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PKIX





Network Working Group                           Sharon                                     S. Boeyen (Entrust)
draft-ietf-pkix-LDAPv2-schema-02.txt         Tim
Request for Comments: 2587                                  Entrust
Category: Standards Track                                  T. Howes (Netscape)
Expires in 6 months                          Pat
                                                           Netscape
                                                         P. Richard (Xcert)
                                             September 1998
                                                              Xcert
                                                          June 1999



                Internet X.509 Public Key Infrastructure
                             LDAPv2 Schema
                 <draft-ietf-pkix-LDAPv2-schema-02.txt>

1.

Status of this Memo

   This document is specifies an  Internet-Draft.  Internet-Drafts  are  working
     documents of Internet standards track protocol for the
   Internet Engineering Task Force (IETF), its areas, community, and its working groups. Note that other groups may also  distribute
     working documents as Internet-Drafts.

     Internet-Drafts are draft documents valid  for  a  maximum  of  six
     months requests discussion and  may  be updated, replaced, or obsoleted by other docu-
     ments at any time. It is inappropriate to  use  Internet-Drafts  as
     reference  material  or suggestions for
   improvements.  Please refer to  cite  them other than as "work in pro-
     gress."

     To learn the current status edition of any Internet-Draft, please check the
     "1id-abstracts.txt" listing contained in "Internet
   Official Protocol Standards" (STD 1) for the Internet-Drafts Shadow
     Directories  on  ftp.is.co.za  (Africa),  ftp.nordu.net   (Europe),
     munnari.oz.au  (Pacific  Rim),  ftp.ietf.org (US East Coast), or
     ftp.isi.edu (US West Coast).

2. standardization state
   and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

   Copyright (C) The Internet Society (1999).  All Rights Reserved.

1.  Abstract

   The schema defined in this document is a minimal schema to support
   PKIX in an LDAPv2 environment, as defined in draft-ietf-pkix-
     ipki2opp-07.txt. RFC 2559.  Only PKIX-specific PKIX-
   specific components are specified here.  LDAP servers, acting as PKIX
   repositories should support the auxi-
     liary auxiliary object classes defined in
   this specification and integrate this schema specification with the
   generic and other application-
     specific application-specific schemas as appropriate,
   depending on the services to be supplied by that server.

   The key words 'MUST', 'SHALL', 'REQUIRED', 'SHOULD', 'RECOMMENDED',
   and 'MAY' in this document are to be interpreted as described in RFC
   2119.

     Please send comments on this document to the ietf-pkix@imc.org mail
     list.






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3.

2.  Introduction

   This specification is part of a multi-part standard for development
   of a Public Key Infrastructure (PKI) for the Internet. LDAPv2 is one
   mechanism defined for access to a PKI repository. Other mechan-
     isms, mechanisms,
   such as http, are also defined. If an LDAP server, accessed by LDAPv2
   is used to provide a repository, the minimum requirement is that the
   repository support the addition of X.509 certificates to directory




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RFC 2587                   PKIX LDAPv2 Schema                  June 1999


   entries.  Certificate Revocation List (CRL)is one mechanism for
   publishing revocation information in a repository.  Other mechanisms,
   such as http, are also defined.

   This specification defines the attributes and object classes to be
   used by LDAP servers acting as PKIX repositories and to be under-
     stood understood
   by LDAP clients communicating with such repositories to query, add,
   modify and delete PKI information. Some object classes and attributes
   defined in X.509 are duplicated here for  complete-
     ness. completeness. For end
   entities and Certification Authorities (CA), the ear-
     lier earlier X.509
   defined object classes mandated inclusion of attributes which are
   optional for PKIX. Also, because of the mandatory attri-
     bute attribute
   specification, this would have required dynamic modification of the
   object class attribute should the attributes not always be present in
   entries. For these reasons, alternative object classes are defined in
   this document for use by LDAP servers acting as PKIX repositories.

4.

3.  PKIX Repository Objects

   The primary PKIX objects to be represented in a repository are:

      -  End Entities
      -  Certification Authorities (CA)

   These objects are defined in draft-ietf-pkix-ipki-part1-09.txt.

