draft-ietf-xmldsig-core-05.txt  -->   draft-ietf-xmldsig-core-06.txt

view Side-By-Side changes

XML Digital Signatures Working Group                  D. Eastlake,
INTERNET-DRAFT                                     Motorola
draft-ietf-xmldsig-core-05.txt                                        IBM
draft-ietf-xmldsig-core-06.txt                        J. Reagle,
Expires August 28, November 10, 2000                             W3C/MIT
                                                      D. Solo,
                                                      Citigroup

                    XML-Signature Syntax and Processing
                                      
Copyright Notice

   Copyright (c) 2000 The Internet Society & W3C (MIT, INRIA, Keio), All
   Rights Reserved.
   
IETF Status of this Memo

   This document is an Internet-Draft and is in full conformance with all
   provisions of Section 10 of RFC2026.
   
   Internet-Drafts are working documents of the Internet Engineering Task
   Force (IETF), its areas, and its working groups. Note that other
   groups may also distribute working documents as Internet-Drafts.
   
   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time. It is inappropriate to use Internet- Drafts as reference
   material or to cite them other than as "work in progress."
   
   The list of current Internet-Drafts can be accessed at
   http://www.ietf.org/ietf/1id-abstracts.txt
   
   The list of Internet-Draft Shadow Directories can be accessed at
   http://www.ietf.org/shadow.html.
   
W3C Status of this document

   This document is a production of the joint IETF/W3C XML Signature
   Working Group.
   
   http://www.w3.org/Signature
   
   The comparable html draft of this version may be found at
   
   http://www.w3.org/TR/2000/WD-xmldsig-core-20000228/
   
   http://www.w3.org/TR/2000/WD-xmldsig-core-20000510/
   
   The latest version of this draft series may be found at:
   
   http://www.w3.org/TR/xmldsig/
   
   http://www.w3.org/TR/xmldsig-core/
   
   This specification is a last call Working Draft of follows the IETF/W3C XML Signature Working Group. The Working Group invites review from the
   IETF community, W3C members, Last Call and other interested parties. This attempts to
   address all last call serves as a statement that the Working Group believes that comments sent to the
   specification satisfies list and those issues
   discussed at the relevant terms of April meeting. This version should be the charter and
   requirements document. The W3C last call ends March 27, 2000; before
   the IETF document is proposed as a Proposed Draft and Candidate
   Recommendation. Consequently, it still has a few editorial marks
   [underlined and/or in red] and things that must be done before it can

Eastlake, Reagle, Solo					[Page 1]

Internet Draft		XML-Signature Syntax and Processing	February	May 2000


   be advanced including:
    1. Finalize the disposition of all last call should substantially overlap but may comments.
    2. We are not exactly coincide
   with this period. Subsequently, the Working Group plans to issue a
   specification confident that addresses any comments resulting from the review our use of schema namespaces and propose it as
       qualifications provides a W3C Candidate Recommendation single schema that can be used for
       enveloped signatures (signature within content being signed),
       enveloping signatures (content is within signature being signed)
       and IETF Proposed
   Standard.
   
   This document continues detached signatures (over data external to be a draft document the signature
       document).
    3. Further work and may coordination needs to be updated,
   replaced, or obsoleted done regarding our
       employment of URIs, IDs, and XPath
         1. Including the specification of algorithm identifier as
            defined by other documents at any time. While XPath that eliminates the
   Working Group feels Signature element within
            enveloped signatures.
    4. Ensure that if the design meets our requirements we especially
   welcome comments on syntax constraints of section 7.1 are followed,
       a validating parser is not needed.
    5. Clarify any remaining ambiguities in the following topics: security concerns, URI/IDREF
   usage, XPath, DTD/schema specification, KeyInfo section.
    6. Update the acknowledgements to reflect changes in working group
       participation and implementation experience. the comments sent during Last Call.
       
   Please send comments to the editors and cc: the list
   <w3c-ietf-xmldsig@w3.org>. Publication as a Working Draft does not
   imply endorsement by the W3C membership or IESG. It is inappropriate
   to cite W3C Drafts as other than "work in progress." A list of current
   W3C working drafts can be found at http://www.w3.org/TR. http://www.w3.org/TR/. Current IETF
   drafts can be found at http://www.ietf.org/1id-abstracts.html.
   
   Patent disclosures relevant to this specification may be found on the
   Working Group's patent disclosure page.
   
Abstract

   This document specifies XML digital signature processing rules and
   syntax. XML Signatures provide integrity, message authentication,
   and/or signer authentication services for data of any type, whether
   located within the XML that includes the signature or elsewhere.
   
Table of Contents

    1. Introduction
         1. Editorial Conventions
         2. Design Philosophy
         3. Versions, Namespaces and Identifiers
         4. Acknowledgements
    2. Signature Overview and Examples
         1. Simple Example (Signature, SignedInfo, Methods, and
            References)
              1. More on Reference 
         2. Extended Example (Object and SignatureProperty) 
         3. Extended Example (Object and Manifest) 
    3. Processing Rules
         1. Signature Generation
         2. Signature Validation
    4. Core Signature Syntax

Eastlake, Reagle, Solo					[Page 2]

Internet Draft		XML-Signature Syntax and Processing	May 2000


         1. The Signature element
         2. The SignatureValue Element
         3. The SignedInfo Element
              1. The CanonicalizationMethod Element
              2. The SignatureMethod Element
              3. The Reference Element
                   1. The Transforms Element 
                   2. The DigestMethod Element 

Eastlake, Reagle, Solo					[Page 2]

Internet Draft		XML-Signature Syntax and Processing	February 2000 
                   3. The DigestValue Element 
         4. The KeyInfo Element
         5. The Object Element
    5. Additional Signature Syntax
         1. The Manifest Element
         2. The SignatureProperties Element
         3. Processing Instructions
         4. Comments in dsig Elements
    6. Algorithms
         1. Algorithm Identifiers and Implementation Requirements
         2. Message Digests
         3. Message Authentication Codes
         4. Signature Algorithms
         5. Canonicalization Algorithms
         6. Transform Algorithms
    7. XML Canonicalization and Syntax Constraint Considerations
         1. XML 1.0, Syntax Constraints, and Canonicalization 
         2. DOM/SAX Processing and Canonicalization
    8. Security Considerations
         1. Only What is Signed is Secure
         2. Only What is "Seen" Should be Signed 
         3. Check the Security Model
         4. Algorithms, Key Lengths, Etc. 
    9. Schema, DTD, Data Model,and Valid Example
   10. Definitions
   11. References
   12. Authors' Address
     _________________________________________________________________
   
1.0 Introduction

   This document specifies XML syntax and processing rules for creating
   and representing digital signatures. XML Signatures can be applied to
   any digital content (data object), including XML. An XML Signature may
   be applied to the content of one or more resources. Enveloped or
   enveloping signatures are over data within the same XML document as
   the signature; detached signatures are over data external to the
   signature document.
   
   This specification also defines other useful types including methods
   of referencing collections of resources, algorithms, and keying
   information and management.
   
  1.1 Editorial Conventions
  

Eastlake, Reagle, Solo					[Page 3]

Internet Draft		XML-Signature Syntax and Processing	May 2000


   For readability, brevity, and historic reasons this document uses the
   term "signature" to generally refer to to digital authentication values
   of all types.Obviously, the term is also stricly strictly used to refer to
   authentication values that are based on public keys and that provide
   signer authentication. When specifically discussing authentication
   values based on symmetric secret key codes we use the terms
   authenticators or authentication codes. (See section 8.3:Check the
   Security Model.

Eastlake, Reagle, Solo					[Page 3]

Internet Draft		XML-Signature Syntax and Processing	February 2000 Model.)
   
   This specification uses both XML Schemas [XML-schema] and DTDs [XML].
   (Readers unfamiliar with DTD syntax may wish to refer to Ron Bourret's
   "Declaring Elements and Attributes in an XML DTD" [Bourret].)
   
   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   specification are to be interpreted as described in RFC2119
   [KEYWORDS]:
   
     "they MUST only be used where it is actually required for
     interoperation or to limit behavior which has potential for causing
     harm (e.g., limiting retransmissions)"
     
   Consequently, we use these capitalized keywords to unambiguously
   specify requirements over protocol and application features and
   behavior that affect the interoperability and security of
   implementations. These key words are not used (capitalized) to
   describe XML grammar; schema definitions unambiguously describe such
   requirements and we wish to reserve the prominence of these terms for
   the natural language descriptions of protocols and features. For
   instance, an XML attribute might be described as being "optional."
   Compliance with the XML-namespace specification [XML-ns] is described
   as "REQUIRED."
   
  1.2 Design Philosophy
  
   The design philosophy and requirements of this specification are
   addressed in the XML-Signature Requirements document
   [XML-Signature-RD].
   
  1.3 Versions, Namespaces and Identifiers
  
   No provision is made for an explicit version number in this syntax. If
   a future version is needed, it will use a different namespace  The XML
   namespace [XML-ns] URI that MUST be used by implementations of this
   (dated) specification is:
   xmlns="http://www.w3.org/2000/02/xmldsig#"

   This namespace is also used as the prefix for algorithm identifiers
   used by this specification. While applications MUST support XML and
   XML-namespaces, the use of internal entities [XML] or our "dsig" XML
   namespace prefix and defaulting/scoping conventions are OPTIONAL; we
   use these facilities to provide compact and readable examples.
   

Eastlake, Reagle, Solo					[Page 4]

Internet Draft		XML-Signature Syntax and Processing	May 2000


   This specification uses Uniform Resource Identifiers [URI] to identify
   resources, algorithms, and semantics. The URI in the namespace
   declaration above is also used as a prefix for URIs under the control
   of this specification. For resources not under the control of this
   specification, we use the designated Uniform Resource Names [URN] or
   Uniform Resource Locators [URL] defined by its normative external
   specification. If an external specification has not allocated itself a
   Uniform Resource Identifier we allocate an identifier under

Eastlake, Reagle, Solo					[Page 4]

Internet Draft		XML-Signature Syntax and Processing	February 2000 our own
   namespace. For instance:
   
   SignatureProperties is identified and defined by this specification's
          namespace
          http://www.w3.org/2000/02/xmldsig#SignatureProperties
          
   XSLT is identified and defined by an external namespace
          http://www.w3.org/TR/1999/PR-xslt-19991008
          
   SHA1 is identified via this specification's namespace and defined via
          a normative reference
          http://www.w3.org/2000/02/xmldsig#sha1
          FIPS PUB 180-1. Secure Hash Standard. U.S. Department of
          Commerce/National Institute of Standards and Technology.
          
   Finally, in order to provide for terse namespace declarations we
   sometimes use XML internal entities [XML] as macros within URIs. For
   instance:
   <?xml version='1.0'?>
   <!DOCTYPE Signature SYSTEM
     "xmldsig-core-schema.dtd" [ <!ENTITY dsig
     "http://www.w3.org/2000/02/xmldsig#"> ]>
   <Signature xmlns="&dsig;">
  <SignedInfo Id="mypage"> xmlns="&dsig;" Id="MyFirstSignature">
     <SignedInfo>
     ...

  1.4 Acknowledgements
  
   The contributions of the following working group members to this
   specification are gratefully acknowledged:
     * Milton Anderson, FSTC
     * Mark Bartel, JetForm Corporation (Author)
     * John Boyer, PureEdge (Author)
     * Richard Brown, Globeset
     * Donald Eastlake 3rd, Motorola  (Chair, Author/Editor)
     * Barb Fox, Microsoft (Author)
     * Tom Gindin, IBM
     * Phillip Hallam-Baker, VeriSign Inc
     * Richard Himes, US Courts
     * Brian LaMacchia, Microsoft
     * Peter Lipp, IAIK TU Graz
     * Joseph Reagle, W3C (Chair, Author/Editor)
     * Ed Simon , Entrust Technologies Inc. (Author)
     * Chris Smithies, PenOp
     * David Solo, Citigroup (Author/Editor)

Eastlake, Reagle, Solo					[Page 5]

Internet Draft		XML-Signature Syntax and Processing	May 2000


     * Petteri Stenius, Remtec Systems
     * Raghavan Srinivas, Sun
     * Kent Tamura, IBM
     * Winchel Todd Vincent III, GSU
     * Greg Whitehead, Signio Inc.
     * Gregor Karlinger, IAIK TU Graz
       
2.0 Signature Overview and Examples

   This section provides an overview and examples of XML digital
   signature syntax. The specific processing is given in section
   3:Processing 3:
   Processing Rules. The formal syntax is found in section 4: Core

Eastlake, Reagle, Solo					[Page 5]

Internet Draft		XML-Signature Syntax and Processing	February 2000
   Signature Syntax and section 5: Additional Signature Syntax.
   
   In this section, an informal representation and examples are used to
   describe the structure of the XML signature syntax. This
   representation and examples may omit attributes, details and potential
   features that are fully explained later.
   
   XML Signatures are be applied to arbitrary digital content (data objects)
   via an indirection. Data objects are digested, the resulting value is
   placed in an element (with other information) and that element is then
   digested and cryptographically signed. XML digital signatures are
   represented by the Signature element which has the following structure
   (where "?" denotes zero or one occurrence; "+" denotes one or more
   occurrences; and "*" denotes zero or more occurrences):
   <Signature>
     <SignedInfo>
       (CanonicalizationMethod)?
       (SignatureMethod)
       <Reference URI=? (URI=)? >
         (Transforms)?
         (DigestMethod)
         (DigestValue)
       </Reference>)+
     </SignedInfo>
     (SignatureValue)
    (KeyInfo)?
    (Object)*
   </Signature>

   The content that is signed was, at the time of signature creation,
   referred to as an identified resource to which the specified
   transforms were applied. Within an XML document, signatures are
   related to data objects via IDREFs [XML] local fragment identifiers and the data can be
   included within an enveloping signature or can enclose an enveloped
   signature. Signatures are related to external data objects via URIs
   [URI] and the signature and data object are detached.
   
  2.1 Simple Example (Signature, SignedInfo, Methods, and References)
  
   The following example is a detached signature of the content of the
   HTML4.1
   HTML4 in XML specification.

Eastlake, Reagle, Solo					[Page 6]

Internet Draft		XML-Signature Syntax and Processing	May 2000


   [s01] <Signature xmlns="http://www.w3.org/2000/02/xmldsig#"> Id="MyFirstSignature" xmlns="http://www.w3.org/2000/02/xmld
sig#">
   [s02]   <SignedInfo Id="MyFirstSignature">   <SignedInfo>
   [s03]   <CanonicalizationMethod Algorithm="http://www.w3.org/TR/2000/WD-xml-
c14n-20000119"/>
   [s04]     Algorithm="http://www.w3.org/1999/07/WD-xml-c14n-19990729">
[s05]    </CanonicalizationMethod>
[s06]   <SignatureMethod Algorithm="http://www.w3.org/2000/02/xmldsig#dsa">
[s07]    </SignatureMethod>
[s08] Algorithm="http://www.w3.org/2000/02/xmldsig#dsa"/>

   [s05]   <Reference URI="http://www.w3.org/TR/2000/REC-xhtml1-20000126/">
[s09]
   [s06]     <Transforms>
[s10]
   [s07]       <Transform Algorithm="http://www.w3.org/2000/02/xmldsig#c14n"/>
[s11]
   [s08]     </Transforms>

Eastlake, Reagle, Solo					[Page 6]

Internet Draft		XML-Signature Syntax and Processing	February 2000


[s12]
   [s09]     <DigestMethod Algorithm="http://www.w3.org/2000/02/xmldsig#sha1">
[s13]      </DigestMethod>
[s14] Algorithm="http://www.w3.org/2000/02/xmldsig#sha1"/>

   [s10]     <DigestValue>j6lwx3rvEPO0vKtMup4NbeVu8nk=</DigestValue>
[s15]
   [s11]   </Reference>
[s16]
   [s12] </SignedInfo>
[s17]
   [s13]   <SignatureValue>MC0CFFrVLtRlk=...</SignatureValue>
[s18]
   [s14]   <KeyInfo>
[s19]    <KeyValue>MIIBtzCCASw...</KeyValue>
[s20]
   [s15a]    <KeyValue>
   [s15b]      <DSAKeyValue>
   [s15c]        <P>...</P><Q>...</Q><G>...</G><Y>...</Y>
   [s15d]      </DSAKeyValue>
   [s15e]    </KeyValue>
   [s16]   </KeyInfo>
[s21]
   [s17] </Signature>

   [s02-16]

   [s02-12] The required SignedInfo element is the information that is
   actually signed. Core validation of SignedInfo consists of two
   mandatory processes: validation of the signature over SignedInfo and
   validation of each Reference digest within SignedInfo. Note that the
   algorithms used in calculating the SignatureValue are also included in
   the signed information while the SignatureValue element is outside
   SignedInfo.
   
   [s03-05]
   
   [s03] The CanonicalizationMethod is the algorithm that is used to
   canonicalize the SignedInfo element before it is digested as part of
   the signature operation. In the absence of a CanonicalizationMethod
   element, no canonicalization is done.
   
