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        Internet Draft                                 Mark





Network Working Group                                         M. Baugher (Cisco) 
        IETF MSEC WG                                      Ran Canetti (IBM) 
        Expires: December 08, 2004             Lakshminath Dondeti (Nortel)
Request for Comments: 4046                                         Cisco
Category: Informational               Fredrik                                       R. Canetti
                                                                     IBM
                                                              L. Dondeti
                                                                Qualcomm
                                                             F. Lindholm (Ericsson) 
                                                             June 09, 2004 
      
      
                       MSEC
                                                                Ericsson
                                                              April 2005


      Multicast Security (MSEC) Group Key Management Architecture 
                          <draft-ietf-msec-gkmarch-08.txt>

Status of this This Memo

   This document is an Internet-Draft and is in full conformance 
        with all provisions of Section 10 of RFC2026. 
         
        Internet-Drafts are working documents of memo provides information for the Internet Engineering 
        Task Force (IETF), its areas, and its working groups.  Note that      
        other groups may also distribute working documents as Internet-
        Drafts. 
         
        Internet-Drafts are draft documents valid for a maximum community.  It does
   not specify an Internet standard of six 
        months and may be updated, replaced, or obsoleted by other documents 
        at any time.  It is inappropriate to use Internet-Drafts as 
        reference material or to cite them other than as work in progress. 
         
        The list kind.  Distribution of current Internet-Drafts can be accessed at 
             http://www.ietf.org/ietf/1id-abstracts.txt this
   memo is unlimited.

Copyright Notice

   Copyright (C) The list of Internet-Draft Shadow Directories can be accessed at 
             http://www.ietf.org/shadow.html Internet Society (2005).

Abstract

   This document defines the common architecture for Multicast Security
   (MSEC) key management protocols that to support a variety of application,
   transport, and network layer security protocols.  It also defines the
   group security association (GSA), and describes the key management
   protocols that help establish a GSA.  The framework and guidelines
   described in this document allow for permit a modular and flexible design of
   group key management protocols for a variety of different settings
   that are specialized to applications needs.  MSEC key management
   protocols may be used to facilitate secure one-to-
        many, one-to-many, many-to-many,
   or one-to-one communication. 
         
         
        Comments on this document should be sent to msec@securemulticast.org. 
      
         
      
      

         
         
         
         
        Baugher, Canetti, Dondeti, Lindholm                         June 2004

Table of Contents 
         
        Status of this Memo................................................1 
        Abstract...........................................................1 
        1.0

   1. Introduction: Purpose of this Document.........................3 
        2.0 Document ..........................2
   2. Requirements of a Group Key Management Protocol................4 
        3.0 Protocol .................4
   3. Overall Design of the Group Key Management Architecture........6 
        3.1 Overview.......................................................6 
        3.2 Architecture .............6
      3.1. Overview ...................................................6
      3.2. Detailed Description of the GKM Architecture...................8 
        3.3 Architecture ...............8
      3.3. Properties of the Design .....................................11 
        3.4 ..................................11
      3.4. Group Key Management Block Diagram............................11 
        4.0 Diagram ........................11
   4. Registration protocol.........................................13 
        4.1 Protocol ..........................................13
      4.1. Registration protocol Protocol via Piggybacking or Protocol Reuse......13 
        4.2 Reuse ..13
      4.2. Properties of Alternative registration Registration Exchange Types.........14 
        4.3 Types .....14



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      4.3. Infrastructure for Alternative registration Registration
           Exchange Types....15 
        4.4 Types ............................................15
      4.4. De-registration Exchange......................................15 
        5.0 Exchange ..................................16
   5. Rekey protocol................................................16 
        5.1 Protocol .................................................16
      5.1. Goals of the rekey protocol...................................16 
        5.2 Rekey message Protocol ...............................17
      5.2. Rekey Message Transport and Protection........................17 
        5.3 Protection ....................17
      5.3. Reliable Transport of rekey messages..........................18 
        5.4 Rekey Messages ......................18
      5.4. State-of-the-art on Reliable Multicast Infrastructure.........20 
        5.5 Implosion.....................................................20 
        5.6 Issues in Infrastructure .....20
      5.5. Implosion .................................................21
      5.6. Incorporating Group Key Management Algorithms.......22 
        5.7 Algorithms .............22
      5.7. Stateless, Stateful, and Self-healing Rekeying Algorithms.....22 
        5.8
           Algorithms ................................................22
      5.8. Interoperability of a GKMA....................................23 
        6.0 GKMA ................................23
   6. Group Security Association....................................23 
        6.1 Association .....................................24
      6.1. Group policy..................................................24 
        6.2 Policy ..............................................24
      6.2. Contents of the Rekey SA......................................25 
        6.2.1 SA ..................................25
           6.2.1. Rekey SA Policy.............................................25 
        6.2.2 Policy ....................................26
           6.2.2. Group Identity..............................................26 
        6.2.3 KEKs........................................................26 
        6.2.4 Identity .....................................27
           6.2.3. KEKs ...............................................27
           6.2.4. Authentication Key..........................................26 
        6.2.5 Key .................................27
           6.2.5. Replay Protection...........................................26 
        6.2.6 Protection ..................................27
           6.2.6. Security Parameter Index (SPI)..............................26 
        6.3 (SPI) .....................27
      6.3. Contents of the Data SA.......................................27 
        6.3.1 SA ...................................27
           6.3.1. Group Identity..............................................27 
        6.3.2 Identity .....................................28
           6.3.2. Source Identity.............................................27 
        6.3.3 Identity ....................................28
           6.3.3. Traffic Protection Keys.....................................27 
        6.3.4 Keys ............................28
           6.3.4. Data Authentication Keys....................................27 
        6.3.5 Keys ...........................28
           6.3.5. Sequence Numbers............................................27 
        6.3.6 Numbers ...................................28
           6.3.6. Security Parameter Index (SPI)..............................27 
        6.3.7 (SPI) .....................28
           6.3.7. Data SA policy..............................................28 
        7.0 Policy .....................................28
   7. Scalability Considerations....................................28 
        8.0 Considerations .....................................29
   8. Security Considerations.......................................30 
        9.0 Acknowledgments...............................................31 
        10.0 Considerations ........................................31
   9. Acknowledgments ................................................32
   10. Informative References and Bibliography..................................32 
        11.0 Authors' Addresses...........................................36 
         
