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XML Digital Signatures Working Group D. Eastlake, INTERNET-DRAFTIBM draft-ietf-xmldsig-core-04.txtMotorola draft-ietf-xmldsig-core-05.txt J. Reagle, Expires August08,28, 2000 W3C/MIT D. Solo, Citigroup XML-Signature Syntax and Processing Copyright Notice Copyright (c) 2000 The Internet Society & W3C (MIT, INRIA, Keio), All Rights Reserved. IETF Status of this Memo This document is an Internet-Draft and is in full conformance with all provisions of Section 10 of RFC2026. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF), its areas, and its working groups. Note that other groups may also distribute working documents as Internet-Drafts. Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet- Drafts as reference material or to cite them other than as "work in progress." The list of current Internet-Drafts can be accessed at http://www.ietf.org/ietf/1id-abstracts.txt The list of Internet-Draft Shadow Directories can be accessed at http://www.ietf.org/shadow.html. W3C Status of this document This document is a production of the joint IETF/W3C XML Signature Working Group. http://www.w3.org/Signature The comparable html draft of this version may be found athttp://www.w3.org/TR/2000/WD-xmldsig-core-20000208/http://www.w3.org/TR/2000/WD-xmldsig-core-20000228/ The latest version of this draft series may be found at:http://www.w3.org/TR/xmldsig-core/http://www.w3.org/TR/xmldsig/ This specification is apubliclast call Working Draft of the IETF/W3C XML Signature Working Group. The Working Group. This version followsinvites review from theJanuary face-to-face meeting. We hope to issue an institutional (IETF/W3C) Last Call within four weeks. This version includes and XML Schema definitionIETF community, W3C members, and other interested parties. This last call serves as aDTD; bothstatement that the Working Group believes that the specification satisfies the relevant terms ofwhich are fairly mature but may contain bugs. Eastlke,the charter and requirements document. The W3C last call ends March 27, 2000; the IETF Eastlake, Reagle, Solo [Page 1] Internet Draft XML-Signature Syntax and Processing February 2000 last call should substantially overlap but may not exactly coincide with this period. Subsequently, the Working Group plans to issue a specification that addresses any comments resulting from the review and propose it as a W3C Candidate Recommendation and IETF Proposed Standard. This document continues to be a draft document and may be updated, replaced, or obsoleted by other documents at any time. While the Working Group feels the design meets our requirements we especially welcome comments on the following topics: security concerns, URI/IDREF usage, XPath, DTD/schema specification, and implementation experience. Please send comments to the editors and cc: the list <w3c-ietf-xmldsig@w3.org>. Publication as a Working Draft does not imply endorsement by the W3C membership or IESG.This is a draft document and may be updated, replaced or obsoleted by other documents at any time.It is inappropriate to cite W3C Drafts as other than "work in progress." A list of current W3C working drafts can be found athttp://www.w3.org/TRhttp://www.w3.org/TR. Current IETF drafts can be found at http://www.ietf.org/1id-abstracts.html. Patent disclosures relevant to this specification may be found on theWG'sWorking Group's patent disclosure page. Abstract This document specifies XML digital signature processing rules and syntax. XML Signatures provide integrity, message authentication, and/or signer authentication services for data of any type, whether located within the XML that includes the signature or elsewhere. Table of Contents 1. Introduction 1. Editorial Conventions 2. Design Philosophy 3. Versions, Namespaces and Identifiers 4. Acknowledgements 2. Signature Overview and Examples 1.The Signature ElementSimple Example (Signature, SignedInfo, Methods, and References) 1. More on Reference 2.The SignedInfo ElementExtended Example (Object and SignatureProperty) 3.The Reference Element 4. The Manifest Element 5. The SignatureProperties ElementExtended Example (Object and Manifest) 3. Processing Rules 1. Signature Generation 2. Signature Validation 4. Core Signature Syntax 1. The Signature element 2. The SignatureValue Element 3. The SignedInfo Element 1. The CanonicalizationMethod Element 2. The SignatureMethod Element 3. The Reference Element 1. The Transforms Element 2. The DigestMethod Element Eastlake, Reagle, Solo [Page 2] Internet Draft XML-Signature Syntax and Processing February 2000 3. The DigestValue Element 4. The KeyInfo Element 5. The Object Element 5. Additional Signature Syntax 1. The Manifest Element 2. The SignatureProperties Element 3.Other Useful Types 4.Processing Instructions5.4. Comments in dsig Elements 6. Algorithms 1. Algorithm Identifiers and Implementation Requirements 2. Message Digests 3. Message Authentication Codes 4. Signature Algorithms 5. Canonicalization Algorithms 6. Transform AlgorithmsEastlke, Reagle, Solo [Page 2] Internet Draft XML-Signature Syntax February 20007. XML Canonicalization and Syntax Constraint Considerations 1. XML 1.0, Syntax Constraints, and Canonicalization 2. DOM/SAX Processing and Canonicalization 8. Security Considerations 1. Only What is Signed is Secure 2. Only What is "Seen" Should be Signed 3. Check the Security Model 4. Algorithms, Key Lengths, Etc. 9. Schema, DTD,andDataModel 10.Model,and Valid ExampleSyntax 11.10. Definitions12.11. References 12. Authors' Address _________________________________________________________________ 1.0 Introduction This document specifies XML syntax and processing rules for creating and representing digital signatures. XML Signatures can be applied to any digital content (data object), including XML. An XML Signature may be applied to the content of one or moreresources: envelopedresources. Enveloped or enveloping signatures are over data within the same XML document as the signature; detached signatures are over data external to the signature document. This specification also defines other useful types including methods of referencing collections of resources, algorithms, andkey management and algorithm definitions.keying information and management. 1.1 Editorial Conventions Forreadability we usereadability, brevity, and historic reasons this document uses the term "signature" to generally refer to to digital authentication values of all types.Obviously, the term is also stricly used to refergenericallyto authentication values that are based on publickey signatureskeys and that provide signer authentication. When specifically discussing authentication values based on symmetric secret keyauthenticators. Wecodes we use theterm "authenticator"terms authenticators or authentication codes. (See section 8.3:Check the Security Model. Eastlake, Reagle, Solo [Page 3] Internet Draft XML-Signature Syntax and"authentication" specifically when refferingProcessing February 2000 This specification uses both XML Schemas [XML-schema] and DTDs [XML]. (Readers unfamiliar with DTD syntax may wish tokeyed hash message authentication.refer to Ron Bourret's "Declaring Elements and Attributes in an XML DTD" [Bourret].) The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this specification are to be interpreted as described in RFC2119 [KEYWORDS]: "they MUST only be used where it is actually required for interoperation or to limit behavior which has potential for causing harm (e.g., limiting retransmissions)" Consequently, we use these capitalized keywords to unambiguously specify requirements over protocol and application features and behavior that affect the interoperability and security of implementations. These key words are not used (capitalized) to describe XML grammar; schema definitionsformally andunambiguously describe such requirements and we wish to reserve the prominence of these terms for the natural language descriptions of protocols and features. For instance, an XML attribute might be described as being "optional." Compliance with the XML-namespace specification isEastlke, Reagle, Solo [Page 3] Internet Draft XML-Signature Syntax February 2000described as "REQUIRED." 1.2 Design Philosophy The design philosophy and requirements of this specification are addressed in the XML-Signature Requirements document [XML-Signature-RD]. 1.3 Versions, Namespaces and Identifiers No provision is made for an explicit version number in this syntax. If a future version is needed, it will use a different namespace The XML namespace [XML-ns] URI that MUST be used byexperimentalimplementations of thisdated(dated) specification is:xmlns="http://www.w3.org/2000/01/xmldsig#"xmlns="http://www.w3.org/2000/02/xmldsig#" This namespace is also used as the prefix for algorithm identifiers used by this specification. While applications MUST support XML and XML-namespaces, the use of internal entities [XML] or our "dsig" XML namespace prefix and defaulting/scoping conventions are OPTIONAL; we use these facilitiesso asto provide compact and readable examples. This specification uses Uniform Resource Identifiers [URI] to identify resources, algorithms, and semantics. The URI in the namespace declaration above is also used as a prefix for URIs under the control of this specification. For resources not under the control of this specification, we use the designated Uniform Resource Names [URN] or Uniform Resource Locators [URL] defined by its normative external specification. If an external specification has not allocated itself a Uniform Resource Identifier we allocate an identifier under Eastlake, Reagle, Solo [Page 4] Internet Draft XML-Signature Syntax and Processing February 2000 our own namespace. For instance: SignatureProperties is identified and defined by this specification's namespacehttp://www.w3.org/2000/01/xmldsig#SignaturePropertieshttp://www.w3.org/2000/02/xmldsig#SignatureProperties XSLT is identified and defined by an external namespace http://www.w3.org/TR/1999/PR-xslt-19991008 SHA1 is identified via this specification's namespace and defined via a normative referencehttp://www.w3.org/2000/01/xmldsig#sha1http://www.w3.org/2000/02/xmldsig#sha1 FIPS PUB 180-1. Secure Hash Standard. U.S. Department of Commerce/National Institute of Standards and Technology.This specification uses both XML Schemas [XML-schema] and DTDs [XML]. (Readers unfamiliar with DTD syntax may wish to refer to Ron Bourret's "Declaring Elements and Attributes in an XML DTD" [Bourret].)Finally, in order to provide for terse namespace declarations we sometimes use XML internal entities [XML] as macros within URIs. For instance:Eastlke, Reagle, Solo [Page 4] Internet Draft XML-Signature Syntax February 2000<?xml version='1.0'?> <!DOCTYPE Signature SYSTEM "xmldsig-core-schema.dtd" [ <!ENTITY dsig"http://www.w3.org/2000/01/xmldsig#">"http://www.w3.org/2000/02/xmldsig#"> ]> <Signature xmlns="&dsig;"> <SignedInfo Id="mypage"> ... 1.4 Acknowledgements The contributions of the following working group members to this specification are gratefully acknowledged: * Milton Anderson, FSTC * Mark Bartel, JetForm Corporation (Author) * John Boyer,UWI.comPureEdge (Author) * Richard Brown, Globeset * Donald Eastlake 3rd, Motorola (Chair,Editor)Author/Editor) * Barb Fox, Microsoft (Author) * Phillip Hallam-Baker, VeriSign Inc * Richard Himes, US Courts * Peter Lipp, IAIK TU Graz * Joseph Reagle, W3C (Chair,Editor)Author/Editor) * Ed Simon , Entrust Technologies Inc. (Author) * Chris Smithies, PenOp * David Solo, Citigroup(Editor)(Author/Editor) * Kent Tamura, IBM * Winchel Todd Vincent III, GSU * Greg Whitehead, Signio Inc. * Gregor Karlinger, IAIK TU Graz 2.0 Signature Overview and Examples This section provides an overview and examples of XML digital signature syntax.An overview ofThe specific processingappearsis given in section 3:Processing Rules. The formal syntax is found in section 4: Core Eastlake, Reagle, Solo [Page 5] Internet Draft XML-Signature Syntax and Processing February 2000 Signature Syntax and section 5: Additional Signature Syntax. In this section, an informal representationisand examples are used to describe the structure of the XML signature syntax. This representationomits many attributesanddetails. The following suffix symbols are used to represent the number of times elementsexamples mayoccur: "?" denotes zero or one occurrence; "+" denotes one or more occurrences;omit attributes, details and"*" denotes zero or more occurrences. 2.1 The Signature Elementpotential features that are fully explained later. XML Signatures arevery flexible and can signbe applied to arbitrary digital content (dataobjects). An XML Signature is appliedobjects) via an indirection. Data objects aredigested;digested, the resulting value is placed in an element (with other information) and that element is then digested and cryptographically signed.While the data object(s)XML digital signatures arenot directly operated onrepresented bya cryptographic signature algorithm, we still refer tothesignature as being overSignature element which has thedata object(s). Somtimesfollowing structure (where "?" denotes zero or one occurrence; "+" denotes one or more occurrences; and "*" denotes zero or more occurrences): <Signature> <SignedInfo> (CanonicalizationMethod)? (SignatureMethod) <Reference URI=? > (Transforms)? (DigestMethod) (DigestValue) </Reference>)+ </SignedInfo> (SignatureValue) (KeyInfo)? (Object)* </Signature> The content that isobtained by dereferencingsigned was, at the time of signature creation, referred to as an identifiedresource.resource to which the specified transforms were applied. Within an XML document, signatures are related to data objects via IDREFs [XML] and the data can be included within an envelopingEastlke, Reagle, Solo [Page 5] Internet Draft XML-Signature Syntax February 2000signature or can enclose an enveloped signature. Signatures are related to external data objects via URIs [URI] and the signature and data object aresaid to bedetached.XML digital signatures are represented by2.1 Simple Example (Signature, SignedInfo, Methods, and References) The following example is a detached signature of theSignature element which hascontent of thefollowing structure: <Signature> (SignedInfo) (SignatureValue) (KeyInfo)? (Object)*HTML4.1 in XML specification. [s01] <Signature xmlns="http://www.w3.org/2000/02/xmldsig#"> [s02] <SignedInfo Id="MyFirstSignature"> [s03] <CanonicalizationMethod [s04] Algorithm="http://www.w3.org/1999/07/WD-xml-c14n-19990729"> [s05] </CanonicalizationMethod> [s06] <SignatureMethod Algorithm="http://www.w3.org/2000/02/xmldsig#dsa"> [s07] </SignatureMethod> [s08] <Reference URI="http://www.w3.org/TR/2000/REC-xhtml1-20000126/"> [s09] <Transforms> [s10] <Transform Algorithm="http://www.w3.org/2000/02/xmldsig#c14n"/> [s11] </Transforms> Eastlake, Reagle, Solo [Page 6] Internet Draft XML-Signature Syntax and Processing February 2000 [s12] <DigestMethod Algorithm="http://www.w3.org/2000/02/xmldsig#sha1"> [s13] </DigestMethod> [s14] <DigestValue>j6lwx3rvEPO0vKtMup4NbeVu8nk=</DigestValue> [s15] </Reference> [s16] </SignedInfo> [s17] <SignatureValue>MC0CFFrVLtRlk=...