   [s06-07]
   
   [s04] The SignatureMethod is the algorithm that is used to convert the
   canonicalized SignedInfo into the SignatureValue. It is a combination
   of a digest algorithm and a key dependent algorithm and possibly other
   algorithms such as padding, for example RSA-SHA1. The algorithm names
   are signed to resist attacks based on substituting a weaker algorithm.
   To promote application interoperability we specify
   mandatory to implement a set of signature algorithms.
   algorithms that MUST be implemented, though their use is at the
   discretion of the signature creator. We specify additional algorithms
   as recommended RECOMMENDED or optional OPTIONAL for implementation and the signature design does
   permit
   permits arbitrary user algorithm specification.
   
   [s08-15]
   
   [s05-11] Each Reference element includes the digest method and
   resulting digest value calculated over the identified data object. It
   also may include transformations that produced the input to the digest

Eastlake, Reagle, Solo					[Page 7]

Internet Draft		XML-Signature Syntax and Processing	May 2000


   operation. A data object is signed by computing its digest value and a
   signature over that value. The signature is later checked via
   reference and signature validation.
   
   [s18-20]
   
   [s14-16] KeyInfo indicates the key to be used to validate the
   signature. Possible forms for identification include certificates, key
   names, and key agreement algorithms and information -- we define only
   a few. KeyInfo is OPTIONAL for two reasons. First, the signer may not
   wish to reveal key information to all signature verifiers. document processing parties.
   Second, the information may be known within the application's context
   and need not be represented explicitly. Since KeyInfo is outside of
   SignedInfo, if the signer wishes to bind the keying information to the
   signature, a Reference can easily identify and include the KeyInfo as
   part of the signature.
   
  2.1.1 More on Reference

Eastlake, Reagle, Solo					[Page 7]

Internet Draft		XML-Signature Syntax and Processing	February 2000


  
[s08]
  
   [s05]   <Reference URI="http://www.w3.org/TR/xml-stylesheet/">
[s09] URI="http://www.w3.org/TR/2000/REC-xhtml1-20000126/">
   [s06]     <Transforms>
[s10]
   [s07]       <Transform Algorithm="http://www.w3.org/2000/02/xmldsig#c14n>
[s11] Algorithm="http://www.w3.org/2000/02/xmldsig#c14n"/>
   [s08]     </Transforms>
[s12]
   [s09]     <DigestMethod Algorithm="http://www.w3.org/2000/02/xmldsig#sha1">
[s13]   </DigestMethod>
[s14] Algorithm="http://www.w3.org/2000/02/xmldsig#sha1"/>

   [s10]     <DigestValue>j6lwx3rvEPO0vKtMup4NbeVu8nk=</DigestValue>
[s15]
   [s11]   </Reference>

   [s08]

   [s05] The optional URI attribute of Reference identifies the data
   object to be signed. This attribute may be omitted on at most one
   Reference in a Signature. (This limitation is imposed in order to
   ensure that references and objects may be matched unambiguously.)
   
   [s08-11]
   
   [s05-08] This identification, along with the transforms, is a
   description provided by the signer on how they obtained the signed
   data object in the form it was digested (i.e. the digested content).
   The verifier may obtain the digested content in another method so long
   as the digest verifies. In particular, the verifier may obtain the
   content from a different location such as a local store) store than that
   specified in the URI.
   
   [s09-11]
   
   [s06-08] Transforms is an optional ordered list of processing steps
   that were applied to the resource's content before it was digested.
   Transforms can include operations such as canonicalization,
   encoding/decoding (including compression/inflation), XSLT and XPath.
   XPath transforms permit the signer to derive an XML document that
   omits portions of the source document. Consequently those excluded
   portions can change without affecting signature validity. For example,
   if the resource being signed encloses the signature itself, such a
   transform must be used to exclude the signature value from its own
   computation. If no Transforms element is present, the resource's
   content is digested directly. While we specify mandatory (and
   optional) canonicalization and decoding algorithms, user specified
   transforms are permitted.
   
   [s12-14]
   

Eastlake, Reagle, Solo					[Page 8]

Internet Draft		XML-Signature Syntax and Processing	May 2000


   [s09-10] DigestMethod is the algorithm applied to the data after
   Transforms is applied (if specified) to yield the DigestValue. The
   signing of the DigestValue is what bind's binds a resources content to the
   signer's key.
   
  2.2 Extended Example (Object and SignatureProperty)
  
   This specification does not address mechanisms for making statements
   or assertions. Instead, this document defines what it means for
   something to be signed by an XML Signature (message authentication,
   integrity, and/or signer authentication). Applications that wish to
   represent other semantics must rely upon other technologies, such as
   [XML, XML-schema, RDF]. However, we do define a SignatureProperties
   element type For instance, an application might use as foo:assuredby
   attribute within its own markup to references a Signature element.
   Consequently, it's the application that must understand and know how
   to make trust decisions given the validity of the signature and the
   meaning of assurdby syntax. We also define a SignatureProperties
   element type for the inclusion of assertions about the signature
   itself (e.g., signature semantics, the time of signing or the serial
   number of hardware used in cryptographic processes). Such assertions

Eastlake, Reagle, Solo					[Page 8]

Internet Draft		XML-Signature Syntax and Processing	February 2000
   may be signed by including a Reference for the SignatureProperties in
   SignedInfo. While the signing application should be very careful about
   what it signs (it should understand what is in the SignatureProperty)
   a receiving application has no obligation to understand that semantic
   (though its parent trust engine may wish to). Any content about the
   signature generation may be located within the SignatureProperty
   element. The mandatory Target attribute references the Signature
   element to which the property applies.
   
   Consider the preceding example with an additional reference to a local
   Object that includes a SignatureProperty element. (Such a signature
   would not only be detached [p01] [p02] but enveloping [p03].)
   [   ] ...
   [p01] <SignedInfo Id="MySecondSignature">  <SignedInfo>
   [   ]   ...
   [p02]   <Reference URI="http://www.w3.org/TR/xml-stylesheet/">
   [   ]   ...
   [p03]   <Reference URI="#AMadeUpTimeStamp" URI=" #AMadeUpTimeStamp "
   [p04]         Type="http://www.w3.org/2000/02/xmldsig#SignatureProperty">
   [p05]    <DigestMethod Algorithm="http://www.w3.org/2000/02/xmldsig#sha1"> Algorithm="http://www.w3.org/2000/02/xmldsig#sha1"/>

   [p06]    </DigestMethod>
[p07]   <DigestValue>k3453rvEPO0vKtMup4NbeVu8nk=</DigestValue>
[p08]
   [p07]   </Reference>
[p09]
   [p08]  </SignedInfo>
[p10]
   [p09]  ...
[p11]
   [p10]  <Object>
[p12]
   [p11]   <SignatureProperties ID="AMadeUpTimeStamp">
[p13] Id="AMadeUpTimeStamp">
   [p12]     <SignatureProperty Target="#MySecondSignature">
[p14] Target=" #MySecondSignature ">
   [p13]        <timestamp xmlns="http://www.ietf.org/rfcXXXX.txt">
[p15]
   [p14]          <date>19990908</date>
[p16]
   [p15]          <time>14:34:34:34</time>
[p17]
   [p16]        </timestamp>
[p18]
   [p17]     </SignatureProperty>
[p19]

Eastlake, Reagle, Solo					[Page 9]

Internet Draft		XML-Signature Syntax and Processing	May 2000


   [p18]   </SignatureProperties>
[p20]
   [p19]  </Object>
   [p20]</Signature>

   [p04] The optional Type attribute provides information about the
   resource identified by the URI. In particular, it can indicate that it
   is an Object, SignatureProperties, SignatureProperty, or Manifest element. This can be used
   by applications to initiate special processing of some Reference
   elements. References to an XML data element within an Object element
   SHOULD identify the actual element pointed to. Where the element
   content is not XML (perhaps it is binary or encoded data) the
   reference should identify the Object and the Reference Type, if given,
   SHOULD indicate Object. Note that Type is advisory and no action based
   on it or checking of its correctness is required by core behavior.
   
   [p11]
   
   [p10] Object is an optional element for including data objects within
   the signature element or elsewhere. The Object can be optionally typed
   and/or encoded.
   
   [p12]
   
   [p11] Signature properties, such as time of signing, can be optionally
   signed by identifying them from within a Reference. (These properties

Eastlake, Reagle, Solo					[Page 9]

Internet Draft		XML-Signature Syntax and Processing	February 2000
   are traditionally called signature "attributes" although that term has
   no relationship to the XML term "attribute".)
   
  2.3 Extended Example (Object and Manifest)
  
   The Manifest element is provided to meet additional requirements not
   directly addressed by the mandatory parts of this specification. Two
   requirements and the way the Manifest satisfies them follows.
   
   First, applications frequently need to efficiently sign multiple data
   objects even where the signature operation itself is an expensive
   public key signature. This requirement can be met by including
   multiple Reference elements within SignedInfo since the inclusion of
   each digest secures the data digested. However, some applications may
   not want the core validation behavior associated with this approach
   because it requires every Reference within SignedInfo to undergo
   reference validation -- the DigestValue elements are checked. These
   applications may wish to reserve reference validation decision logic
   to themselves. For example, an application might receive a signature
   valid SignedInfo element that includes three Reference elements. If a
   single Reference fails (the identified data object when digested does
   not yield the specified DigestValue) the signature would fail core
   validation. However, the application may wish to treat the signature
   over the two valid Reference elements as valid or take different
   actions depending on which fails.  To accomplish this, SignedInfo
   would reference a Manifest element that contains one or more Reference
   elements (with the same structure as those in SignedInfo). Then,
   reference validation of the Manifest is under application control.
   
   Second, consider an application where many signatures (using different
   keys) are applied to a large number of documents. An inefficient
   solution is to have a separate signature (per key) repeatedly applied

Eastlake, Reagle, Solo					[Page 10]

Internet Draft		XML-Signature Syntax and Processing	May 2000


   to a large SignedInfo element (with many References); this is wasteful
   and redundant. A more efficient solution is to include many references
   in a single Manifest that is then referenced from multiple Signature
   elements.
   
   The example below includes a Reference that signs a Manifest found
   within the Object element.
   [   ] ...
   [m01]   <Reference URI="#MyFirstManifest"
   [m02]     Type="http://www.w3.org/2000/02/xmldsig#Manifest">
   [m03]     <DigestMethod Algorithm="http://www.w3.org/2000/02/xmldsig#sha1"> Algorithm="http://www.w3.org/2000/02/xmldsig#sha1"/>

   [m04]     </DigestMethod>
[m05]     <DigestValue>345x3rvEPO0vKtMup4NbeVu8nk=</DigestValue>
[m06]
   [m05]   </Reference>
   [   ] ...
[m07]
   [m06] <Object>
[m08]
   [m07]   <Manifest Id="MyFirstManifest">
[m09]
   [m08]     <Reference>
[m10]
   [m09]     ...
[m11]
   [m10]     </Reference>
[m12]
   [m11]     <Reference>

Eastlake, Reagle, Solo					[Page 10]

Internet Draft		XML-Signature Syntax and Processing	February 2000


[m13]
   [m12]     ...
[m14]
   [m13]     </Reference>
[m15]
   [m14] </Object>

3.0 Processing Rules

   The sections below describe the operations to be performed as part of
   signature generation and validation.
   
  3.1 Core Generation
  
   The REQUIRED steps include the generation of Reference elements and
   the SignatureValue over SignedInfo.
   
    3.1.1 Reference Generation
    
   For each data object being signed:
    1. Apply the Transforms, as determined by the application, to the
       data object.
    2. Calculate the digest value over the resulting data object.
    3. Create a Reference element, including the (optional)
       identification of the data object, any (optional) transform
       elements, the digest algorithm and the DigestValue.
       
    3.1.2 Signature Generation
    
    1. Create SignedInfo element with SignatureMethod,
       CanonicalizationMethod if required, and Reference(s).
    2. Canonicalize and then calculate the SignatureValue over SignedInfo
       based on algorithms specified in SignedInfo.
    3. Construct the Signature element that includes SignedInfo, Object
       (s)
       Object(s) (if desired, encoding may be different than that used

Eastlake, Reagle, Solo					[Page 11]

Internet Draft		XML-Signature Syntax and Processing	May 2000


       for signing), KeyInfo (if required), and SignatureValue.
       
  3.2 Core Validation
  
   The REQUIRED steps of core validation include (1) reference
   validation, the verification of the digest contained in each Reference
   in SignedInfo, and (2) the cryptographic signature validation of the
   signature calculated over SignedInfo.
   
   Note, there may be valid signatures that some signature applications
   are unable to validate. Reasons for this include failure to implement
   optional parts of this specification, inability or unwillingness to
   execute specified algorithms, or inability or unwillingness to
   dereference specified URIs (some URI schemes may cause undesireable undesirable
   side affects), effects), etc.
   
    3.2.1 Reference Validation
    
   For each Reference in SignedInfo:
    1. Obtain the data object to be digested. (The signature application
       may rely upon the identification (URI) and Transforms provided by

Eastlake, Reagle, Solo					[Page 11]

Internet Draft		XML-Signature Syntax and Processing	February 2000
       the signer in the Reference element, or it may obtain the content
       through other means such as a local cache.)
    2. Digest the resulting data object using the DigestMethod specified
       in its Reference specification.
    3. Compare the generated digest value against DigestValue in
       SignedInfo; the
       SignedInfo Reference; if there is any mismatch, validation fails.
       
    3.2.2 Signature Validation
    
    1. Canonicalize the SignedInfo element based on the
       CanonicalizationMethod, if any, in SignedInfo.
    2. Obtain the keying information from KeyInfo or from an external
       source.
    3. Use the specified SignatureMethod to validate the SignatureValue
       over the (optionally canonicalized) SignedInfo element.
       
4.0 Core Signature Syntax

   The general structure of an XML signature is described in section 2:
   Signature Overview. This section provides detailed syntax of the core
   signature features and actual examples. Features described in this
   section are mandatory to implement unless otherwise indicated. The
   syntax is defined via DTDs and [XML-Schema] with the following XML
   preamble, declaration, and internal entity: entity, and simpleType:
   Schema Definition:

   <?xml version='1.0'?>
   <!DOCTYPE schema
      SYSTEM 'http://www.w3.org/TR/1999/WD-xmlschema-1-19991217/structures.dtd' 'http://www.w3.org/1999/XMLSchema.dtd'
     [
      <!ENTITY dsig 'http://www.w3.org/2000/02/xmldsig#'>
     ]>

Eastlake, Reagle, Solo					[Page 12]

Internet Draft		XML-Signature Syntax and Processing	May 2000



   <schema targetNamespace='&dsig;'
      version='0.1'
      xmlns='http://www.w3.org/1999/XMLSchema'
   xmlns:ds='&dsig;'>
      xmlns:ds='&dsig;'
      elementFormDefault='qualified'>

   <!-- Basic Types Defined for Signatures -->

   <simpleType name='CryptoBinary' base='binary'>
       <encoding value='base64'/>
   </simpleType>
   DTD:

   <!-- These entity declarations permit the flexible parts of Signature
        content model to be easily expanded -->

   <!ENTITY % Object.ANY '(#PCDATA|SignatureProperties|Manifest)*'>
   <!ENTITY % Method.ANY '(#PCDATA|HMACOutputLength)*'>
   <!ENTITY % Transform.ANY '(#PCDATA|XPath|XSLT)*'>
   <!ENTITY % Key.ANY '(#PCDATA|DSAKeyValue|RSAKeyValue)*'>

  4.1 The Signature element
  
   The Signature element is the root element of a XML Signature. A simple
   example of a complete signature follows:
   Schema Definition:

   <element name='Signature'>
     <type
     <complexType content='elementOnly'>
       <group order='seq'
       <sequence minOccurs='1' maxOccurs='1'>
         <element ref='ds:SignedInfo' minOccurs='1' maxOccurs='1'/>
         <element ref='ds:SignatureValue' minOccurs='1' maxOccurs='1'/>
         <element ref='ds:KeyInfo' minOccurs='0' maxOccurs='1'/>
         <element ref='ds:Object' minOccurs='0' maxOccurs='*'/>
       </group> maxOccurs='unbounded'/>
       </sequence>
       <attribute name='Id' type='ID' minOccurs='0' maxOccurs='1'/>

Eastlake, Reagle, Solo					[Page 12]

Internet Draft		XML-Signature Syntax and Processing	February 2000


     </type> type='ID'/>
     </complexType>
   </element>
   DTD:

   <!ELEMENT Signature (SignedInfo, SignatureValue, KeyInfo?, Object*)  >
   <!ATTLIST Signature
             xmlns      CDATA   #FIXED 'http://www.w3.org/2000/02/xmldsig#'
             Id         ID      #IMPLIED >

  4.2 The SignatureValue Element
  
   The SignatureValue element contains the actual value of the digital
   signature; it is encoded according by to the identifier specified in
   SignatureMethod. Base64 [MIME] is the encoding method for all
   SignatureMethods specified within this specification. While we specify
   a mandatory (and optional) SignatureMethod algorithm, user specified
   algorithms

Eastlake, Reagle, Solo					[Page 13]

Internet Draft		XML-Signature Syntax and Processing	May 2000


   algorithms (with their own encodings) are permitted.
   Schema Definition:

   <element name='SignatureValue' type='string'/> type='ds:CryptoBinary'/>
   DTD:

   <!ELEMENT SignatureValue (#PCDATA)> (#PCDATA) >

  4.3 The SignedInfo Element
  
   The structure of SignedInfo includes the canonicalization algorithm
   (if any), a signature algorithm, and one or more references. The
   SignedInfo element may contain an optional ID attribute that will
   allow it to be referenced by other signatures and objects.
   Schema Definition:

   <element name='SignedInfo'>
  <type
     <complexType content='elementOnly'>
    <group order='seq'
       <sequence minOccurs='1' maxOccurs='1'>
         <element ref='ds:CanonicalizationMethod' minOccurs='0' maxOccurs='1'/>

         <element ref='ds:SignatureMethod' minOccurs='1' maxOccurs='1'/>
         <element ref='ds:Reference' minOccurs='1' maxOccurs='*'/>
    </group> maxOccurs='unbounded'/>
       </sequence>
     <attribute name='Id' type='ID' minOccurs='0' maxOccurs='1'/>
  </type> use='optional'/>
     </complexType>
   </element>

   DTD:

   <!ELEMENT SignedInfo (CanonicalizationMethod?,
             SignatureMethod,  Reference+)  >
   <!ATTLIST SignedInfo
             Id  ID      #IMPLIED >      #IMPLIED>

   SignedInfo does not include explicit signature or digest properties
   (such as calculation time, cryptographic device serial number, etc.).
   If an application needs to associate properties with the signature or
   digest, it may include such information in a SignatureProperties

Eastlake, Reagle, Solo					[Page 13]

Internet Draft		XML-Signature Syntax and Processing	February 2000
   element within an Object element.
   
