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PKIXNetwork Working GroupSharonS. Boeyen(Entrust) draft-ietf-pkix-LDAPv2-schema-02.txt TimRequest for Comments: 2587 Entrust Category: Standards Track T. Howes(Netscape) Expires in 6 months PatNetscape P. Richard(Xcert) September 1998Xcert June 1999 Internet X.509 Public Key Infrastructure LDAPv2 Schema<draft-ietf-pkix-LDAPv2-schema-02.txt> 1.Status of this Memo This documentisspecifies anInternet-Draft. Internet-Drafts are working documents ofInternet standards track protocol for the InternetEngineering Task Force (IETF), its areas,community, andits working groups. Note that other groups may also distribute working documents as Internet-Drafts. Internet-Drafts are draft documents valid for a maximum of six monthsrequests discussion andmay be updated, replaced, or obsoleted by other docu- ments at any time. It is inappropriate to use Internet-Drafts as reference material orsuggestions for improvements. Please refer tocite them other than as "work in pro- gress." To learnthe currentstatusedition ofany Internet-Draft, please checkthe"1id-abstracts.txt" listing contained in"Internet Official Protocol Standards" (STD 1) for theInternet-Drafts Shadow Directories on ftp.is.co.za (Africa), ftp.nordu.net (Europe), munnari.oz.au (Pacific Rim), ftp.ietf.org (US East Coast), or ftp.isi.edu (US West Coast). 2.standardization state and status of this protocol. Distribution of this memo is unlimited. Copyright Notice Copyright (C) The Internet Society (1999). All Rights Reserved. 1. Abstract The schema defined in this document is a minimal schema to support PKIX in an LDAPv2 environment, as defined indraft-ietf-pkix- ipki2opp-07.txt.RFC 2559. OnlyPKIX-specificPKIX- specific components are specified here. LDAP servers, acting as PKIX repositories should support theauxi- liaryauxiliary object classes defined in this specification and integrate this schema specification with the generic and otherapplication- specificapplication-specific schemas as appropriate, depending on the services to be supplied by that server. The key words 'MUST', 'SHALL', 'REQUIRED', 'SHOULD', 'RECOMMENDED', and 'MAY' in this document are to be interpreted as described in RFC 2119.Please send comments on this document to the ietf-pkix@imc.org mail list. Boeyen, Howes & Richard [Page 1] INTERNET DRAFT September 1998 3.2. Introduction This specification is part of a multi-part standard for development of a Public Key Infrastructure (PKI) for the Internet. LDAPv2 is one mechanism defined for access to a PKI repository. Othermechan- isms,mechanisms, such as http, are also defined. If an LDAP server, accessed by LDAPv2 is used to provide a repository, the minimum requirement is that the repository support the addition of X.509 certificates to directory Boeyen, et al. Standards Track [Page 1] RFC 2587 PKIX LDAPv2 Schema June 1999 entries. Certificate Revocation List (CRL)is one mechanism for publishing revocation information in a repository. Other mechanisms, such as http, are also defined. This specification defines the attributes and object classes to be used by LDAP servers acting as PKIX repositories and to beunder- stoodunderstood by LDAP clients communicating with such repositories to query, add, modify and delete PKI information. Some object classes and attributes defined in X.509 are duplicated here forcomplete- ness.completeness. For end entities and Certification Authorities (CA), theear- lierearlier X.509 defined object classes mandated inclusion of attributes which are optional for PKIX. Also, because of the mandatoryattri- buteattribute specification, this would have required dynamic modification of the object class attribute should the attributes not always be present in entries. For these reasons, alternative object classes are defined in this document for use by LDAP servers acting as PKIX repositories.4.3. PKIX Repository Objects The primary PKIX objects to be represented in a repository are: - End Entities - Certification Authorities (CA) These objects are defined indraft-ietf-pkix-ipki-part1-09.txt. 4.1.RFC 2459. 