</SignatureValue> [s18] <KeyInfo> [s19] <KeyValue>MIIBtzCCASw...</KeyValue> [s20] </KeyInfo> [s21] </Signature> [s02-16] The required SignedInfo element is the informationwhichthat is actually signed.SignedInfo includes a list of References to data objects and their calculated digest value. The coreCore validation of SignedInfo consists of two mandatory processes: validation of the signature over SignedInfo and validation of each Reference digest within SignedInfo.TheNote that the algorithms used in calculating the SignatureValue are also included in the signed information while the SignatureValue element is outside SignedInfo.KeyInfo indicates what key[s03-05] The CanonicalizationMethod is the algorithm that isto beused tovalidatecanonicalize thesignature. Possible forms for identification include certificates, key names, and key agreement algorithms and information -- we define only a few. KeyInfoSignedInfo element before it isOPTIONAL for two reasons. First, KeyInfo might contain information the signer does not wish to reveal to all signature verifiers. Second, the information may be known within the application's context and need not be represented explicitly. Since KeyInfo is outside of SignedInfo, if the signer wishes to bind the keying information to the signature, a Reference can easily identify and include the KeyInfo as part of the signature. Object is an optional element for including data objects within the signature document. The Object can be optionally typed and/or encoded. Signature properties, such as time of signing, can be optionally included in a SignatureProperties within Object. (These properties are traditionally called signature "attributes" although that term in that context has no relationship to the XML term "attribute".) SignatureProperties can be included within an Object and signed at the signer's discretion. 2.2 The SignedInfo Element The SignedInfo element has the structure indicated below. <Signature> <SignedInfo> (CanonicalizationMethod)? (SignatureMethod) (Reference)+ </SignedInfo> Eastlke, Reagle, Solo [Page 6] Internet Draft XML-Signature Syntax February 2000 (SignatureValue) (KeyInfo)? (Object)* </Signature> The CanonicalizationMethod is the algorithm which is used to canonicalize the SignedInfo element before it is digested as part ofdigested as part of the signature operation. In the absence of a CanonicalizationMethod element, no canonicalization is done. [s06-07] The SignatureMethod is the algorithm that is used to convert the canonicalized SignedInfo into the SignatureValue. It is a combination of a digest algorithm and a key dependent algorithm and possibly other algorithms such as padding, for exampleRSA-SHA1 or HMAC-SHA1.RSA-SHA1. The algorithm names are signed to resist attacks based on substituting a weaker algorithm. To promote application interoperability we specify mandatory to implementcanonicalization, digest, andsignature algorithms. We specify additional algorithms as recommended or optional and the signature designpermitsdoes permit arbitrarysigneruser algorithm specification. [s08-15] Each Reference element includes the digest method and resulting digest value calculated over the identified data object. It also may include transformations thatproduceproduced the input to the digest operation. A data object is signed by computing its digest value and a signature over that value. The signature is later checked via reference and signature validation.2.3 The Reference Element The Reference element has the structure indicated below. ... <SignedInfo> (CanonicalizationMethod)? (SignatureMethod) (<Reference (URI=|IDREF=)? Type=?> (Transforms)? (DigestMethod) (DigestValue) </Reference>)+ </SignedInfo> ... The optional URI/IDREF attribute of Reference identifies[s18-20] KeyInfo indicates thedata objectkey to besigned. This attribute may be omitted on at most one Reference in a Signature. (This limitation is imposed in orderused toensure that references and objects may be matched unambiguously.) This identification, alongvalidate the signature. Possible forms for identification include certificates, key names, and key agreement algorithms and information -- we define only a few. KeyInfo is OPTIONAL for two reasons. First, the signer may not wish to reveal key information to all signature verifiers. Second, the information may be known within the application's context and need not be represented explicitly. Since KeyInfo is outside of SignedInfo, if the signer wishes to bind the keying information to the signature, a Reference can easily identify and include the KeyInfo as part of the signature. 2.1.1 More on Reference Eastlake, Reagle, Solo [Page 7] Internet Draft XML-Signature Syntax and Processing February 2000 [s08] <Reference URI="http://www.w3.org/TR/xml-stylesheet/"> [s09] <Transforms> [s10] <Transform Algorithm="http://www.w3.org/2000/02/xmldsig#c14n> [s11] </Transforms> [s12] <DigestMethod Algorithm="http://www.w3.org/2000/02/xmldsig#sha1"> [s13] </DigestMethod> [s14] <DigestValue>j6lwx3rvEPO0vKtMup4NbeVu8nk=</DigestValue> [s15] </Reference> [s08] The optional URI attribute of Reference identifies the data object to be signed. This attribute may be omitted on at most one Reference in a Signature. (This limitation is imposed in order to ensure that references and objects may be matched unambiguously.) [s08-11] This identification, along with the transforms, is a description provided by the signer on how they obtained the signed data object in the form it was digested (i.e. the digested content). The verifierEastlke, Reagle, Solo [Page 7] Internet Draft XML-Signature Syntax February 2000 (i.e., relying party)may obtain the digested content in another method so long as the digest verifies. In particular, the verifier may obtain the content from a different location such as a local store) than that specified in theURI/IDREF. The optional Type attribute provides information about the resource identified by the URI/IDREF. In particular, it can indicate that itURI. [s09-11] Transforms is anObject, SignatureProperties, or Manifest element. This can be used by applications to initiate special processingoptional ordered list ofsome Reference elements. Referencesprocessing steps that were applied toan XML data element within an Object element SHOULD identify the actual element pointed to. Wheretheelementresource's contentis not XML (perhapsbefore itis binary or encoded data) the reference should identify the Object and the Reference Type, if given, SHOULD indicate Object. Note, that Type is advisory and no action based on it or checking of its correctness is required by core behaviour. Transforms is an optional ordered list of processing steps that were applied to the resource's content before it iswas digested. Transforms can include operations such as canonicalization, encoding/decoding (including compression/inflation), XSLT and XPath. XPath transforms permit the signer to derive an XML document that omits portions of the source document. Consequently those excluded portions can change without affecting signaturevalidity (this is how the Working Group satisfied the requirement of signing portions of a document.)validity. For example, if the resource being signed encloses the signature itself, such a transform must be used to exclude the signature value from its own computation. If no Transforms element is present, the resource's content is digested directly.Arbitrary user specified transforms are permitted. To promote interoperability,While we specify mandatoryto implement(and optional) canonicalization and decodingtransformation algorithms. Additional canonicalization, coding, XSLT, and XPath based transform algorithms arealgorithms, user specifiedas recommended or optional.transforms are permitted. [s12-14] DigestMethod is the algorithm applied to thedata,data after Transforms is appliedif specified,(if specified) to yield the DigestValue. The signing of the DigestValue is what bind's a resources content to the signer's key.2.4 The Manifest Element The Manifest element is provided to meet additional requirements2.2 Extended Example (Object and SignatureProperty) This specification does notdirectly addressed by this mandatory part ofaddress mechanisms for making statements or assertions. Instead, thisspecification. The level of indirection provided by these elements readily meets these requirements. Two examples follow. First, applications frequently needdocument defines what it means for something toefficiently sign multiple data objects even where the signature operation itself is an expensive public key signature. This requirement canbeachievedsigned byincluding multiple References within SignedInfo sincean XML Signature (message authentication, integrity, and/or signer authentication). Applications that wish to represent other semantics must rely upon other technologies, such as [XML, XML-schema, RDF]. However, we do define a SignatureProperties element type for the inclusion ofeach digest securesassertions about thedata digested. However, some applications may not wantsignature itself (e.g., signature semantics, thecore validation behavior associated with this approach Eastlke,time of signing or the serial number of hardware used in cryptographic processes). Such assertions Eastlake, Reagle, Solo [Page 8] Internet Draft XML-Signature Syntax and Processing February 2000because it requires References within SignedInfo to undergo reference validation -- the DigestValue elements are checked. Some applicationsmaywish to reserve reference validation decision logic to themselves. For example, an application might receive a signature valid SignedInfo element that includes three References. Ifbe signed by including asingleReferencefails (the identified data object when digested does not yieldfor thespecified DigestValue)SignatureProperties in SignedInfo. While thesignature would fail core validation. However,signing application should be very careful about what it signs (it should understand what is in the SignatureProperty) a receiving application has no obligation to understand that semantic (though its parent trust engine may wishto treatto). Any content about the signatureovergeneration may be located within thetwo valid References as valid. Second, considerSignatureProperty element. The mandatory Target attribute references the Signature element to which the property applies. Consider the preceding example with anapplication where many signatures (using different keys) are appliedadditional reference to alarge number of documents. An inefficient solution is to havelocal Object that includes aseparate signature (per key) repeatedly applied toSignatureProperty element. (Such alarge SignedInfo element (with many References); this is wasteful and redundant. To address these requirements, the Manifest element type has been defined which maysignature would not only bereferenced by SignedInfo Reference elements. First, the Manifest element may contain a collection of References,detached [p01] butleaves reference validation up toenveloping [p03].) [p01] <SignedInfo Id="MySecondSignature"> [ ] ... [p02] <Reference URI="http://www.w3.org/TR/xml-stylesheet/"> [ ] ... [p03] <Reference URI="#AMadeUpTimeStamp" [p04] Type="http://www.w3.org/2000/02/xmldsig#SignatureProperty"> [p05] <DigestMethod Algorithm="http://www.w3.org/2000/02/xmldsig#sha1"> [p06] </DigestMethod> [p07] <DigestValue>k3453rvEPO0vKtMup4NbeVu8nk=</DigestValue> [p08] </Reference> [p09] </SignedInfo> [p10] ... [p11] <Object> [p12] <SignatureProperties ID="AMadeUpTimeStamp"> [p13] <SignatureProperty Target="#MySecondSignature"> [p14] <timestamp xmlns="http://www.ietf.org/rfcXXXX.txt"> [p15] <date>19990908</date> [p16] <time>14:34:34:34</time> [p17] </timestamp> [p18] </SignatureProperty> [p19] </SignatureProperties> [p20] </Object> [p04] The optional Type attribute provides information about theapplication. Thusresource identified by thefirst case aboveURI. In particular, it can indicate that it is an Object, SignatureProperties, or Manifest element. This can besolvedused bysimply putting one reference inside SignedInfoapplications toa Manifest which references the three data objects. Second, multiple signatures over a large numberinitiate special processing of some Reference elements. Referencesneed only pointtoa single Manifest withan XML data element within an Object element SHOULD identify themany references. The structure of Manifest, which reusesactual element pointed to. Where theReferenceelementdescribed above,content isas follows: <Manifest> (Reference)* </Manifest> Manifest may appear asnot XML (perhaps it is binary or encoded data) thecontent of anreference should identify the Object and the Reference Type, if given, SHOULD indicate Object. Note thatan application could decide whether to verify a DigestValue in a ManifestType is advisory and no action based onthe Type given in the enclosing Reference. 2.5 The SignatureProperties Element This specification does not address mechanisms for making statements or assertions. Instead, this whole document simply defines whatitmeans for something to be signedor checking of its correctness is required by core behavior. [p11] Object is anXML Signature (message authentication, integrity, and/or signer authentication). Applications that wish to represent other semantics must rely upon other technologies, such as [XML, XML-schema, RDF]. However, we do define a SignaturePropertiesoptional elementtypeforthe inclusion of assertions aboutincluding data objects within the signatureitself (e.g., the time of signingelement orthe serial numberelsewhere. The Object can be optionally typed and/or encoded. [p12] Signature properties, such as time ofhardware used in cryptographic processes). Such assertions maysigning, can be optionally signed byincludingidentifying them from within aReference for the SignatureProperties in SignedInfo. <SignatureProperties> (SignatureProperty Target= )* </SignatureProperties> Eastlke,Reference. (These properties Eastlake, Reagle, Solo [Page 9] Internet Draft XML-Signature Syntax and Processing February 2000The structure of SignatureProperties is shown above. Any content about theare traditionally called signaturegeneration may be located within the SignatureProperty element. The mandatory Target attribute references the element to which the property applies. In particular, target may include a reference"attributes" although that term has no relationship toa SignedInfo or Reference element. 