respond to the PUBLISH request with a 489 (Bad Event) response, and skip theNiemi Expires April 23, 2004 [Page 12] Internet-Draft SIP Event State Publication October 2003remaining steps. 6. The ESC examines theIf-MatchSIP-If-Match header field of the PUBLISH request for the presence of a request precondition. * If the request hasan If-Matcha SIP-If-Match header field, the ESC checks whether the header field contains a single entity-tag. If not, the request is invalid, and the ESC MUST return with a 400 (Invalid Request) response and skip the remaining steps. * Else, the ESC extracts the entity-tag contained in theIf-MatchSIP-If-Match header field and matches that entity-tag against all locally stored entity-tags for this resource and event package. If no match is found, the ESC MUST reject the publication with a response of 412 (Precondition Failed), and skip the remaining steps. 7. The ESC processes the Expires header field value from the PUBLISH request. * If the requestcontains no If-Matchhas an Expires header field,the ESC MUST generate and store a locally unique entity-tag for identifying the publication. Notethat value MUST be taken as theexact way in whichrequested expiration. * Else, a locally-configured default value MUST be taken as theESC creates the entity-tag is a matter of local policy. One reasonable implementation of an entity-tag is a counter which is incremented by one each time a publication is allocated a new entity-tag. 7. The ESC processes the Expires header field value from the PUBLISH request. * If the request has an Expires header field, that value MUST be taken as the requested expiration. * Else, a locally-configured default value MUST be taken as the requested expiration. * Therequested expiration. * The ESC MAY choose an expiration less than the requested expiration interval. Only if the requested expiration interval is greater than zero and less than a locally-configured minimum, the ESC MAY reject the publication with a response of 423 (Interval Too Brief), and skip the remaining steps. This response MUST contain a Min-Expires header field that states the minimum expiration interval the ESC is willing to honor. 8. The ESC processes the published event state, typically contained in the body of the PUBLISH request. If the request contains no body (when it should contain one), or the content type of the request does not match the event package, or is not understood by Niemi ExpiresApril 23,July 5, 2004 [Page13]14] Internet-Draft SIP Event State PublicationOctober 2003January 2004 the ESC, the ESC MUST reject the request with an appropriateresponseresponse, such as 415 (Unsupported Media Type), and skip the remainder of the steps. *For each publication, the ESC records the target of the publication, the entity-tag identifying the publication, the expiration value of the event state, and a pointer to the actual event state. *If present, the ESC stores the event state delivered in the PUBLISH request and identified by the associated entity-tag, replacing any existing event state for that entity-tag. * Else, the event state identified by the entity-tag is refreshed, setting the expiration value to the chosen expiration interval. If the chosen expiration interval has a special value of "0", the event state identified by the entity-tag MUST be immediately removed. The processing of the PUBLISH request MUST be atomic. If internal errors (such as the inability to access a back-end database) occur before processing is complete, the publication MUST NOT succeed, and the ESC MUST fail witha 500an appropriate error response, such as 504 (ServerError) response.Time-out), and skip the last step. 9. The ESC returns a 200 (OK) response. The response MUST contain an Expires header indicating the expiration interval chosen by the ESC. The response MUST also containan ETaga SIP-ETag header field for which the ESC MUST generate and store a locally unique entity-tag for identifying thepublished event state. Thepublication. After returning the 200 (OK) response, the state agent associated with this ESC may then issue appropriate NOTIFY requests to any watchers of this event state. Note that the timing between the receipt of the PUBLISH request and the issuance of NOTIFY requests is implementation dependent and may also vary according to throttling policies at the state agent. 7.SyntaxUse of Entity-tags in PUBLISH This sectiondescribesmakes a general overview of thesyntax extensions required for event publication in SIP. The formal syntax definitions described in this section are expressedentity-tags usage inthe Augmented BNF format usedPUBLISH. It is informative inSIP [2],nature andcontain references to elements defined therein.thus contains no normative protocol description. 