    4.3.1 The CanonicalizationMethod Element
    
   CanonicalizationMethod is an optional element [reagle suggests
   required] that specifies the canonicalization algorithm applied to the
   SignedInfo element prior to performing signature calculations. This
   element uses the general structure for algorithms described in section
   6.1: Algorithm Identifiers. Options include a The default canonicalization algorithm
   (applied if this element is omitted) is Canonical XML  [XML-C14N].
   
   Alternatives, such as the minimal canonicalization algorithm (CRLF (the CRLF
   and charset
   normalization) normalization specified in section 6.5.1: Minimal
   Canonicalization), may be explicitly specified but are NOT REQUIRED.

Eastlake, Reagle, Solo					[Page 14]

Internet Draft		XML-Signature Syntax and more extensive operations such as [XML-C14N]. If
   the CanonicalizationMethod is omitted, no change is made to SignedInfo
   before digesting. (Note this Processing	May 2000


   Consequently, their use may lead to interoperability failures as not interoperate with other applications
   that do no support the specified algorithm (see section 7: XML
   Canonicalization and Syntax Constraint Considerations). Security
   issues may not serialize it as also arise in the creators application
   did by default. See treatment of entity processing and
   comments if minimal or other non-XML aware canonicalization algorithms
   are not properly constrained (see section 7.) 8.2: Only What is "Seen"
   Should be Signed).
   
   We RECOMMEND that resource constrained applications that do not
   implement the Canonical XML [XML-C14N] transform and instead choose
   minimal canonicalization (or some other form) are implemented to
   generate Canonical XML as their output serialization to easily
   mitigate some of these interoperability and security concerns. For
   instance, such an implementation SHOULD (at least) generate standalone
   XML instances [XML].
   Schema Definition:

   <element name='CanonicalizationMethod'>
  <type
     <complexType content='elementOnly'>
       <any  minOccurs='0' maxOccurs='unbounded'/>
       <attribute name='Algorithm' type='uri' minOccurs='1' maxOccurs='1'/>
  </type> type='uriReference' use='required'/>
     </complexType>
   </element>
   DTD:

   <!ELEMENT CanonicalizationMethod (#PCDATA) %Method.ANY; >
   <!ATTLIST CanonicalizationMethod
             Algorithm CDATA #REQUIRED >

    4.3.2 The SignatureMethod Element
    
   SignatureMethod is a required element that specifies the algorithm
   used for signature generation and validation. This algorithm
   identifies all cryptographic functions involved in the signature
   operation (e.g. hashing, public key algorithms, MACs, padding, etc.).
   This element uses the general structure here for algorithms described
   in section 6.1. 6.1: Algorithm Identifiers and Implementation Requirements.
   While there is a single identifier, that identifier may specify a
   format containing multiple distinct signature values.
   Schema Definition:

   <element name='SignatureMethod'>
  <type
     <complexType content='elementOnly'>
       <any minOccurs='0' maxOccurs='unbounded'/>
       <attribute name='Algorithm' type='uri' minOccurs='1' maxOccurs='1'/>
  </type> type='uriReference' use='required'/>
      </complexType>
   </element>
   DTD:

   <!ELEMENT SignatureMethod (#PCDATA|HMACOutputLength)*> %Method.ANY; >
   <!ATTLIST SignatureMethod
             Algorithm CDATA #REQUIRED >


Eastlake, Reagle, Solo					[Page 15]

Internet Draft		XML-Signature Syntax and Processing	May 2000


    4.3.3 The Reference Element
    
   Reference is an element that may occur one or more times. It specifies
   a digest algorithm and digest value, and optionally an identifier of
   the object being

Eastlake, Reagle, Solo					[Page 14]

Internet Draft		XML-Signature Syntax and Processing	February 2000 signed, the type of the object, and/or a list of
   transforms to be applied prior to digesting. The identification (URI)
   and transforms describe how the digested content (i.e., the input to
   the digest method) was created. The type Type attribute facilitates the
   processing of referenced data. For example, while this specification
   makes no requirements over external data, an application may wish to
   signal that the referent is a Manifest. An optional ID attribute
   permits a Reference to be referenced from elsewhere.
   Schema Definition:

   <element name='Reference'>
  <type
     <complexType content='elementOnly'>
    <group order='seq'
       <sequence minOccurs='1' maxOccurs='1'>
         <element ref='ds:Transforms' minOccurs='0' maxOccurs='1'/>
         <element ref='ds:DigestMethod' minOccurs='1' maxOccurs='1'/>
         <element ref='ds:DigestValue' minOccurs='1' maxOccurs='1'/>
    </group>
       </sequence>
       <attribute name='Id' type='ID' minOccurs='0' maxOccurs='1'/> use='optional'/>
       <attribute name='URI' type='uri' minOccurs='0' maxOccurs='1'/> type='uriReference' use='optional'/>
       <attribute name='Type' type='uri' minOccurs='0' maxOccurs='1'/>
  </type> type='uriReference' use='optional'/>
     </complexType>
   </element>
   DTD:

   <!ELEMENT Reference (Transforms?, DigestMethod, DigestValue)  >
   <!ATTLIST Reference
             Id         ID      #IMPLIED
             URI        CDATA   #IMPLIED
             Type       CDATA   #IMPLIED>

   The   #IMPLIED >

   The URI attribute identifies a data object using a URI-Reference
   [URI], URI-Reference, as
   specified by RFC2396 [URI]. (Non-ASCII characters in a URI should be
   represented in UTF-8 [UTF-8] as one or more bytes, and then escaping
   these bytes with the URI escaping mechanism. [XML]) Note that a null
   URI (URI="") is permitted and identifies the XML document that the
   reference is contained within (the root element). XML Signature
   applications MUST be able to parse URI syntax. We RECOMMEND they be
   able to dereference
   null URIs and null URIs in the HTTP scheme. (See the
   section 3.2.1:Reference Validation for a further comment on URI
   dereferencing.) Applications should be cognizant of the fact that
   protocol parameter and state information, (such as a HTTP cookies,
   HTML device profiles or content negotiation), may affect the content
   yielded by dereferencing a URI.
   
   [URI] permits identifiers that specify a fragment identifier via a
   separating pound number/pound symbol '#'. (The meaning of the fragment is
   defined by the resource's MIME type). XML Signature applications MUST
   support the the XPointer 'bare name' [Xptr] shortcut after '#' so as to
   identify IDs within XML documents. The results are serialized as

Eastlake, Reagle, Solo					[Page 16]

Internet Draft		XML-Signature Syntax and Processing	May 2000


   specified in section 6.6.3:XPath Filtering. For example,
   
   URI="http://foo.com/bar.xml"
          Identifies the external XML resource 'http://foo.com/bar.xml'.
          
   URI="http://foo.com/bar.xml#chapter1"
          Identifies the element with ID attribute value 'chapter1' of
          the external XML resource 'http://foo.com/bar.xml'.
          

Eastlake, Reagle, Solo					[Page 15]

Internet Draft		XML-Signature Syntax and Processing	February 2000
          
   URI=""
          Identifies the XML resource containing the signature..
          
   URI="#chapter1"
          Identifies the element with ID attribute value 'chapter1' of
          the XML resource containing the signature.
          
   Otherwise, support of other fragment/MIME types (e.g., PDF) or XML
   addressing mechanisms (e.g., [XPath, Xptr]) is OPTIONAL, though we
   RECOMMEND support of [XPath]. Regardless, such fragment identification
   and addressing SHOULD be given under Transforms (not as part of the
   URI) so that they can be fully identified and specified. For instance,
   one could reference a fragment of a document that is encoded by using
   the Reference URI to identify the resource, and one Transform to
   specify decoding, and a second to specify an XPath selection.
   
   If the URI attribute is omitted all-together, altogether, the receiving application
   is expected to know the identity of the object. For example, a
   lightweight data protocol might omit this attribute given the identity
   of the object is part of the application context. This attribute may
   be omitted from at most one Reference in any particular SignedInfo, or
   Manifest.
   
   The digest algorithm is applied to the data octets being secured.
   Typically that is done by locating (possibly using the URI if
   provided) the data and transforming it. If the data is an XML
   document, the document is assumed to be unparsed prior to the
   application of Transforms. If there are no Transforms, then the data
   is passed to the digest algorithm unmodified.
   
   The optional Type attribute contains information about the type of
   object being signed. This is represented as a URI. For example:
   
   Type="http://www.w3.org/2000/01/xmldsig#Object"
   Type="http://www.w3.org/2000/01/xmldsig#Manifest"
   Type="http://www.w3.org/2000/01/xmldsig#SignatureProperty"
   
   Type="http://www.w3.org/2000/02/xmldsig#Object"
   Type="http://www.w3.org/2000/02/xmldsig#Manifest"
   Type="http://www.w3.org/2000/02/xmldsig#SignatureProperty"
   
   The Type attribute applies to the item being pointed at, not its
   contents. For example, a reference that identifies an Object element
   containing a SignatureProperties element is still of type #Object. The
   type attribute is advisory. No validation of the type information is
   required by this specification.
   
    4.3.3.1 The Transforms Element

Eastlake, Reagle, Solo					[Page 17]

Internet Draft		XML-Signature Syntax and Processing	May 2000


    
   The optional Transforms element contains an ordered list of Transform
   elements; these describe how the signer obtained the data object that
   was digested. The output of each Transform (octets) serves as input to
   the next Transform. The input to the first Transform is the source
   data. The output from the last Transform is the input for the
   DigestMethod algorithm. When transforms are applied the signer is not
   signing the native (original) document but the resulting (transformed)
   document [section
   document, (see section 8.2: Only What is "Seen" Should be Signed].

Eastlake, Reagle, Solo					[Page 16]

Internet Draft		XML-Signature Syntax and Processing	February 2000 Signed).
   
   Each Transform consists of an Algorithm attribute, optional MimeType
   and Charset attributes, attribute and content
   parameters, if any, appropriate for the given algorithm. The Algorithm
   attribute value specifies the name of the algorithm to be performed,
   and the Transform content provides additional data to govern the
   algorithm's processing of the input resource resource, (see section 6.1:
   Algorithm Identifiers and Implementation Requirements).
   
   The optional MimeType and
   
   Some Transform may require explicit MimeType, Charset (IANA registered
   character set)
   attributes are made available to algorithms which need and are
   otherwise unable to deduce that set), or other such information about concerning the data they are
   processing.
   receiving from an earlier Transform or the source data, although no
   Transform algorithm specified in this document needs such information.
   Such data characteristics are provided as parameters to the Transform
   algorithm and should be described in the specification for the
   algorithm.
   Schema Definition:

   <element name='Transforms' >
  <type
     <complexType content='elementOnly'>
       <element ref='ds:Transform' minOccurs='1' maxOccurs='*'/>
  </type> maxOccurs='unbounded'/>
     </complexType>
   </element>

   <element name='Transform'>
  <type content='elementOnly'>
    <attribute name='Algorithm' type='string' minOccurs='1' maxOccurs='1'/>
    <attribute name='MimeType' type='string'
     <complexType content='mixed'>
       <any minOccurs='0' maxOccurs='1'/> maxOccurs='unbounded'/>
       <element name='Xpath' type='string'/>
       <element name='XSLT' type='string'/>
       <attribute name='Charset' type='string' minOccurs='0' maxOccurs='1'/>
  </type> name='Algorithm' type='uriReference' use='required'/>
     </complexType>
   </element> 
   DTD:

   <!ELEMENT Transforms (Transform+)>

   <!ELEMENT Transform (#PCDATA)> %Transform.ANY; >
   <!ATTLIST Transform
             Algorithm    CDATA    #REQUIRED
             MimeType     CDATA    #IMPLIED
             Charset      CDATA    #IMPLIED >

   <!ELEMENT XPath (#PCDATA) >
   <!ELEMENT XSLT (#PCDATA) >


Eastlake, Reagle, Solo					[Page 18]

Internet Draft		XML-Signature Syntax and Processing	May 2000


   Examples of transforms include but are not limited to base-64 base64 decoding
   [MIME], canonicalization [XML-c14n], [XML-C14N], XPath filtering [XPath], and XSLT
   [XSLT]. The generic definition of the Transform element also allows
   application-specific transform algorithms. For example, the transform
   could be a decompression routine given by a Java class appearing as a
   base-64
   base64 encoded parameter to a Java Transform algorithm. However,
   applications should refrain from using application-specific transforms
   if they wish their signatures to be verifiable outside of their
   application domain. Section 6.6: Transform Algorithms defines the list
   of standard transformations.
   
    4.3.3.2 The DigestMethod Element
    
   DigestMethod is a required element that identifies the digest
   algorithm to be applied to the signed object. This element uses the

Eastlake, Reagle, Solo					[Page 17]

Internet Draft		XML-Signature Syntax and Processing	February 2000
   general structure here for algorithms specified in section 6.1:
   Algorithm Identifiers.
   Schema Definition:

   <element name='DigestMethod'>
  <type
     <complexType content='elementOnly'>
       <any minOccurs='0' maxOccurs='unbounded'/>
       <attribute name='Algorithm' type='uri' minOccurs='1' maxOccurs='1'/>
  </type> type='uriReference' use='required'/>
     </complexType>
   </element>
   DTD:

   <!ELEMENT DigestMethod (#PCDATA) %Method.ANY; >
   <!ATTLIST DigestMethod
             Algorithm  CDATA   #REQUIRED >

    4.3.3.3 The DigestValue Element
    
   DigestValue is an element that contains the encoded value of the
   digest. The digest is always encoded using Base 64 base64 [MIME].
   Schema Definition:

   <element name='DigestValue' type='ds:encoded'/> type='ds:CryptoBinary'/>
   DTD:

   <!ELEMENT DigestValue  (#PCDATA)  >
   <!-- base64 encoded signature value -->

  4.4 The KeyInfo Element
  
   KeyInfo may contain keys, names, certificates and other public key
   management information (such information, such as in-band key distribution or key
   agreement
   data or data supporting any other method.) data. This specification defines a few simple types but
   applications may place their own key identification and exchange
   semantics within this element type through the XML-namespace facility.
   [XML-ns]
   Schema Definition:


Eastlake, Reagle, Solo					[Page 19]

Internet Draft		XML-Signature Syntax and Processing	May 2000


   <element name='KeyInfo'>
  <type
     <complexType content='elementOnly'>
    <group order='choice'
       <choice minOccurs='1' maxOccurs='*'> maxOccurs='unbounded'>
         <any namespace='##other' minOccurs='1' maxOccurs='unbounded'/>
         <element name='KeyName' type='string'/>
         <element ref='ds:KeyValue'/>
         <element name='RetrievalMethod' type='uri'/> ref='ds:RetrievalMethod'/>
         <element ref='ds:X509Data'/>
         <element ref='ds:PGPData'/>
         <element ref='ds:SPKIData'/>
         <element name='MgmtData' type='string' minOccurs='0' maxOccurs='1'/>
    </group> />
       </choice>
       <attribute name='Id' type='ID' minOccurs='0' maxOccurs='1'/>
  </type>
</element>

<element name='KeyValue'>
  <type content='mixed'>

Eastlake, Reagle, Solo					[Page 18]

Internet Draft		XML-Signature Syntax and Processing	February 2000


    <element ref='ds:DSAKeyValue'/>
    <element ref='ds:RSAKeyValue'/>
  </type> use='optional'/>
     </complexType>
   </element>
   DTD:

   <!ELEMENT KeyInfo ((KeyName | KeyValue | RetrievalMethod |
             X509Data | PGPData | SPKIData | MgmtData)*)  >
   <!ATTLIST KeyInfo
             Id ID       #IMPLIED>
<!ELEMENT KeyName  (#PCDATA) >
<!ELEMENT KeyValue  (#PCDATA|DSAKeyValue|RSAKeyValue)*>
<!ELEMENT RetrievalMethod  (#PCDATA)      #IMPLIED >

   KeyInfo is an optional element that enables the recipient(s) to obtain
   the key(s) needed to validate the signature. If omitted, the recipient
   is expected to be able to identify the key based on application
   context information. Multiple declarations within KeyInfo refer to the
   same key. Applications While applications may define and use any mechanism they
   choose through inclusion of elements from a different namespace.
   