3.0 Processing Rules The sections below describetheoperations to be performed as part of signature generationXML term "attribute".) 2.3 Extended Example (Object andvalidation. 3.1 GenerationManifest) TheREQUIRED steps includeManifest element is provided to meet additional requirements not directly addressed by thegenerationmandatory parts ofReferencesthis specification. Two requirements and theSignatureValue over SignedInfo. 3.1.1 Reference Generation For each data object being signed: 1. Apply the Transforms, as determined byway theapplication,Manifest satisfies them follows. First, applications frequently need totheefficiently sign multiple dataobject. 2. Calculate the digest value overobjects even where theresulting data object. 3. Create a Reference element,signature operation itself is an expensive public key signature. This requirement can be met by including multiple Reference elements within SignedInfo since the(optional) identificationinclusion of each digest secures the dataobject, any (optional) transform elements, the digest algorithm anddigested. However, some applications may not want theDigestValue. 3.1.2 Signature Generation 1. Create SignedInfo elementcore validation behavior associated withSignatureMethod, CanonicalizationMethod if required, and Reference(s). 2. Canonicalize and then calculate the SignatureValue overthis approach because it requires every Reference within SignedInfobased on algorithms specified in SignedInfo. 3. Constructto undergo reference validation -- theSignatureDigestValue elements are checked. These applications may wish to reserve reference validation decision logic to themselves. For example, an application might receive a signature valid SignedInfo element that includesSignedInfo, Object (s) (if desired, encoding may be different than that used for signing), KeyInfo (if required), and SignatureValue. 3.2 Validation The REQUIRED steps of core validation include (1) reference validation, the verification of the digest contained in eachthree Referencein SignedInfo, and (2)elements. If a single Reference fails (the identified data object when digested does not yield the specified DigestValue) thecryptographicsignaturevalidation ofwould fail core validation. However, the application may wish to treat the signaturecalculatedoverSignedInfo. 3.2.1the two valid ReferenceValidation For eachelements as valid or take different actions depending on which fails. To accomplish this, SignedInfo would reference a Manifest element that contains one or more Reference elements (with the same structure as those inSignedInfo: 1. ObtainSignedInfo). Then, reference validation of thedata objectManifest is under application control. Second, consider an application where many signatures (using different keys) are applied tobe digested. (Thea large number of documents. An inefficient solution is to have a separate signatureapplication may rely upon the identification (URI/IDREF)(per key) repeatedly applied to a large SignedInfo element (with many References); this is wasteful andTransforms provided by the signerredundant. A more efficient solution is to include many references inthea single Manifest that is then referenced from multiple Signature elements. The example below includes a Referenceelement, or it may obtain the content through other means such asthat signs alocal cache.) 2. Digest the resulting data object usingManifest found within theDigestMethod specified in its Reference specification. Eastlke,Object element. [ ] ... [m01] <Reference URI="#MyFirstManifest" [m02] Type="http://www.w3.org/2000/02/xmldsig#Manifest"> [m03] <DigestMethod Algorithm="http://www.w3.org/2000/02/xmldsig#sha1"> [m04] </DigestMethod> [m05] <DigestValue>345x3rvEPO0vKtMup4NbeVu8nk=</DigestValue> [m06] </Reference> [ ] ... [m07] <Object> [m08] <Manifest Id="MyFirstManifest"> [m09] <Reference> [m10] ... [m11] </Reference> [m12] <Reference> Eastlake, Reagle, Solo [Page 10] Internet Draft XML-Signature Syntax and Processing February 20003. Compare[m13] ... [m14] </Reference> [m15] </Object> 3.0 Processing Rules The sections below describe thegenerated digest value against DigestValue in SignedInfo; if there isoperations to be performed as part of signature generation and validation. 3.1 Core Generation The REQUIRED steps include the generation of Reference elements and the SignatureValue over SignedInfo. 3.1.1 Reference Generation For each data object being signed: 1. Apply the Transforms, as determined by the application, to the data object. 2. Calculate the digest value over the resulting data object. 3. Create a Reference element, including the (optional) identification of the data object, anymismatch, validation fails. 3.2.2(optional) transform elements, the digest algorithm and the DigestValue. 3.1.2 SignatureValidationGeneration 1. Create SignedInfo element with SignatureMethod, CanonicalizationMethod if required, and Reference(s). 2. Canonicalize and then calculate the SignatureValue over SignedInfoelementbased onthe CanonicalizationMethod, if any,algorithms specified in SignedInfo.2. Obtain the keying information from KeyInfo or from an external source.3.Use the specified SignatureMethod to validate the SignatureValue overConstruct the(optionally canonicalized) SignedInfo element. 4.0 CoreSignatureSyntaxelement that includes SignedInfo, Object (s) (if desired, encoding may be different than that used for signing), KeyInfo (if required), and SignatureValue. 3.2 Core Validation Thegeneral structureREQUIRED steps ofan XML signature is describedcore validation include (1) reference validation, the verification of the digest contained insection 2: Signature Overview. This section provides detailed syntaxeach Reference in SignedInfo, and (2) the cryptographic signature validation of thecoresignaturefeatures and actual examples. Features described in this sectioncalculated over SignedInfo. Note, there may be valid signatures that some signature applications aremandatoryunable to validate. Reasons for this include failure to implementunless otherwise indicated. The syntax is defined via [XML-Schema] with the following XML preamble, declaration, and internaloptional parts of this specification, inability or unwillingness to execute specified algorithms, or inability or unwillingness to dereference specified URIs (some URI schemes may cause undesireable side affects), etc. 3.2.1 Reference Validation For each Reference in SignedInfo: 1. Obtain the data object to be digested. (The signature application may rely upon the identification (URI) and Transforms provided by Eastlake, Reagle, Solo [Page 11] Internet Draft XML-Signature Syntax and Processing February 2000 the signer in the Reference element, or it may obtain the content through other means such as a local cache.) 2. Digest the resulting data object using the DigestMethod specified in its Reference specification. 3. Compare the generated digest value against DigestValue in SignedInfo; if there is any mismatch, validation fails. 3.2.2 Signature Validation 1. Canonicalize the SignedInfo element based on the CanonicalizationMethod, if any, in SignedInfo. 2. Obtain the keying information from KeyInfo or from an external source. 3. Use the specified SignatureMethod to validate the SignatureValue over the (optionally canonicalized) SignedInfo element. 4.0 Core Signature Syntax The general structure of an XML signature is described in section 2: Signature Overview. This section provides detailed syntax of the core signature features and actual examples. Features described in this section are mandatory to implement unless otherwise indicated. The syntax is defined via DTDs and [XML-Schema] with the following XML preamble, declaration, and internal entity: Schema Definition: <?xml version='1.0'?> <!DOCTYPE schema SYSTEM 'http://www.w3.org/TR/1999/WD-xmlschema-1-19991217/structures.dtd' [ <!ENTITY dsig'http://www.w3.org/2000/01/xmldsig#'>'http://www.w3.org/2000/02/xmldsig#'> ]> <schema targetNamespace='&dsig;' version='0.1' xmlns='http://www.w3.org/1999/XMLSchema' xmlns:ds='&dsig;'> 4.1 The Signature element The Signature element is the root element of a XML Signature. A simple example of a complete signature follows:Dummy Example: <!DOCTYPE Signature [ <!ENTITY dsig 'http://www.w3.org/2000/01/xmldsig#'>]> <Signature xmlns="http://www.w3.org/2000/01/xmldsig#"> <SignedInfo> <CanonicalizationMethod Algorithm="http://www.w3.org/1999/07/WD-xml-c14n-19990729/" /> <SignatureMethod Algorithm="&dsig;dsaWithSHA-1"/> <Reference Location="http://www.mypage.com"> <DigestMethod Algorithm="&dsig;sha1"/> <DigestValue>a23bcd43</DigestValue> </Reference> </SignedInfo> Eastlke, Reagle, Solo [Page 11] Internet Draft XML-Signature Syntax February 2000 <SignatureValue>C0CFFrVLtRlk</SignatureValue> <KeyInfo> <KeyValue>MIIBtzCCASwGByqGSM44BAE</KeyValue> </KeyInfo> </Signature>Schema Definition: <element name='Signature'> <type content='elementOnly'> <group order='seq' minOccurs='1' maxOccurs='1'> <element ref='ds:SignedInfo' minOccurs='1' maxOccurs='1'/> <element ref='ds:SignatureValue' minOccurs='1' maxOccurs='1'/> <element ref='ds:KeyInfo' minOccurs='0' maxOccurs='1'/> <element ref='ds:Object' minOccurs='0' maxOccurs='*'/> </group> <attribute name='Id' type='ID' minOccurs='0' maxOccurs='1'/> Eastlake, Reagle, Solo [Page 12] Internet Draft XML-Signature Syntax and Processing February 2000 </type> </element> DTD: <!ELEMENT Signature (SignedInfo, SignatureValue, KeyInfo?, Object*) > <!ATTLIST Signature xmlns CDATA #FIXED'http://www.w3.org/2000/01/xmldsig#''http://www.w3.org/2000/02/xmldsig#' Id ID #IMPLIED > 4.2 The SignatureValue Element The SignatureValue element contains the actual value of the digitalsignature. The encoding of this valuesignature; it isdeterminedencoded according by the identifier specified in SignatureMethod. Base64 [MIME] is the encoding method for all SignatureMethods specified within this specification.The ability to defineWhile we specify a mandatory (and optional) SignatureMethodand SignatureValue pair which includes multiple distinct signatures is explicitly permitted (e.g. "rsawithsha-1 and ecdsawithsha-1").algorithm, user specified algorithms (with their own encodings) are permitted. Schema Definition: <element name='SignatureValue' type='string'/> DTD: <!ELEMENT SignatureValue(#PCDATA) >(#PCDATA)> 4.3 The SignedInfo Element The structure of SignedInfo includes the canonicalization algorithm (if any), a signature algorithm, and one or more references. The SignedInfo element may contain an optional ID attribute that will allow it to be referenced by other signatures and objects. Schema Definition: <element name='SignedInfo'> <type content='elementOnly'> <group order='seq' minOccurs='1' maxOccurs='1'> <element ref='ds:CanonicalizationMethod' minOccurs='0'maxOccurs='1'/ Eastlke, Reagle, Solo [Page 12] Internet Draft XML-Signature Syntax February 2000 >maxOccurs='1'/> <element ref='ds:SignatureMethod' minOccurs='1' maxOccurs='1'/> <element ref='ds:Reference' minOccurs='1' maxOccurs='*'/> </group> <attribute name='Id' type='ID' minOccurs='0' maxOccurs='1'/> </type> </element> DTD: <!ELEMENT SignedInfo (CanonicalizationMethod?, SignatureMethod, Reference+) > <!ATTLIST SignedInfo Id ID #IMPLIED > SignedInfo does not include explicit signature or digest properties (such as calculation time, cryptographic device serial number, etc.). If an application needs to associate properties with the signature or digest, it may include such information in a SignatureProperties Eastlake, Reagle, Solo [Page 13] Internet Draft XML-Signature Syntax and Processing February 2000 elementfoundwithin an Object element. 4.3.1 The CanonicalizationMethod Element CanonicalizationMethod is an optional elementwhichthat specifies the canonicalization algorithm applied to the SignedInfo element prior to performing signature calculations. This element uses the general structureherefor algorithms described in section5.1:6.1: Algorithm Identifiers.Possible options mayOptions include a minimal algorithm (CRLF and charsetnormalization), ornormalization) and more extensive operations such as [XML-C14N]. If the CanonicalizationMethod is omitted, no change is made to SignedInfo before digesting. (Note this may lead to interoperability failures as other applications may not serialize it as the creators application did bydefault.)default. See section 7.) Schema Definition: <element name='CanonicalizationMethod'> <type content='elementOnly'> <attribute name='Algorithm' type='uri' minOccurs='1' maxOccurs='1'/> </type> </element> DTD: <!ELEMENT CanonicalizationMethodANY(#PCDATA) > <!ATTLIST CanonicalizationMethod Algorithm CDATA #REQUIRED > 4.3.2 The SignatureMethod Element SignatureMethod is a required elementwhichthat specifies the algorithm used for signature generation and validation. This algorithm identifies all cryptographic functions involved in the signature operation (e.g. hashing, public key algorithms, MACs, padding, etc.). This element uses the general structure here for algorithms described in section5.1.6.1. While there is a single identifier, that identifierEastlke, Reagle, Solo [Page 13] Internet Draft XML-Signature Syntax February 2000may specify a format containing multiple distinct signature values. Schema Definition: <element name='SignatureMethod'> <type content='elementOnly'> <attribute name='Algorithm' type='uri' minOccurs='1' maxOccurs='1'/> </type> </element> DTD: <!ELEMENT SignatureMethodANY >(#PCDATA|HMACOutputLength)*> <!ATTLIST SignatureMethod Algorithm CDATA #REQUIRED > 4.3.3 The Reference Element Reference is an element that may occur one or more times. It specifies a digest algorithm and digest value, and optionally the object being Eastlake, Reagle, Solo [Page 14] Internet Draft XML-Signature Syntax and Processing February 2000 signed, the type of the object, and/or a list of transforms to be applied prior to digesting. Theidentification,identification and transformsare information provided to inform the verifierdescribe how the digested content (i.e., the input to the digest method)may bewas created. The type attribute facilitates the processing of referenced data. For example, while this specification makes no requirements over external data, an application may wish to signal that the referent is a Manifest. An optional ID attribute permits a Reference to be referenced from elsewhere. Schema Definition: <element name='Reference'> <type content='elementOnly'> <group order='seq' minOccurs='1' maxOccurs='1'> <element ref='ds:Transforms' minOccurs='0' maxOccurs='1'/> <element ref='ds:DigestMethod' minOccurs='1' maxOccurs='1'/> <element ref='ds:DigestValue' minOccurs='1' maxOccurs='1'/> </group> <attribute name='Id' type='ID' minOccurs='0' maxOccurs='1'/> <attribute name='URI' type='uri' minOccurs='0' maxOccurs='1'/> <attributename='IDREF' type='IDREF' minOccurs='0' maxOccurs='1'/> <attributename='Type' type='uri' minOccurs='0' maxOccurs='1'/> </type> </element> DTD: <!ELEMENT Reference (Transforms?, DigestMethod, DigestValue) > <!ATTLIST Reference Id ID #IMPLIED URI CDATA #IMPLIEDIDREF IDREF #IMPLIEDType CDATA #IMPLIED> TheURI/IDREFURI attribute identifies a data object using aURI [URI] or IDREF [XML]. We distinguish between URIs and IDREFs soURI-Reference [URI], asto provide Eastlke, Reagle, Solo [Page 14] Internet Draft XML-Signature Syntax February 2000 expositional clarity and ease signature processing.specified by RFC2396 [URI]. Notetherethat a null URI (URI="") issome popular confusion aboutpermitted and identifies the XML document that the reference is contained within (the root element). XML Signature applications MUST be able to parse URI syntax. We RECOMMEND they be able to dereference null URIs andfragment identifiers. As specified by RFC2396 [URI],URIscan be usedinconjunction withthe HTTP scheme. (See the section 3.2.1:Reference Validation for a further comment on URI dereferencing.) [URI] permits identifiers that specify a fragment identifierby use ofvia a separating pound symbol'#', but the URI proper does not include the fragment identifier.'