         
         
         
         
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     1.0 ........................................33

1.  Introduction: Purpose of this Document 
         
        Group and multicast applications have diverse requirements in IP 
        networks [TAXONOMY].  Their

   This document defines a common architecture for Multicast Security
   (MSEC) key management requirements - briefly 
        reviewed in Section 2.0 - include protocols to support for internetwork, 
        transport, a variety of application-,
   transport-, and network-layer security protocols.  It also defines
   the group security association (GSA) and describes the key management
   protocols that help establish a GSA.  The framework and guidelines
   described in this document permit a modular and flexible design of
   group key management protocols for a variety of different settings
   that are specialized to applications needs.  MSEC key management
   protocols may be used to facilitate secure one-to-many, many-to-many,
   or one-to-one communication.




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   Group and multicast applications in IP networks have diverse security
   requirements [TAXONOMY].  Their key management requirements, briefly
   reviewed in Section 2.0, include support for internetwork-,
   transport- and application-layer security protocols.  Some
   applications may achieve simpler operation by running key-management key management
   messaging over a pre-established secure channel (e.g., TLS, TLS or IPsec).
   Other security protocols may benefit from a key management protocol that
   can run over already deployed an already-deployed session initiation or management
   protocol (e.g., SIP or RTSP).  Finally, some may benefit from a light-weight
   lightweight key management protocol that finishes in fewest requires few round trips.
   For all these reasons, different application, transport, application-, transport-, and internetwork-
        layer IP-layer data
   security protocols (e.g., SRTP [RFC3711] and IPsec [RFC2401]) may benefit
   from using different group key management systems.  The purpose of this  This document is to define defines a
   common architecture and design for all group key-management protocols for 
        internet, transport, and application services. 
         
        The key management (GKM)
   protocols.

   This common architecture for group key management is called the MSEC
   group key management architecture and architecture.  It is based on the group control
   or key server model developed in GKMP [RFC2094] and assumed by group
   key management algorithms such as LKH [RFC2627], OFT [OFT], and MARKS
   [MARKS].  There are other approaches that are not considered in this 
        architecture
   architecture, such as the highly distributed Cliques group key
   management protocol [CLIQUES] and or broadcast key management schemes 
        [FN93, Wool].
   [FN93,Wool].  MSEC (Multicast Security) key management may in fact be complementary to
   other group key management designs, but these 
        are not considered in this document.  The the integration of MSEC group
   key management with Cliques, broadcast key management and management, or other group
   key systems is not considered in this document. 
         
        Indeed, key-management

   Key management protocols are difficult to design and validate.  The
   common architecture described in this document eases this burden by
   defining common abstractions and an overall design that can be
   specialized for different uses.

   This document builds on and extends the Group Key Management Building
   Block document of the IRTF SMuG research group [GKMBB] and is part of
   the MSEC document roadmap.  The MSEC architecture [MSEC-Arch] is a 
        reference for defines
   a complete multicast or group security architecture, of which key
   management is a component.

   The rest of this document is organized as follows.  Section 2
   discusses the security, performance and architectural requirements
   for a group key management protocol.  Section 3 presents the overall
   architectural design principles.  Section 4 describes the
   registration protocol in detail detail, and Section 5 does the same for
   rekey protocol.  Section 6 considers the interface to the Group
   Security Association 
         
         
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        Baugher, Canetti, Dondeti, Lindholm                         June 2004 (GSA).  Section 7 reviews the scalability issues
   for group key management protocols and Section 8 discusses security
   considerations.  
         
         
     2.0



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2.  Requirements of a Group Key Management Protocol

   A group key management (GKM) protocol supports protected
   communication between members of a secure group.  A secure group is a
   collection of principals, called members, who may be senders, receivers
   receivers, or both receivers and senders to other members of the
   group. (Note that group  Group membership may vary over time.) time.  A group key management
   protocol helps to ensure that only members of a secure group can gain
   access to group data (by gaining access to group keys) and can
   authenticate group data.  The goal of a group key management protocol
   is to provide legitimate group members with the up-to-date
   cryptographic state they need for their secrecy and authenticity requirements. authentication.