   Compliant namespace,
   compliant versions implementing KeyInfo MUST implement KeyValue, Section 4.4.2: KeyValue and SHOULD
   implement Section 4.4.3: RetrievalMethod.
     *
   
  4.4.1 The KeyName Element
  
   The KeyName element contains an identifier for the key, a string value which may be useful used by the
   signer to communicate a key identifier to the recipient. It Typically,
   KeyName contains an identifier related to the key pair used to sign
   the message, but it may be contain other protocol-related information
   that indirectly identifies a key pair. (Common uses of KeyName include
   simple string name, names for keys, a key index, encoded DN, a distinguished name (DN),
   an email address, etc.
     * etc.)
   Schema Definition:

   <!-- type declared in KeyInfo -->
   DTD:

   <!ELEMENT KeyName    (#PCDATA) >

  4.4.2 The KeyValue Element
  
   The KeyValue element contains the actual key(s) used to validate the
       signature. If the key is sent one or more public keys that may be
   useful in protected form, validating the MgmtData
       element should be used. Specific types must be defined signature. Structured formats for each
       algorithm type (see algorithms).
     * defining
   DSA (REQUIRED) and RSA (RECOMMENDED) public keys are defined in
   Section 6.4: Signature Algorithms.

Eastlake, Reagle, Solo					[Page 20]

Internet Draft		XML-Signature Syntax and Processing	May 2000


   Schema Definition:

   <element name='KeyValue'>
     <complexType content='mixed'>
       <choice minOccurs='1' maxOccurs='1'>
         <any namespace='##other' minOccurs='1' maxOccurs='unbounded'/>
         <element ref='ds:DSAKeyValue'/>
         <element ref='ds:RSAKeyValue'/>
       </choice>
     </complexType >
   </element>
   DTD:

   <!ELEMENT KeyValue   %Key.ANY; >

  4.4.3 The RetrievalMethod Element
  
   A RetrievalMethod element within KeyInfo is used to convey a URI (including optional query parameters) pointer
   to KeyInfo-like information that is stored at a remote location. For
   example, an X.509v3 certificate chain may be used published somewhere
   common to obtain key and/or certificate information.
     * X509Data contains an identifier a number of the key/cert used for
       validation (either an IssuerSerial value, documents; each document can reference this
   chain using a subject name, or single RetrievalMethod element instead of including the
   entire chain with a
       subjectkeyID) and an optional collection sequence of certificates X509Certificate elements.
   
   Each RetrievalMethod element contains three children elements:
   Location, Method and
       revocation/status information which may be used Type. Location contains a URI identifying the
   actual object. Method describes the process by which the recipient.
       IssuerSerial contains data
   retrieved from the encoded issuer name (RFC 2253) along
       with Location URI should be converted into KeyInfo
   sub-elements. The Type sub-element describes the object type and
   encoding format of the serial number.
     * PGPData contains data associated with a PGP key.
     * MgmtData contains in-band key distribution or agreement data.
       Examples may include DH key exchange, RSA key encryption etc. stored at the Location URI.
   Schema Definition

<element name='X509Data'>
  <type content='elementOnly'>
    <group order='seq' minOccurs='1' maxOccurs='1'>
      <group order='choice' minOccurs='1' maxOccurs='1'>
        <element ref='ds:X509IssuerSerial'/>
        <element name='X509SKI' type='string'/>
        <element name='X509SubjectName' type='string'/>
      </group>
      <element name='X509Certificate' type='string' minOccurs='0' maxOccurs='*'

Eastlake, Reagle, Solo					[Page 19]

Internet Draft		XML-Signature Syntax and Processing	February 2000


/>
      <element name='X509CRL' type='string' minOccurs='0' maxOccurs='*'/>
    </group>
  </type>
</element> Definition:

   <element name='X509IssuerSerial'>
   <type name='RetrievalMethod'>
     <complexType content='elementOnly'>
     <group order='seq'
       <sequence minOccurs='1' maxOccurs='1'>
         <element name='X509IssuerName' type='string' minOccurs='1' maxOccurs='1'
/>
       <element name='X509SerialNumber' type='string' name='Location' type='uriReference' minOccurs='1' maxOccurs='
1'/>
    </group>
  </type>
</element>

<element name='PGPData'>
  <type content='elementOnly'>
    <group order='seq' minOccurs='1' maxOccurs='1'>
         <element name='PGPKeyID' name='Method' type='string' minOccurs='1' maxOccurs='1'/>
         <element name='PGPKeyPacket' type='string' ref='ds:Type' minOccurs='1' maxOccurs='1'/>
    </group>
  </type>
       </sequence>
       <attribute name='Encoding' type='uriReference' use='optional'/>
     </complexType>
   </element>

   <element name='Type' type='string'>
     <complexType content='mixed'>
       <any namespace='##other' minOccurs='1' maxOccurs='unbounded'/>
       <attribute name='Encoding' type='uriReference' use='optional'/>
     </complexType>
   </element>
   DTD:

   <!ELEMENT X509Data ((X509IssuerSerial | X509SKI | X509SubjectName),
          X509Certificate*, X509CRL*)>
<!ELEMENT X509IssuerSerial (X509IssuerName, X509SerialNumber)  >
<!ELEMENT X509IssuerName (#PCDATA)  >
<!ELEMENT X509SubjectName (#PCDATA) >
<!ELEMENT X509SerialNumber  (#PCDATA)  >
<!ELEMENT X509SKI  (#PCDATA)  >
<!ELEMENT X509Certificate  (#PCDATA)  >
<!ELEMENT X509CRL  (#PCDATA) RetrievalMethod (Location, Method, Type) >

Eastlake, Reagle, Solo					[Page 21]

Internet Draft		XML-Signature Syntax and Processing	May 2000


   <!ELEMENT PGPData (PGPKeyID, PGPKeyPacket?) Location   %Key.ANY; >
   <!ELEMENT PGPKeyPacket  (#PCDATA) Method     %Key.ANY; >
   <!ELEMENT PGPKeyID  (#PCDATA) Type               %Key.ANY; >
<!ELEMENT MgmtData (#PCDATA)>

  4.5
   <!ATTLIST Type
          Encoding      CDATA   #IMPLIED>

  4.4.4 The Object X509Data Element
  
   Object is an optional
  
   An X509Data element that may occur within KeyInfo contains one or more times. When
   present, this element identifiers of
   keys/X509 certificates that may contain any data. be useful for validation. Five types
   of X509Data pointers are defined:
    1. The Object element may
   include optional MIME type, ID, and encoding attributes. X509IssuerSerial element, which contains an X.509 issuer
       distinguished name/serial number pair,
    2. The MimeType attribute is X509SubjectName element, which contains an optional attribute X.509 subject
       distinguished name,
    3. The X509SKI element, which describes contains an X.509 subject key
       identifier value.
    4. The X509Certificate element, which contains a Base64-encoded
       X.509v3 certificate, and
    5. The X509CRL element, which contains a Base64-encoded X.509v2
       certificate revocation list (CRL).
       
   Multiple declarations about a single certificate (e.g., a
   X509SubjectName and X509IssuerSerial element) MUST be grouped inside a
   single X509Data element; multiple declarations about the
   data same key but
   different certificates (related to that single key) MUST be grouped
   within the Object. This is a string with values defined by
   [MIME]. single KeyInfo element but multiple X509Data elements. For
   example, if the Object following block contains XML, the MimeType could be
   text/xml. This attribute is purely advisory, no validation of the
   MimeType information is required by two pointers to certificate-A
   (issuer/serial number & SKI) and a single reference to certificate-B
   (Subject Name):
   <X509Data>
     <X509IssuerSerial>
       <X509IssuerName>My CA for Certificate A</X509IssuerName>
       <X509SerialNumber>12345678</X509SerialNumber>
     </X509IssuerSerial>
     <X509SKI>31d97bd7</X509SKI>
   </X509Data>
   <X509Data>
     <X509SubjectName>Subject of Certificate A</X509SubjectName>
   </X509Data>
   Schema Definition:

   <element name='X509Data'>
     <complexType content='elementOnly'>
       <choice minOccurs='1' maxOccurs='unbounded'>
         <sequence minOccurs='1' maxOccurs='1'>
           <choice minOccurs='1' maxOccurs='1'>
             <element ref='ds:X509IssuerSerial'/>
             <element name='X509SKI' type='string'/> <!-- should this specification. be binary
? -->
             <element name='X509SubjectName' type='string'/>
           </choice>
         </sequence>

Eastlake, Reagle, Solo					[Page 20] 22]

Internet Draft		XML-Signature Syntax and Processing	February	May 2000


   
   The Object's ID is commonly referenced from a Reference in SignedInfo,
   or Manifest. This element is typically used for enveloping signatures
   where the object being signed is to be included in the signature
   document. The digest is calculated over the entire Object element
   including start and end tags.
   
   Note, if the application wishes to exclude the <Object> tags from the
   digest calculation the Reference must identify the actual data object
   (easy for XML documents) or a transform must be


         <element name='X509Certificate' type='ds:CryptoBinary' minOccurs='0' m
axOccurs='unbounded'/>
         <element name='X509CRL' type='ds:CryptoBinary' minOccurs='0' maxOccurs
='unbounded'/>
       </choice>
     </complexType>
   </element>

   <element name='X509IssuerSerial'>
      <complexType content='elementOnly'>
       <sequence minOccurs='1' maxOccurs='1'>
         <element name='X509IssuerName' type='string' minOccurs='1' maxOccurs='
1'/>
         <element name='X509SerialNumber' type='string' minOccurs='1' maxOccurs
='1'/>
       </sequence>
     </complexType>
   </element>
   DTD:

   <!ELEMENT X509Data ((X509IssuerSerial | X509SKI | X509SubjectName),
                        X509Certificate*, X509CRL*)>
   <!ELEMENT X509IssuerSerial (X509IssuerName, X509SerialNumber) >
   <!ELEMENT X509IssuerName (#PCDATA) >
   <!ELEMENT X509SubjectName (#PCDATA) >
   <!ELEMENT X509SerialNumber (#PCDATA) >
   <!ELEMENT X509SKI (#PCDATA) >
   <!ELEMENT X509Certificate (#PCDATA) >
   <!ELEMENT X509CRL (#PCDATA) >

  4.4.5 The PGPData element
  
   The PGPData element within KeyInfo is used to remove the
   Object tags (likely where the data object is non-XML). Exclusion of
   the object tags may be desired for cases where one wants the signature convey information
   related to remain valid if the data object PGP public key pairs and signatures on such keys. The
   PGPKeyID's value is moved from inside a signature to
   outside the signature (or vice-versa), or where the content of the
   Object is an encoding string containing a standard PGP public key
   identifier as defined in Section 11.2 of an original binary document and it is desired
   to extract and decode so [PGP]. The PGPKeyPacket
   contains a base64-encoded Key Material Packet as to sign defined in Section
   5.5 of [PGP]. Other sub-types of the original bitwise
   representation. PGPData element may be defined by
   the OpenPGP working group.
   Schema Definition:

   <element name='Object' >
  <type content='mixed'>
     <attribute name='Id' type='ID' minOccurs='0' maxOccurs='1'/>
     <attribute name='MimeType' name='PGPData'>
     <complexType content='elementOnly'>
       <sequence minOccurs='1' maxOccurs='1'>
         <any namespace='##other' minOccurs='1' maxOccurs='unbounded'/>
         <element name='PGPKeyID' type='string' minOccurs='0' maxOccurs='1'/>
     <attribute name='Encoding' type='uri' minOccurs='0' minOccurs='1' maxOccurs='1'/>
  </type>
         <element name='PGPKeyPacket' type='ds:CryptoBinary' minOccurs='1' maxO
ccurs='1'/>
       </sequence>
     </complexType>
   </element>
   DTD:

<!ELEMENT Object (#PCDATA|SignatureProperties|Manifest)*>
<!ATTLIST Object
        Id      ID      #IMPLIED
        MimeType        CDATA   #IMPLIED
        Encoding        CDATA   #IMPLIED >

5.0 Additional Signature


Eastlake, Reagle, Solo					[Page 23]

Internet Draft		XML-Signature Syntax

   This section describes the optional to implement Manifest and
   SignatureProperties elements and describes the handling of XML Processing Instructions and Comments. With respect to the elements
   Manifest and SignatureProperties this section specifies syntax and
   little behavior -- it is left to the application. These elements can
   appear anywhere the parent's content model permits; the Signature
   content model only permits them within Object.
   
  5.1 The Manifest Element	May 2000


   <!ELEMENT PGPData (PGPKeyID, PGPKeyPacket?)  >
   <!ELEMENT PGPKeyPacket  (#PCDATA)  >
   <!ELEMENT PGPKeyID  (#PCDATA)  >

  4.4.6 The Manifest SPKIData element provides a list of References.
  
   The difference
   from the list in SignedInfo is that it SPKIData element within KeyInfo is application defined which,
   if any, of the digests are actually checked against the objects
   referenced and what used to do if the object is inaccessible or the digest
   compare fails. If a Manifest is pointed convey information
   related to from SignedInfo, the digest
   over the Manifest itself will be checked by the core signature
   validation behavior. The digests within such a Manifest are checked at

Eastlake, Reagle, Solo					[Page 21]

Internet Draft		XML-Signature Syntax SPKI public key pairs, certificates and Processing	February 2000


   application discretion. If a Manifest is referenced from another
   Manifest, even the overall digest other SPKI data.
   The content of this two level deep Manifest
   might not element type is open and can be checked. defined elsewhere.
   Schema Definition:

   <element name='Manifest'>
  <type name='SPKIData'>
     <complexType content='elementOnly'>
    <group order='seq'
       <any namespace='##other' minOccurs='1' maxOccurs='1'>
        <element ref='ds:Reference' minOccurs='0' maxOccurs='*'/>
    </group>
  <attribute name='Id' type='ID' minOccurs='0' maxOccurs='1'/>
  </type> maxOccurs='unbounded'/>
     </complexType>
   </element>
   DTD:

   <!ELEMENT Manifest (Reference*)  >
<!ATTLIST Manifest
        Id      ID      #IMPLIED SPKIData (#PCDATA) >

  5.2

  4.4.6 The SignatureProperties Element
  
   Additional information items concerning the generation of the
   signature(s) can be placed in a SignatureProperty MgmtData element (i.e.,
   date/time stamp or the serial number of cryptographic hardware
  
   The MgmtData element within KeyInfo is a string value used in
   signature generation.) to convey
   in-band key distribution or agreement data. For example, DH key
   exchange, RSA key encryption, etc.
   Schema Definition:

<element name='SignatureProperties'>
  <type content='elementOnly'>
    <element ref='ds:SignatureProperty' minOccurs='1' maxOccurs='*'/>
    <attribute name='Id' type='ID' minOccurs='0' maxOccurs='1'/>
  </type>
</element>

<element name='SignatureProperty'>
  <type content='mixed'>
    <any namespace='##other'/>
    <attribute name='Target' type='URI' minOccurs='1' maxOccurs='1'/>
  </type>
</element>

   <!-- type declared in KeyInfo -->
   DTD:

   <!ELEMENT SignatureProperties (SignatureProperty*)  >
<!ATTLIST SignatureProperties
        Id      ID       #IMPLIED  >

<!ELEMENT SignatureProperty (#PCDATA)  >
<!ATTLIST SignatureProperty
        Target  CDATA    #REQUIRED  >

  5.3 Processing Instructions in Signature Elements
  
   No XML processing instructions (PIs) are MgmtData (#PCDATA)>

  4.5 The Object Element
  
   The type identifier (that can be used within Reference) is:
          Type="http://www.w3.org/2000/02/xmldsig#Object"
          
   Object is an optional element that may occur one or more times. When
   present, this element may contain any data. The Object element may
   include optional MIME type, ID, and encoding attributes.
   
   The MimeType attribute is an optional attribute which describes the
   data within the Object. This is a string with values defined by
   [MIME]. For example, if the Object contains XML, the MimeType could be
   text/xml. This attribute is purely advisory; no validation of the
   MimeType information is required by this specification.
   
   The Object's Id is commonly referenced from a Reference in SignedInfo,
   or Manifest. This element is typically used for enveloping signatures
   where the object being signed is to be included in the signature
   document. The digest is calculated over the entire Object element
   including start and end tags.
   

Eastlake, Reagle, Solo					[Page 22] 24]

Internet Draft		XML-Signature Syntax and Processing	February	May 2000


   Note that PIs placed inside SignedInfo by an


   Note, if the application will be
   signed unless wishes to exclude the CanonicalizationMethod algorithm discards them.
   (This is true for any signed XML content.) All of <Object> tags from the
   CanonicalizationMethods specified within this specification retain
   PIs. When a PI is part of content that is signed (e.g., within
   SignedInfo or referenced XML documents) any change to
   digest calculation the PI will
   obviously result in a signature failure.
   
  5.4 Comments in Signature Elements Reference must identify the actual data object
   (easy for XML comments are not used by this specification.
   