#'. (The meaning of the fragment is defined by the resource's MIME type).URI/IDREF only permits a 'clean' URI or IDREF; fragment identification is specified under Transforms. This choice permits References to identify aXML Signature applications MUST support the the XPointer 'bare name' [Xptr] shortcut after '#' so as to identify IDs within XML documents. The results are serialized as specified in section 6.6.3:XPath Filtering. For example, URI="http://foo.com/bar.xml" Identifies the external XML resource 'http://foo.com/bar.xml'. URI="http://foo.com/bar.xml#chapter1" Identifies the element with ID attribute value 'chapter1' of the external XML resource 'http://foo.com/bar.xml'. Eastlake, Reagle, Solo [Page 15] Internet Draft XML-Signature Syntax and Processing February 2000 URI="" Identifies the XML resource containing the signature.. URI="#chapter1" Identifies the element with ID attribute value 'chapter1' of the XML resource containing the signature. Otherwise, support of other fragment/MIME types (e.g., PDF) or XML addressing mechanisms (e.g., [XPath, Xptr]) is OPTIONAL, though we RECOMMEND support of [XPath]. Regardless, such fragment identification and addressing SHOULD be given under Transforms (not as part of the URI) so that they can be fully identified and specified. For instance, one could reference a fragment of a document that isencoded:encoded by using the ReferenceidentifiesURI to identify the resource,the firstand one Transformcouldto specify decoding, andthea secondTransform couldto specifythe fragment. Note that a null URI (URI="") is permitted and identifies the document the reference is in (the root element).an XPath selection. If theURI/IDREFURI attribute is omitted all-together, the receiving application is expected to know the identity of the object. For example, a lightweight data protocol might omit this attribute given the identity of the object is part of the application context. This attribute may be omitted from at most one Reference in any particular SignedInfo, or Manifest. The digest algorithm is applied to the data octets being secured. Typically that is done by locating (possibly using theURI/IDREFURI if provided) the data and transforming it. If the data is an XML document, the document is assumed to be unparsed prior to the application of Transforms. If there are no Transforms, then the data is passed to the digest algorithm unmodified. The optional Type attribute contains information about the type of object being signed. This is represented as a URI. For example: Type="http://www.w3.org/2000/01/xmldsig#Object" Type="http://www.w3.org/2000/01/xmldsig#Manifest" Type="http://www.w3.org/2000/01/xmldsig#SignatureProperty" The Type attribute applies to the item being pointed at, not its contents. For example, a reference that identifies an Object element containing a SignatureProperties element is still of type #Object. The type attribute is advisory. No validation of the type information is required by this specification. 4.3.3.1 The Transforms Element The optional Transforms element contains an ordered list of Transform elements; these describe how the signer obtained the data object that was digested. The output of each Transform (octets)serveserves as input to the next Transform. The input to the first Transform is the source data. The output from the last Transform is the input for the DigestMethod algorithm. When transforms are applied the signer is not signing the native (original) document but the resulting (transformed) document [section7.2:8.2: Only What is "Seen" Should be Signed].Eastlke,Eastlake, Reagle, Solo [Page15]16] Internet Draft XML-Signature Syntax and Processing February 2000 Each Transform consists of an Algorithm attribute, optional MimeType and Charset attributes, and content parameters, if any, appropriate for the given algorithm. The Algorithm attribute value specifies the name of the algorithm to be performed, and the Transform content provides additional data to govern the algorithm's processing of the inputresource.resource (see section 6.1: Algorithm Identifiers and Implementation Requirements). The optional MimeType and Charset (IANA registered character set) attributes are made available to algorithms which need and are otherwise unable to deduce that information about the data they are processing. Schema Definition: <element name='Transforms' > <type content='elementOnly'> <element ref='ds:Transform' minOccurs='1' maxOccurs='*'/> </type> </element> <element name='Transform'> <type content='elementOnly'> <attribute name='Algorithm' type='string' minOccurs='1' maxOccurs='1'/> <attribute name='MimeType' type='string' minOccurs='0' maxOccurs='1'/> <attribute name='Charset' type='string' minOccurs='0' maxOccurs='1'/> </type> </element> DTD: <!ELEMENT Transforms (Transform+)> <!ELEMENT TransformANY>(#PCDATA)> <!ATTLIST Transform Algorithm CDATA #REQUIRED MimeType CDATA #IMPLIED Charset CDATA #IMPLIED > Examples of transforms include but are not limited to base-64 decoding [MIME], canonicalization [XML-c14n], XPath filtering [XPath], and XSLT [XSLT]. The generic definition of the Transform element also allows application-specific transform algorithms. For example, the transform could be a decompression routine given by a Java class appearing as a base-64 encoded parameter to a Java Transform algorithm. However, applications should refrain from using application-specific transforms if they wish their signatures to be verifiable outside of their application domain. Section5-6:6.6: Transform Algorithms defines the list of standard transformations. 4.3.3.2 The DigestMethod Element DigestMethod is a required elementwhichthat identifies the digest algorithm to be applied to the signed object. This element uses the Eastlake, Reagle, Solo [Page 17] Internet Draft XML-Signature Syntax and Processing February 2000 general structure here for algorithms specified in section5.1:6.1: Algorithm Identifiers.Eastlke, Reagle, Solo [Page 16] Internet Draft XML-Signature Syntax February 2000Schema Definition: <element name='DigestMethod'> <type content='elementOnly'> <attribute name='Algorithm' type='uri' minOccurs='1' maxOccurs='1'/> </type> </element> DTD: <!ELEMENT DigestMethodANY(#PCDATA) > <!ATTLIST DigestMethod Algorithm CDATA #REQUIRED > 4.3.3.3 The DigestValue Element DigestValue is an elementwhichthat contains the encoded value of the digest. The digest is always encoded using Base 64 [MIME]. Schema Definition: <element name='DigestValue' type='ds:encoded'/> DTD: <!ELEMENT DigestValue (#PCDATA) > <!-- base64 encoded signature value --> 4.4 The KeyInfo Element KeyInfo may contain keys, names, certificates and other public key management information (such as in-band key distribution or agreement data or data supporting any other method.) This specification defines a few simple types but applications may place their own key identification and exchange semantics within this element through the XML-namespace facility.[XML-namespace][XML-ns] Schema Definition: <element name='KeyInfo'> <type content='elementOnly'> <group order='choice' minOccurs='1' maxOccurs='*'> <element name='KeyName' type='string'/> <elementname='KeyValue' type='string'/>ref='ds:KeyValue'/> <element name='RetrievalMethod' type='uri'/> <element ref='ds:X509Data'/> <element ref='ds:PGPData'/> <element name='MgmtData' type='string' minOccurs='0' maxOccurs='1'/><any/></group> <attribute name='Id' type='ID' minOccurs='0' maxOccurs='1'/> </type> </element> <element name='KeyValue'> <type content='mixed'> Eastlake, Reagle, Solo [Page 18] Internet Draft XML-Signature Syntax and Processing February 2000 <element ref='ds:DSAKeyValue'/> <element ref='ds:RSAKeyValue'/> </type> </element> DTD: <!ELEMENT KeyInfo ((KeyName | KeyValue | RetrievalMethod | X509Data | PGPData | MgmtData)*) >Eastlke, Reagle, Solo [Page 17] Internet Draft XML-Signature Syntax February 2000<!ATTLIST KeyInfo Id ID #IMPLIED> <!ELEMENT KeyName (#PCDATA) > <!ELEMENT KeyValue(#PCDATA) >(#PCDATA|DSAKeyValue|RSAKeyValue)*> <!ELEMENT RetrievalMethod (#PCDATA) > KeyInfo is an optional elementwhichthat enables the recipient(s) to obtain the key(s) needed to validate the signature. If omitted, the recipient is expected to be able to identify the key based on application context information. Multiple declarations within KeyInfo refer to the same key. Applications may define and use any mechanism they choose through inclusion of elements from a different namespace. Compliant versions implementing KeyInfo MUST implement KeyValue, and SHOULD implement RetrievalMethod. * KeyName contains an identifier for thekeykey, which may be useful to the recipient.ThisIt may be a simple string name, index, encoded DN, email address, etc. * KeyValue contains the actual key(s) used to validate the signature. If the key is sent in protected form, the MgmtData element should be used. Specific types must be defined for each algorithm type (see algorithms). * RetrievalMethod is a URIwhich(including optional query parameters) that may be used to obtain key and/or certificate information.The URI should contain the complete string for retrieving the key needed for this message (rather than a generic URI). * X509Data contains an identifier of* X509Data contains an identifier of the key/cert used for validation (either an IssuerSerial value, a subject name, or a subjectkeyID) and an optional collection of certificates and revocation/status information which may be used by the recipient. IssuerSerial contains the encoded issuer name (RFC 2253) along with the serial number. * PGPData contains data associated with a PGP key. * MgmtData contains in-band key distribution or agreement data. Examples may include DH key exchange, RSA key encryption etc. Schema Definition <element name='X509Data'> <type content='elementOnly'> <group order='seq' minOccurs='1' maxOccurs='1'> <group order='choice' minOccurs='1' maxOccurs='1'> <element ref='ds:X509IssuerSerial'/> <element name='X509SKI' type='string'/> <element name='X509SubjectName' type='string'/> </group> <element name='X509Certificate' type='string' minOccurs='0'maxOccurs=' *'/> <element name='X509CRL' type='string' minOccurs='0' maxOccurs='*'/> </group> </type> </element> Eastlke,maxOccurs='*' Eastlake, Reagle, Solo [Page18]19] Internet Draft XML-Signature Syntax and Processing February 2000 /> <element name='X509CRL' type='string' minOccurs='0' maxOccurs='*'/> </group> </type> </element> <element name='X509IssuerSerial'> <type content='elementOnly'> <group order='seq' minOccurs='1' maxOccurs='1'> <element name='X509IssuerName' type='string' minOccurs='1'maxOccurs=' 1'/>maxOccurs='1' /> <element name='X509SerialNumber' type='string' minOccurs='1'maxOccurs ='1'/>maxOccurs=' 1'/> </group> </type> </element> <element name='PGPData'> <type content='elementOnly'> <group order='seq' minOccurs='1' maxOccurs='1'> <element name='PGPKeyID' type='string' minOccurs='1' maxOccurs='1'/> <element name='PGPKeyPacket' type='string' minOccurs='1'maxOccurs='1' />maxOccurs='1'/> </group> </type> </element> DTD: <!ELEMENT X509Data ((X509IssuerSerial | X509SKI | X509SubjectName), X509Certificate*, X509CRL*)> <!ELEMENT X509IssuerSerial (X509IssuerName, X509SerialNumber) > <!ELEMENT X509IssuerName (#PCDATA) > <!ELEMENT X509SubjectName (#PCDATA) > <!ELEMENT X509SerialNumber (#PCDATA) > <!ELEMENT X509SKI (#PCDATA) > <!ELEMENT X509Certificate (#PCDATA) > <!ELEMENT X509CRL (#PCDATA) > <!ELEMENT PGPData (PGPKeyID, PGPKeyPacket?) > <!ELEMENT PGPKeyPacket (#PCDATA) > <!ELEMENT PGPKeyID (#PCDATA) > <!ELEMENT MgmtData (#PCDATA)> 4.5 The Object Element Object is an optional elementwhichthat may occur one or more times. When present, this element may contain any data. The Object element may include optional MIME type, ID, and encoding attributes. The MimeType attribute is an optional attribute which describes the data within the Object. This is a string with values defined by [MIME]. For example, if the Object contains XML, the MimeTypewouldcould be text/xml. This attribute is purely advisory, no validation of the MimeTypeinformatininformation is required by this specification. Eastlake, Reagle, Solo [Page 20] Internet Draft XML-Signature Syntax and Processing February 2000 The Object's ID is commonly referenced from a Reference in SignedInfo, or Manifest. This element is typically used for enveloping signatures where the object being signed is to be included in the signature document. The digest is calculated over the entire Object element including start and end tags.Eastlke, Reagle, Solo [Page 19] Internet Draft XML-Signature Syntax February 2000Note, if the application wishes to exclude the <Object> tags from the digest calculation the Reference must identify the actual data object (easy for XML documents) or a transform must be used to remove the Object tags (likely where the data object is non-XML). Exclusion of the object tags may be desired for cases where one wants the signature to remain valid if the data object is moved from inside a signature to outside the signature (or vice-versa), or where the content of the Object is an encoding of an original binary document and it is desired to extract and decode so as to sign the original bitwise representation. Schema Definition: <element name='Object' > <type content='mixed'><any namespace='##targetNamespace'/><attribute name='Id' type='ID' minOccurs='0' maxOccurs='1'/> <attribute name='MimeType' type='string' minOccurs='0' maxOccurs='1'/> <attribute name='Encoding' type='uri' minOccurs='0' maxOccurs='1'/> </type> </element> DTD: <!ELEMENT Object(#PCDATA) >(#PCDATA|SignatureProperties|Manifest)*> <!ATTLIST Object Id ID #IMPLIED MimeType CDATA #IMPLIED Encoding CDATA #IMPLIED > 5.0 Additional Signature Syntax This section describes the optional to implement Manifest and SignatureProperties elements and describes the handling of XML Processing Instructions and Comments. With respect to the elements Manifest and SignatureProperties this section specifies syntax and little behavior -- it is left to the application. These elements can appear anywhere the parent's content model permits; the Signature content model only permits them within Object. 