   Multicast applications, such as video broadcast and multicast file
   transfer, typically have the following key-management key management requirements
   (see also [TAXONOMY]).  Note that the list is neither applicable to
   all applications, applications nor exhaustive.

   1. The group Group members receive security associations including that include
      encryption keys, authentication/integrity keys, cryptographic
      policy that describes the keys, and attributes such as an index
      for referencing the security association (SA) or particular
      objects contained in the SA.

   2. In addition to the policy associated with group keys, the group
      owner or the Group Controller and Key Server (GCKS) may define and
      enforce group membership, key management, data security security, and other
      policies that may or may not be communicated to the 
           membership-at-large. entire
      membership.

   3. Keys will have a predetermined pre-determined lifetime and may be periodically
      refreshed.

   4. Key material should be delivered securely to members of the group
      so that they are secret, integrity-protected and can be     
           verified as coming verifiably
      obtained from an authorized source.

   5. The key-management key management protocol should be secure against replay
      attacks and Denial of Service(DoS) attacks (see the Security
      Considerations section of this memo).

   6. The protocol should facilitate addition and removal of group 
           members so that members
      members.  Members who are added may optionally be denied access to
      the key material used before they joined the group, and that removed
      members should lose access to the key material following their
      departure. 
         
         
        Internet Draft





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   7. The protocol should support a scalable group rekey operation
      without unicast exchanges between members and a group  
           controller/key server, to avoid overwhelming a Group Controller
      and Key Server (GCKS), to avoid overwhelming a GCKS managing a
      large group.

   8. The protocol should be compatible with the infrastructure and
      performance needs of the data-security data security application, such as the
      IPsec security protocols, protocols AH and ESP, and/or application-layer application layer
      security protocols, protocols such as SRTP. SRTP [RFC3711].

   9. The key management protocol should offer a framework for replacing
      or renewing transforms, authorization infrastructure infrastructure, and
      authentication systems.

   10. The key management protocol should be secure against collusion
       among excluded members and non-members.  Specifically, collusion
       must not result in attackers gaining any additional group secrets
       than each of them individually are privy to.  In other words,
       combining the knowledge of the colluding entities must not result
       in revealing additional group secrets. 
         
        12.

   11. The key management protocol should provide a mechanism to
       securely recover from a compromise of some or all of the key
       material. 
         
        13. Key

   12. The key management protocols protocol may need to address real-world
       deployment issues such as NAT-traversal and may need to  
            interface interfacing with
       legacy authentication mechanisms already  
            deployed. mechanisms.

   In contrast to typical unicast key and SA negotiation protocols such
   as TLS and IKE, multicast group key management protocols provide SA
   and key download capability.  This feature may be useful for point-to-point 
        communication point-
   to-point as well.  Thus, well as multicast communication, so that a group key
   management protocol may 
        also be useful to for unicast applications. In other words, group  Group
   key management protocols may be used for protecting multicast 
        communications, or
   unicast communications between members of a secure group.  Secure
   sub-group communication is also plausible using the group SA.

   There are other requirements for small group operation where there 
        will be with many senders or in which all
   members may potentially be as potential senders.  In this case, the group setup time may
   need to be optimized to support a small, highly interactive group
   environment [RFC2627].

   The current key management architecture covers secure communication
   in large single-sender groups, such as source-specific multicast
   groups.  Scalable operation to a range of group sizes is also a
   desirable feature, and a better group key management protocol will 
         
         
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        Baugher, Canetti, Dondeti, Lindholm                         June 2004
   support large, single-sender groups as well as groups that have many



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   senders.  It may be that no single key management protocol can
   satisfy the scalability requirements of all group-security
   applications.    
         
        In addition to these requirements, it

   It is useful to emphasize two non-
        requirements, namely, non-requirements: technical protection
   measures (TPM) [TPM] and broadcast key management.  TPM are used for
   such things as copy protection by preventing the user of a device to get user from
   getting easy access to the group keys.  There is no reason why a
   group key management protocol cannot be used in an environment where
   the keys are kept in a tamper-resistant store store, using various types of
   hardware or software to implement TPM.  However, for  For simplicity, however, the
   MSEC key management architecture described in this document considers does not
   consider design for technical protection measures out of scope. protection.

   The second non-requirement is broadcast key management where when there is
   no back channel [FN93, JKKV94] [FN93,JKKV94] or where the device is not on for a 
        network, non-networked device such as a
   digital videodisk videodisc player.  We assume IP network operation where there is two-way with two-
   way communication, however asymmetric, and that authenticated key-exchange
   procedures that can be used for member registration.  It is possible that broadcast  Broadcast
   applications can make may use of a one-way Internet group key management protocol message,
   message and a one-way rekey message message, as described below. 
         
      
     3.0

3.  Overall Design of the Group Key Management Architecture 
      
        This section describes the

   The overall structure of a group key management protocol.  The design architecture is based upon a group
   controller model [RFC2093, RFC2094, RFC2627, OFT, GSAKMP, and RFC3547] [RFC2093,RFC2094,RFC2627,OFT,GSAKMP,RFC3547] with a
   single group owner as the root-of-trust.  The group owner designates
   a group controller for member registration and GSA rekeying. 
         