   Note that unless CanonicalizationMethod removes comments within
   SignedInfo documents) or any other referenced XML, they will be signed.
   Consequently, a change transform must be used to remove the comment will cause a signature failure.
   Similarly,
   Object tags (likely where the XML signature over any XML data will be sensitive to
   comment changes unless a comment-ignoring canonicalization/transform
   method, such as the Canonical XML [XML-canonicalization], object is
   specified.
   
6.0 Algorithms

   This section identifies algorithms used with non-XML). Exclusion of
   the XML digital signature
   standard. Entries contain object tags may be desired for cases where one wants the identifier signature
   to be used in Signature
   elements, remain valid if the data object is moved from inside a reference signature to
   outside the formal specification, and definitions, signature (or vice-versa), or where applicable, for the representation content of keys and the results
   Object is an encoding of
   cryptographic operations.
   
  6.1 Algorithm Identifiers an original binary document and Implementation Requirements
  
   Algorithms are identified by URIs that appear it is desired
   to extract and decode so as an attribute to sign the
   element that identifies the algorithms' role (DigestMethod, Transform,
   SignatureMethod, or CanonicalizationMethod). All algorithms used
   herein take parameters but in many cases the parameters are implicit.
   For example, a SignatureMethod is implicitly given two parameters: the
   keying info and original bitwise
   representation.
   Schema Definition:

  <element name='Object' >
    <complexType content='mixed'>
      <element ref='ds:Manifest' minOccurs='1' maxOccurs='unbounded'/>
      <any namespace='##any' minOccurs='1' maxOccurs='unbounded'/>
      <attribute name='Id' type='ID' use='optional'/>
      <attribute name='MimeType' type='string' use='optional'/> <!-- add a grep
 facet -->
      <attribute name='Encoding' type='uriReference' use='optional'/>
    </complexType>
  </element>
   DTD:

   <!ELEMENT Object %Object.ANY; >
   <!ATTLIST Object
             Id ID      #IMPLIED
             MimeType   CDATA   #IMPLIED
             Encoding   CDATA   #IMPLIED >

5.0 Additional Signature Syntax

   This section describes the output optional to implement Manifest and
   SignatureProperties elements and describes the handling of CanonicalizationMethod (or SignedInfo
   directly if there XML
   processing instructions and comments. With respect to the elements
   Manifest and SignatureProperties this section specifies syntax and
   little behavior -- it is no CanonicalizationMethod). Explicit additional
   parameters left to an algorithm the application. These elements can
   appear as anywhere the parent's content elements within model permits; the
   algorithm role element. Such parameter elements have a descriptive Signature
   content model only permits them within Object.
   
  5.1 The Manifest Element
  
   The type identifier (that can be used within Reference) is:
          Type="http://www.w3.org/2000/02/xmldsig#Manifest"
          
   The Manifest element name, which provides a list of References. The difference
   from the list in SignedInfo is frequently algorithm specific, that it is application defined which,
   if any, of the digests are actually checked against the objects
   referenced and MUST be in what to do if the XML Signature namespace object is inaccessible or an algorithm specific namespace.
   
   This specification defines the digest
   compare fails. If a set of algorithms, their URIs, and
   requirements for implementation. Requirements are specified over
   implementation, not Manifest is pointed to from SignedInfo, the digest
   over requirements for signature use. Furthermore, the mechanism is extensible, alternative algorithms may Manifest itself will be used checked by the core signature applications.
   
   Algorithm Type Algorithm Requirements Algorithm URI
   Digest
     SHA1 REQUIRED http://www.w3.org/2000/02/xmldsig#sha1
   Encoding
     Base64 REQUIRED http://www.w3.org/2000/02/xmldsig#base64

Eastlake,
   validation behavior. The digests within such a Manifest are checked at
   application discretion. If a Manifest is referenced from another

Eastlake, Reagle, Solo					[Page 23] 25]

Internet Draft		XML-Signature Syntax and Processing	February	May 2000


     QuotedPrintable RECOMMENDED http://www.w3.org/2000/02/xmldsig#qp
   MAC
     HMAC-SHA1 REQUIRED http://www.w3.org/2000/02/xmldsig#hmac-sha1
   Signature
     DSAwithSHA1
   (DSS) REQUIRED http://www.w3.org/2000/02/xmldsig#dsa
     RSAwithSHA1 RECOMMENDED http://www.w3.org/2000/02/xmldsig#rsa-sha1
   Canonicalization
     minimal REQUIRED http://www.w3.org/2000/02/xmldsig#minimal
     XML-
   Canonicalization RECOMMENDED
   http://www.w3.org/TR/1999/WD-xml-c14n-19991115
   Transform
     XSLT RECOMMENDED http://www.w3.org/TR/1999/REC-xslt-19991116
     XPath RECOMMENDED http://www.w3.org/TR/1999/REC-xpath-19991116
   
   Note that the normative identifier is the complete URIs in the table
   though they are frequently abbreviated in XML syntax as "&dsig;base64"
   or


   Manifest, even the like.
   
  6.2 Message Digests
  
   Only one digest algorithm is defined herein. However, it is expected
   that one or more additional strong overall digest algorithms will be developed
   in connection with the US Advanced Encryption Standard effort. Use of
   MD5 [MD5] is NOT RECOMMENDED because recent advances in cryptography
   have cast doubt on its strength.
   
    6.2.1 SHA-1
    
   Identifier:
          http://www.w3.org/2000/02/xmldsig#sha1 this two level deep Manifest
   might not be checked.
   Schema Definition:

   <element name='Manifest'>
     <complexType content='elementOnly'>
       <sequence minOccurs='1' maxOccurs='1'>
         <element ref='ds:Reference' minOccurs='1' maxOccurs='unbounded'/>
       </sequence>
       <attribute name='Id' type='ID' use='optional'/>
     </complexType>
   </element>
   DTD:

   <!ELEMENT Manifest (Reference*)  >
   <!ATTLIST Manifest
             Id ID      #IMPLIED >

  5.2 The SHA-1 algorithm [SHA-1] takes no explicit parameters. An example
   of an SHA-1 DigestAlg element is:
<DigestMethod Algorithm="&dsig;sha1"/>

   A SHA-1 digest is a 160-bit string. SignatureProperties Element
  
   The content of the DigestValue
   element shall type identifier (that can be used within Reference) is:
          Type="http://www.w3.org/2000/02/xmldsig#SignatureProperty"
          
   Additional information items concerning the base64 encoding generation of this bit string viewed as a
   20-octet octet stream. Example, the DigestValue
   signature(s) can be placed in a SignatureProperty element for (i.e.,
   date/time stamp or the
   message digest:
A9993E36 4706816A BA3E2571 7850C26C 9CD0D89D

   from Appendix A serial number of the SHA-1 standard would be:
<DigestValue>qZk+NkcGgWq6PiVxeFDCbJzQ2J0=</DigestValue>

  6.3 Message Authentication Codes
  
   MAC algorithms take two implicit parameters, their keying material
   determined from KeyInfo and the byte stream output by
   CanonicalizationMethod or SignedInfo directly if there is no
   CanonicalizationMethod. MACs and cryptographic hardware used in
   signature algorithms are
   syntactically identical but a MAC implies a shared secret key. generation).
   Schema Definition:

   <element name='SignatureProperties'>
     <complexType content='elementOnly'>
       <element ref='ds:SignatureProperty' minOccurs='1' maxOccurs='unbounded'/
>
       <attribute name='Id' type='ID' use='optional'/>
     </complexType>
   </element>

   <element name='SignatureProperty'>
     <complexType content='mixed'>
       <any namespace='##other' minOccurs='1' maxOccurs='unbounded'/>
       <attribute name='Target' type='uriReference' use='required'/>
       </complexType>
   </element>
   DTD:

   <!ELEMENT SignatureProperties (SignatureProperty+)  >
   <!ATTLIST SignatureProperties
             Id ID       #IMPLIED  >

   <!ELEMENT SignatureProperty %Object.ANY; >
   <!ATTLIST SignatureProperty
             Target     CDATA    #REQUIRED  >


Eastlake, Reagle, Solo					[Page 24] 26]

Internet Draft		XML-Signature Syntax and Processing	February	May 2000


   
    6.3.1 HMAC
    
   Identifier:
          http://www.w3.org/2000/02/xmldsig#hmac-sha1
          
   The HMAC algorithm (RFC2104 [HMAC]) takes the truncation length


  5.3 Processing Instructions in
   bits as a parameter. An example of Signature Elements
  
   No XML processing instructions (PIs) are used by this specification.
   
   Note that PIs placed inside SignedInfo by an HMAC SignatureMethod element:
<SignatureMethod Algorithm="&dsig;hmac-sha1">
   <HMACOutputLength>128</HMACOutputLength>
</SignatureMethod>

   The output of application will be
   signed unless the HMAC CanonicalizationMethod algorithm discards them.
   (This is ultimately the output (possibly
   truncated) true for any signed XML content.) All of the chosen digest algorithm. This value shall be base64
   encoded in the same straightforward fashion as the output
   CanonicalizationMethods specified within this specification retain
   PIs. When a PI is part of content that is signed (e.g., within
   SignedInfo or referenced XML documents) any change to the
   digest algorithms. Example: the SignatureValue element for the
   HMAC-SHA1 digest
9294727A 3638BB1C 13F48EF8 158BFC9D

   from the test vectors PI will
   obviously result in a signature failure.
   
  5.4 Comments in [HMAC] would be
<SignatureValue>kpRyejY4uxwT9I74FYv8nQ==</SignatureValue>
Schema Definition:

<element name='HMACOutputLength' type='integer' minOccurs='0' maxOccurs='1'/>
DTD:

<!ELEMENT HMACOutputLength (#PCDATA)>

  6.4 Signature Algorithms Signature algorithms take two implicit parameters, their keying
   material determined from KeyInfo and the byte stream output Elements
  
   XML comments are not used by this specification.
   
   Note that unless CanonicalizationMethod or SignedInfo directly if there is no
   CanonicalizationMethod. Signature and MAC algorithms are syntactically
   identical but a signature implies public key cryptography.
   
   Note: the schema and DTD declarations removes comments within this section are not yet
   part of section 9: schemas.
   
    6.4.1 DSA
    
   Identifier:
          http://www.w3.org/2000/02/xmldsig#dsa
          
   The DSA algorithm [DSS] takes no explicit parameters. An example of
   SignedInfo or any other referenced XML, they will be signed.
   Consequently, a
   DSA SignatureMethod element is:
<SignatureMethod Algorithm="&dsig;dsa"/>

   The output of change to the DSA algorithm consists of comment will cause a pair of integers usually
   referred by the pair (r, s). The signature value consists of failure.
   Similarly, the
   base64 encoding of XML signature over any XML data will be sensitive to
   comment changes unless a comment-ignoring canonicalization/transform
   method, such as the concatenation of two octet-streams that
   respectively result from Canonical XML [XML-C14N], is specified.
   
6.0 Algorithms

   This section identifies algorithms used with the octet-encoding of XML digital signature
   standard. Entries contain the values r and s.
   Integer identifier to octet-stream conversion must be done according to the I2OSP

Eastlake, Reagle, Solo					[Page 25]

Internet Draft		XML-Signature Syntax and Processing	February 2000


   operation defined used in the RFC 2437 [PKCS1] specification with Signature
   elements, a k
   parameter equal reference to 20. For example, the SignatureValue element formal specification, and definitions,
   where applicable, for a
   DSA signature (r, s) with values specified in hexadecimal:
r = 8BAC1AB6 6410435C B7181F95 B16AB97C 92B341C0
s = 41E2345F 1F56DF24 58F426D1 55B4BA2D B6DCD8C8

   from the example in Appendix 5 representation of keys and the DSS standard would be
<SignatureValue>
i6watmQQQ1y3GB+VsWq5fJKzQcBB4jRfH1bfJFj0JtFVtLotttzYyA==</SignatureValue>

   DSA key values have the following set results of fields: P, Q, G and Y are
   mandatory when appearing as a key value, J, seed
   cryptographic operations.
   
  6.1 Algorithm Identifiers and pgenCounter Implementation Requirements
  
   Algorithms are
   optional but SHOULD be present. (The seed and pgenCounter fields MUST identified by URIs that appear together as an attribute to the
   element that identifies the algorithms' role (DigestMethod, Transform,
   SignatureMethod, or be absent). CanonicalizationMethod). All algorithms used
   herein take parameters but in many cases the parameters are encoded as base64
   values.
Schema:

<element name='DSAKeyValue'>
  <type content='elementOnly'>
    <group order='seq' minOccurs='1' maxOccurs='1'>
      <element name='P' type='string' minOccurs='1' maxOccurs='1'/>
      <element name='Q' type='string' minOccurs='1' maxOccurs='1'/>
      <element name='G' type='string' minOccurs='1' maxOccurs='1'/>
      <element name='Y' type='string' minOccurs='1' maxOccurs='1'/>
      <element name='J' type='string' minOccurs='0' maxOccurs='1'/>
    </group>
    <group order='seq' minOccurs='0' maxOccurs='1'>
      <element name='Seed' type='string' minOccurs='1' maxOccurs='1'/>
      <element name='PgenCounterQ' type='string'   minOccurs='1' maxOccurs='1'/
>
    </group>
  </type>
</element>
DTD:

<!ELEMENT DSAKeyValue (P, Q, G, Y, J?, (Seed, PgenCounter)?) >
<!ELEMENT P (#PCDATA) >
<!ELEMENT Q (#PCDATA) >
<!ELEMENT G (#PCDATA) >
<!ELEMENT Y (#PCDATA) >
<!ELEMENT J (#PCDATA) >
<!ELEMENT Seed (#PCDATA) >
<!ELEMENT PgenCounter (#PCDATA) >
<!-- Each of these fields consists implicit.
   For example, a PCDATA
     where the data SignatureMethod is base64 encoded -->

    6.4.2 PKCS1
    
   Identifier:
          http://www.w3.org/2000/02/xmldsig#rsa-sha1
          
   The expression "RSA algorithm" as used in this specification refers to implicitly given two parameters: the RSASSA-PKCS1-v1_5 algorithm described in  RFC 2437 [PKCS1]. The

Eastlake, Reagle, Solo					[Page 26]

Internet Draft		XML-Signature Syntax
   keying info and Processing	February 2000


   RSA algorithm takes no explicit parameters. An example of an RSA
   SignatureMethod element is:
<SignatureMethod Algorithm="&dsig;rsa-sha1"/>

   The the output of the RSA algorithm CanonicalizationMethod (or SignedInfo
   directly if there is no CanonicalizationMethod). Explicit additional
   parameters to an octet string. The SignatureValue
   content for an RSA signature shall be the base64 encoding of this
   octet string. Example: TBD
   
   RSA key values have two fields: Modulus and Exponent.
Schema:

<element name='RSAKeyValue'>
  <type content='elementOnly'>
    <element name='Modulus' type='string' minOccurs='1' maxOccurs='1'/>
    <element name='Exponent' type='string' minOccurs='1' maxOccurs='1'/>
  </type>
</element>
DTD:

<!ELEMENT RSAKeyValue (Modulus, Exponent) >
<!ELEMENT Modulus (#PCDATA) >
<!ELEMENT Exponent (#PCDATA) >
<!-- Each field contains a CDATA which is the
     value for that item base64 encoded -->

  6.5 Canonicalization Algorithms
  
   Canonicalization algorithms take one implicit parameter when they algorithm appear as a CanonicalizationMethod content elements within the SignedInfo
   algorithm role element.
   
    6.5.1 Minimal Canonicalization
    
   Identifier:
          http://www.w3.org/2000/02/xmldsig#minimal 
          
   An example of Such parameter elements have a minimal canonicalization descriptive
   element is:
<CanonicalizationMethod Algorithm="&dsig;minimal"/>

   The minimal canonicalization algorithm:
     * converts the character encoding to UTF-8, removing the encoding
       pseudo-attribute
     * normalizes line endings as provided by [XML]. (See section 7: XML
       and Canonicalization name, which is frequently algorithm specific, and Syntactical Considerations.)
       
    6.5.2 Canonical MUST be in
   the XML
    
   Identifier:
          http://www.w3.org/TR/1999/WD-xml-c14n-19991115
          
   An example of Signature namespace or an XML canonicalization element is:
<CanonicalizationMethod Algorithm="http://www.w3.org/TR/1999/WD-xml-c14n-199911
15"/> algorithm specific namespace.
   
   This specification defines a set of algorithms, their URIs, and
   requirements for implementation. Requirements are specified over
   implementation, not over requirements for signature use. Furthermore,
   the mechanism is extensible, alternative algorithms may be used by
   signature applications.
   
   Algorithm Type Algorithm Requirements Algorithm URI
   Digest

Eastlake, Reagle, Solo					[Page 27]

Internet Draft		XML-Signature Syntax and Processing	February	May 2000


   The normative specification of Canonical XML is [XML-c14n].
   