5.1 The Manifest Element The Manifest element provides a list of References. The difference from the list in SignedInfo is that it is application defined which, if any, of the digests are actually checked against the objects referenced and what to do if the object is inaccessible or the digest compare fails. If a Manifest is pointed to from SignedInfo, the digest over the Manifest itself will be checked by the core signature validation behavior. The digests within such a Manifest are checked at Eastlake, Reagle, Solo [Page 21] Internet Draft XML-Signature Syntax and Processing February 2000 application discretion. If a Manifest is referenced from another Manifest, even the overall digest of this two level deep Manifest might not be checked. Schema Definition:Eastlke, Reagle, Solo [Page 20] Internet Draft XML-Signature Syntax February 2000<element name='Manifest'> <type content='elementOnly'> <group order='seq' minOccurs='1' maxOccurs='1'> <element ref='ds:Reference'minOccurs='1' maxOccurs='*'/> <element ref='ds:Object'minOccurs='0' maxOccurs='*'/> </group> <attribute name='Id' type='ID' minOccurs='0' maxOccurs='1'/> </type> </element> DTD: <!ELEMENT Manifest((Reference | Object)+)(Reference*) > <!ATTLIST Manifest Id ID #IMPLIED > 5.2 The SignatureProperties Element Additional information items concerning the generation of the signature(s) can be placed in a SignatureProperty element (i.e., date/time stamp or the serial number of cryptographic hardware used in signature generation.) Schema Definition: <element name='SignatureProperties'> <type content='elementOnly'> <element ref='ds:SignatureProperty' minOccurs='1' maxOccurs='*'/> <attribute name='Id' type='ID' minOccurs='0' maxOccurs='1'/> </type> </element> <element name='SignatureProperty'> <type content='mixed'> <any namespace='##other'/> <attribute name='Target'type='IDREF'type='URI' minOccurs='1' maxOccurs='1'/> </type> </element> DTD: <!ELEMENT SignatureProperties (SignatureProperty*) > <!ATTLIST SignatureProperties Id ID #IMPLIED > <!ELEMENT SignatureProperty (#PCDATA) > <!ATTLIST SignatureProperty TargetIDREFCDATA #REQUIRED > 5.3Other Useful Types We define the following URIs for use in identifying XML resources that include non-core but signature related semantics. http://www.w3.org/2000/01/xmldsig#Object designates that the referenced resource is a Signature Object element type. Eastlke, Reagle, Solo [Page 21] Internet Draft XML-Signature Syntax February 2000 http://www.w3.org/2000/01/xmldsig#SignatureProperties designates that the referenced resource is a statement about the referring signature. http://www.w3.org/2000/01/xmldsig#Manifest designates that the referenced resource is a collection of other resources. 5.5Processing Instructions in Signature Elements No XML processing instructions (PIs) are used by this specification. Eastlake, Reagle, Solo [Page 22] Internet Draft XML-Signature Syntax and Processing February 2000 Note that PIs placed inside SignedInfo by an application will be signed unless the CanonicalizationMethod algorithm discards them. (This is true for any signed XML content.) All of the CanonicalizationMethods specified within this specification retain PIs. When a PI is part of content that is signed (e.g., within SignedInfo or referenced XML documents) any change to the PI will obviously result in a signature failure.5.55.4 Comments in Signature Elements XML comments are not used by this specification. Note that unless CanonicalizationMethod removes comments within SignedInfo or any other referenced XML, they will be signed. Consequently, a change to the comment will cause a signature failure. Similarly, the XML signature over any XML data will be sensitive to comment changes unless a comment-ignoring canonicalization/transform method, such as the Canonical XML [XML-canonicalization], is specified. 6.0 Algorithms This section identifies algorithms used with the XML digital signature standard. Entries contain the identifier to be used in Signature elements, a reference to the formal specification, and definitions, where applicable, for the representation of keys and the results of cryptographic operations. 6.1 Algorithm Identifiers and Implementation Requirements Algorithms are identified by URIs that appear as an attribute to the element that identifies the algorithms' role (DigestMethod, Transform, SignatureMethod, or CanonicalizationMethod). All algorithms used herein take parameters but in many cases the parameters are implicit. For example, a SignatureMethod is implicitly given two parameters: the keying info and the output of CanonicalizationMethod (or SignedInfo directly if there is no CanonicalizationMethod). Explicit additional parameters to an algorithm appear as content elements within the algorithm role element. Such parameter elements have a descriptive element name, which is frequently algorithm specific, and MUST be inEastlke, Reagle, Solo [Page 22] Internet Draft XML-Signature Syntax February 2000the XML Signature namespace or an algorithm specific namespace. This specification defines a set of algorithms, their URIs, and requirements for implementation. Requirements are specified over implementation, not over requirements for signature use. Furthermore, the mechanism is extensible, alternative algorithms may be used by signature applications. Algorithm Type Algorithm Requirements Algorithm URI Digest SHA1 REQUIREDhttp://www.w3.org/2000/01/xmldsig#sha1http://www.w3.org/2000/02/xmldsig#sha1 Encoding Base64 REQUIREDhttp://www.w3.org/2000/01/xmldsig#base64http://www.w3.org/2000/02/xmldsig#base64 Eastlake, Reagle, Solo [Page 23] Internet Draft XML-Signature Syntax and Processing February 2000 QuotedPrintable RECOMMENDEDhttp://www.w3.org/2000/01/xmldsig#qphttp://www.w3.org/2000/02/xmldsig#qp MAC HMAC-SHA1 REQUIREDhttp://www.w3.org/2000/01/xmldsig#hmac-sha1http://www.w3.org/2000/02/xmldsig#hmac-sha1 Signature DSAwithSHA1 (DSS) REQUIREDhttp://www.w3.org/2000/01/xmldsig#dsahttp://www.w3.org/2000/02/xmldsig#dsa RSAwithSHA1 RECOMMENDEDhttp://www.w3.org/2000/01/xmldsig#rsa-sha1 [[DELETE]] ECDSAwithSHA1 OPTIONAL http://www.w3.org/2000/01/xmldsig#ecdsahttp://www.w3.org/2000/02/xmldsig#rsa-sha1 Canonicalization minimal REQUIREDhttp://www.w3.org/2000/01/xmldsig#minimal XML-Canonicalizationhttp://www.w3.org/2000/02/xmldsig#minimal XML- Canonicalization RECOMMENDED http://www.w3.org/TR/1999/WD-xml-c14n-19991115 Transform XSLT RECOMMENDED http://www.w3.org/TR/1999/REC-xslt-19991116 XPath RECOMMENDED http://www.w3.org/TR/1999/REC-xpath-19991116XPointer RECOMMENDED http://www.w3.org/TR/1999/WD-xptr-19991206Note that the normative identifier is the complete URIs in the table though they are frequently abbreviated in XML syntax as "&dsig;base64" or the like. 6.2 Message Digests Only one digest algorithm is defined herein. However, it is expected that one or more additional strong digest algorithms will be developed in connection with the US Advanced Encryption Standard effort. Use of MD5 [MD5] is NOT RECOMMENDED because recent advances in cryptography have cast doubt on its strength. 6.2.1 SHA-1 Identifier:http://www.w3.org/2000/01/xmldsig#sha1http://www.w3.org/2000/02/xmldsig#sha1 The SHA-1 algorithm [SHA-1] takes no explicit parameters. An example of an SHA-1 DigestAlg element is: <DigestMethod Algorithm="&dsig;sha1"/> A SHA-1 digest is a 160-bit string. The content of the DigestValueEastlke, Reagle, Solo [Page 23] Internet Draft XML-Signature Syntax February 2000element shall be the base64 encoding of this bit string viewed as a 20-octet octet stream. Example, the DigestValue element for the message digest: A9993E36 4706816A BA3E2571 7850C26C 9CD0D89D from Appendix A of the SHA-1 standard would be: <DigestValue>qZk+NkcGgWq6PiVxeFDCbJzQ2J0=</DigestValue> 6.3 Message Authentication Codes MAC algorithms take two implicit parameters, their keying material determined from KeyInfo and the byte stream output by CanonicalizationMethod or SignedInfo directly if there is no CanonicalizationMethod. MACs and signature algorithms are syntactically identical but a MAC implies a shared secret key. Eastlake, Reagle, Solo [Page 24] Internet Draft XML-Signature Syntax and Processing February 2000 6.3.1 HMAC Identifier:http://www.w3.org/2000/01/xmldsig#hmac-sha1http://www.w3.org/2000/02/xmldsig#hmac-sha1 The HMAC algorithm[RFC2104:HMAC](RFC2104 [HMAC]) takes the truncation length in bits as a parameter. An example of an HMAC SignatureMethod element: <SignatureMethod Algorithm="&dsig;hmac-sha1"> <HMACOutputLength>128</HMACOutputLength> </SignatureMethod> The output of the HMAC algorithm is ultimately the output (possibly truncated) of the chosen digest algorithm. This value shall be base64 encoded in the same straightforward fashion as the output of the digest algorithms. Example: the SignatureValue element for the HMAC-SHA1 digest 9294727A 3638BB1C 13F48EF8 158BFC9D from the test vectors in [HMAC] would be <SignatureValue>kpRyejY4uxwT9I74FYv8nQ==</SignatureValue> Schema Definition: <element name='HMACOutputLength' type='integer' minOccurs='0' maxOccurs='1'/> DTD: <!ELEMENT HMACOutputLength (#PCDATA)> 6.4 Signature Algorithms Signature algorithms take two implicit parameters, their keying material determined from KeyInfo and the byte stream output by CanonicalizationMethod or SignedInfo directly if there is noEastlke, Reagle, Solo [Page 24] Internet Draft XML-Signature Syntax February 2000CanonicalizationMethod. Signature and MAC algorithms are syntactically identical but a signature implies public key cryptography. Note: the schema and DTD declarations within this section are not yet part of section 9: schemas. 6.4.1 DSA Identifier:http://www.w3.org/2000/01/xmldsig#dsahttp://www.w3.org/2000/02/xmldsig#dsa The DSA algorithm [DSS] takes no explicit parameters. An example of a DSA SignatureMethod element is: <SignatureMethod Algorithm="&dsig;dsa"/> The output of the DSA algorithm consists of a pair of integers usually referred by the pair (r, s). The signature valueshall consistconsists of the base64 encoding of the concatenation of two octet-streams that respectively result from the octet-encoding of the values r and s. Integer to octet-stream conversionshallmust be done according to the I2OSPoperation defined in the RFC 2437 [RSA] specification withEastlake, Reagle, Solo [Page 25] Internet Draft XML-Signature Syntax and Processing February 2000 operation defined in the RFC 2437 [PKCS1] specification with a k parameter equal to 20.Example:For example, the SignatureValue element for a DSA signature (r, s) with values specified inhexadecimalhexadecimal: r = 8BAC1AB6 6410435C B7181F95 B16AB97C 92B341C0 s = 41E2345F 1F56DF24 58F426D1 55B4BA2D B6DCD8C8 from the example in Appendix 5 of the DSS standard would be<SignatureValue >i6watmQQQ1y3GB+VsWq5fJKzQcBB4jRfH1bfJFj0JtFVtLotttzYyA==</SignatureVa lue><SignatureValue> i6watmQQQ1y3GB+VsWq5fJKzQcBB4jRfH1bfJFj0JtFVtLotttzYyA==</SignatureValue> DSA key values have the following set of fields: P, Q, G and Y are mandatory when appearing as a key value, J, seed and pgenCounter are optional but SHOULD be present. (The seed and pgenCounter fields MUSTboth eitherappear together or be absent). All parameters are encoded as base64 values. Schema: <element name='DSAKeyValue'> <type content='elementOnly'> <group order='seq' minOccurs='1' maxOccurs='1'> <elementname='ds:P'name='P' type='string' minOccurs='1' maxOccurs='1'/> <elementname='ds:Q'name='Q' type='string' minOccurs='1' maxOccurs='1'/> <elementname='ds:G'name='G' type='string' minOccurs='1' maxOccurs='1'/> <elementname='ds:Y'name='Y' type='string' minOccurs='1' maxOccurs='1'/> <elementname='ds:J'name='J' type='string' minOccurs='0' maxOccurs='1'/> </group> <group order='seq' minOccurs='0' maxOccurs='1'> <elementname='ds:Seed'name='Seed' type='string' minOccurs='1' maxOccurs='1'/> <elementname='ds:PgenCounterQ'name='PgenCounterQ' type='string' minOccurs='1'maxOccurs=' Eastlke, Reagle, Solo [Page 25] Internet Draft XML-Signature Syntax February 2000 1'/>maxOccurs='1'/ > </group> </type> </element> DTD: <!ELEMENT DSAKeyValue (P, Q, G, Y, J?, (Seed, PgenCounter)?) > <!ELEMENT P (#PCDATA) > <!ELEMENT Q (#PCDATA) > <!ELEMENT G (#PCDATA) > <!ELEMENT Y (#PCDATA) > <!ELEMENT J (#PCDATA) > <!ELEMENT Seed (#PCDATA) > <!ELEMENT PgenCounter (#PCDATA) > <!-- Each of these fields consists a PCDATA where the data is base64 encoded --> 6.4.2RSAPKCS1 Identifier:http://www.w3.org/2000/01/xmldsig#rsa-sha1http://www.w3.org/2000/02/xmldsig#rsa-sha1 The expression "RSA algorithm" as used in this specification refers to the RSASSA-PKCS1-v1_5 algorithm described in RFC 2437[RSA].[PKCS1]. The Eastlake, Reagle, Solo [Page 26] Internet Draft XML-Signature Syntax and Processing February 2000 RSA algorithm takes no explicit parameters. An example of an RSA SignatureMethod element is: <SignatureMethod Algorithm="&dsig;rsa-sha1"/> The output of the RSA algorithm is an octet string. The SignatureValue content for an RSA signature shall be the base64 encoding of this octet string. Example: TBD RSA key values have two fields: Modulus and Exponent. Schema: <element name='RSAKeyValue'> <type content='elementOnly'> <elementname='ds:Modulus'name='Modulus' type='string' minOccurs='1' maxOccurs='1'/> <elementname='ds:Exponent'name='Exponent' type='string' minOccurs='1' maxOccurs='1'/> </type> </element> DTD: <!ELEMENT RSAKeyValue (Modulus, Exponent) > <!ELEMENT Modulus (#PCDATA) > <!ELEMENT Exponent (#PCDATA) > <!