7.1New Methods 7.1.1General Notes The PUBLISHMethod "PUBLISH"mechanism makes use of entity-tags, as defined in HTTP/ 1.1 [7]. While the main functionality isadded topreserved, thedefinition ofsyntax and semantics for entity-tags and theelement "Method" incorresponding header fields is adapted specifically for use with the PUBLISH method. The main differences are: Niemi ExpiresApril 23,July 5, 2004 [Page14]15] Internet-Draft SIP Event State PublicationOctober 2003January 2004 o The syntax for entity-tags is a token instead of quoted-string. There is also no prefix defined for indicating a weak entity-tag. o A PUBLISH precondition can only apply to a single entity-tag, so request preconditions with multiple entity-tags are not allowed. o A request precondition can't apply to "any" entity, namely there is no special "*" entity-tag value defined for PUBLISH. o Whereas in HTTP/1.1 returning an entity-tag is optional for origin servers, in PUBLISH ESCs are required to always return an entity-tag for a successful publication. The main motivation for the above adaptation is that PUBLISH is conceptually an HTTP PUT, for which only a subset of the features in cache validation using entity-tags is allowed in HTTP/1.1. It makes little sense to enable features other than this subset for event state publication. To make it apparent that the entity-tags usage in PUBLISH is similar but not identical to HTTP/1.1, we have not adopted the header field names directly from HTTP/1.1, but rather have created similar but distinct names, as can be seen in Section 9. 7.2 Client Usage Each successful publication will get assigned an entity-tag which is then delivered to the EPA in the response to the PUBLISH request. The EPA needs to store that entity-tag, which replaces any previous entity-tag for that event state. If a request fails with a 412 (Precondition Failed) response, the EPA discards the entity-tag that caused the failure. Entity-tags are opaque tokens to the EPA. The EPA cannot infer any further semantics from an entity-tag beyond a simple identifier, or assume a specific formatting. An entity-tag may be a monotonically increasing counter, but it may also be a totally random token. It is up to the ESC implementation as to what the formatting of an entity-tag is. 7.3 Server Usage Entity-tags are generated and maintained by the ESC. They are part of the state maintained by the ESC that also includes the actual event state and its remaining expiration interval. An entity-tag is generated and stored for each successful event state publication, and returned to the EPA in a 200 (OK) response. Each event state publication from the EPA that updates a previous publication will Niemi Expires July 5, 2004 [Page 16] Internet-Draft SIP Event State Publication January 2004 include an entity-tag that the ESC can use as a search key in the set of active publications. The way in which an entity-tag is generated is an implementation decision. One possible way to generate an entity-tag is to implement it as an integer counter that is incremented by one for each successfully processed publication. Other, equally valid ways for generating entity-tags exist, and this document makes no recommendations or preference for a single way. 8. Controlling the Rate of Publication As the aggregator of state information from potentially many sources, the ESC can be subject to considerable amount of publication traffic. There are ways to reduce the amount of PUBLISH requests that the ESC receives: o As already explained in Section 5.3, choosing the expiration interval for a publication is ultimately the ESC's responsibility, and choosing longer expiration values reduces the rate at which publications are refreshed. o Another way of reducing publication traffic is to use a SIP-level push-back to quench a specific source of publication traffic. To push back on publications from a particular source, the ESC MAY respond to a PUBLISH request with a 503 (Service Unavailable), as defined in RFC3261 [2]. This response SHOULD contain a Retry-After header field indicating the time interval that the publication source is required to wait until sending another PUBLISH request. At the time of writing this specification, work on managing load in SIP is starting, which may be able to provide further tools for managing load in event state publication systems. 9. Syntax This section describes the syntax extensions required for event publication in SIP. The formal syntax definitions described in this section are expressed in the Augmented BNF [4] format used in SIP [2], and contain references to elements defined therein. 