     3.1

3.1.  Overview

   The main goal of a group key management protocol is to securely
   provide the group members with an up-to-date security association (SA),
   which contains the needed information for securing group
   communication (i.e., the group data).  We call this SA the Data SA.
   In order to obtain this goal, the Group Key Management Architecture group key management architecture
   defines the following protocols.

   (1) Registration protocol. 
            ===================== Protocol

      This is a unicast protocol between the group controller/key server Group Controller and Key
      Server (GCKS) and a joining group member.  In this protocol, the
      GCKS and joining member mutually authenticate each other.  If the
      authentication succeeds and the GCKS finds that the joining member
      is authorized, then the GCKS supplies the joining member with the
      following information: 
         
         
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      (a) Sufficient information to initialize the Data SA within the
          joining member.  This information is given only in the case that if the group
          security policy calls for initializing the Data SA at
          registration, instead of of, or in addition to to, as part of the
          rekey protocol.

      (b) Sufficient information to initialize a Rekey SA within the
          joining member (see more details about this SA below).  This
          information is given only in case that if the group security policy calls for using a
          rekey protocol.

      The registration protocol must ensure that the transfer of
      information from GCKS to member is done in an authenticated and
      confidential manner over a security association.  We call this SA
      the Registration SA.  A complementary de-registration protocol
      serves to explicitly remove Registration SA state.  Members may
      choose to delete Registration SA state on their own volition. state.

   (2) Rekey protocol. 
            ============== Protocol

      A GCKS may periodically update or change the Data SA, by sending
      rekey information to the group members.  Rekey messages may result
      from group membership changes, change from changes in group security
      policy, from the creation of new traffic-protection keys (TPKs,
      see next section) for the particular group, or from key
      expiration.  Rekey messages are protected by the Rekey SA, which
      is initialized in the registration protocol.  They contain
      information for updating the Rekey SA and/or the Data SA.  Rekey messages SA and can
      be sent via multicast to group members or via unicast from the
      GCKS to a particular group member.

      Note that there are other means for managing (e.g. (e.g., expiring or
      refreshing) the Data SA without interaction between the GCKS and
      the members.  For example in MARKS [MARKS], the GCKS pre-determines pre-
      determines TPKs for different periods in the lifetime of the
      secure group and distributes keys to members based on their
      membership periods.  Alternative schemes such as the GCKS
      disbanding the secure group and starting a new group with a new
      Data SA are also possible, although this type of operation is typically limited to
      small groups.

      Rekey messages are authenticated using one of the two following
      options:  
         
         o The first option is to use

      (1) Using source authentication [TAXONOMY], that 
           is to enable is, enabling each
          group member to verify that a rekey message originates with
          the GCKS and none other. 
         
         o The second option is to use only group-based authentication  
           using a symmetric key.  Members can




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      (2) Using only group-based authentication with a symmetric key.
          Members can only be assured that the rekey messages originated
          within the group.  Therefore, this is  
         
         
        Internet Draft    Group Key Management Architecture          [PAGE 7] 
         
         
        Baugher, Canetti, Dondeti, Lindholm                         June 2004 applicable only when all
          members of the group are trusted not to impersonate the GCKS.
          Group authentication for rekey messages is typically used when
          public-key cryptography is not suitable for the particular
          group.

      The rekey protocol ensures that all members receive the rekey
      information in a timely manner.  In addition, the rekey protocol
      specifies mechanisms for the parties to contact the GCKS and re-synch 
        in case that re-
      synch if their keys expired and an updated key has not yet been
      received.  The rekey protocol for large-scale groups offers
      mechanisms to avoid implosion problems and to ensure the needed reliability
      in its delivery of keying material.

      Although the Rekey messages are protected by a Rekey SA, which SA is established by the registration protocol, and
      it is updated using a rekey protocol.  When a member leaves the
      group, it destroys its local copy of the GSA. Use 
        of  Using a de-registration de-
      registration message may be an efficient mechanisms way for a member to
      inform the GCKS that it has destroyed the SAs, destroyed, or is about to destroy them. destroy, the
      SAs.  Such a message may prompt the GCKS to cryptographically
      remove the member from the group (i.e., to prevent the member from
      having access to future group communication).  In large-scale
      multicast applications, however, de-registration has the 
        potential to can potentially
      cause implosion at the GCKS.   
         
     3.2

3.2.  Detailed Description of the GKM Architecture

   Figure 1 depicts the overall design of a GKM protocol.  Each group
   member, sender or receiver, uses the registration protocol to get 
        authorized,
   authorized and authenticated access to a particular Group, its
   policies, and its keys.  The two types of group keys are the key
   encryption keys (KEKs) and the traffic encryption keys (TEKs).  For
   group authentication of rekey messages or data, key integrity keys or
   traffic integrity keys may be used used, as well.  We use the term
   protection keys to refer to both integrity keys and the encryption keys.  For
   example, the term traffic protection key (TPK) is used to denote the
   combination of a TEK and a traffic integrity key, or the key material
   used to generate them.