-- Each field contains a CDATA which is the value for that item base64 encoded --> 6.5 Canonicalization Algorithms Canonicalization algorithms take one implicit parameter when they appear as a CanonicalizationMethod within the SignedInfo element. 6.5.1 Minimal CanonicalizationEastlke, Reagle, Solo [Page 26] Internet Draft XML-Signature Syntax February 2000Identifier:http://www.w3.org/2000/01/xmldsig#minimal The algorithm identifier for the minimal canonicalization is &dsig;minimal.http://www.w3.org/2000/02/xmldsig#minimal An example of a minimal canonicalization element is: <CanonicalizationMethod Algorithm="&dsig;minimal"/> The minimal canonicalization algorithm: * converts the character encoding to UTF-8, removing the encoding pseudo-attribute * normalizes line endings as provided by [XML]. (See section 7: XML and Canonicalization and Syntactical Considerations.)6.5.16.5.2 Canonical XML Identifier: http://www.w3.org/TR/1999/WD-xml-c14n-19991115 An example of an XML canonicalization element is: <CanonicalizationMethodAlgorithm="http://www.w3.org/TR/1999/WD-xml-c14n-19991115"/>Algorithm="http://www.w3.org/TR/1999/WD-xml-c14n-199911 15"/> Eastlake, Reagle, Solo [Page 27] Internet Draft XML-Signature Syntax and Processing February 2000 The normative specification of Canonical XML is [XML-c14n]. 6.6 Transform Algorithms A Transform algorithm has three implicit parameters. The first is abyte stream frombyte stream from the Reference or as the output of an earlier Transform. The second and third are the optional MimeType and Charset attributes that can be specified on the Transform element. Application developers are strongly encouraged to support all transforms listed in this section as RECOMMENDED unless the application environment has resource constraints that would make such support impractical. The Working Group goal is to maximize application interoperability on XML signatures, and the working group expects ubiquitous availability of software to support these transforms that can be incorporated into applications without extensive development. 6.6.1 Canonicalization Any canonicalization algorithm that can be used for CanonicalizationMethod can be used as a Transform. 6.6.2 Base-64 and Quoted-Printable Decoding Identifiers: http://www.w3.org/2000/02/xmldsig#base-64 http://www.w3.org/2000/02/xmldsig#qp The normative specification for base 64 and quoted-printable decoding transforms is [MIME]. Neither the base-64 nor the quoted-printable Transform element has content. The input is decoded by the algorithms. This transform is useful if an application needs to sign the raw data associated with the encoded content of an element. Quoted-printable is provided, in addition to base-64, in keeping with the XML support of a roughly human readable final format. 6.6.3 XPath Filtering Identifier: http://www.w3.org/TR/1999/REC-xpath-19991116 The XPath transform output is the result of applying an XPath expression to an input string. The XPath expression appears in a parameter element named XPath. The input string is equivalent to the result of dereferencing the URI attribute of the Reference element containing the XPath transform, then, in sequence, applying all transforms that appear before the XPath transform in the Reference element's Transforms. The primary purpose of this transform is to omit information from the input document that must be allowed to vary after the signature is affixed to the input document. It is the responsibility of the XPath expression author to ensure that all information the authentication of Eastlake, Reagle, Solo [Page 28] Internet Draft XML-Signature Syntax and Processing February 2000 which is necessary has been included in the output such that modification of the excluded information does not affect the secure interpretation of the data in the application context. One simple example of this is the omission of an enveloped signature's SignatureValue element. 6.6.3.1 Evaluation Context Initialization The XPath transform establishes the following evaluation context for the XPath expression given in the XPath parameter element: * A context node, initialized to null. * A context position, initialized to 0. * A context size, initialized to 0. * A library of functions equal to the function set defined in XPath plus the functions parse() and serialize() defined in this specification. * A set of variable bindings containing the variables $exprEncoding, $exprBOM, and $input. + $exprEncoding: a string containing the character encoding of the XPath expression + $exprBOM: a string containing the byte order mark for the XPath expression; set to the empty string if the document containing the XPath expression has no byte order mark. + $input: the string containing the input XML document, including the byte order mark, if one exists. (Typically, $input is passed directly to parse(), but if $input does not contain a well-formed XML document, XPath functions such as concat() can be used before passing the result to parse()). * An empty set of namespace declarations. (Note: It is possible to address a node by its qualified name, even though the evaluation context has not been initialized with a declaration of the namespace. The XPath language provides the functions namespace-uri() and local-name() for this purpose). The XPath implementation is expected to convert all strings appearing in the XPath expression to the same encoding used by the input string prior to making any comparisons. 6.6.3.2 Document Order The XPath specification defines a node-set to be unordered. However, the specification also defines the notion of document order, and it is clear that implementations must maintain knowledge of the document order in order to correctly process the proximity position of a node. In XPath, a node's position in the document order is given by the location of the first character of the node's representative text in the document, except that an element's namespace nodes are defined to be before its attribute nodes and the relative order of namespace nodes and attribute nodes is application dependent. Within the XML-Signature application of XPath, two namespace/attribute orderings are defined: * Lexicographic Order: the namespace and attribute axes are lexicographically sorted on input, with namespace URI as primary Eastlake, Reagle, Solo [Page 29] Internet Draft XML-Signature Syntax and Processing February 2000 key and local name as secondary key. On serialization, the namespace nodes are placed before the attribute nodes. * Exact Order: as with all other types of nodes, each namespace and attribute node is associated with an integer P indicating the location of the first character of its representative text, and the namespace and attribute axes are sorted by P. On serialization, the namespace and attribute axes are merged using P as the key. 6.6.3.3 Function Library Additions Function: node-set parse (stringInput, boolean LexOrder) This function converts the Input string into a node-set. The function throws an exception if it cannot provide the functionality corresponding to the LexOrder setting or if the string does not contain a well-formed XML document (including byte order mark if the document has one). Because parse() uses an XML processor to read the input, linefeeds are normalized, attribute values are normalized, CDATA sections are replaced by their content, and entity references are recursively replaced by substitution text. In addition, any consecutive characters are grouped into a single text node. Although an XML processor reads the input XML document, validating and non-validating XML processors only behave in the same way (e.g. with respect to attribute value normalization and entity reference definition) until an external reference is encountered. If the implementation uses a non-validating processor, and it encounters an external reference in the input document, then the function should throw an exception to indicate that the necessary algorithm is unavailable (The XPath transform cannot simply generate incorrect output since many applications distinguish between an unverifiable signature versus an invalid signature). The node-set returned by this function has a context node of the root of the input XML document, and the context position and context size are equal to 1. The function also associates a document order position P with each node. For attribute and namespace nodes, the value of P is dependent upon the LexOrder parameter. If the LexOrder is false, then P is assigned using exact order as defined in the previous section. If LexOrder is true, then the value of P for namespace and attribute nodes is assigned based on a lexicographic ordering of the namespace and attributes (as defined in the previous section). For a given element E with document order position P, N namespace nodes and A attribute nodes, the successive namespace nodes are assigned document order positions P+1 to P+N, and the successive attribute nodes are assigned document order positions P+N+1 to P+N+A. The function associates two strings with the root node: BOM and XMLDecl. The BOM string contains the byte order mark or the empty string if there was no byte order mark. The XMLDecl strings contain Eastlake, Reagle, Solo [Page 30] Internet Draft XML-Signature Syntax and Processing February 2000 the complete, unaltered input text that the XML processor absorbs while recognizing the 'XMLDecl' production rule. The function associates a namespace-prefix string with each element, attribute and namespace node to store the namespace prefix of namespace qualified nodes. The string is empty unless the name of the node is namespace qualified. Function:string serialize(node-set) This function converts a node-set into a string by generating the representative text for each node in the node-set. The nodes of a node-set are processed in ascending order of the nodes' P values (document order positions) as assigned by the parse() function. The method of text generation is dependent on the node type and given in the following list: * Root Node- The BOM (byte order mark) string then the XMLDecl string. (Note that parse() does not preserve the document type declaration (the text that was absorbed while matching the 'doctypedecl' production rule). This is because XPath provides no access to the DTD or even node type for storing the DTD, so there is nothing with which to associate a document order position.) * Element Nodes- An open angle bracket (<), the element name, any namespace and attribute nodes in document order given by P, then a close angle bracket (>), the descendant nodes of the element that are in the node-set in document order, an open angle bracket, a forward slash (/), the element name, and a close angle bracket. The element name is either (1) the local name if the namespace prefix string is empty or (2) the namespace prefix and a colon followed by the local name of the element. * Namespace and Attribute Nodes- a space, the namespace prefix and a colon if the namespace prefix string for the node is non-empty, the local name, an equals sign, an open double quote, the modified string value, the attribute value, and a close double quote. The string value of the node is modified by replacing all ampersands (&) with &, all double quote characters with ", and all illegal characters for the output character encoding with hexadecimal character references (e.g. 
). * Text Nodes- the string value, except all ampersands are replaced by &, all open angle brackets (<) are replaced by <, and all illegal characters for the output character encoding with hexadecimal character references (e.g. 
). * Processing Instruction Nodes- an open angle bracket, a question mark, the expanded name of the node, a space, the string value, the question mark, and a close angle bracket. * Comment Nodes- theReference or asopen comment sequence (<!--), theoutputstring value ofan earlier Transform. The second and third aretheoptional MimeTypenode, andCharset attributes that can be specified onthe close comment sequence (-->). 6.6.3.4 XPath Transformelement. Application developers are strongly encouraged to support all transforms listed in this section as RECOMMENDED unless the application environment has resource constraints that would make such support impractical.Output TheWorking Group goalresult of the XPath expression isto maximize application interoperability on XML signatures, anda string, boolean, number, or node-set. If theworking group expects ubiquitous availabilityresult ofsoftware to support these transforms that can be incorporated into applications without extensive development. 6.6.1 Canonicalization Any canonicalization algorithm that can be used for CanonicalizationMethod can be used asthe XPath expression is aTransform. 6.6.2 Base-64 and Quoted-Printable Decoding Identifiers: http://www.w3.org/2000/01/xmldsig#base-64 http://www.w3.org/2000/01/xmldsig#qp Eastlke,string, then the string is the output of the XPath transform. If the result is a Eastlake, Reagle, Solo [Page27]31] Internet Draft XML-Signature Syntax and Processing February 2000The normative specification for base 64 and quoted-printable decoding transforms is [MIME]. The base-64 Transform element has no content. The input is base-64 decoded by this algorithm. This transform is useful if an application needs to sign the raw data associated with base-64 encoded content of an element. 