  6.6


     SHA1 REQUIRED http://www.w3.org/2000/02/xmldsig#sha1
   Encoding
     Base64 REQUIRED http://www.w3.org/2000/02/xmldsig#base64
   MAC
     HMAC-SHA1 REQUIRED http://www.w3.org/2000/02/xmldsig#hmac-sha1
   Signature
     DSAwithSHA1
   (DSS) REQUIRED http://www.w3.org/2000/02/xmldsig#dsa
     RSAwithSHA1 RECOMMENDED http://www.w3.org/2000/02/xmldsig#rsa-sha1
   Canonicalization
     minimal RECOMMENDED http://www.w3.org/2000/02/xmldsig#minimal
     XML-
   Canonicalization REQUIRED
   http://www.w3.org/TR/1999/WD-xml-c14n-19991115
   Transform Algorithms
  
   A Transform algorithm has three implicit parameters. The first
     XSLT OPTIONAL http://www.w3.org/TR/1999/REC-xslt-19991116
     XPath RECOMMENDED http://www.w3.org/TR/1999/REC-xpath-19991116
   
   Note that the normative identifier is a
   byte stream from the Reference or as complete URI in the output of an earlier
   Transform. The second and third table
   though they are frequently abbreviated in XML syntax as "&dsig;base64"
   or the optional MimeType and Charset
   attributes like.
   
  6.2 Message Digests
  
   Only one digest algorithm is defined herein. However, it is expected
   that can one or more additional strong digest algorithms will be specified on the Transform element.
   
   Application developers are strongly encouraged to support all
   transforms listed developed
   in this section as RECOMMENDED unless connection with the
   application environment has resource constraints that would make such
   support impractical. The Working Group goal US Advanced Encryption Standard effort. Use of
   MD5 [MD5] is to maximize application
   interoperability NOT RECOMMENDED because recent advances in cryptography
   have cast doubt on XML signatures, and the working group expects
   ubiquitous availability of software to support these transforms that
   can be incorporated into applications without extensive development.
   
    6.6.1 Canonicalization
    
   Any canonicalization its strength.
   
    6.2.1 SHA-1
    
   Identifier:
          http://www.w3.org/2000/02/xmldsig#sha1
          
   The SHA-1 algorithm that can be used for
   CanonicalizationMethod can be used as [SHA-1] takes no explicit parameters. An example
   of an SHA-1 DigestAlg element is:
   <DigestMethod Algorithm="&dsig;sha1"/>

   A SHA-1 digest is a Transform.
   
    6.6.2 Base-64 and Quoted-Printable Decoding
    
   Identifiers:
          http://www.w3.org/2000/02/xmldsig#base-64
          http://www.w3.org/2000/02/xmldsig#qp 160-bit string. The normative specification for base 64 and quoted-printable decoding
   transforms is [MIME]. Neither the base-64 nor content of the quoted-printable
   Transform DigestValue
   element has content. The input is decoded by the algorithms.
   This transform is useful if an application needs to sign shall be the raw data
   associated with base64 encoding of this bit string viewed as a
   20-octet octet stream. For example, the encoded content DigestValue element for the
   message digest:
   A9993E36 4706816A BA3E2571 7850C26C 9CD0D89D

   from Appendix A of the SHA-1 standard would be:
   <DigestValue>qZk+NkcGgWq6PiVxeFDCbJzQ2J0=</DigestValue>

  6.3 Message Authentication Codes
  
   MAC algorithms take two implicit parameters, their keying material
   determined from KeyInfo and the octet stream output by
   CanonicalizationMethod or SignedInfo directly if there is no

Eastlake, Reagle, Solo					[Page 28]

Internet Draft		XML-Signature Syntax and Processing	May 2000


   CanonicalizationMethod. MACs and signature algorithms are
   syntactically identical but a MAC implies a shared secret key.
   
    6.3.1 HMAC
    
   Identifier:
          http://www.w3.org/2000/02/xmldsig#hmac-sha1
          
   The HMAC algorithm (RFC2104 [HMAC]) takes the truncation length in
   bits as a parameter; if the parameter is not specified then all the
   bits of the hash are output. An example of an element. Quoted-printable HMAC SignatureMethod
   element:
   <SignatureMethod Algorithm="&dsig;hmac-sha1">
      <HMACOutputLength>128</HMACOutputLength>
   </SignatureMethod>

   The output of the HMAC algorithm is
   provided, ultimately the output (possibly
   truncated) of the chosen digest algorithm. This value shall be base64
   encoded in the same straightforward fashion as the output of the
   digest algorithms. Example: the SignatureValue element for the
   HMAC-SHA1 digest
   9294727A 3638BB1C 13F48EF8 158BFC9D

   from the test vectors in [HMAC] would be
<SignatureValue>kpRyejY4uxwT9I74FYv8nQ==</SignatureValue>
   Schema Definition:

   <element name='HMACOutputLength' type='integer' minOccurs='0' maxOccurs='1'/
>
   DTD:

   <!ELEMENT HMACOutputLength (#PCDATA)>

  6.4 Signature Algorithms
  
   Signature algorithms take two implicit parameters, their keying
   material determined from KeyInfo and the octet stream output by
   CanonicalizationMethod or SignedInfo directly if there is no
   CanonicalizationMethod. Signature and MAC algorithms are syntactically
   identical but a signature implies public key cryptography.
   
    6.4.1 DSA
    
   Identifier:
          http://www.w3.org/2000/02/xmldsig#dsa
          
   The DSA algorithm [DSS] takes no explicit parameters. An example of a
   DSA SignatureMethod element is:
   <SignatureMethod Algorithm="&dsig;dsa"/>

   The output of the DSA algorithm consists of a pair of integers usually
   referred by the pair (r, s). The signature value consists of the
   base64 encoding of the concatenation of two octet-streams that

Eastlake, Reagle, Solo					[Page 29]

Internet Draft		XML-Signature Syntax and Processing	May 2000


   respectively result from the octet-encoding of the values r and s.
   Integer to octet-stream conversion must be done according to the I2OSP
   operation defined in the RFC 2437 [PKCS1] specification with a k
   parameter equal to 20. For example, the SignatureValue element for a
   DSA signature (r, s) with values specified in hexadecimal:
   r = 8BAC1AB6 6410435C B7181F95 B16AB97C 92B341C0
   s = 41E2345F 1F56DF24 58F426D1 55B4BA2D B6DCD8C8

   from the example in Appendix 5 of the DSS standard would be
   <SignatureValue>
   i6watmQQQ1y3GB+VsWq5fJKzQcBB4jRfH1bfJFj0JtFVtLotttzYyA==</SignatureValue>

   DSA key values have the following set of fields: P, Q, G and Y are
   mandatory when appearing as a key value, J, seed and pgenCounter are
   optional but SHOULD be present. (The seed and pgenCounter fields MUST
   appear together or be absent). All parameters are encoded as base64
   values.
   Schema:

   <element name='DSAKeyValue'>
     <complexType content='elementOnly'>
       <sequence minOccurs='1' maxOccurs='1'>
         <element name='P' type='ds:CryptoBinary' minOccurs='1' maxOccurs='1'/>

         <element name='Q' type='ds:CryptoBinary' minOccurs='1' maxOccurs='1'/>

         <element name='G' type='ds:CryptoBinary' minOccurs='1' maxOccurs='1'/>

         <element name='Y' type='ds:CryptoBinary' minOccurs='1' maxOccurs='1'/>

         <element name='J' type='ds:CryptoBinary' minOccurs='0' maxOccurs='1'/>

       </sequence>
       <sequence minOccurs='0' maxOccurs='1'>
         <element name='Seed' type='ds:CryptoBinary' minOccurs='1' maxOccurs='1
'/>
         <element name='PgenCounterQ' type='ds:CryptoBinary' minOccurs='1' maxO
ccurs='1'/>
       </sequence>
     </complexType>
   </element>

   DTD:

   <!ELEMENT DSAKeyValue (P, Q, G, Y, J?, (Seed, PgenCounter)?) >
   <!ELEMENT P (#PCDATA) >
   <!ELEMENT Q (#PCDATA) >
   <!ELEMENT G (#PCDATA) >
   <!ELEMENT Y (#PCDATA) >
   <!ELEMENT J (#PCDATA) >
   <!ELEMENT Seed (#PCDATA) >
   <!ELEMENT PgenCounter (#PCDATA) >


Eastlake, Reagle, Solo					[Page 30]

Internet Draft		XML-Signature Syntax and Processing	May 2000


    6.4.2 PKCS1
    
   Identifier:
          http://www.w3.org/2000/02/xmldsig#rsa-sha1
          
   The expression "RSA algorithm" as used in addition this specification refers to base-64, in keeping with
   the XML support RSASSA-PKCS1-v1_5 algorithm described in  RFC 2437 [PKCS1]. The
   RSA algorithm takes no explicit parameters. An example of a
   roughly human readable final format.
   
    6.6.3 XPath Filtering
    
   Identifier:
          http://www.w3.org/TR/1999/REC-xpath-19991116 an RSA
   SignatureMethod element is:
   <SignatureMethod Algorithm="&dsig;rsa-sha1"/>

   The XPath transform output is the result of applying an XPath
   expression to the RSA algorithm is an input octet string. The XPath expression appears in a
   parameter element named XPath. The input string is equivalent to SignatureValue
   content for an RSA signature shall be the
   result base64 encoding of dereferencing this
   octet string. [Example: TBD]
   
   RSA key values have two fields: Modulus and Exponent.
   Schema:

   <element name='RSAKeyValue'>
     <complexType content='elementOnly'>
       <element name='Modulus' type='ds:CryptoBinary' minOccurs='1' maxOccurs='
1'/>
       <element name='Exponent' type='ds:CryptoBinary' minOccurs='1' maxOccurs=
'1'/>
     </complexType>
   </element>
   DTD:

   <!ELEMENT RSAKeyValue (Modulus, Exponent) >
   <!ELEMENT Modulus (#PCDATA) >
   <!ELEMENT Exponent (#PCDATA) >

  6.5 Canonicalization Algorithms
  
   Canonicalization algorithms take one implicit parameter when they
   appear as a CanonicalizationMethod within the URI attribute SignedInfo element.
   
    6.5.1 Minimal Canonicalization
    
   Identifier:
          http://www.w3.org/2000/02/xmldsig#minimal 
          
   An example of the Reference a minimal canonicalization element
   containing the XPath transform, then, in sequence, applying all
   transforms that appear before the XPath transform in the Reference
   element's Transforms. is:
   <CanonicalizationMethod Algorithm="&dsig;minimal"/>

   The primary purpose of this transform is to omit information from the
   input document that must be allowed to vary after the signature is
   affixed to the input document. It is the responsibility of minimal canonicalization algorithm:
     * converts the XPath
   expression author to ensure that all information character encoding to UTF-8, removing the authentication of encoding
       pseudo-attribute
     * normalizes line endings as provided by [XML]. (See section 7: XML
       and Canonicalization and Syntactical Considerations.)
       
    6.5.2 Canonical XML
    

Eastlake, Reagle, Solo					[Page 28] 31]

Internet Draft		XML-Signature Syntax and Processing	February	May 2000


   which is necessary has been included in the output such that
   modification of the excluded information does not affect the secure
   interpretation of the data in the application context. One simple


   Identifier:
          http://www.w3.org/TR/1999/WD-xml-c14n-19991115
          
   An example of this is the omission of an enveloped signature's
   SignatureValue element.
   
    6.6.3.1 Evaluation Context Initialization XML canonicalization element is:
   <CanonicalizationMethod Algorithm="http://www.w3.org/TR/1999/WD-xml-c14n-199
91115"/>

   The XPath transform establishes the following evaluation context for
   the XPath expression given in the XPath parameter element:
     * A context node, initialized to null.
     * A context position, initialized to 0.
     * A context size, initialized to 0.
     * A library normative specification of functions equal to the function set defined in XPath
       plus the functions parse() and serialize() defined in this
       specification.
     * Canonical XML is [XML-C14N].
   
  6.6 Transform Algorithms
  
   A set of variable bindings containing the variables $exprEncoding,
       $exprBOM, and $input.
          + $exprEncoding: Transform algorithm has three implicit parameters. The first is a string containing
   octet stream from the character encoding of Reference or the XPath expression
          + $exprBOM: a string containing output of an earlier Transform.
   The second and third are the byte order mark for optional MimeType and Charset attributes
   that can be specified on the
            XPath expression; set Transform element.
   
   Application developers are strongly encouraged to support all
   transforms listed in this section as RECOMMENDED unless the empty string if the document
            containing the XPath expression
   application environment has no byte order mark.
          + $input: the string containing the input XML document,
            including the byte order mark, if one exists. (Typically,
            $input resource constraints that would make such
   support impractical. The Working Group goal is passed directly to parse(), but if $input does not
            contain a well-formed maximize application
   interoperability on XML document, XPath functions such as
            concat() can be used before passing signatures, and the result to parse()).
     * An empty set working group expects
   ubiquitous availability of namespace declarations. (Note: It is possible software to
       address a node by its qualified name, even though the evaluation
       context has not been initialized with support these transforms that
   can be incorporated into applications without extensive development.
   
    6.6.1 Canonicalization
    
   Any canonicalization algorithm that can be used for
   CanonicalizationMethod can be used as a declaration of the
       namespace. The XPath language provides the functions
       namespace-uri() Transform.
   
    6.6.2 Base64 and local-name() for this purpose). Quoted-Printable Decoding
    
   Identifiers:
          http://www.w3.org/2000/02/xmldsig#base64
          http://www.w3.org/2000/02/xmldsig#qp
          
   The XPath implementation normative specification for base 64 and quoted-printable decoding
   transforms is expected to convert all strings appearing
   in [MIME]. Neither the XPath expression to base64 nor the same encoding used quoted-printable
   Transform element has content. The input is decoded by the input string
   prior to making any comparisons.
   
    6.6.3.2 Document Order
    
   The XPath specification defines a node-set algorithms.
   This transform is useful if an application needs to be unordered. However, sign the specification also defines raw data
   associated with the notion encoded content of document order, and it an element. Quoted-printable is
   clear that implementations must maintain knowledge of the document
   order
   provided, in order addition to correctly process base64, in keeping with the proximity position XML support of a node.
   In XPath, a node's position in the document order
   roughly human readable final format.
   
    6.6.3 XPath Filtering
    
   Identifier:
          http://www.w3.org/TR/1999/REC-xpath-19991116
          
   The XPath transform output is given by the
   location of the first character result of the node's representative text in
   the document, except that applying an element's namespace nodes are defined XPath
   expression to an input string. The XPath expression appears in a
   parameter element named XPath. The input string is equivalent to
   be before its attribute nodes and the relative order
   result of namespace
   nodes and attribute nodes is application dependent. Within dereferencing the
   XML-Signature application URI attribute of XPath, two namespace/attribute orderings
   are defined:
     * Lexicographic Order: the namespace and attribute axes are
       lexicographically sorted on input, with namespace URI as primary Reference element
   containing the XPath transform, then, in sequence, applying all

Eastlake, Reagle, Solo					[Page 29] 32]

Internet Draft		XML-Signature Syntax and Processing	February	May 2000


       key and local name as secondary key. On serialization,


   transforms that appear before the
       namespace nodes XPath transform in the Reference
   element's Transforms.
   
   The primary purpose of this transform is to ensure that only
   specifically defined changes to the input XML document are placed before permitted
   after the attribute nodes.
     * Exact Order: as with signature is affixed. The XPath expression can be created
   such that it includes all other types of nodes, each namespace and
       attribute node elements except those meeting specific
   criteria. It is associated with an integer P indicating the
       location responsibility of the first character XPath expression author to
   ensure that all necessary information has been included in the output
   such that modification of its representative text, and the namespace and attribute axes are sorted by P. On
       serialization, excluded information does not affect the namespace and attribute axes are merged using P
       as
   interpretation of the key.
       
    6.6.3.3 Function Library Additions
    
   Function: node-set parse (stringInput, boolean LexOrder)
   
   This function converts output in the Input string into application context. One simple
   example of this is the omission of an enveloped signature from a node-set.
   DigestValue calculation.
   
    6.6.3.1 Evaluation Context Initialization
    
   The function
   throws an exception if it cannot provide XPath transform establishes the following evaluation context for
   the XPath expression given in the XPath parameter element:
     * A context node, initialized to the functionality
   corresponding input XML document's root node.
     * A context position, initialized to 1.
     * A context size, initialized to 1.
     * A library of functions equal to the LexOrder setting or if function set defined in XPath.
     * A set of variable bindings. No means for initializing these is
       defined. Thus, the string does not
   contain set of variable bindings used when evaluating
       the XPath expression is empty, and use of a well-formed XML document (including byte order mark if variable reference in
       the
   document has one).
   
   Because parse() uses XPath expression results in an error.
     * The set of namespace declarations in scope for the XPath
       expression.
       
    6.6.3.2 Parsing Requirements for XPath Evaluation
    
   An XML processor is used to read the input, linefeeds are
   normalized, attribute values are normalized, CDATA sections are
   replaced by their content, input XML document and entity references are recursively
   replaced by substitution text. In addition, any consecutive characters
   are grouped into produce a single text node.
   
   Although an XML processor reads
   parse tree capable of being used as the initial context node for the
   XPath evaluation, as described in the previous section. If the input
   is not a well-formed XML document, validating then the XPath transform must throw
   an exception.
   
   Validating and non-validating XML processors only behave in the same
   way (e.g. with respect to attribute value normalization and entity
   reference definition) until an external reference is encountered. If
   the XPath transform implementation uses a non-validating processor,
   and it encounters an external reference in the input document, then the function should
   throw an
   exception must be thrown to indicate that the necessary algorithm is
   unavailable (The XPath transform cannot simply generate incorrect
   output since many applications distinguish between an unverifiable signature versus
   from an invalid signature).
   