   The KEK may be a single key that protects the rekey message,
   typically containing a new Rekey SA (containing a KEK) and/or Data SA
   (containing a TEK). TPK/TEK).  A Rekey SA may also contain a vector of keys
   that are part of a group key membership algorithm [RFC2627, OFT, 
        TAXONOMY, SD1, SD2].
   [RFC2627,OFT,TAXONOMY,SD1,SD2].  The TPKs are used by the data security protocol uses TPKs
   to protect streams, files, or other data sent and received by




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   the data security protocol.  Thus the registration protocol and/or
   the rekey protocol establish the KEK(s) and/or the TPKs. 
         
         
         
         
         
         
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   +------------------------------------------------------------------+
   | +-----------------+                          +-----------------+ |
   | |     POLICY      |                          |  AUTHORIZATION  | |
   | | INFRASTRUCTURE  |                          | INFRASTRUCTURE  | |
   | +-----------------+                          +-----------------+ |
   |         ^                                            ^           |
   |         |                                            |           |
   |         v                                            v           |
   | +--------------------------------------------------------------+ |
   | |                                                              | |
   | |                    +--------------------+                    | |
   | |            +------>|        GCKS        |<------+            | |
   | |            |       +--------------------+       |            | |
   | |     REGISTRATION or          |            REGISTRATION or    | |
   | |     DE-REGISTRATION          |            DE-REGISTRATION    | |
   | |         PROTOCOL             |               PROTOCOL        | |
   | |            |                 |                  |            | |
   | |            v                REKEY               v            | |
   | |   +-----------------+     PROTOCOL     +-----------------+   | |
   | |   |                 |    (OPTIONAL)    |                 |   | |
   | |   |    SENDER(S)    |<-------+-------->|   RECEIVER(S)   |   | |
   | |   |                 |                  |                 |   | |
   | |   +-----------------+                  +-----------------+   | |
   | |            |                                    ^            | |
   | |            v                                    |            | |
   | |            +-------DATA SECURITY PROTOCOL-------+            | |
   | |                                                              | |
   | +--------------------------------------------------------------+ |
   |                                                                  |
   +------------------------------------------------------------------+ 
                     FIGURE

                Figure 1: Group Security Association Model

   There are a few, few distinct outcomes to a successful registration
   Protocol exchange.

      o  If the GCKS uses rekey messages, then the admitted member
         receives the Rekey SA.  The Rekey SA contains the groups group's rekey
         policy (note that not all of the policy need to be revealed to
         members), and at least a group KEK.  In addition, the GCKS may send
         sends a group key integrity key, and  
               if the group uses key for integrity protection of
         rekey messages.  If a group key management algorithm, a set  
               of KEKs (or key material algorithm is used to derive
         for efficient rekeying, the KEKs) according  
               to GCKS also sends one or more KEKs as
         specified by the particular key distribution policy of the group key
         management algorithm.



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      o  If rekey messages are not used for the Group, then the admitted
         member will receive receives TPKs (as part of the Data Security SAs) that
         are passed to the members member's Data Security Protocol (as IKE does
         for IPsec). 
         
         
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      o  The GCKS may pass one or more TPKs to the member even if rekey
         messages are used, for efficiency reasons and according to
         group policy.

   The GCKS creates the KEK and TPKs and downloads them to each member - member,
   as the KEK and TPKs are common to the entire group.  The GCKS is a 
        separate,
   separate logical entity that performs member authentication and
   authorization according to the group policy that is set by the group
   owner.  The GCKS may present a credential to the group member that is signed by the group owner so
   to the group member, so that member can check the GCKSs GCKS's
   authorization.  The GCKS, which may be co-located with a member or be 
        a separate physical entity,
   physically separate, runs the rekey protocol to push rekey messages
   containing refreshed KEKs, new TPKs, and/or refreshed TPKs to
   members.  Note that some group key management algorithms refresh any
   of the KEKs (potentially), whereas others only refresh the group KEK.

   Alternatively, the sender may forward rekey messages on behalf of the
   GCKS when it uses a credential mechanism that supports delegation.
   Thus, it is possible for the sender (or sender, or other members) members, to source
   keying material - TPKs (TPKs encrypted in the Group KEK - KEK) as it sources
   multicast or unicast data.  As mentioned above, the rekey message can
   be sent using unicast or multicast delivery.  Upon receipt of a TPK
   (as part of a Data SA) from via a rekey message or a registration protocol
   exchange, the members member's group key management functional block will
   provide the new or updated security association (SA) to the data
   security protocol to protect protocol.  This protects the data sent from sender to
   receiver.

   The Data SA protects the data sent on the arc labeled DATA SECURITY
   PROTOCOL shown in Figure 1.  A second SA, the Rekey SA, is optionally
   established by the key-management key management protocol for rekey messages as
   shown in Figure 1 by the arc labeled REKEY PROTOCOL.  The rekey
   message is optional because all keys, KEKs and TPKs, can be delivered
   by the registration protocol exchanges shown in Figure 1, and those
   keys may not need to be updated.  The registration protocol is
   protected by a third, unicast, SA between the GCKS and each member; 
        this member.
   This is called the Registration SA.  There may be no need for the
   Registration SA to remain in place after the completion of the
   registration protocol exchanges.  The de-registration protocol may be
   used when explicit teardown of the SA is desirable (such as when a
   phone call or conference terminates).  The three SAs compose the GSA.  
        Only one SA is
   The only optional and that SA is the Rekey SA.  
         