9.1 New Methods 9.1.1 PUBLISH Method "PUBLISH" is added to the definition of the element "Method" in the SIP message grammar. As with all other SIP methods, the method name is case sensitive. PUBLISH is used to publish event state to an Niemi Expires July 5, 2004 [Page 17] Internet-Draft SIP Event State Publication January 2004 entity responsible forcomposingcompositing this event state. Table12 and Table23 extend Tables 2 and 3 of RFC 3261 [2] by adding an additional column, defining the header fields that can be used in PUBLISH requests and responses. Niemi ExpiresApril 23,July 5, 2004 [Page15]18] Internet-Draft SIP Event State PublicationOctober 2003January 2004 +---------------------+---------+---------+ | Header Field | where | PUBLISH | +---------------------+---------+---------+ | Accept | R |-o | | Accept | 2xx | - | | Accept | 415 | m* | | Accept-Encoding | R |-o | | Accept-Encoding | 2xx | - | | Accept-Encoding | 415 | m* | | Accept-Language | R |-o | | Accept-Language | 2xx | - | | Accept-Language | 415 | m* | | Alert-Info | | - | | Allow | R | o | | Allow | 2xx | o | | Allow | r | o | | Allow | 405 | m | | Allow-Events | R | o | | Allow-Events | 489 | m | | Authentication-Info | 2xx | o | | Authorization | R | o | | Call-ID | c | m | | Call-Info | | o | | Contact | R | - | | Contact | 1xx | - | | Contact | 2xx | - | | Contact | 3xx | o | | Contact | 485 | o | | Content-Disposition | | o | | Content-Encoding | | o | | Content-Language | | o | | Content-Length | | t | | Content-Type | | * | | CSeq | c | m | | Date | | o | | Event | R | m | | Error-Info | 300-699 | o | | Expires | | o | | Expires | 2xx | m | | From | c | m | | In-Reply-To | R | - | | Max-Forwards | R | m | | Min-Expires | 423 | m | | MIME-Version | | o | | Organization | | o | +---------------------+---------+---------+ Table1:2: Summary of header fields, A--O Niemi ExpiresApril 23,July 5, 2004 [Page16]19] Internet-Draft SIP Event State PublicationOctober 2003January 2004 +---------------------+-----------------+---------+ | Header Field | where | PUBLISH | +---------------------+-----------------+---------+ | Priority | R | o | | Proxy-Authenticate | 407 | m | | Proxy-Authenticate | 401 | o | | Proxy-Authorization | R | o | | Proxy-Require | R | o | | Record-Route | | - | | Reply-To | | - | | Require | | o | | Retry-After | 404,413,480,486 | o | | Retry-After | 500,503 | o | | Retry-After | 600,603 | o | | Route | R | c | | Server | r | o | | Subject | R | o | | Supported | R | o | | Supported | 2xx | o | | Timestamp | | o | | To | c(1) | m | | Unsupported | 420 | o | | User-Agent | | o | | Via | R | m | | Via | rc | m | | Warning | r | o | | WWW-Authenticate | 401 | m | | WWW-Authenticate | 407 | o | +---------------------+-----------------+---------+ Table2:3: Summary of header fields, P--Z7.29.2 New Response Codes7.2.19.2.1 "412 Precondition Failed" Response Code The 412 (Precondition Failed) response is added to the "Client-Error" header field definition. 412 (Precondition Failed) is used to indicate that the precondition given for the request has failed.7.39.3 New Header Fields Table3 expands4 and Table 5 expand on Table23 in SIP [2], as amended by the changes in Section7.1.9.1. Niemi ExpiresApril 23,July 5, 2004 [Page17]20] Internet-Draft SIP Event State PublicationOctober 2003 +--------------+-----+-----+----+----+----+----+----+----+-----+January 2004 +--------------+-------+-------+-----+-----+-----+ | Header Field |whr | prx | AC | BY | CAwhere |INproxy |OPACK |REBYE |PUBCAN |+--------------+-----+-----+----+----+----+----+----+----+-----++--------------+-------+-------+-----+-----+-----+ |ETagSIP-ETag | 2xx | | - | - | - | | SIP-If-Match | R | | - | - | - |m+--------------+-------+-------+-----+-----+-----+ Table 4: Summary of header fields, P--Z +--------------+-------+-------+-----+-----+-----+---------+ | Header Field | where |If-Matchproxy |RINV | OPT | REG | PUBLISH | +--------------+-------+-------+-----+-----+-----+---------+ | SIP-ETag | 2xx | | - | - | - | m | | SIP-If-Match | R | | - | - | - | o |+--------------+-----+-----+----+----+----+----+----+----+-----++--------------+-------+-------+-----+-----+-----+---------+ Table3:5: Summary of header fields,A--O 7.3.1 "ETag"P--Z 9.3.1 "SIP-ETag" Header FieldETagSIP-ETag is added to the definition of the element "general-header" in the SIP message grammar. Usage of this header is described in Section 5 and Section 6.7.3.2 "If-Match"9.3.2 "SIP-If-Match" Header FieldIf-MatchSIP-If-Match is added to the definition of the element "general-header" in the SIP message grammar. Usage of this header is described in Section5. 7.45 and Section 6. 