   The node-set returned
   
   As a result of reading the input with an XML processor, linefeeds are
   normalized, attribute values are normalized, CDATA sections are
   replaced by this function has their content, and entity references are recursively
   replaced by substitution text. In addition, consecutive characters are
   grouped into a context node single text node.
   

Eastlake, Reagle, Solo					[Page 33]

Internet Draft		XML-Signature Syntax and Processing	May 2000


   The XPath implementation is expected to convert the information in the
   input XML document and the XPath expression string to the character
   domain prior to making any comparisons such that the result of
   evaluating the root expression is equivalent regardless of the initial
   encoding of the input XML document, and the context position and context size
   are equal to 1. The function also associates a document order position
   P with each node. For attribute and XPath expression.
   
   The namespace nodes, the value prefix of P is
   dependent upon each node appearing in the LexOrder parameter. If original document
   must be preserved by the LexOrder is false, then
   P is assigned using exact order as defined in XML processor used by the previous section. If
   LexOrder XPath transform
   implementation. This is true, then necessary in order to produce the value of P for namespace and attribute
   nodes serialized
   result.
   
   Although an node-set is assigned unordered, based on a lexicographic ordering the expression evaluation
   requirements of the namespace
   and attributes (as defined in XPath function library, the previous section). For a given
   element E with document order
   position P, N namespace nodes and A
   attribute nodes, the successive namespace nodes are assigned document
   order positions P+1 to P+N, and of each node must be available, except for the successive attribute nodes are
   assigned document order positions P+N+1 to P+N+A.
   
   The function associates two strings with the root node: BOM and
   XMLDecl.
   namespace axes. The BOM string contains the byte order mark or the empty
   string if there was XPath transform imposes no byte order mark. The XMLDecl strings contain

Eastlake, Reagle, Solo					[Page 30]

Internet Draft		XML-Signature Syntax and Processing	February 2000


   the complete, unaltered input text that the XML processor absorbs
   while recognizing the 'XMLDecl' production rule.
   
   The function associates a namespace-prefix string with each element, on attribute and
   namespace node to store the namespace prefix of nodes during XPath expression evaluation, and expressions
   based on attribute or namespace qualified nodes. The string is empty unless the name of the node is position are not interoperable.
   The XPath transform does define an order for namespace qualified.
   
   Function:string serialize(node-set)
   
   This function converts a and attribute
   nodes during serialization.
   
    6.6.3.3 XPath Transform Serialization Algorithm
    
   A node-set is converted into a string by generating the representative
   text for each node in the node-set. The nodes of a node-set are
   processed in ascending order of the nodes' P values
   (document document order positions
   except for attribute and namespace nodes, which do not have document
   order positions) positions.
   
   The nodes in the attribute and namespace axes will each be processed
   in lexicographic order, with the namespace axis preceding the
   attribute axis. Lexicographic comparison is performed using namespace
   URI as assigned by the parse() function. primary key and local name as secondary key (namespace
   nodes and attribute nodes with no namespace qualification have an
   empty namespace URI, which is defined to be lexicographically least).
   Lexicographic comparison is based on the UCS codepoint values, which
   is equivalent to lexical ordering based on UTF-8.
   
   The method of text generation is dependent on the node type and given
   in the following list:
     * Root Node- The BOM (byte Nothing (no byte order mark) string then the XMLDecl
       string. (Note that parse() does not preserve the document type
       declaration (the text that was absorbed while matching the
       'doctypedecl' production rule). This is because XPath provides mark, no XML declaration, no
       access to the DTD or even node type for storing the DTD, so there
       is nothing with which to associate a
       document order position.) type declaration).
     * Element Nodes- An open angle bracket (<), the element name, any QName, the
       nodes of the namespace and attribute axis, the nodes in document order given by P, then of the attribute axis, a
       close angle bracket (>), the descendant nodes of the element that
       are in the node-set in (in document order, order), an open angle bracket, a
       forward slash (/), the element name, QName, and a close angle bracket.
       The element name is either (1) the local name if the namespace
       prefix string is empty or (2) the namespace prefix and a colon
       followed by the local name of the element.
     * Namespace and Attribute Nodes- a space, the namespace prefix and a
       colon if the namespace prefix string for the node is non-empty,
       the local name, node's QName, an
       equals sign, an open double quote, the modified string value, the attribute value, and
       a close double quote. The string value of the node is modified by
       replacing all ampersands (&) with &amp;, all double quote
       characters with &quot;, and all
       illegal whitespace characters for the output character encoding (#x9, #xA,
       #xD, and #x20) with two digit hexadecimal character references (e.g. &#x0D;).
       except for #x20 characters with no preceding #x20.

Eastlake, Reagle, Solo					[Page 34]

Internet Draft		XML-Signature Syntax and Processing	May 2000


     * Text Nodes- the string value, except all ampersands are replaced
       by &amp;, all open angle brackets (<) are replaced by &lt;, and
       all illegal characters for the output character encoding with
       hexadecimal character references (e.g. &#x0D;). #xD characters are replaced by &#x0D;.
     * Processing Instruction Nodes- an open angle bracket, a question
       mark, the expanded PI target name of the node, a space, leading space and the
       modified string value, value if the string value is not empty, the
       question mark, and a close angle bracket. The modified string
       value is the string value except all #xD characters are replaced
       by &#x0D;. If the string value is empty, then the leading space is
       not added.
     * Comment Nodes- the open comment sequence (<!--), the string value
       of the node, and the close comment sequence (-->).
       
   The QName of a node is either the local name if the namespace prefix
   string is empty or the namespace prefix, a colon, then the local name
   of the element. The namespace prefix used in the QName MUST be the
   same one which appeared in the input document.
   
    6.6.3.4 XPath Transform Output
    
   The result of the XPath expression is a string, boolean, number, or
   node-set. If the result of the XPath expression is a string, then the
   string converted to UTF-8 is the output of the XPath transform. If the
   result is a

Eastlake, Reagle, Solo					[Page 31]

Internet Draft		XML-Signature Syntax and Processing	February 2000 boolean or number, then the XPath transform output is
   computed by
   calling the XPath string() function on converting the boolean or number. number to a string as if by a
   call to the XPath string() function, then converting to UTF-8. If the
   result of the XPath expression is a node-set, then the XPath transform
   output is the string
   result of calling serialize() on is computed by serializing the node-set. node-set with a UTF-8 encoding.
   
   For example, consider creating an enveloped signature S1 (a Signature
   element with an id attribute equal to "S1"). The signature S1 is
   enveloped because its Reference URI indicates some ancestor element of
   S1. Since Elements within S1 are changed during signature creation (e.g. the DigestValue in
   digest value must be put inside the Reference is calculated before DigestValue and S1's
   SignatureValue, the
   SignatureValue must be omitted subsequently calculated). To prevent these
   changes from invalidating the
   DigestValue digest value in DigestValue, we add a
   transform that omits S1 from the digest calculation. This can be done
   with an XPath transform containing the following XPath expression in
   its XPath parameter element:
   
   serialize(parse($input, "true")/descendant-or-self::node()[
        not(self::SignatureValue and parent::Signature[@id="S1"]) and
        not(self::KeyInfo and parent::Signature[@id="S1"]) and
        not(self::DigestValue and ancestor::*[3 and @id="S1"])]
   
   The parse() call creates a node-set from the $input using
   lexicographic order for the namespace and attribute order.
   
   /descendant-or-self::node()[not(ancestor-or-self::dsig:Signature[@id='
   S1'])]
   
   The '/descendant-or-self::node()' means that all nodes in the entire
   parse tree starting at the root node are candidates for the result
   node-set. For each node candidate, the node is included in the
   resultant node-set if and only if the node test (the boolean
   expression in the square brackets) evaluates to "true" for that node.
   The node test returns true for all nodes except the SignatureValue and KeyInfo child
   elements and the DigestValue descendants of Signature S1. Thus,
   serialize() returns a string containing the entire $input except for
   omitting the parts of S1 that must change during core processing, so
   these changes will not invalidate a DigestValue computed over the
   serialize() result. and its descendant
   nodes.
   
   Note that this expression works even if the XPath transform is
   implemented with a non-validating processor because S1 is identified

Eastlake, Reagle, Solo					[Page 35]

Internet Draft		XML-Signature Syntax and Processing	May 2000


   by comparison to the value of an attribute named 'id' rather than by
   using the XPath id() function. Although the id() function is useful
   when the 'id' attribute is not named 'id', the XPath expression author
   will know the 'id' attribute's name when writing the expression.
   
   It is RECOMMENDED that the XPath be constructed such that the result
   of this operation is a well-formed XML document. This should be the
   case if root element of the input resource is included by the XPath
   (even if a number of its descendant nodes are omitted by the XPath
   expression). It is also RECOMMENDED that nodes should not be omitted
   from the input if they affect the interpretation of the output nodes
   in the application context. The XPath expression author is responsible
   for this since the XPath expression author knows the application
   context.
   
    6.6.4 XSLT Transform
    
   Identifier:

Eastlake, Reagle, Solo					[Page 32]

Internet Draft		XML-Signature Syntax and Processing	February 2000
          http://www.w3.org/TR/1999/REC-xslt-19991116
          
   The Transform element contains a single parameter child element called
   XSLT, whose content MUST conform to the XSL Transforms [XSLT] language
   syntax. The processing rules for the XSLT transform are stated in the
   XSLT specification [XSLT].
   
7.0 XML Canonicalization and Syntax Constraint Considerations

   Digital signatures only work if the verification calculations are
   performed on exactly the same bits as the signing calculations. If the
   surface representation of the signed data can change between signing
   and verification, then some way to standardize the changeable aspect
   must be used before signing and verification. For example, even for
   simple ASCII text there are at least three widely used line ending
   sequences. If it is possible for signed text to be modified from one
   line ending convention to another between the time of signing and
   signature verification, then the line endings need to be canonicalized
   to a standard form before signing and verification or the signatures
   will break.
   
   XML is subject to surface representation changes and to processing
   which discards some surface information. For this reason, XML digital
   signatures have a provision for indicating canonicalization methods in
   the signature so that a verifier can use the same canonicalization as
   the signer.
   
   Throughout this specification we distinguish between the
   canonicalization of a Signature data object and other signed XML data
   objects. It is possible for an isolated XML document to be treated as
   if it were binary data so that no changes can occur. In that case, the
   digest of the document will not change and it need not be
   canonicalized if it is signed and verified as such. However, XML that
   is read and processed using standard XML parsing and processing
   techniques is frequently changed such that some of its surface

Eastlake, Reagle, Solo					[Page 36]

Internet Draft		XML-Signature Syntax and Processing	May 2000


   representation information is lost or modified. In particular, this
   will occur in many cases for the Signature and enclosed SignedInfo
   elements since they, and possibly an encompassing XML document, will
   be processed as XML.
   
   Similarly, these considerations apply to Manifest, Object, and
   SignatureProperties elements if those elements have been digested,
   their DigestValue is to be checked, and they are being processed as
   XML.
   
   The kinds of changes in XML that may need to be canonicalized can be
   divided into three categories. There are those related to the basic
   [XML], as described in 7.1 below. There are those related to [DOM],
   [SAX], or similar processing as described in 7.2 below. And, third,
   there is the possibility of coded character set conversion, such as
   between UTF-8 and UTF-16, both of which all XML standards  [XML] compliant
   processors are required to support. Any canonicalization algorithm
   should yield output in a specific fixed coded character set. For both
   the minimal

Eastlake, Reagle, Solo					[Page 33]

Internet Draft		XML-Signature Syntax and Processing	February 2000 canonicalization defined in this specification and the W3C
   Canonical XML [XML-c14n], [XML-C14N], that coded character set is UTF-8.
   
  7.1 XML 1.0, Syntax Constraints, and Canonicalization
  
   XML 1.0 [XML] defines an interface where a conformant application
   reading XML is given certain information from that XML and not other
   information. In particular,
    1. line endings are normalized to the single character #xA by
       dropping #xD characters if they are immediately followed by a #xA
       and replacing them with #xA in all other cases,
    2. missing attributes declared to have default values are provided to
       the application as if present with the default value,  [I18N:In
       7.1, second numbered list, item 2, characters not representable in
       the encoding chosen should be mentioned.]
    3. character references are replaced with the corresponding
       character,
    4. entity references are replaced with the corresponding declared
       entity,
    5. attribute values are normalized by
         A. replacing character and entity references as above,
         B. replacing occurrences of #x9, #xA, and #xD with #x20 (space)
            except that the sequence #xD#xA is replaced by a single
            space, and
         C. if the attribute is not declared to be CDATA, stripping all
            leading and trailing spaces and replacing all interior runs
            of spaces with a single space, and
    6. for elements declared to have element content, eliminate white
       space that appears within their content but not within the content
       of any enclosed element.
       
   Note that items (2), (4), (5C), and (6) depend on specific schema,
   DTD, or similar declarations. In the general case, such declarations
   will not be available to or used by the signature verifier. Thus, to
   interoperate between different XML implementations, the following
   syntax contraints MUST be observed when generating any signed material
   to be processed as XML, including the SignedInfo element:
    1. attributes having default values be explicitly present,

Eastlake, Reagle, Solo					[Page 37]

Internet Draft		XML-Signature Syntax and Processing	May 2000


    2. all entity references (except "amp", "lt", "gt", "apos", and
       "quot" which are pre-defined) be expanded,
    3. attribute value white space be normalized, and
    4. insignificant white space not be generated within elements having
       element content. normalized
       
  7.2 DOM/SAX Processing and Canonicalization
  
   In addition to the canonicalization and syntax constraints discussed
   above, many XML applications use the Document Object Model [DOM] or
   The Simple API for XML  [SAX]. DOM maps XML into a tree structure of
   nodes and typically assumes it will be used on an entire document with
   subsequent processing being done on this tree. SAX converts XML into a
   series of events such as a start tag, content, etc. In either case,
   many surface characteristics such as the ordering of attributes and
   insignificant white space within start/end tags is lost. In addition,
   namespace declarations are mapped over the nodes to which they apply,

Eastlake, Reagle, Solo					[Page 34]

Internet Draft		XML-Signature Syntax and Processing	February 2000
   losing the namespace prefixes in the source text and, in most cases,
   losing where namespace declarations appeared in the original instance.
   
   If an XML Signature is to be produced or verified on a system using
   the DOM or SAX processing, a canonical method is needed to serialize
   the relevant part of a DOM tree or sequence of SAX events. XML
   canonicalization specifications, such as [XML-c14n], [XML-C14N], are based only on
   information which is preserved by DOM and SAX. For an XML Signature to
   be verifiable by an implementation using DOM or SAX, not only must the
   syntax constraints given in section 7.1 be followed but an appropriate
   XML canonicalization MUST be specified so that the verifier can
   re-serialize DOM/SAX mediated input into the same byte sequence octect stream that
   was signed.
   
8.0 Security Considerations

   The XML Signature specification provides a very flexible digital
   signature mechanism. Implementors must give consideration to their
   application threat models and to the following factors.
   
  8.1 Only What is Signed is Secure
  
   A requirement of this specification is to permit signatures to "apply
   to a part or totality of a XML document." (See section 3.1.3 of
   [XML-Signature-RD])
   [XML-Signature-RD].) The Transforms mechanism meets this requirement
   by permitting one to sign data derived from processing the content of
   the identified resource. For instance, applications that wish to sign
   a form, but permit users to enter limited field data without
   invalidating a previous signature on the form might use XPath [XPath]
   to exclude those portions the user needs to change. Transforms may be
   arbitrarily specified and may include canonicalization instructions or
   even XSLT transformations. Of course, signatures over such a derived
   document do not secure any information discarded by the Transforms.
   
   Furthermore, core validation behavior does not confirm that the signed
   data was obtained by applying each step of the indicated transforms.
   (Though it does check that the digest of the resulting content matches
   that specified in the signature.)  For example, some application may

Eastlake, Reagle, Solo					[Page 38]

Internet Draft		XML-Signature Syntax and Processing	May 2000


   be satisfied with verifying an XML signature over a cached copy of
   already transformed data. Other application might require that content
   be freshly dereferenced and transformed.
   
  8.2 Only What is "Seen" Should be Signed
  
   If signing is intended to convey the judgment or consent of an
   automated mechanism or person, then it is normally necessary to secure
   as exactly as practical the information that was presented to that
   mechanism or person. Note that this can be accomplished by literally
   signing what was presented, such as the screen images shown a user.
   However, this may result in data which is difficult for subsequent
   software to manipulate. Instead, one can sign the data along with
   whatever filters, style sheets, client profile or other information
   that affects its presentation.

Eastlake, Reagle, Solo					[Page 35]

Internet Draft		XML-Signature Syntax and Processing	February 2000
   
   Also note that the use of Canonical  XML [XML-C14N] ensures that all
   internal entities and XML namespaces are expanded within the content
   being signed. All entities are replaced with their definitions and the
   canonical form explicitly represents the namespace that an element
   would otherwise inherit. Those application Applications that do not canonicalize XML
   content (especially the SignedInfo element) SHOULD NOT use internal
   entities and SHOULD represent the name space namespace explicitly within the
   content being signed since they can not rely upon canonicalization to
   do this for them.
   