        Figure 1 shows two blocks that are external to




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   Figure 1 shows two blocks that are external to the group key
   management protocol:  The policy and authorization infrastructures
   are discussed in Section 6.1.  The Multicast Security Architecture
   document further clarifies the SAs and their use as part of the
   complete architecture of a multicast security solution [MSEC-Arch]. 
      
         
         
        Internet Draft    Group Key Management Architecture         [PAGE 10] 
         
         
        Baugher, Canetti, Dondeti, Lindholm                         June 2004 
         
         
     3.3

3.3.  Properties of the Design

   The design of Section 3.2 achieves scalable operation by (1) allowing
   the de-coupling of authenticated key exchange in a registration
   protocol from a rekey protocol, (2) allowing the rekey protocol to
   use unicast push or multicast distribution of group and data keys as
   an option, (3) allowing all keys to be obtained by the unicast
   registration protocol, and (4) delegating the functionality of the
   GCKS among multiple entities, i.e., to permit distributed operation
   of the GCKS.

   High-capacity operation is obtained by (1) amortizing
   computationally-expensive asymmetric cryptography over multiple data
   keys used by data security protocols, (2) supporting multicast
   distribution of symmetric group and data keys, and (3) supporting key
   revocation algorithms such as LKH [RFC2627, OFT, SDR] [RFC2627,OFT,SD1,SD2] that allow
   members to be added or removed at logarithmic rather than linear
   space/time complexity.  The registration protocol may use asymmetric
   cryptography to authenticate joining members and optionally establish
   the group KEK.  Asymmetric cryptography such as Diffie-Hellman key
   agreement and/or digital signatures are amortized over the life of
   the group KEK: KEK.  A Data SA can be established without the use of
   asymmetric cryptography - cryptography; the TPKs are simply encrypted in the
   symmetric KEK and sent unicast or multicast in the rekey protocol.

   The design of the registration and rekey protocols is flexible.  The
   registration protocol establishes either a Rekey SA or one or more Data SAs
   or both types of SAs.  At least one of the SAs is present (otherwise,
   there is no purpose to the Registration SA).  The Rekey SA may update
   the Rekey SA, or establish or update one or more Data SAs.
   Individual protocols or configurations may take advantage of use this flexibility for to
   obtain efficient operation. 
      
     3.4

3.4.  Group Key Management Block Diagram

   In the block diagram of Figure 2, group key management protocols run
   between a GCKS and member principal to establish a Group Security
   Association (GSA).  The GSA consists of a Data SA, an optional Rekey
   SA, and a Registration SA.  The GCKS may use a delegated principal,
   such as the sender, which has a delegation credential signed by the
   GCKS.  The Member of Figure 2 may be a sender or receiver of
   multicast or unicast data.  There are two functional blocks in Figure



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   2 labeled GKM, and there are two arcs between them depicting the
   group key-management registration (reg) and rekey (rek) protocols.
   The message exchanges are in the GSA establishment protocols, which
   are the registration protocol and the rekey protocol described above.

   Figure 2 shows that a complete group-key management functional
   specification includes much more than the message exchange.  Some of
   these functional blocks and the arcs between them are peculiar to an 
         
         
        Internet Draft    Group Key Management Architecture         [PAGE 11] 
         
         
        Baugher, Canetti, Dondeti, Lindholm                         June 2004
   operating system (OS) or vendor product, such as vendor
   specifications for products that support updates to the IPsec

   Security Association Database (SAD) and Security Policy Database
   (SPD) [RFC2367].  Various vendors also define the functions and
   interface of credential stores, CRED in Figure 2.

     +----------------------------------------------------------+
     |                                                          |
     | +-------------+         +------------+                   |
     | |   CONTROL   |         |   CONTROL  |                   |
     | +------^------+         +------|-----+  +--------+       |
     |        |                       |  +-----| CRED   |       |
     |        |                       |  |     +--------+       |
     |   +----v----+             +----v--v-+   +--------+       |
     |   |         <-----Reg----->         |<->|  SAD   |       |
     |   |   GKM    -----Rek----->   GKM   |   +--------+       |
     |   |         |             |         |   +--------+       |
     |   |         ------+       |         |<->|  SPD   |       |
     |   +---------+     |       +-^-------+   +--------+       |
     |   +--------+      |         | |   |                      |
     |   | CRED   |----->+         | |   +-------------------+  |
     |   +--------+      |         | +--------------------+  |  |
     |   +--------+      |       +-V-------+   +--------+ |  |  |
     |   |  SAD   <----->+       |         |<->|  SAD   <-+  |  |
     |   +--------+      |       |SECURITY |   +--------+    |  |
     |   +--------+      |       |PROTOCOL |   +--------+    |  |
     |   |  SPD   <----->+       |         |<->|  SPD   <----+  |
     |   +--------+              +---------+   +--------+       |
     |                                                          |
     |     (A) GCKS                     (B) MEMBER              |
     +----------------------------------------------------------+

               Figure 2: Group key management block diagram for Key Management Block in a host computer Host

   The CONTROL function directs the GCKS to establish a group, admit a
   member, or remove a member, or it directs a member to join or leave a
   group.  CONTROL includes authorization, which authorization that is subject to group
   policy [GSPT], [GSPT] but how this is done its implementation is specific to the GCKS 
        implementation. GCKS.  For large-scale
   large scale multicast sessions, CONTROL could perform session