9.4 Augmented BNF Definitions This section describes the Augmented BNF definitions for the various new and modified syntax elements. The notation is as used in SIP [2] and the documents to which it refers. PUBLISHm = %x50.55.42.4C.49.53.48 ; PUBLISH in caps. extension-method = PUBLISHm / tokenETagSIP-ETag ="ETag""SIP-ETag" HCOLON entity-tagIf-MatchSIP-If-Match ="If-Match""SIP-If-Match" HCOLON entity-tag entity-tag = token8.10. IANA Considerations This document registers a new method name, a new response code and Niemi Expires July 5, 2004 [Page 21] Internet-Draft SIP Event State Publication January 2004 two new header field names.8.110.1 Methods This document registers a new SIP method, defined by the following information, which is to be added to the method and response-code sub-registry under http://www.iana.org/assignments/sip-parameters. Method Name: PUBLISHNiemi Expires April 23, 2004 [Page 18] Internet-Draft SIP Event State Publication October 2003Reference: [RFCYYYY] (Note to RFC Editor: Replace YYYY with the RFC number of this document when published).8.210.2 Response Codes This document registers a new response code. This response code is defined by the following information, which is to be added to the method and response-code sub-registry under http://www.iana.org/ assignments/sip-parameters. Response Code Number: 412 Default Reason Phrase: Precondition Failed8.310.3 Header Field Names This document registers two new SIP header field names. These headers are defined by the following information, which is to be added to the header sub-registry under http://www.iana.org/assignments/ sip-parameters. Header Name:ETagSIP-ETag Compact Form: (none) Header Name:If-MatchSIP-If-Match Compact Form: (none)9.11. Security Considerations9.111.1 Access Control Since event state may be considered sensitive information, the ESC should have the ability to selectively accept publications from authorized sources only, based on the identity of the EPA. Niemi Expires July 5, 2004 [Page 22] Internet-Draft SIP Event State Publication January 2004 The state agent SHOULD authenticate the EPA, and SHOULD apply its authorization policies (e.g., based on access control lists) to all requests. The composition model makes no assumptions that all input sources for an ESC are on the same network, or in the same administrative domain. Authentication issues are discussed in SIP [2]. The exact methods for creation and manipulation of the ESC authorization policies are outside the scope of this document.Niemi Expires April 23, 2004 [Page 19] Internet-Draft SIP Event State Publication October 2003 9.211.2 Denial of Service Attacks The creation of state at the ESC upon receipt of a PUBLISH request can be used by attackers to consume resources on a victim's machine, possibly rendering it unusable. To reduce the chances of such an attack, implementations of ESCs SHOULD require authentication of PUBLISH requests. Authentication issues are discussed in SIP [2]. Also, the ESC SHOULD throttle incoming publications and the corresponding notifications resulting from the changes in event state. As a first step, careful selection of default Expires header field values for the supported event packages at an ESC can help limit refreshes of event state. Additional throttling and debounce logic at the ESC is advisable to further reduce the notification traffic produced as a result of a PUBLISH request.9.311.3 Replay Attack Replayingthea PUBLISH request can have detrimental effects. An attacker may be able to perform any event state publication it witnessed being performed at some point in the past, by replayingathat PUBLISH request. Among other things, such a replay message may be used to spoof old event state information, although a versioning mechanism, e.g., a timestamp, in the state information may help mitigate such an attack. To prevent replay attacks, implementations SHOULD require authentication with anti-replay protection. Authentication issues are discussed in SIP [2].9.411.4 Man in the Middle Attacks Even with authentication, man-in-the-middle attacks using PUBLISH may be used to install arbitrary event state information, modify or Niemi Expires July 5, 2004 [Page 23] Internet-Draft SIP Event State Publication January 2004 remove existing event state information in publications, or even remove event state altogether at an ESC. To prevent such attacks, implementations SHOULD, at a minimum, provide integrity protection across the To, From, Event,If-Match,SIP-If-Match, Route, and Expires headers and the bodies of PUBLISHmessages.requests. If the ESC receives event state in a PUBLISH request which is integrity protected using a security association that is not with the ESC (e.g., integrity protection is applied end-to-end, from publisher to subscriber), the state agent coupled with the ESC MUST NOT modify the event state before exposing it to the subscribers of this eventNiemi Expires April 23, 2004 [Page 