4.1. RFC 2459.

3.1.  End Entities

   For purposes of PKIX schema definition, the role of end entities as
   subjects of certificates is the major aspect relevant to this
   specification. End entities may be human users, or other types of
   entities to which certificates may be issued. In some cases, the
   entry for the end entity may already exist and the PKI-specific
   information is added to the existing entry. In other cases the entry
   may not exist prior to the issuance of a certificate, in which case
   the entity adding the certificate may also need to create the entry.
   Schema elements used to represent the non PKIX aspects of an entry,
   such as the structural object class used to represent organizational
   persons, may vary, depending on the



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   applications served and are out-
     side outside the scope of this specification.

   The following auxiliary object class MAY be used to represent  cer-
     tificate
   certificate subjects:








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RFC 2587                   PKIX LDAPv2 Schema                  June 1999


pkiUser   OBJECT-CLASS   ::= {
   SUBCLASS OF   { top}
   KIND          auxiliary
   MAY CONTAIN   {userCertificate}
        --ID   {
   ID    joint-iso-ccitt(2) ds(5) objectClass(6) pkiUser(21)}

userCertificate    ATTRIBUTE  ::=  {
     WITH SYNTAX   Certificate
     EQUALITY MATCHING RULE   certificateExactMatch
     ID  joint-iso-ccitt(2) ds(5) attributeType(4) userCertificate(36) }

   An end entity may obtain one or more certificates from one or more
   Certification Authorities.  The userCertificate attribute MUST be
   used to represent these certificates in the directory entry
   representing that user.

4.2.

3.2.  Certification Authorities

   As with end entities, Certification Authorities are typically
   represented in directories as auxiliary components of entries
   representing a more generic object, such as organizations,  organi-
     zational
   organizational units etc. The non PKIX-specific schema elements for
   these entries, such as the structural object class of the object, are
   outside the scope of this specification.

   The following auxiliary object class MAY be used to represent  Cer-
     tification
   Certification Authorities:

pkiCA   OBJECT-CLASS   ::= {
   SUBCLASS OF   { top}
   KIND          auxiliary
   MAY CONTAIN   {cACertificate |
                  certificateRevocationList |
                  authorityRevocationList |
                  crossCertificatePair }
        --ID   {
   ID    joint-iso-ccitt(2) ds(5) objectClass(6) pkiCA(22)}

cACertificate    ATTRIBUTE  ::=  {
     WITH SYNTAX   Certificate
     EQUALITY MATCHING RULE   certificateExactMatch
     ID  joint-iso-ccitt(2) ds(5) attributeType(4) cACertificate(37) }




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crossCertificatePairATTRIBUTE::={
   WITH SYNTAX   CertificatePair
   EQUALITY MATCHING RULE certificatePairExactMatch
 ID joint-iso-ccitt(2) ds(5) attributeType(4) crossCertificatePair(40)}





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   The cACertificate attribute of a CA's directory entry shall be used
   to store self-issued certificates (if any) and certificates issued to
   this CA by CAs in the same realm as this CA.

   The forward elements of the crossCertificatePair attribute of a CA's
   directory entry shall be used to store all, except self-issued
   certificates issued to this CA.  Optionally, the reverse elements of
   the crossCertificatePair attribute, of a CA's directory entry may
   contain a subset of certificates issued by this CA to other CAs.
   When both the forward and the reverse elements are present in a
   single attribute value, issuer name in one certificate shall match
   the subject name in the other and vice versa, and the subject public
   key in one certificate shall be capable of verifying the digital
   signature on the other certificate and vice versa.

   When a reverse element is present, the forward element value and the
   reverse element value need not be stored in the same attribute value;
   in other words, they can be stored in either a single attri-
     bute attribute value
   or two attribute values.

   In the case of V3 certificates, none of the above CA certificates
   shall include a basicConstraints extension with the cA value set to
   FALSE.