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   announcement functions to inform a potential group member that it may
   join a group or receive group data (e.g. (e.g., a stream of file transfer
   protected by a data security protocol).  Announcements notify group
   members to establish multicast SAs in advance of secure multicast
   data transmission.  Session Description Protocol (SDP) is one form
   that the announcements might take [RFC2327].  The announcement
   function may be implemented in a 
        session-directory session directory tool, an
   electronic program guide (EPG), or by other means.  The Data Security
   or the announcement function directs group key management using an application-programming
   application programming interface (API), which is peculiar to the
   host OS in its specifics.  A generic 
         
         
        Internet Draft    Group Key Management Architecture         [PAGE 12] 
         
         
        Baugher, Canetti, Dondeti, Lindholm                         June 2004 API for group key management is
   for further study, but this function is necessary to allow Group
   (KEK) and Data (TPKs) key establishment to be done in a way that is scalable to the
   particular application.  A GCKS application program will use the API
   to initiate the procedures to establish for establishing SAs on behalf of a
   Security Protocol in which members join secure groups and receive
   keys for streams, files files, or other data.

   The goal of the exchanges is to establish a GSA through updates to
   the SAD of a key-management key management implementation and particular Security
   Protocol.  The data security protocol Data Security Protocol ("SECURITY PROTOCOL") of Figure
   2 may span internetwork and application layers or operate at the
   internetwork layer, such as AH and ESP. 
         
         
     4.0

4.  Registration protocol Protocol

   The design of the registration protocol is flexible, flexible and can support
   different application scenarios.  The chosen registration protocol
   solution reflects the specific requirements of specific scenarios.
   In principle, it is possible to base a registration protocol on any
   secure-channel protocol, such as IPsec and TLS, which is the case in
   tunneled GSAKMP [tGSAKMP].  GDOI [RFC3547] reuses IKE Phase 1 as the
   secure channel to download Rekey and/or Data SAs.  Other protocols,
   such as MIKEY and GSAKMP, use authenticated Diffie-Hellman exchanges
   similar to IKE Phase 1, but they are specifically tailored for key
   download to achieve efficient operation.  We discuss the design of a
   registration protocol in detail in the rest of this section. 
         
     4.1

4.1.  Registration protocol Protocol via Piggybacking or Protocol Reuse

   Some registration protocols need to tunnel through a data-signaling
   protocol to take advantage of already existing security
   functionality, and/or to optimize the total session setup time.  For
   example, a telephone call has strict bounds for delay in setup time.
   It is not feasible to run security exchanges in parallel with call 
        setup
   setup, since the latter often resolves the address: address.  Call setup must
   complete before the caller knows the address of the callee. callee's address.  In this case,
   it may be advantageous to tunnel the key exchange procedures inside



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   call establishment [H.235, MIKEY] [H.235,MIKEY], so that both can complete (or fail,
   see below) at the same time.

   The registration protocol has different requirements depending on the
   particular integration/tunneling approach.  These requirements are
   not necessarily security requirements, but will have an impact on the
   chosen security solution.  For example, the security association will
   certainly fail if the call setup fails in the case of IP telephony. 
         

         
         
        Internet Draft    Group Key Management Architecture         [PAGE 13] 
         
         
        Baugher, Canetti, Dondeti, Lindholm                         June 2004

   Conversely, the registration protocol imposes requirements on the
   protocol that tunnels it.  In the case of IP telephony, the call
   setup usually will fail when the security association is not
   successfully established.  In the case of video-on-demand, protocols
   such as RTSP that convey key management data will fail when a needed
   security association cannot be established.

   Both GDOI and MIKEY use this approach, but in different ways.  MIKEY
   can be tunneled in SIP and RTSP.  It takes advantage of the session
   information contained in these protocols and the possibility to
   optimize the setup time for the registration procedure.  SIP requires
   that a tunneled protocol must use at most one roundtrip 
        (i.e. (i.e., two
   messages).  This is also a desirable requirement from RTSP 
        as well. RTSP.

   The GDOI approach takes advantage of the already defined ISAKMP phase
   1 exchange [RFC2409], and extends the phase 2 exchange for the
   registration.  The advantage here is the reuse of a successfully
   deployed protocol and the code base, where the defined phase 2
   exchange is protected by the SA created by phase 1.  GDOI also
   inherits other functionality of the ISAKMP, and thus it is readily
   suitable for running IPsec protocols over IP multicast services. 
         
     4.2

4.2.  Properties of Alternative registration Registration Exchange Types

   The required design properties of a registration protocol have
   different tradeoffs. trade-offs.  A protocol that provides perfect forward
   secrecy and identity protection trades performance or efficiency for
   better security, while a protocol that completes in one or two
   messages may trade security functionality (e.g. (e.g., identity protection)
   for efficiency.