20] Internet-Draft SIP Event State Publication October 2003state in NOTIFY requests. This is to preserve the end-to-end integrity of the event state. Integrity protection of message headers and bodies is discussed in SIP [2].9.511.5 Confidentiality The state information contained in a PUBLISH message may potentially contain sensitive information. Implementations MAY encrypt such information to ensure confidentiality. The mechanisms for providing confidentiality are detailed in SIP [2].10.12. Examples This section shows an example of the usage of the PUBLISH method in the case of publishing the presence document from a presence user agent to a presence agent. The watcher in this case is watching the PUA's presentity. The PUA may also SUBSCRIBE to its own presence to see the composite presence state exposed by the PA. This is an optional but likely step for the PUA, and is not shown in this example.TBD: replace domain.com with example.comNiemi ExpiresApril 23,July 5, 2004 [Page21]24] Internet-Draft SIP Event State PublicationOctober 2003January 2004 PUA PA WATCHER (EPA) (ESC) | | | | | <---- M1: SUBSCRIBE --- | | | | | | ----- M2: 200 OK -----> | | | | | | ----- M3: NOTIFY -----> | | | | | | <---- M4: 200 OK ------ | | | | | | | | ---- M5: PUBLISH ---> | | | | | | <--- M6: 200 OK ---- | | | | | | | ----- M7: NOTIFY -----> | | | | | | <---- M8: 200 OK ------ | | | | | ---- M9: PUBLISH ---> | | | | | | <--- M10: 200 OK --- | | | | | | | | | --- M11: PUBLISH ---> | | | | | | <-- M12: 200 OK ---- | | | | | | | ----- M13: NOTIFY ----> | | | | | | <---- M14: 200 OK ----- | | | | Message flow: M1: The watcher initiates a new subscription to the presentity@example.com's presence agent. Niemi ExpiresApril 23,July 5, 2004 [Page22]25] Internet-Draft SIP Event State PublicationOctober 2003January 2004 SUBSCRIBE sip:presentity@example.com SIP/2.0 Via: SIP/2.0/UDP 10.0.0.1:5060;branch=z9hG4bKnashds7 To: <sip:presentity@example.com> From: <sip:watcher@example.com>;tag=12341234 Call-ID: 12345678@10.0.0.1 CSeq: 1 SUBSCRIBE Max-Forwards: 70 Expires: 3600 Event: presence Contact: <sip:watcher@example.com> Content-Length: 0 M2: The presence agent for presentity@example.com processes the subscription request and creates a new subscription. A 200 (OK) response is sent to confirm the subscription. SIP/2.0 200 OK Via: SIP/2.0/UDP 10.0.0.1:5060;branch=z9hG4bKnashds7 To: <sip:presentity@example.com>;tag=abcd1234 From: <sip:watcher@example.com>;tag=12341234 Call-ID: 12345678@10.0.0.1 CSeq: 1 SUBSCRIBE Contact: <sip:pa@example.com> Expires: 3600 Content-Length: 0 M3: In order to complete the process, the presence agent sends the watcher a NOTIFY with the current presence state of the presentity. Niemi ExpiresApril 23,July 5, 2004 [Page23]26] Internet-Draft SIP Event State PublicationOctober 2003January 2004 NOTIFY sip:presentity@example.com SIP/2.0 Via: SIP/2.0/UDP pa.example.com;branch=z9hG4bK8sdf2 To: <sip:watcher@example.com>;tag=12341234 From: <sip:presentity@example.com>;tag=abcd1234 Call-ID: 12345678@10.0.0.1 CSeq: 1 NOTIFY Max-Forwards: 70 Event: presence Subscription-State: active; expires=3599 Content-Type:application/cpim-pidf+xmlapplication/pidf+xml Content-Length: ... <?xml version="1.0" encoding="UTF-8"?> <presencexmlns="urn:ietf:params:xml:ns:cpim-pidf"xmlns="urn:ietf:params:xml:ns:pidf" entity="pres:presentity@example.com"> <tuple id="mobile-phone"> <status> <basic>open</basic> </status> <timestamp>2003-02-01T16:49:29Z</timestamp> </tuple> <tupleid="desktop">id="gwewg991"> <status> <basic>open</basic> </status> <timestamp>2003-02-01T12:21:29Z</timestamp> </tuple> </presence> M4: The watcher confirms receipt of the NOTIFY request. SIP/2.0 200 OK Via: SIP/2.0/UDP pa.example.com;branch=z9hG4bK8sdf2 To: <sip:watcher@example.com>;tag=12341234 From: <sip:presentity@example.com>;tag=abcd1234 Call-ID: 12345678@10.0.0.1 CSeq: 1 NOTIFY Contact: <sip:watcher@example.com> M5: A presence user agent for the presentity initiates a PUBLISH to the presentity's presence agent in order to update it with new presence information. The Expires header indicates the desired duration of this soft state. Niemi ExpiresApril 23,July 5, 2004 [Page24]27] Internet-Draft SIP Event State PublicationOctober 2003January 2004 PUBLISH sip:presentity@example.com SIP/2.0 Via: SIP/2.0/UDP pua.example.com;branch=z9hG4bK652hsge To: <sip:presentity@example.com> From: <sip:presentity@example.com>;tag=1234wxyz Call-ID: 81818181@pua.example.com CSeq: 1 PUBLISH Max-Forwards: 70 Expires: 3600 Event: presence Content-Type:application/cpim-pidf+xmlapplication/pidf+xml Content-Length: ... <?xml version="1.0" encoding="UTF-8"?