3.1. End Entities For purposes of PKIX schema definition, the role of end entities as subjects of certificates is the major aspect relevant to this specification. End entities may be human users, or other types of entities to which certificates may be issued. In some cases, the entry for the end entity may already exist and the PKI-specific information is added to the existing entry. In other cases the entry may not exist prior to the issuance of a certificate, in which case the entity adding the certificate may also need to create the entry. Schema elements used to represent the non PKIX aspects of an entry, such as the structural object class used to represent organizational persons, may vary, depending on theBoeyen, Howes & Richard [Page 2] INTERNET DRAFT September 1998particular environment and set of applications served and areout- sideoutside the scope of this specification. The following auxiliary object class MAY be used to representcer- tificatecertificate subjects: Boeyen, et al. Standards Track [Page 2] RFC 2587 PKIX LDAPv2 Schema June 1999 pkiUser OBJECT-CLASS ::= { SUBCLASS OF { top} KIND auxiliary MAY CONTAIN {userCertificate}--ID {ID joint-iso-ccitt(2) ds(5) objectClass(6) pkiUser(21)} userCertificate ATTRIBUTE ::= { WITH SYNTAX Certificate EQUALITY MATCHING RULE certificateExactMatch ID joint-iso-ccitt(2) ds(5) attributeType(4) userCertificate(36) } An end entity may obtain one or more certificates from one or more Certification Authorities. The userCertificate attribute MUST be used to represent these certificates in the directory entry representing that user.4.2.3.2. Certification Authorities As with end entities, Certification Authorities are typically represented in directories as auxiliary components of entries representing a more generic object, such as organizations,organi- zationalorganizational units etc. The non PKIX-specific schema elements for these entries, such as the structural object class of the object, are outside the scope of this specification. The following auxiliary object class MAY be used to representCer- tificationCertification Authorities: pkiCA OBJECT-CLASS ::= { SUBCLASS OF { top} KIND auxiliary MAY CONTAIN {cACertificate | certificateRevocationList | authorityRevocationList | crossCertificatePair }--ID {ID joint-iso-ccitt(2) ds(5) objectClass(6) pkiCA(22)} cACertificate ATTRIBUTE ::= { WITH SYNTAX Certificate EQUALITY MATCHING RULE certificateExactMatch ID joint-iso-ccitt(2) ds(5) attributeType(4) cACertificate(37) }Boeyen, Howes & Richard [Page 3] INTERNET DRAFT September 1998crossCertificatePairATTRIBUTE::={ WITH SYNTAX CertificatePair EQUALITY MATCHING RULE certificatePairExactMatch ID joint-iso-ccitt(2) ds(5) attributeType(4) crossCertificatePair(40)} Boeyen, et al. Standards Track [Page 3] RFC 2587 PKIX LDAPv2 Schema June 1999 The cACertificate attribute of a CA's directory entry shall be used to store self-issued certificates (if any) and certificates issued to this CA by CAs in the same realm as this CA. The forward elements of the crossCertificatePair attribute of a CA's directory entry shall be used to store all, except self-issued certificates issued to this CA. Optionally, the reverse elements of the crossCertificatePair attribute, of a CA's directory entry may contain a subset of certificates issued by this CA to other CAs. When both the forward and the reverse elements are present in a single attribute value, issuer name in one certificate shall match the subject name in the other and vice versa, and the subject public key in one certificate shall be capable of verifying the digital signature on the other certificate and vice versa. When a reverse element is present, the forward element value and the reverse element value need not be stored in the same attribute value; in other words, they can be stored in either a singleattri- buteattribute value or two attribute values. In the case of V3 certificates, none of the above CA certificates shall include a basicConstraints extension with the cA value set to FALSE. The definition of realm is purely a matter of local policy. certificateRevocationListATTRIBUTE::={ WITH SYNTAX CertificateList EQUALITY MATCHING RULE certificateListExactMatch ID joint-iso-ccitt(2) ds(5) attributeType(4) certificateRevocationList(39)} The certificateRevocationList attribute, if present in a particular