6.6.3 XPath Filtering Identifier: http://www.w3.org/TR/1999/REC-xpath-19991116 The Transform element content MUST conform toboolean or number, then theXML Path Language [XPath] syntax. XPath is a language for addressing parts of an XML document. Hence, anXPathexpression MUST be applied to an entire well-formed XML document. Note: The currenttransform output is computed by calling the XPath string() function on the boolean or number. If the result ofa Reference's IDREF cannot be used as input to anthe XPathtransform. Theexpression is a node-set, then the XPath transformcould be defined to provide an XML declaration when oneoutput isfound not to exist sincetheencodingstring result of calling serialize() on the node-set. For example, consider creating an enveloped signature S1 (a Signature element with an id attributecould be setequal to "S1"). The signature S1 is enveloped because its Reference URI indicates some ancestor element of S1. Since theXPath transform's Charset attribute. However, thereDigestValue in the Reference iscurrently no way to communicatecalculated before S1's SignatureValue, thecorrect byte order mark toSignatureValue must be omitted from thetransform. For security reasons, a default cannotDigestValue calculation. This can beselected. Thedone with an XPath transformapplies the W3C XML canonicalization [XML-C14N] tocontaining theinput resource. This ensures all entity reference substitutions and attribute normalizations are performedfollowing XPath expression in its XPath parameter element: serialize(parse($input, "true")/descendant-or-self::node()[ not(self::SignatureValue and parent::Signature[@id="S1"]) and not(self::KeyInfo and parent::Signature[@id="S1"]) and not(self::DigestValue and ancestor::*[3 and @id="S1"])] The parse() call creates amanner consistent with a validating XML processor. Linefeeds are normalized,node-set from the $input using lexicographic order for the namespace andCDATA sections are eliminated.attribute order. Thetypes of quotes around attributes'/descendant-or-self::node()' means that all nodes in the entire parse tree starting at the root node arenormalized, andcandidates for theorder of attributesresult node-set. For each node candidate, the node isdefined. Namespace attributes are createdincluded indescendant elements that use namespace definitions. All of these modifications are necessary to achieve a consistent interpretation oftheXPath expressionresultant node-set if anda consistent output of the XPath transform. Finally,only if theXPathnode test (the boolean expressionis evaluated assuming that the entity references created by canonicalization have been replaced byin thecorresponding entity values andsquare brackets) evaluates to "true" for thateach block of consecutive text characters has been replaced by a single textnode.The result ofThe node test returns true for all nodes except theXPath is a string, boolean, number, or node-set. IfSignatureValue and KeyInfo child elements and theresultDigestValue descendants ofthe XPath expression isSignature S1. Thus, serialize() returns astring, then thestringiscontaining theoutputentire $input except for omitting the parts of S1 that must change during core processing, so these changes will not invalidate a DigestValue computed over theXPath transform. Ifserialize() result. Note that this expression works even if the XPathresulttransform is implemented with aboolean or number, then the resultnon-validating processor because S1 isconvertedidentified by comparison toa stringthe value of an attribute named 'id' rather than by using the XPathstring()id() function.If the result ofAlthough theXPath expressionid() function isa node-set, then the output ofuseful when thetransform'id' attribute isa string containing the text rendering of the nodes innot named 'id', thenode-set. The nodes are selected for rendering based onXPath expression author will know thedocument order (as defined in [XPath]) of'id' attribute's name when writing thecanonicalized input resource. The text rendering is performed in accordance with [XML-C14N].expression. It is RECOMMENDED that the XPath be constructed such that the result of this operation is a well-formed XML document. This should be theEastlke, Reagle, Solo [Page 28] Internet Draft XML-Signature Syntax February 2000case if root element of the input resource is included by the XPath (even if a number of its descendantelements and attributesnodes are omitted by theXPath).XPath expression). It is also RECOMMENDED that nodes should not be omitted from the input if they affect the interpretation of the output nodes in the application context. The XPath expression author is responsible for this since the XPath expression author knows the application context. 6.6.4 XSLT Transform Identifier: Eastlake, Reagle, Solo [Page 32] Internet Draft XML-Signature Syntax and Processing February 2000 http://www.w3.org/TR/1999/REC-xslt-19991116 The Transform element contains a single parameter child element called XSLT, whose content MUST conform to the XSL Transforms [XSLT] language syntax. The processing rules for the XSLT transform are stated in the XSLT specification [XSLT]. 7.0 XML Canonicalization and Syntax Constraint Considerations Digital signatures only work if the verification calculations are performed on exactly the same bits as the signing calculations. If the surface representation of the signed data can change between signing and verification, then some way to standardize the changeable aspect must be used before signing and verification. For example, even for simple ASCII text there are at least three widely used line ending sequences. If it is possible for signed text to be modified from one line ending convention to another between the time of signing and signature verification, then the line endings need to be canonicalized to a standard form before signing and verification or the signatures will break. XML is subject to surface representation changes and to processing which discards some surface information. For this reason, XML digital signatures have a provision for indicating canonicalization methods in the signature so that a verifier can use the same canonicalization as the signer. Throughout this specification we distinguish between the canonicalization of a Signature data object and other signed XML data objects. It is possible for an isolated XML document to be treated as if it were binary data so that no changes can occur. In that case, the digest of the document will not change and it need not be canonicalized if it is signed and verified as such. However, XML that is read and processed using standard XML parsing and processing techniques is frequently changed such that some of its surface representation information is lost or modified. In particular, this will occur in many cases for the Signature and enclosed SignedInfo elements since they, and possibly an encompassing XML document, will be processed as XML. Similarly, these considerations apply to Manifest, Object, and SignatureProperties elements if those elements have been digested, their DigestValue is to be checked, and they are being processed as XML. The kinds of changes in XML that may need to be canonicalized can be divided into three categories. There are those related to the basicEastlke, Reagle, Solo [Page 29] Internet Draft XML-Signature Syntax February 2000[XML], as described in 7.1 below. There are those related to [DOM], [SAX], or similar processing as described in 7.2 below. And, third, there is the possibility of character set conversion, such as between UTF-8 and UTF-16, both of which all XML standards compliant processors are required to support. Any canonicalization algorithm should yield output in a specific fixed character set. For both the minimal Eastlake, Reagle, Solo [Page 33] Internet Draft XML-Signature Syntax and Processing February 2000 canonicalization defined in this specification and the W3C Canonical XML [XML-c14n], that character set is UTF-8. 7.1 XML 1.0, Syntax Constraints, and Canonicalization XML 1.0 [XML] defines an interface where a conformant application reading XML is given certain information from that XML and not other information. In particular, 1. line endings are normalized to the single character #xA by dropping #xD characters if they are immediately followed by a #xA and replacing them with #xA in all other cases, 2. missing attributes declared to have default values are provided to the application as if present with the default value, 3. character references are replaced with the corresponding character, 4. entity references are replaced with the corresponding declared entity, 5. attribute values are normalized by A. replacing character and entity references as above, B. replacing occurrences of #x9, #xA, and #xD with #x20 (space) except that the sequence #xD#xA is replaced by a single space, and C. if the attribute is not declared to be CDATA, stripping all leading and trailing spaces and replacing all interior runs of spaces with a single space, and 6. for elements declared to have element content, eliminate white space that appears within their content but not within the content of any enclosed element. Note that items (2), (4), (5C), and (6) depend on specificSchema,schema, DTD, or similar declarations. In the general case, such declarations will not be available to or used by the signature verifier. Thus, to interoperate between different XML implementations, the following syntax contraints MUST be observed when generating any signed material to be processed as XML, including the SignedInfo element: 1. attributes having default values be explicitly present, 2. all entity references (except "amp", "lt", "gt", "apos", and "quot" which are pre-defined) be expanded, 3. attribute value white space be normalized, and 4. insignificant white space not be generated within elements having element content. 7.2 DOM/SAX Processing and Canonicalization In addition to the canonicalization and syntax constraints discussed above, many XML applications use the Document Object Model [DOM] or The Simple API for XML[SAX]. DOM maps XML into a tree structure of Eastlke, Reagle, Solo [Page 30] Internet Draft XML-Signature Syntax February 2000[SAX]. DOM maps XML into a tree structure of nodes and typically assumes it will be used on an entire document with subsequent processing being done on this tree. SAX converts XML into a series of events such as a start tag, content, etc. In either case, many surface characteristics such as the ordering of attributes and insignificant white space within start/end tags is lost. In addition, namespace declarations are mapped over the nodes to which they apply, Eastlake, Reagle, Solo [Page 34] Internet Draft XML-Signature Syntax and Processing February 2000 losing the namespace prefixes in the source text and, in most cases, losingthewhere namespace declarations appeared in the original instance. If an XML Signature is to be produced or verified on a system using the DOM or SAX processing, a canonical method is needed to serialize the relevant part of a DOM tree or sequence of SAX events. XML canonicalization specifications, such as [XML-c14n], are based only on information which is preserved by DOM and SAX. For an XML Signature to be verifiable by an implementation using DOM or SAX, not only must the syntax constraints given in section 7.1 be followed but an appropriate XML canonicalization MUST be specified so that the verifier can re-serialize DOM/SAX mediated input into the same byte sequence that was signed. 8.0 Security Considerations The XML Signature specification provides a very flexible digital signature mechanism. Implementors must give consideration to their application threat models and to the following factors. 8.1 Only What is Signed is Secure A requirement of this specification is to permit signatures to "apply to a part or totality of a XML document."[3.1.3 XML-Signature-RD](See section 3.1.3 of [XML-Signature-RD]) The Transforms mechanism meets this requirement by permitting one to sign data derived from processing the content of the identified resource. For instance, applications that wish to sign a form, but permit users to enter limited field data without invalidating a previous signature on the formitselfmight use XPath [XPath] to exclude those portions the user needs to change. Transforms may be arbitrarily specified and may include canonicalization instructions or even XSLT transformations. Of course, signatures over such aderviedderived document do not secure any information discarded by the Transforms. Furthermore, core validation behavior does not confirm that the signed data was obtained by applying each step of the indicated transforms. (Though it does check that the digest of the resulting content matches that specified in the signature.) For example, some application may be satisfied with verifying an XML signature over a cached copy of already transformed data. Other application might require that content be freshly dereferenced and transformed. 8.2 Only What is "Seen" Should be Signed If signing is intended to convey the judgment or consent of an automated mechanism orperson concerning some information,person, then it isEastlke, Reagle, Solo [Page 31] Internet Draft XML-Signature Syntax February 2000normally necessary to secure as exactly as practical the information that was presented to that mechanism or person. Note that this can be accomplished by literally signing what was presented,for examplesuch as the screen images shown a user. However, this may result in data whichitis difficult for subsequent software to manipulate.ItInstead, one canbe effective instead to securesign thefulldata along with whatever filters, style sheets, client profile orthe like were used to control the part of theother information thatwas presented.affects its presentation. Eastlake, Reagle, Solo [Page 35] Internet Draft XML-Signature Syntax and Processing February 2000 Also note that the use of Canonical XML [XML-C14N] ensures that all internal entities and XML namespaces are expanded within the content being signed. All entities are replaced with their definitions and the canonical formexplitlyexplicitly represents the namespace that an element would otherwiseinhereit.inherit. Those application that do not canonicalize XML content (especially the SignedInfo element) SHOULD NOT use internal entities and SHOULD represent the name space explicitly within the content being signed since they can not rely upon canonicalization to do this for them. 8.3 Check the Security Model This standard specifies public key signatures and keyed hash authentication codes. These have substantially different security models. Furthermore, it permits user specifiedadditionsalgorithms which may have other models. With public key signatures, any number of parties can hold the public key and verify signatures while only the parties with the private key can create signatures. The number of holders of the private key should be minimized and preferably be one. Confidence by verifiers in the public key they are using and its binding to the entity or capabilities represented by the corresponding private key is an important issue, usually addressed by certificate or online authority systems. Keyed hash authentication codes, based on secret keys, are typically much more efficient in terms of the computational effort required but have the characteristic that all verifiers need to have possession of the same key as the signer. Thus any verifier can forge signatures. This standard permits user provided signature algorithms and keying information designators. Such user provided algorithms may havefurtherdifferent security models. For example, methods involving biometrics usually depend on a physical characteristic of the authorized user that can not be changed the way public or secret keys can be and may have other security model differences. 