> <presencexmlns="urn:ietf:params:xml:ns:cpim-pidf"xmlns="urn:ietf:params:xml:ns:pidf" entity="pres:presentity@example.com"> <tupleid="mobile-phone">id="efeef223"> <status> <basic>closed</basic> </status> <timestamp>2003-02-01T17:00:19Z</timestamp> </tuple> </presence> M6: The presence agent receives, and accepts the presence information. The published data is incorporated into the presentity's presence document. A 200 (OK) response is sent to confirm the publication. The 200 (OK) response contains anETagSIP-ETag header field with an entity-tag. This is used to identify the published event state in subsequent PUBLISH requests. SIP/2.0 200 OK Via: SIP/2.0/UDP pua.example.com;branch=z9hG4bK652hsge To: <sip:presentity@example.com>;tag=1a2b3c4d From: <sip:presentity@example.com>;tag=1234wxyz Call-ID: 81818181@pua.example.com CSeq: 1 PUBLISHETag:SIP-ETag: dx200xyz Expires: 1800 M7: The presence agent determines that a reportable change has been made to the presentity's presence document, and sends another notification to those watching the presentity to update their information regarding the presentity's current presence status. Niemi ExpiresApril 23,July 5, 2004 [Page25]28] Internet-Draft SIP Event State PublicationOctober 2003January 2004 NOTIFY sip:presentity@example.com SIP/2.0 Via: SIP/2.0/UDP presence.example.com;branch=z9hG4bK4cd42a To: <sip:watcher@example.com>;tag=12341234 From: <sip:presentity@example.com>;tag=abcd1234 Call-ID: 12345678@10.0.0.1 CSeq: 2 NOTIFY Max-Forwards: 70 Event: presence Subscription-State: active; expires=3400 Content-Type:application/cpim-pidf+xmlapplication/pidf+xml Content-Length: ... <?xml version="1.0" encoding="UTF-8"?> <presencexmlns="urn:ietf:params:xml:ns:cpim-pidf"xmlns="urn:ietf:params:xml:ns:pidf" entity="pres:presentity@example.com"> <tupleid="mobile-phone">id="efeef223"> <status> <basic>closed</basic> </status> <timestamp>2003-02-01T17:00:19Z</timestamp> </tuple> <tupleid="desktop">id="gwewg991"> <status> <basic>open</basic> </status> <timestamp>2003-02-01T12:21:29Z</timestamp> </tuple> </presence> M8: The watcher confirms receipt of the NOTIFY request. SIP/2.0 200 OK Via: SIP/2.0/UDP presence.example.com;branch=z9hG4bK4cd42a To: <sip:watcher@example.com>;tag=12341234 From: <sip:presentity@example.com>;tag=abcd1234 Call-ID: 12345678@10.0.0.1 CSeq: 2 NOTIFY Content-Length: 0 M9: The PUA determines that the event state it previously published is about to expire, and refreshes that event state. Niemi ExpiresApril 23,July 5, 2004 [Page26]29] Internet-Draft SIP Event State PublicationOctober 2003January 2004 PUBLISH sip:presentity@example.com SIP/2.0 Via: SIP/2.0/UDP pua.example.com;branch=z9hG4bK771ash02 To: <sip:presentity@example.com> From: <sip:presentity@example.com>;tag=1234kljk Call-ID: 98798798@pua.example.com CSeq: 1 PUBLISH Max-Forwards: 70If-Match:SIP-If-Match: dx200xyz Expires: 3600 Event: presence Content-Length: 0 M10: The presence agent receives, and accepts the publication refresh. The timers regarding the expiration of the specific event state identified by the entity-tag are updated. As always, the ESC returns an entity-tag in the response to a successful PUBLISH. Note that no actual state change has occured, so the watchers will receive no NOTIFYs. SIP/2.0 200 OK Via: SIP/2.0/UDP pua.example.com;branch=z9hG4bK771ash02 To: <sip:presentity@example.com>;tag=2affde434 From: <sip:presentity@example.com>;tag=1234kljk Call-ID: 98798798@pua.example.com CSeq: 1 PUBLISHETag: dx200xyzSIP-ETag: kwj449x Expires: 1800 M11: The PUA of the presentity detects a change in the user's presence state. It initiates a PUBLISH request to the presence agent to modify the published presence information with the recent change. Niemi ExpiresApril 23,July 5, 2004 [Page27]30] Internet-Draft SIP Event State PublicationOctober 2003January 2004 PUBLISH sip:presentity@example.com SIP/2.0 Via: SIP/2.0/UDP pua.example.com;branch=z9hG4bKcdad2 To: <sip:presentity@example.com> From: <sip:presentity@example.com>;tag=54321mm Call-ID: 5566778@pua.example.com CSeq: 1 PUBLISH Max-Forwards: 70If-Match: dx200xyzSIP-If-Match: kwj449x Expires: 3600 Event: presence Content-Type:application/cpim-pidf+xmlapplication/pidf+xml Content-Length: ... <?xml version="1.0" encoding="UTF-8"?