CA's entry, contains CRL(s) as defined indraft-ietf-pkix-ipki- part1-08.txt.RFC 2459. authorityRevocationListATTRIBUTE::={ WITH SYNTAX CertificateList EQUALITY MATCHING RULE certificateListExactMatch ID joint-iso-ccitt(2) ds(5) attributeType(4) authorityRevocationList(38)} The authorityRevocationList attribute, if present in a particular CA's entry, includes revocation information regarding certificates issued to other CAs. Boeyen,Howes & Richardet al. Standards Track [Page 4]INTERNET DRAFT September 1998 4.2.1.RFC 2587 PKIX LDAPv2 Schema June 1999 3.2.1. CRL distribution points CRL distribution points are an optional mechanism, specified indraft-ietf-pkix-ipki-part1-09.txt,RFC 2459, which MAY be used to distribute revocation information. A patent statement regarding CRL distribution points can be found at the end of this document. If a CA elects to use CRL distribution points, the following object class is used to represent these. cRLDistributionPoint OBJECT-CLASS::= { SUBCLASS OF { top } KIND structural MUST CONTAIN { commonName } MAY CONTAIN { certificateRevocationList | authorityRevocationList | deltaRevocationList } ID joint-iso-ccitt(2) ds(5) objectClass(6) cRLDistributionPoint(19) } The certificateRevocationList and authorityRevocationListattri- butesattributes are as defined above. The commonName attribute and deltaRevocationList attributes, defined in X.509, are duplicated below. commonName ATTRIBUTE::={ SUBTYPE OF name WITH SYNTAX DirectoryString ID joint-iso-ccitt(2) ds(5) attributeType(4) commonName(3) } deltaRevocationList ATTRIBUTE ::= { WITH SYNTAX CertificateList EQUALITY MATCHING RULE certificateListExactMatch ID joint-iso-ccitt(2) ds(5) attributeType(4) deltaRevocationList(53) }4.2.2.3.2.2. Delta CRLs Delta CRLs are an optional mechanism, specified indraft-ietf- pkix-ipki-part1-09.txt,RFC 2459, which MAY be used to enhance thedistribu- tiondistribution of revocation information. If a CA elects to use delta CRLs, the following object class is used to represent these. Boeyen, et al. Standards Track [Page 5] RFC 2587 PKIX LDAPv2 Schema June 1999 deltaCRL OBJECT-CLASS::= { SUBCLASS OF { top }Boeyen, Howes & Richard [Page 5] INTERNET DRAFT September 1998KIND auxiliary MAY CONTAIN { deltaRevocationList } ID joint-iso-ccitt(2) ds(5) objectClass(6) deltaCRL(23) }5.4. Security Considerations Since the elements of information which are key to the PKI service (certificates and CRLs) are both digitally signed pieces ofinfor- mation,information, no additional integrity service is REQUIRED. Security considerations with respect to retrieval, addition,dele- tion,deletion, and modification of the information supported by this schema definition are addressed indraft-ietf-pkix-ipki-ldapv2-08.txt. 6.RFC 2559. 5. References [1]Lightweight Directory Access Protocol. Y.Yeong,T.Y., Howes, T. and S. Kille, "Lightweight Directory Access Protocol", RFC 1777, March 1995. [2]KeyBradner, S., "Key Words for use in RFCs to Indicate RequirementLevels, S. Bradner,Levels", BCP 14, RFC 2119, March 1997.7. Patent Statements This schema includes elements to store data items associated with patented technology.6 Intellectual Property Rights TheInternet Standards Process as definedIETF has been notified of intellectual property rights claimed inRFC 1310 requires a written statement from the Patent holder that a license will be made available to applicants under reasonable terms and conditions priorregard toapproving a specification as a Proposed, Draftsome orInternet Standard A patent statement for CRL Distribution Points follows. This state- ment has been supplied byall of thepatent holder, notspecification contained in this document. For more information consult theauthorsonline list ofthis specification.claimed rights. TheInternet Society, Internet Architecture Board, Internet Engineering Steering Group and the Corporation for National Research Initiatives takeIETF takes no positiononregarding the validity or scope ofthe following patent nor on the appropriateness of the terms of the assurance. The Internet Society and other groups mentioned above have not made any determination as toanyotherintellectualpro- pertyproperty or other rightswhich may applythat might be claimed