8.4 Algorithms, Key Lengths,Algorithms,Certificates, Etc. The strength of a particular signature depends on all links in the security chain. This includes the signature and digest algorithms used, the strength of the key generation [RANDOM] and the size of the key, the security of key and certificate authentication andEastlke, Reagle, Solo [Page 32] Internet Draft XML-Signature Syntax February 2000distribution mechanisms, certificate chainvaliationvalidation policy, protection of cryptographic processing from hostile observation and tampering, etc. Care must be exercised by validaters in executing the various algorithms that may be specified in an XML signature and in the processing of any "executable content" that might be provided to such algorithms as parameters, such as XSLT transforms. The algorithms Eastlake, Reagle, Solo [Page 36] Internet Draft XML-Signature Syntax and Processing February 2000 specified in this document will usually be implemented via a trusted library but even there perverse parameters might cause unacceptable processing or memory demand. Even more care may be warranted with application defined algorithms. The security of an overall systemwouldwill also depend on the security and integrity of its operating procedures, its personnel, and on the administrative enforcement of those procedures.TheAll the factors listed in thisparagraph, while criticalsection are important to the overall security of asystem,system; however, most aremostlybeyond the scope of this specification. 9.0 Schema, DTD,andDataModelModel, and Valid Example XML Signature Schema Instance xmldsig-core-schema.xsd XML schema instancevalidates tobased on 19991207 Schema DTD [XML-Schema]. XML Signature DTD xmldsig-core-schema.dtdXML DTD that could still use improvement.RDF Data Model xmldsig-datamodel-20000112.gif10.0 Example syntaxXML Signature Example signature-example.xml Well formed XML that validates under the schema and DTD.The non-normative cryptographic values were generated by Ed Simon and Tamura Kent. The text below was edited for readability. <Signature xmlns="http://www.w3.org/2000/01/xmldsig"> <SignedInfo Id="mypage"> <CanonicalizationMethod Algorithm="http://www.w3.org/1999/07/WD-xml-c14n-19990729"> </CanonicalizationMethod> <SignatureMethod Algorithm="http://www.w3.org/2000/01/xmldsig/dsa"> </SignatureMethod> <Reference URI="http://www.w3.org/TR/xml-stylesheet/"> <Transforms> <Transform Algorithm="http://www.w3.org/2000/01/xmldsig/base64"/> <Transform Algorithm="http://www.w3.org/2000/01/xmldsig/null"/> </Transforms> <DigestMethod Algorithm="http://www.w3.org/2000/01/xmldsig/sha1"> </DigestMethod> <DigestValue>j6lwx3rvEPO0vKtMup4NbeVu8nk=</DigestValue> </Reference> <Reference URI="http://www.w3.org/TR/REC-xml-names/"> <Transforms> <Transform Algorithm="http://www.w3.org/2000/01/xmldsig/base64"/> </Transforms> <DigestMethod Algorithm="http://www.w3.org/2000/01/xmldsig/sha1"> </DigestMethod> <DigestValue>UrXLDLBIta6skoV5/A8Q38GEw44=</DigestValue> Eastlke, Reagle, Solo [Page 33] Internet Draft XML-Signature Syntax February 2000 </Reference> </SignedInfo> <SignatureValue>MC0CFFrVLtRlkMc3Daon4BqqnkhCOlEaAhUAk8pH1iRNK+q1I +sisDTz2TFEALE=</SignatureValue> <KeyInfo> <KeyValue xmlns:java="http://xsl.lotus.com/java" xmlns:dsig="http://www.w3.org/2000/01/xmldsig"> MIIBtzCCASwGByqGSM44BAEwggEfAoGBAP1/U4EddRIpUt9KnC7s5Of2E bdSPO9EAMMeP4C2USZpRV1AIlH7WT2NWPq/xfW6MPbLm1Vs14E7gB00b/ JmYLdrmVClpJ+f6AR7ECLCT7up1/63xhv4O1fnxqimFQ8E+4P208UewwI1 VBNaFpEy9nXzrith1yrv8iIDGZ3RSAHHAhUAl2BQjxUjC8yykrmCouuEC/ BYHPUCgYEA9+GghdabPd7LvKtcNrhXuXmUr7v6OuqC+VdMCz0HgmdRWVeO utRZT+ZxBxCBgLRJFnEj6EwoFhO3zwkyjMim4TwWeotUfI0o4KOuHiuzpn WRbqN/C/ohNWLx+2J6ASQ7zKTxvqhRkImog9/hWuWfBpKLZl6Ae1UlZAFM O/7PSSoDgYQAAoGAQFL0+RhXZbDxdt17o05PlMzQGqDnAq2NM1eun+ie21 4okrmIp4r0CGKvHM1HbFgwXMlBpkXyStYg64RTMnL9dtShw5rCkEv145TV 0EYVoxBQ5X0gmrQ2NftRHH8imBhx9glz//y6NE4JhfIVPu3o+55VYUwdFP 0cbBvWkKOngo0= </KeyValue> </KeyInfo> </Signature> 11.010.0 Definitions Authentication Code A value generated from the application of a shared key to a message via a cryptographic algorithm such that it has the properties of message authentication (integrity) but not signer authentication Authentication, Message "A signature should identify what is signed, making it impracticable to falsify or alter either the signed matter or the signature without detection." [Digital Signature Guidelines, ABA] Authentication, Signer "A signature should indicate who signed a document, message or record, and should be difficult for another person to produce without authorization." [Digital Signature Guidelines, ABA]See non-repudiation.Core The syntax and processing defined by this specification, including core validation. We use this term to distinguish other markup, processing, and applications semantics from our own. Data Object (Content/Document) Eastlake, Reagle, Solo [Page 37] Internet Draft XML-Signature Syntax and Processing February 2000 The actual binary/octet data being operated on (transformed, digested, or signed) by an application -- frequently an HTTP entity [HTTP]. Note that the proper noun Object designates a specific XML element. Occasionally we refer to a data object as a document or as a resource's content. The term element content is used to describe the data between XML start and end tags [XML]. The term XML document is used to describe data objects which conform to the XML specification [XML]. IntegrityEastlke, Reagle, Solo [Page 34] Internet Draft XML-Signature Syntax February 2000The inability to change a message without also changing the signature value. See message authentication.Non-repudiation The inability of a key holder to assert that their key was not associated with a message given a strong signature algorithm. (This definition speaks nothing of the number of key holders, the key length, whether the key is comprised, whether the signature was coerced, etc.) See signer authentication.Object An XML Signature element wherein arbitrary (non-core) data may be placed. An Object element is merely one type of digital data (or document) that can be signed via a Reference. Resource "A resource can be anything that has identity. Familiar examples include an electronic document, an image, a service (e.g., 'today's weather report for Los Angeles'), and a collection of other resources.... The resource is the conceptual mapping to an entity or set of entities, not necessarily the entity which corresponds to that mapping at any particular instance in time. Thus, a resource can remain constant even when its content---the entities to which it currently corresponds---changes over time, provided that the conceptual mapping is not changed in the process." [URI] In order to avoid a collision of the term entity within the URI and XML specifications, we use the term data object, content or document to refer to the actual bits being operated upon. SignatureAFormally speaking, a value generated from the application of a private key to a message via a cryptographic algorithm such that it has the properties of signerauthentication, integrity,authentication andnon-repudiation.message authentication (integrity). (However, we sometimes use the term signature generically such that it encompasses Authentication Code values as well, but we are careful to make the distinction when the property of signer authentication is relevant to the exposition.) A signature may be (non-exclusively) described as detached, enveloping, or enveloped. Signature, Detached The signature is over content external to the Signature element, and can be identified via a URI, IDREF, or transform. Consequently, the signature is "detached" from the content it signs. This definition typically applies to separate data objects, but it also includes the instance where the Signature and data object reside within the same XML document but are sibling elements. Eastlake, Reagle, Solo [Page 38] Internet Draft XML-Signature Syntax and Processing February 2000 Signature, Enveloping The signature is over content found withinthean Object element of the signature itself. The Object(or its content) is identified via a Reference (via IDREF or transform).The enveloping Signature element is used to provide the root document element. Eastlke, Reagle, Solo [Page 35] Internet Draft XML-Signature Syntax February 2000Signature, Enveloped The signature is over the XML content that contains the signature as an element. The content provides the root XML document element. Obviously, enveloped signatures must take care not to include their own value in the calculation of the SignatureValue. Transform The processing of a byte stream from source content to derived content. Typical transforms include XML Canonicalization, XPath, and XSLT. Validation, Core The core processing requirements of this specification requiring signature validation and SignedInfo reference validation. Validation, Reference The hash value of the identified and transformed content, specified by Reference, matches its specified DigestValue. Validation, Signature The SignatureValue matches the result of processing SignedInfo with CanonicalizationMethod and SignatureMethod as specified in section6.2.3.2. Validation, Trust/Application The application determines that the semantics associated with a signature are valid. For example, an application may validate the time stamps or the integrity of the signer key -- though this behavior is external to this core specification.12.011.0 References ABA Digital Signature Guidelines. http://www.abanet.org/scitech/ec/isc/dsgfree.html Bourret Ron Bourret. Declaring Elements and Attributes in an XML DTD. http://www.informatik.tu-darmstadt.de/DVS1/staff/bourret/xml/xm ldtd.html DOM Document Object Model (DOM) Level 1 Specification. http://www.w3.org/TR/1998/REC-DOM-Level-1-19981001/DOMHASH Internet Draft. Digest Values for DOM (DOMHASH) http://search.ietf.org/internet-drafts/draft-hiroshi-dom-hash-0 1.txt . DSS Eastlke,Eastlake, Reagle, Solo [Page36]39] Internet Draft XML-Signature Syntax and Processing February 2000 DOMHASH Internet Draft. Digest Values for DOM (DOMHASH) http://www.ietf.org/internet-drafts/draft-ietf-trade-hiroshi-do m-hash-03.txt DSS FIPS PUB 186-1. Digital Signature Standard (DSS). U.S. Department of Commerce/National Institute of Standards and Technology. HMAC RFC 2104. HMAC: Keyed-Hashing for Message Authentication. H. Krawczyk, M. Bellare, R. Canetti.INFORMATIONAL.HTTP RFC 2616.Hypertext Transfer Protocol -- HTTP/1.1. J. Gettys, J. Mogul, H. Frystyk, L. Masinter, P. Leach, T. Berners-Lee. http://www.ietf.org/rfc/rfc2616.txt KEYWORDS RFC2119 -- Key words for use in RFCs to Indicate Requirement Levels. http://www.ietf.org/rfc/rfc2119.txt MD5 RFC 1321. The MD5 Message-Digest Algorithm. R.Rivest. INFORMATIONAL.Rivest.. http://www.ietf.org/rfc/rfc1321.txt MIME RFC 2045. Multipurpose Internet Mail Extensions (MIME) Part One: Format of Internet Message Bodies. N. Freed & N.Borenstein. DRAFT STANDARD.Borenstein.. http://www.ietf.org/rfc/rfc2045.txt RANDOM RFC1750 -- Randomness Recommendations for Security. http://www.ietf.org/rfc/rfc1750.txt RDF RDF Schema W3C Proposed Recommendation http://www.w3.org/TR/1999/PR-rdf-schema-19990303/ RDF Model and Syntax W3C Recommendation http://www.w3.org/TR/1999/REC-rdf-syntax-19990222RSAPKCS1 RFC 2437. PKCS #1: RSA Cryptography Specifications Version 2.0. B. Kaliski, J. Staddon.INFORMATIONAL.http://www.ietf.org/rfc/rfc2432.txt SAX David Megginson et. al. SAX: The Simple API for XML May 1998. http://www.megginson.com/SAX/index.html Eastlake, Reagle, Solo [Page 40] Internet Draft XML-Signature Syntax and Processing February 2000 SHA-1 FIPS PUB 180-1. Secure Hash Standard. U.S. Department of Commerce/National Institute of Standards and Technology. http://csrc.nist.gov/fips/fip180-1.pdfEastlke, Reagle, Solo [Page 37] Internet Draft XML-Signature Syntax February 2000URI RFC2396 - Uniform Resource Identifiers (URI): Generic Syntax http://www.ietf.org/rfc/rfc2396.txt URL RFC1738. Uniform Resource Locators (URL). Berners-Lee, T., Masinter, L., and M. McCahill . December 1994. http://www.ietf.org/rfc/rfc1738.txt URN RFC 2141. URN Syntax. R.Moats. PROPOSED STANDARD.Moats.. ftp://ftp.isi.edu/in-notes/rfc2141.txt RFC 2611. URN Namespace Definition Mechanisms. L. Daigle, D. van Gulik, R. Iannella, P.Falstrom. BEST CURRENT PRACTICE.Falstrom.. ftp://ftp.isi.edu/in-notes/rfc2611.txt XLink XML Linking Language http://www.w3.org/1999/07/WD-xlink-19990726 XML Extensible Markup Language (XML) Recommendation. http://www.w3.org/TR/1998/REC-xml-19980210 XML-c14n Canonical XML. W3C Working Draft http://www.w3.org/TR/1999/WD-xml-c14n-19991115 XML-ns Namespaces in XML W3C Recommendation http://www.w3.org/TR/1999/REC-xml-names-19990114 XPath XML Path Language (XPath)Version 1.0. W3C Proposed Recommendation http://www.w3.org/TR/1999/PR-xpath-19991008 XPointer XML Pointer Language (XPointer). W3C Working Draft. http://www.w3.org/1999/07/WD-xptr-19990709 XML-schema XML Schema Part 1: Structures W3C Working Draft http://www.w3.org/TR/1999/WD-xmlschema-1-19991217/ XML Schema Part 2: Datatypes W3C Working Draft http://www.w3.org/TR/1999/WD-xmlschema-2-19991217/ XML-Signature-RD Eastlake, Reagle, Solo [Page 41] Internet Draft XML-Signature Syntax and Processing February 2000 XML-Signature Requirements W3C Working Draft http://www.w3.org/1999/08/WD-xmldsig-requirements-990820 XSL Extensible Stylesheet Language (XSL) W3C Working DraftEastlke, Reagle, Solo [Page 38] Internet Draft XML-Signature Syntax February 2000http://www.w3.org/TR/2000/WD-xsl-20000112/ XSLT XSL Transforms (XSLT) Version 1.0. W3C Proposed Recommendation http://www.w3.org/TR/1999/PR-xslt-19991008 WebData Web Architecture: Describing and Exchanging Data. http://www.w3.org/1999/04/WebData 12.Author'sAuthors' Address[other authors - TBD]Donald E. Eastlake 3rd Motorola 65 Shindegan Hill Road Carmel, NY 10512 USA Phone: 1-508-261-5434 Email: dee3@torque.pothole.com Joseph M. Reagle Jr., W3C Massachusetts Institute of Technology Laboratory for Computer Science NE43-350, 545 Technology Square Cambridge, MA 02139 Phone: 1.617.258.7621 Email: reagle@w3.org David Solo Citigroup 666 Fifth Ave, 3rd Floor NY, NY 10103 USA Phone: +1-212-830-8118 Email: dsolo@alum.mit.eduEastlke,Eastlake, Reagle, Solo [Page39]42] ----