  8.3 Check the Security Model
  
   This standard specifies public key signatures and keyed hash
   authentication codes. These have substantially different security
   models. Furthermore, it permits user specified algorithms which may
   have other models.
   
   With public key signatures, any number of parties can hold the public
   key and verify signatures while only the parties with the private key
   can create signatures. The number of holders of the private key should
   be minimized and preferably be one. Confidence by verifiers in the
   public key they are using and its binding to the entity or
   capabilities represented by the corresponding private key is an
   important issue, usually addressed by certificate or online authority
   systems.
   
   Keyed hash authentication codes, based on secret keys, are typically
   much more efficient in terms of the computational effort required but
   have the characteristic that all verifiers need to have possession of
   the same key as the signer. Thus any verifier can forge signatures.
   
   This standard permits user provided signature algorithms and keying
   information designators. Such user provided algorithms may have
   different security models. For example, methods involving biometrics
   usually depend on a physical characteristic of the authorized user
   that can not be changed the way public or secret keys can be and may
   have other security model differences.

Eastlake, Reagle, Solo					[Page 39]

Internet Draft		XML-Signature Syntax and Processing	May 2000


   
  8.4 Algorithms, Key Lengths, Certificates, Etc.
  
   The strength of a particular signature depends on all links in the
   security chain. This includes the signature and digest algorithms
   used, the strength of the key generation [RANDOM] and the size of the
   key, the security of key and certificate authentication and
   distribution mechanisms, certificate chain validation policy,
   protection of cryptographic processing from hostile observation and
   tampering, etc.
   
   Care must be exercised by validaters in executing the various
   algorithms that may be specified in an XML signature and in the
   processing of any "executable content" that might be provided to such
   algorithms as parameters, such as XSLT transforms. The algorithms

Eastlake, Reagle, Solo					[Page 36]

Internet Draft		XML-Signature Syntax and Processing	February 2000
   specified in this document will usually be implemented via a trusted
   library but even there perverse parameters might cause unacceptable
   processing or memory demand. Even more care may be warranted with
   application defined algorithms.
   
   The security of an overall system will also depend on the security and
   integrity of its operating procedures, its personnel, and on the
   administrative enforcement of those procedures. All the factors listed
   in this section are important to the overall security of a system;
   however, most are beyond the scope of this specification.
   
9.0 Schema, DTD, Data Model, and Valid Example

   XML Signature Schema Instance
          xmldsig-core-schema.xsd
          XML schema instance based on 19991207 Schema DTD the Last Call 20000407 Schema/DTD
          [XML-Schema].
          
   XML Signature DTD
          xmldsig-core-schema.dtd
          
   RDF Data Model
          xmldsig-datamodel-20000112.gif
          
   XML Signature Object Example
          signature-example.xml
          Well formed
          A cryptographical invalid XML example that includes foreign
          content and validates under the schema. (It validates under the
          DTD when the foreign content is removed or the schema is
          modified accordingly).
          
   XML RSA Signature Valid Example
          signature-example-rsa.xml
          An XML Signature example by Petteri Stenius that has generated
          cryptographic values and DTD. validates under the schema.
          
   XML DSA Signature Valid Example
          signature-example-dsa.xml

Eastlake, Reagle, Solo					[Page 40]

Internet Draft		XML-Signature Syntax and Processing	May 2000


          Similar to above but uses DSA.
          
10.0 Definitions

   Authentication Code
          A value generated from the application of a shared key to a
          message via a cryptographic algorithm such that it has the
          properties of message authentication (integrity) but not signer
          authentication
          
   Authentication, Message
          "A signature should identify what is signed, making it
          impracticable to falsify or alter either the signed matter or
          the signature without detection." [Digital Signature
          Guidelines, ABA]
          
   Authentication, Signer
          "A signature should indicate who signed a document, message or
          record, and should be difficult for another person to produce
          without authorization." [Digital Signature Guidelines, ABA]
          
   Core
          The syntax and processing defined by this specification,
          including core validation. We use this term to distinguish
          other markup, processing, and applications semantics from our
          own.
          
   Data Object (Content/Document)

Eastlake, Reagle, Solo					[Page 37]

Internet Draft		XML-Signature Syntax and Processing	February 2000
          The actual binary/octet data being operated on (transformed,
          digested, or signed) by an application -- frequently an HTTP
          entity [HTTP]. Note that the proper noun Object designates a
          specific XML element. Occasionally we refer to a data object as
          a document or as a resource's content. The term element content
          is used to describe the data between XML start and end tags
          [XML]. The term XML document is used to describe data objects
          which conform to the XML specification [XML].
          
   Integrity
          The inability to change a message without also changing the
          signature value. See message authentication.
          
   Object
          An XML Signature element wherein arbitrary (non-core) data may
          be placed. An Object element is merely one type of digital data
          (or document) that can be signed via a Reference.
          
   Resource
          "A resource can be anything that has identity. Familiar
          examples include an electronic document, an image, a service
          (e.g., 'today's weather report for Los Angeles'), and a
          collection of other resources.... The resource is the
          conceptual mapping to an entity or set of entities, not
          necessarily the entity which corresponds to that mapping at any

Eastlake, Reagle, Solo					[Page 41]

Internet Draft		XML-Signature Syntax and Processing	May 2000


          particular instance in time. Thus, a resource can remain
          constant even when its content---the entities to which it
          currently corresponds---changes over time, provided that the
          conceptual mapping is not changed in the process." [URI] In
          order to avoid a collision of the term entity within the URI
          and XML specifications, we use the term data object, content or
          document to refer to the actual bits being operated upon.
          
   Signature
          Formally speaking, a value generated from the application of a
          private key to a message via a cryptographic algorithm such
          that it has the properties of signer authentication and
          message authentication (integrity). (However, we sometimes use
          the term signature generically such that it encompasses
          Authentication Code values as well, but we are careful to make
          the distinction when the property of signer authentication is
          relevant to the exposition.) A signature may be
          (non-exclusively) described as detached, enveloping, or
          enveloped.
          
   Signature, Detached
          The signature is over content external to the Signature
          element, and can be identified via a URI, IDREF, URI or transform.
          Consequently, the signature is "detached" from the content it
          signs. This definition typically applies to separate data
          objects, but it also includes the instance where the Signature
          and data object reside within the same XML document but are
          sibling elements.

Eastlake, Reagle, Solo					[Page 38]

Internet Draft		XML-Signature Syntax and Processing	February 2000
          
   Signature, Enveloping
          The signature is over content found within an Object element of
          the signature itself. The Object(or its content) is identified
          via a Reference (via IDREF a URI fragment idenitifier or transform).
          
   Signature, Enveloped
          The signature is over the XML content that contains the
          signature as an element. The content provides the root XML
          document element. Obviously, enveloped signatures must take
          care not to include their own value in the calculation of the
          SignatureValue.
          
   Transform
          The processing of a byte octet stream from source content to derived
          content. Typical transforms include XML Canonicalization,
          XPath, and XSLT.
          
   Validation, Core
          The core processing requirements of this specification
          requiring signature validation and SignedInfo reference
          validation.
          
   Validation, Reference
          The hash value of the identified and transformed content,

Eastlake, Reagle, Solo					[Page 42]

Internet Draft		XML-Signature Syntax and Processing	May 2000


          specified by Reference, matches its specified DigestValue.
          
   Validation, Signature
          The SignatureValue matches the result of processing SignedInfo
          with  CanonicalizationMethod and SignatureMethod as specified
          in section 3.2.
          
   Validation, Trust/Application
          The application determines that the semantics associated with a
          signature are valid. For example, an application may validate
          the time stamps or the integrity of the signer key -- though
          this behavior is external to this core specification.
          
11.0 References

   ABA
          Digital Signature Guidelines.
          http://www.abanet.org/scitech/ec/isc/dsgfree.html
          
   Bourret
          Ron Bourret.
          Declaring Elements and Attributes in an XML DTD. Ron Bourret.
          http://www.informatik.tu-darmstadt.de/DVS1/staff/bourret/xml/xm
          ldtd.html
          
   DOM
          Document Object Model (DOM) Level 1 Specification. W3C
          Recommendation. V. Apparao, S. Byrne, M. Champion, S. Isaacs,
          I. Jacobs, A. Le Hors, G. Nicol, J. Robie, R. Sutor, C. Wilson,
          L. Wood. October 1998.
          http://www.w3.org/TR/1998/REC-DOM-Level-1-19981001/
          

Eastlake, Reagle, Solo					[Page 39]

Internet Draft		XML-Signature Syntax and Processing	February 2000
          
   DOMHASH
          Internet Draft.
          Will be RFC 2803. Digest Values for DOM (DOMHASH)
          http://www.ietf.org/internet-drafts/draft-ietf-trade-hiroshi-do
          m-hash-03.txt (DOMHASH). H. Maruyama,
          K. Tamura, N. Uramoto. April 2000
          
   DSS
          FIPS PUB 186-1. Digital Signature Standard (DSS). U.S.
          Department of Commerce/National Institute of Standards and
          Technology.
          http://csrc.nist.gov/fips/fips1861.pdf
          
   HMAC
          RFC 2104. HMAC: Keyed-Hashing for Message Authentication. H.
          Krawczyk, M. Bellare, R. Canetti. February 1997.
          
   HTTP
          RFC 2616.Hypertext 2616. Hypertext Transfer Protocol -- HTTP/1.1. J. Gettys,
          J. Mogul, H. Frystyk, L. Masinter, P. Leach, T. Berners-Lee.
          http://www.ietf.org/rfc/rfc2616.txt
          June 1999.
          
   KEYWORDS
          RFC2119 -- Key words for use in RFCs to Indicate Requirement
          Levels.
          http://www.ietf.org/rfc/rfc2119.txt S. Bradner. March 1997.

Eastlake, Reagle, Solo					[Page 43]

Internet Draft		XML-Signature Syntax and Processing	May 2000


          
   MD5
          RFC 1321. The MD5 Message-Digest Algorithm. R. Rivest..
          http://www.ietf.org/rfc/rfc1321.txt Rivest. April
          1992.
          
   MIME
          RFC 2045. Multipurpose Internet Mail Extensions (MIME) Part
          One: Format of Internet Message Bodies. N. Freed & N.
          Borenstein..
          http://www.ietf.org/rfc/rfc2045.txt
          Borenstein. November 1996.
          
   PGP
          RFC 2440 OpenPGP Message Format. J. Callas, L. Donnerhacke, H.
          Finney, R. Thayer. November 1998.
          
   RANDOM
          RFC1750 -- Randomness Recommendations for Security.
          http://www.ietf.org/rfc/rfc1750.txt D. Eastlake,
          S. Crocker, J. Schiller. December 1994.
          
   RDF
          RDF Schema W3C Proposed Recommendation
          http://www.w3.org/TR/1999/PR-rdf-schema-19990303/ Candidate Recommendation. D. Brickley, R.V.
          Guha. March 2000.
          http://www.w3.org/TR/2000/CR-rdf-schema-20000327
          RDF Model and Syntax W3C Recommendation
          http://www.w3.org/TR/1999/REC-rdf-syntax-19990222 Recommendation. O. Lassila, R. Swick.
          February 1999.
          http://www.w3.org/TR/1999/REC-rdf-syntax-19990222/
          
   PKCS1
          RFC 2437. PKCS #1: RSA Cryptography Specifications Version 2.0.
          B. Kaliski, J. Staddon.
          http://www.ietf.org/rfc/rfc2432.txt October 1998.
          
   SAX
          David Megginson et. al.
          SAX: The Simple API for XML David Megginson et. al. May 1998.
          http://www.megginson.com/SAX/index.html
          

Eastlake, Reagle, Solo					[Page 40]

Internet Draft		XML-Signature Syntax and Processing	February 2000
          
   SHA-1
          FIPS PUB 180-1. Secure Hash Standard. U.S. Department of
          Commerce/National Institute of Standards and Technology.
          http://csrc.nist.gov/fips/fip180-1.pdf
          
   UTF-8
          RFC2279. UTF-8, a transformation format of ISO 10646. F.
          Yergeau. Janaury 1998.
          
   URI
          RFC2396 -
          RFC2396. Uniform Resource Identifiers (URI): Generic Syntax
          http://www.ietf.org/rfc/rfc2396.txt Syntax. T.
          Berners-Lee, R. Fielding, L. Masinter. August 1998
          
   URL
          RFC1738. Uniform Resource Locators (URL). Berners-Lee, T.,
          Masinter, L., and M. McCahill . McCahill. December 1994.
          http://www.ietf.org/rfc/rfc1738.txt
          
   URN
          RFC 2141. URN Syntax. R. Moats..
          ftp://ftp.isi.edu/in-notes/rfc2141.txt Moats. May 1997.

Eastlake, Reagle, Solo					[Page 44]

Internet Draft		XML-Signature Syntax and Processing	May 2000


          RFC 2611. URN Namespace Definition Mechanisms. L. Daigle, D.
          van Gulik, R. Iannella, P. Falstrom..
          ftp://ftp.isi.edu/in-notes/rfc2611.txt Falstrom. June 1999.
          
   XLink
          XML Linking Language Language.Working Draft. S. DeRose, D. Orchard, B.
          Trafford. July 1999.
          http://www.w3.org/1999/07/WD-xlink-19990726
          
   XML
          Extensible Markup Language (XML) 1.0 Recommendation. T. Bray,
          J. Paoli, C. M. Sperberg-McQueen. February 1998.
          http://www.w3.org/TR/1998/REC-xml-19980210
          
   XML-c14n
          
   XML-C14N
          Canonical XML. W3C Working Draft Draft. T. Bray, J. Clark, J. Tauber.
          November 1999.
          http://www.w3.org/TR/1999/WD-xml-c14n-19991115
          
   XML-ns
          Namespaces in XML W3C Recommendation Recommendation. T. Bray, D. Hollander, A.
          Layman. Janaury 1999.
          http://www.w3.org/TR/1999/REC-xml-names-19990114
          
   XPath
          XML Path Language (XPath)Version 1.0. W3C Proposed
          Recommendation Recommendation.
          J. Clark, S. DeRose. October 1999.
          http://www.w3.org/TR/1999/PR-xpath-19991008
          
   XPointer
          XML Pointer Language (XPointer). W3C Working Draft. S. DeRose, R.
          Daniel.
          http://www.w3.org/1999/07/WD-xptr-19990709
          
   XML-schema
          XML Schema Part 1: Structures W3C Working Draft
          http://www.w3.org/TR/1999/WD-xmlschema-1-19991217/ Draft. D. Beech, M.
          Maloney, N. Mendelshohn. April 2000.
          http://www.w3.org/TR/2000/WD-xmlschema-1-20000407/
          XML Schema Part 2: Datatypes W3C Working Draft
          http://www.w3.org/TR/1999/WD-xmlschema-2-19991217/ Draft. P. Biron, A.
          Malhotra. April 2000.
          http://www.w3.org/TR/2000/WD-xmlschema-2-20000407/
          
   XML-Signature-RD
          Will be RFC 2807. XML Signature Requirements. J. Reagle, April
          2000.
          http://www.w3.org/TR/xmldsig-requirements
          
   XSL
          Extensible Stylesheet Language (XSL) Working Draft. S. Adler,
          A. Berglund, J. Caruso, S. Deach, P. Grosso, E. Gutentag, A.
          Milowski, S. Parnell, J. Richman, S. Zilles. March 2000.
          http://www.w3.org/TR/2000/WD-xsl-20000327/xslspec.html
          
   XSLT

Eastlake, Reagle, Solo					[Page 41] 45]

Internet Draft		XML-Signature Syntax and Processing	February	May 2000


          XML-Signature Requirements W3C Working Draft
          http://www.w3.org/1999/08/WD-xmldsig-requirements-990820
          
   XSL
          Extensible Stylesheet Language (XSL) W3C Working Draft
          http://www.w3.org/TR/2000/WD-xsl-20000112/
          
   XSLT


          XSL Transforms (XSLT) Version 1.0. W3C Proposed Recommendation
          http://www.w3.org/TR/1999/PR-xslt-19991008 Recommendation. J. Clark.
          November 1999.
          http://www.w3.org/TR/1999/REC-xslt-19991116.html
          
   WebData
          Web Architecture: Describing and Exchanging Data. W3C Note. T.
          Berners-Lee, D. Connolly, R. Swick. June 1999.
          http://www.w3.org/1999/04/WebData
          
12. Authors' Address

   Donald E. Eastlake 3rd
   Motorola
   65 Shindegan Hill Road
   Carmel, NY 10512
   Motorola, Mail Stop: M4-10
   20 Forbes Boulevard
   Mansfield, MA 02048 USA
   Phone: 1-508-261-5434
   Email: dee3@torque.pothole.com Donald.Eastlake@motorola.com
   
   Joseph M. Reagle Jr., W3C
   Massachusetts Institute of Technology
   Laboratory for Computer Science
   NE43-350, 545 Technology Square
   Cambridge, MA 02139
   Phone: 1.617.258.7621
   Email: reagle@w3.org
   
   David Solo
   Citigroup
   666 Fifth Ave, 3rd Floor
   NY, NY 10103 USA
   Phone: +1-212-830-8118
   Email: dsolo@alum.mit.edu





















Eastlake, Reagle, Solo					[Page 42] 46]


----