   The definition of realm is purely a matter of local policy.

      certificateRevocationListATTRIBUTE::={
           WITH SYNTAX  CertificateList
           EQUALITY MATCHING RULE certificateListExactMatch
        ID joint-iso-ccitt(2) ds(5) attributeType(4)
           certificateRevocationList(39)}

   The certificateRevocationList attribute, if present in a particular
   CA's entry, contains CRL(s) as defined in draft-ietf-pkix-ipki-
     part1-08.txt. RFC 2459.

      authorityRevocationListATTRIBUTE::={
         WITH SYNTAX   CertificateList
         EQUALITY MATCHING RULE certificateListExactMatch
       ID joint-iso-ccitt(2) ds(5) attributeType(4)
          authorityRevocationList(38)}

   The authorityRevocationList attribute, if present in a particular
   CA's entry, includes revocation information regarding certificates
   issued to other CAs.







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4.2.1.

RFC 2587                   PKIX LDAPv2 Schema                  June 1999


3.2.1.  CRL distribution points

   CRL distribution points are an optional mechanism, specified in
     draft-ietf-pkix-ipki-part1-09.txt, RFC
   2459, which MAY be used to distribute revocation information.

   A patent statement regarding CRL distribution points can be found at
   the end of this document.

   If a CA elects to use CRL distribution points, the following object
   class is used to represent these.

 cRLDistributionPoint   OBJECT-CLASS::= {
    SUBCLASS OF     { top }
    KIND            structural
    MUST CONTAIN    { commonName }
    MAY CONTAIN     { certificateRevocationList |
                      authorityRevocationList |
                      deltaRevocationList }
    ID joint-iso-ccitt(2) ds(5) objectClass(6) cRLDistributionPoint(19) }

   The certificateRevocationList and authorityRevocationList  attri-
     butes attributes
   are as defined above.

   The commonName attribute and deltaRevocationList attributes, defined
   in X.509, are duplicated below.

      commonName   ATTRIBUTE::={
         SUBTYPE OF     name
         WITH SYNTAX   DirectoryString
         ID joint-iso-ccitt(2) ds(5) attributeType(4) commonName(3) }

      deltaRevocationList        ATTRIBUTE ::= {
         WITH SYNTAX             CertificateList
         EQUALITY MATCHING RULE  certificateListExactMatch
         ID joint-iso-ccitt(2) ds(5) attributeType(4)
            deltaRevocationList(53) }

4.2.2.

3.2.2.  Delta CRLs

   Delta CRLs are an optional mechanism, specified in  draft-ietf-
     pkix-ipki-part1-09.txt, RFC 2459, which
   MAY be used to enhance the distribu-
     tion distribution of revocation information.

   If a CA elects to use delta CRLs, the following object class is used
   to represent these.







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      deltaCRL   OBJECT-CLASS::= {
         SUBCLASS OF     { top }



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         KIND            auxiliary
         MAY CONTAIN     { deltaRevocationList }
         ID joint-iso-ccitt(2) ds(5) objectClass(6) deltaCRL(23) }

5.

4.  Security Considerations

   Since the elements of information which are key to the PKI service
   (certificates and CRLs) are both digitally signed pieces of infor-
     mation,
   information, no additional integrity service is REQUIRED.

   Security considerations with respect to retrieval, addition,  dele-
     tion,
   deletion, and modification of the information supported by this
   schema definition are addressed in draft-ietf-pkix-ipki-ldapv2-08.txt.

6. RFC 2559.

5.  References

   [1]  Lightweight Directory Access  Protocol.  Y.  Yeong,  T. Y., Howes, T. and S. Kille, "Lightweight Directory Access
        Protocol", RFC 1777, March 1995.

   [2]  Key  Bradner, S., "Key Words for use in RFCs to Indicate Requirement  Levels,  S.
     Bradner,
        Levels", BCP 14, RFC 2119, March 1997.

7.  Patent Statements

     This schema includes elements to store data items  associated  with
     patented  technology.