> <presencexmlns="urn:ietf:params:xml:ns:cpim-pidf"xmlns="urn:ietf:params:xml:ns:pidf" entity="pres:presentity@example.com"> <tupleid="mobile-phone">id="efeef223"> <status> <basic>open</basic> </status> <timestamp>2003-02-01T19:15:15Z</timestamp> </tuple> </presence> M12: The presence agent receives, and accepts the publication modification. The timers regarding the expiration of the specific event state identified by the entity-tag are updated, and the published data is incorporated into the presentity's presence document. Note that the document delivered in this modification will replace the previous document. SIP/2.0 200 OK Via: SIP/2.0/UDP pua.example.com;branch=z9hG4bKcdad2 To: <sip:presentity@example.com>;tag=effe22aa From: <sip:presentity@example.com>;tag=54321mm Call-ID: 5566778@pua.example.com CSeq: 1 PUBLISHETag: dx200xyzSIP-ETag: qwi982ks Expires: 3600 M13: The presence agent determines that a reportable change has been made to the presentity's presence document, and sends another notification to those watching the presentity to update their information regarding the presentity's current presence status. Niemi ExpiresApril 23,July 5, 2004 [Page28]31] Internet-Draft SIP Event State PublicationOctober 2003January 2004 NOTIFY sip:presentity@example.com SIP/2.0 Via: SIP/2.0/UDP presence.example.com;branch=z9hG4bK32defd3 To: <sip:watcher@example.com>;tag=12341234 From: <sip:presentity@example.com>;tag=abcd1234 Call-ID: 12345678@10.0.0.1 CSeq: 2 NOTIFY Max-Forwards: 70 Event: presence Subscription-State: active; expires=3400 Content-Type:application/cpim-pidf+xmlapplication/pidf+xml Content-Length: ... <?xml version="1.0" encoding="UTF-8"?> <presencexmlns="urn:ietf:params:xml:ns:cpim-pidf"xmlns="urn:ietf:params:xml:ns:pidf" entity="pres:presentity@example.com"> <tupleid="mobile-phone">id="efeef223"> <status> <basic>open</basic> </status> <timestamp>2003-02-01T19:15:15Z</timestamp> </tuple> <tupleid="desktop">id="gwewg991"> <status> <basic>open</basic> </status> <timestamp>2003-02-01T12:21:29Z</timestamp> </tuple> </presence> M14: The watcher confirms receipt of the NOTIFY request. SIP/2.0 200 OK Via: SIP/2.0/UDP presence.example.com;branch=z9hG4bK32defd3 To: <sip:watcher@example.com>;tag=12341234 From: <sip:presentity@example.com>;tag=abcd1234 Call-ID: 12345678@10.0.0.1 CSeq: 2 NOTIFY Content-Length: 011.13. Contributors The original contributors to this specification are: Ben Campbell dynamicsoft Sean Olson Niemi ExpiresApril 23,July 5, 2004 [Page29]32] Internet-Draft SIP Event State PublicationOctober 2003January 2004 Microsoft Jon Peterson Neustar, Inc. Jonathan Rosenberg dynamicsoft Brian Stucker Nortel Networks, Inc.12.14. Acknowledgements The authors would like to thank the SIMPLE Working Group for their collective effort, and specifically the following people for their review and support of this work: Henning Schulzrinne, Paul Kyzivat, Hisham Khartabil, George Foti, Keith Drage, Samir Srivastava, Arun Kumar, Adam Roach, Pekka Pessi, Kai Wang, Cullen Jennings, Mikko Lonnfors, Eva-Maria Leppanen, Ernst Horvath, Thanos Diacakis, Oded Cnaan, Rohan Mahy and Dean Willis. 15. Document Change History (Note to RFC Editor: please remove this whole section prior to publication as an RFC.)12.115.1 Changes since "draft-ietf-sip-publish-01" The following changes were made since the last version: o Added new chapter discussing entity-tags in general. o Added new chapter discussing rate control for publications, including SIP level push-back. o Added back a considerations section for event segmentation (in Chapter 4), and clarified text in other parts. o Clarified text on constructing a PUBLISH. Added a table describing the operations and their properties. o Changed syntax by adding a "SIP-" prefix to the header field names. This is to indicate that the syntax/semantics of entity-tags is similar but different from the HTTP counterparts. o Fixed the draft to consistently use Request-URI as identifying the target resource for the publication. Niemi Expires July 5, 2004 [Page 33] Internet-Draft SIP Event State Publication January 2004 o Clarified Contact usage and in-dialog requests. o Lots of fixes to various places in the draft based on review comments. o Split the old Table 3 into two for better readability. o Fixed examples to use correct PIDF XML namespace declarations and MIME type. o Added reference to ABNF. 15.2 Changes since "draft-ietf-sip-publish-00" The following changes were made since the last version: o Specified the role of the Request-URI in identifying the publication target resource. Also, clarified chapter 5 in this regard to explicitly talk about the identification of publications. o Changed chapter 6 to use Request-URI in determining the publication target resource. Also clarified language within the processing steps of an ESC. o Added missing header fields and removed unneeded "proxy" column in Table 1 and Table 2. Corrected Table 3 content. o Corrected various nits in examples and in body text.12.215.3 Changes since "draft-ietf-simple-publish-01" The following changes were made since the last version: o Submitted as "draft-ietf-sip-publish-00". o Changed title to better reflect the content. o Removed event state segmentation and collision detection of segments, and simplified usage of entity-tags. o Rewrote Ch 4 "Considerations for Event Packages