to pertain to thepractice of this standard. Any further considerationimplementation or use ofthese matters is the user's responsibil- ity. 7.1. CRL Distribution Points Entrust Technologies Incorporated has providedthefollowing Boeyen, Howes & Richard [Page 6] INTERNET DRAFT September 1998 statement with regard totechnology described in thispatent: Entrust Technologies Incorporated advisesdocument or theIETFextent to which any license under such rights might or might not be available; neither does it represent that itholds the Patent (as defined herein) which may relatehas made any effort to identify any such rights. Information on theITU-T. In accordanceIETF's procedures withthe Intellectual Propertyrespect to rightsproceduresin standards-track and standards-related documentation can be found in BCP-11. Copies ofthe ITU-T standards process, Entrust Technologies Incorporated,claims of rights made available foritself and its subsidiaries (hereinafter called "Entrust") will offer licenses under its Patent on a perpetual, royalty-free, non- exclusive basis and on non-discriminatory, fairpublication andequitable terms to all parties solely for their use in complying with the Standard (as defined herein), but on condition thatanysuch party offers to Entrust and its corporate affiliates similarassurances of licensesunder such party's patents, if any, for use in complying with the Standard. Any application for a license under Entrust's Patent pursuanttothis Patent Disclosure Statement shouldbe madeto: Stephen Samson Entrust Technologies Limited 750 Heron Road, Ottawa, Ontario, Canada, K1V 1A7 voice: (613) 247 3725 As used herein: "Patent" means US Patent 5,699,431 issued on 16 December, 1997 foravailable, or the result of aninvention known asattempt made to obtain a"Method for Efficient Management of Certi- ficate Revocation Lists and Update Information", which invention is ownedgeneral license orcontrolled by Entrust andpermission for the use ofwhich maysuch proprietary rights by implementors or users of this specification can berequired in conjunction withobtained from theStandard. "Standard" means ITU-T Recommendation X.509 (1997 E): Information Technology, Open systems interconnection - The Directory: authenti- cation framework. 8. Author's AddressIETF Secretariat. Boeyen, et al. Standards Track [Page 6] RFC 2587 PKIX LDAPv2 Schema June 1999 7. Authors' Addresses Sharon Boeyen Entrust Technologies Limited 750 Heron Road Ottawa, Ontario Canada K1V 1A7 EMail: sharon.boeyen@entrust.com Tim Howes Netscape Communications Corp. 501 E. Middlefield Rd. Mountain View, CA 94043 USA EMail: howes@netscape.comBoeyen, Howes & Richard [Page 7] INTERNET DRAFT September 1998Patrick Richard Xcert Software Inc. Suite 1001, 701 W. Georgia Street P.O. Box 10145 Pacific Centre Vancouver, B.C. Canada V7Y 1C6 EMail: patr@xcert.com Boeyen,Howes & Richardet al. Standards Track [Page 7] RFC 2587 PKIX LDAPv2 Schema June 1999 Full Copyright Statement Copyright (C) The Internet Society (1999). All Rights Reserved. This document and translations of it may be copied and furnished to others, and derivative works that comment on or otherwise explain it or assist in its implementation may be prepared, copied, published and distributed, in whole or in part, without restriction of any kind, provided that the above copyright notice and this paragraph are included on all such copies and derivative works. However, this document itself may not be modified in any way, such as by removing the copyright notice or references to the Internet Society or other Internet organizations, except as needed for the purpose of developing Internet standards in which case the procedures for copyrights defined in the Internet Standards process must be followed, or as required to translate it into languages other than English. The limited permissions granted above are perpetual and will not be revoked by the Internet Society or its successors or assigns. This document and the information contained herein is provided on an "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE. Acknowledgement Funding for the RFC Editor function is currently provided by the Internet Society. Boeyen, et al. Standards Track [Page 8] ----