6  Intellectual Property Rights

   The Internet Standards Process as defined IETF has been notified of intellectual property rights claimed in
     RFC 1310 requires a written statement from the Patent holder that a
     license will be made available to applicants under reasonable terms
     and conditions prior
   regard to approving a specification  as  a  Proposed,
     Draft some or Internet Standard

     A patent statement for CRL Distribution Points follows. This state-
     ment  has  been  supplied  by all of the patent holder, not specification contained in this
   document.  For more information consult the authors online list of
     this specification. claimed
   rights.

   The  Internet  Society,  Internet  Architecture   Board,   Internet
     Engineering   Steering  Group  and  the  Corporation  for  National
     Research Initiatives take IETF takes no position on regarding the validity or scope of
     the following patent nor on the appropriateness of the terms of the
     assurance. The Internet Society and other  groups  mentioned  above
     have  not  made any determination as to any other
   intellectual pro-
     perty property or other rights which may apply that might be claimed to
   pertain to the practice of this standard.  Any
     further  consideration implementation or use of these matters is the user's responsibil-
     ity.

7.1.  CRL Distribution Points

     Entrust  Technologies  Incorporated  has  provided the   following



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     statement with regard to technology described in
   this patent:

     Entrust Technologies Incorporated advises document or the IETF extent to which any license under such rights
   might or might not be available; neither does it represent that it  holds
     the  Patent  (as  defined herein) which may relate
   has made any effort to identify any such rights. Information on the ITU-T. In
     accordance
   IETF's procedures with the Intellectual Property respect to rights procedures in standards-track and
   standards-related documentation can be found in BCP-11. Copies of  the
     ITU-T  standards  process,  Entrust  Technologies Incorporated,
   claims of rights made available for
     itself and its subsidiaries  (hereinafter  called  "Entrust")  will
     offer  licenses under its Patent on a perpetual, royalty-free, non-
     exclusive basis and on non-discriminatory, fair publication and equitable terms
     to  all parties solely for their use in complying with the Standard
     (as defined herein), but on condition that any such party offers to
     Entrust  and  its  corporate affiliates similar assurances of
   licenses under such
     party's patents, if any, for use in complying  with  the  Standard.
     Any  application  for  a license under Entrust's Patent pursuant to
     this Patent Disclosure Statement should be made to:

     Stephen Samson
     Entrust Technologies Limited
     750 Heron Road, Ottawa, Ontario, Canada, K1V 1A7
     voice: (613) 247 3725

     As used herein:

     "Patent" means US Patent 5,699,431 issued on 16 December, 1997  for available, or the result of an  invention known as attempt made to
   obtain a "Method for Efficient Management of Certi-
     ficate Revocation Lists and Update Information", which invention is
     owned general license or controlled by Entrust and permission for the use of which may such
   proprietary rights by implementors or users of this specification can
   be required
     in conjunction with obtained from the Standard.

     "Standard" means ITU-T Recommendation X.509 (1997  E):  Information
     Technology, Open systems interconnection - The Directory: authenti-
     cation framework.

8.  Author's Address IETF Secretariat.







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7.  Authors' Addresses

   Sharon Boeyen
   Entrust Technologies Limited
   750 Heron Road
   Ottawa, Ontario
   Canada K1V 1A7

   EMail: sharon.boeyen@entrust.com


   Tim Howes
   Netscape Communications Corp.
   501 E. Middlefield Rd.
   Mountain View, CA 94043
   USA

   EMail: howes@netscape.com



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   Patrick Richard
   Xcert Software Inc.
   Suite 1001, 701 W. Georgia Street
   P.O. Box 10145
   Pacific Centre
   Vancouver, B.C.
   Canada V7Y 1C6

   EMail: patr@xcert.com






















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RFC 2587                   PKIX LDAPv2 Schema                  June 1999


Full Copyright Statement

   Copyright (C) The Internet Society (1999).  All Rights Reserved.

   This document and translations of it may be copied and furnished to
   others, and derivative works that comment on or otherwise explain it
   or assist in its implementation may be prepared, copied, published
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   The limited permissions granted above are perpetual and will not be
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   This document and the information contained herein is provided on an
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   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
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   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

   Funding for the RFC Editor function is currently provided by the
   Internet Society.



















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