Using PUBLISH" toNiemi Expires April 23, 2004 [Page 30] Internet-Draft SIP Event State Publication October 2003mimic the way RFC 3265 defines considerations for event packages. Also, removed normative dependency to "draft-ietf-simple-publish-reqs". Niemi Expires July 5, 2004 [Page 34] Internet-Draft SIP Event State Publication January 2004 o Rewrote Ch 9 "Security Considerations" to now include text about specific vulnerabilities and the security tools to counter those attacks. o Clarified both UAC and UAS usage of entity-tags. Moved common error handling of UACs to a separate sub-section. o Improved description of UAS functionality of Ch 6 "Processing PUBLISH Requests", and alinged it with RFC 3261 Chapter 10 on processing registrations. o Changed entity-tag syntax from "quoted-string" to "token". This is a deviation from RFC 2616 entity-tag syntax, but more aligned to how similar things are expressed in SIP. o Restricted the If-Match header syntax to only allow a single entity-tag. Multiple entity-tags are not applicable to PUBLISH. o Added methods other than PUBLISH to Table 3. o Rewrote Ch 10 "Examples" to better reflect actual PUBLISH usage. o Changed reference [10] from caller-prefs to callee-caps. o Overall language and structure tweaking.12.315.4 Changes since "draft-ietf-simple-publish-00" The following changes were made since the last version: o Merged with "draft-olson-simple-publish-02" o Removed usage of Call-ID and CSeq for ordering o Removed timestamp based versioning o Added versioning based on entity-tag version information (ETag), and request precondition (If-Match) o Changed reference to content-indirection as Informative o Added section for ABNF definitionsNiemi Expires April 23, 2004 [Page 31] Internet-Draft SIP Event State Publication October 2003o Editorial corrections, restructuring of document to improve readability o Moved the original authors into a new "Contributors" section Niemi Expires July 5, 2004 [Page 35] Internet-Draft SIP Event State Publication January 2004 o Added new definitions in Terminology, and clarified EPA and ESC definitions o Strengthened the IANA considerations section. o Added text for announcing/probing support for publish, namely OPTIONS and "methods" parameter usage. Normative References [1] Roach, A., "Session Initiation Protocol (SIP)-Specific Event Notification", RFC 3265, June 2002. [2] Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A., Peterson, J., Sparks, R., Handley, M. and E. Schooler, "SIP: Session Initiation Protocol", RFC 3261, June 2002. [3] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997. [4] Crocker, D. and P. Overell, "Augmented BNF for Syntax Specifications: ABNF", RFC 2234, November 1997. Informative References[4][5] Campbell, B., "SIMPLE Presence Publication Requirements", draft-ietf-simple-publish-reqs-00 (work in progress), February 2003.[5][6] Postel, J. and J. Reynolds, "File Transfer Protocol", STD 9, RFC 959, October 1985.[6][7] Fielding, R., Gettys, J., Mogul, J., Nielsen, H., Masinter, L., Leach, P. and T. Berners-Lee, "Hypertext Transfer Protocol -- HTTP/1.1", RFC 2616, June 1999.[7][8] Rosenberg, J., "A Presence Event Package for the Session Initiation Protocol (SIP)", draft-ietf-simple-presence-10 (work in progress), January 2003.[8][9] Sugano, H. and S. Fujimoto, "Presence Information Data Format (PIDF)", draft-ietf-impp-cpim-pidf-08 (work in progress), May 2003.[9][10] Olson, S., "A Mechanism for Content Indirection in SIP Messages", draft-olson-sip-content-indirect-mech-01 (work in progress), August 2002. Niemi ExpiresApril 23,July 5, 2004 [Page32]36] Internet-Draft SIP Event State PublicationOctober 2003 progress), August 2002. [10]January 2004 [11] Rosenberg, J., "Indicating User Agent Capabilities in the Session Initiation Protocol (SIP)",draft-ietf-sip-callee-caps-00draft-ietf-sip-callee-caps-02 (work in progress),JuneDecember 2003. Author's Address Aki Niemi (editor) Nokia P.O. Box 321 NOKIA GROUP, FIN 00045 Finland Phone: +358 50 389 1644 EMail: aki.niemi@nokia.com Niemi ExpiresApril 23,July 5, 2004 [Page33]37] Internet-Draft SIP Event State PublicationOctober 2003January 2004 Intellectual Property Statement The IETF takes no position regarding the validity or scope of any intellectual property or other rights that might be claimed to pertain to the implementation or use of the technology described in this document or the extent to which any license under such rights might or might not be available; neither does it represent that it has made any effort to identify any such rights. Information on the IETF's procedures with respect to rights in standards-track and standards-related documentation can be found in BCP-11. 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