   Replay protection generally uses either a timestamp or a sequence
   number.  The first requires synchronized clocks, while the latter
   requires that it is possible to keep retention of state.  In a timestamp-based protocol, a replay
   cache is needed to store the authenticated messages (or the hashes of
   the messages) received within the allowable clock skew.  The size of
   the replay cache depends on the number of authenticated messages
   received during the allowable clock skew.  During a DoS attack, the
   replay cache might become overloaded.  One solution is to over-provision over-



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   provision the replay cache. 
        However, cache, but this may lead to a large replay
   cache.  Another solution is to let the allowable clock skew be
   changed dynamically during runtime.  During a suspected DoS attack,
   the allowable clock skew is decreased so that the replay cache
   becomes manageable.

   A challenge-response mechanism (using Nonces) obviates the need for
   synchronized clocks for replay protection when the exchange uses
   three or more messages [MVV].   
         
         
         
        Internet Draft    Group Key Management Architecture         [PAGE 14] 
         
         
        Baugher, Canetti, Dondeti, Lindholm                         June 2004

   Additional security functions become possible as the number of
   allowable messages in the registration protocol increase.  ISAKMP
   offers identity protection, for example, as part of a six-message
   exchange.  With additional security features, however, comes added
   complexity:  Identity protection, for example, not only requires
   additional messages, but may result in DoS vulnerabilities since
   authentication is performed in a late stage of the exchange after
   resources already have been devoted.

   In all cases, there are tradeoffs with the number of message
   exchanged, the desired security services, and the amount of
   infrastructure that is needed to support the group key management
   service.  Whereas protocols that use two or even one-message setup
   have low latency and computation requirements, they may require more
   infrastructure such as secure time or offer less security such as the
   absence of identity protection.  What tradeoffs are acceptable and
   what are not is very much dictated by the application and application
   environment.   
         
     4.3

4.3.  Infrastructure for Alternative registration Registration Exchange Types

   The registration protocol may need external infrastructures to be 
        able to handle
   authentication and authorization, replay protection, protocol-run
   integrity, and potentially possibly other security services such as secure, secure
   synchronized clocks.  For example, authentication and authorization
   may need a PKI deployment (with either authorization-
        based authorization-based
   certificates or a separate management for this) management) or may be handled by using AAA
   infrastructure.  Replay protection using timestamps requires an
   external infrastructure or protocol for clock synchronization.

   However, external infrastructures may not always be needed,  if needed; for
   example pre-shared keys are used for authentication and 
        authorization; this
   authorization.  This may be the case if the subscription base is
   relatively small.  In a conversational multimedia scenario (e.g., a
   VoIP call between two or more people), it may very well be the end user who
   handles the authorization by manually accepting/rejecting the
   incoming calls.  Thus,  In that case, infrastructure support may not be 
        required in that case. 
         
      
     4.4
   required.



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4.4.  De-registration Exchange

   The session-establishment protocol (e.g., SIP, RTSP) that conveys a
   registration exchange often has a session-disestablishment protocol
   such as RTSP TEARDOWN [RFC2326] or SIP BYE [RFC2543]. [RFC3261].  The session-
   disestablishment exchange between endpoints offers an opportunity to
   signal the end of the GSA state at the endpoints.  This exchange need
   only be a uni-directional unidirectional notification by one side that the GSA is to
   be destroyed.  For authentication of this notification, we may 
         
         
        Internet Draft    Group Key Management Architecture         [PAGE 15] 
         
         
        Baugher, Canetti, Dondeti, Lindholm                         June 2004 use a
   proof-of-possession of the group key(s) by one side to the other.
   Some applications benefit from acknowledgement in a mutual, 
        two-message two-
   message exchange signaling disestablishment of the GSA concomitant
   with disestablishment of the session, e.g., RTSP or SIP session.  In
   this case, a two-way proof-of-possession might serve for mutual
   acknowledgement of the GSA disestablishment.   
         
      
     5.0

5.  Rekey protocol Protocol

   The group rekey protocol is for transport of keys and SAs between a
   GCKS and the members of a secure communications group.  The GCKS
   sends rekey messages to update a Rekey SA, or initialize/update a
   Data SA or both.  Rekey messages are protected by a Rekey SA.  The
   GCKS may update the Rekey SA when group membership changes or when
   KEKs or TPKs expire.  Recall that KEKs correspond to a Rekey SA and
   TPKs correspond to a Data SA.

   The following are some desirable properties of the rekey protocol: protocol.

      o Rekey  The rekey protocol ensures that all members receive the rekey
         information in a timely manner.

      o Rekey  The rekey protocol specifies mechanisms for allowing the parties 
            involved, to
         contact the GCKS and re-sync when their keys expire and no
         updates have been received.

      o Rekey  The rekey protocol avoids implosion problems and ensures the 
            needed
         reliability in delivering Rekey information.

   We further note that the rekey protocol is primarily responsible for
   scalability of the group key management architecture.  Hence  Hence, it is
   imperative that we provide the above listed properties in a scalable
   manner.  Note that solutions exist in the literature (both IETF
   standards and research articles) for parts of the problem.  For
   instance, the rekey protocol may use a scalable group key management
   algorithm (GKMA) to reduce the number of keys sent in a rekey
   message.  Examples of a GKMA include LKH, OFT, Subset difference
   based schemes etc. 
      
     5.1




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5.1.  Goals of the rekey protocol Rekey Protocol

   The goals of the rekey protocol are:

      o  to synchronize a GSA GSA,

      o  to provide privacy and (symmetric or asymmetric)
         authentication, replay protection and DoS protection 
      

         
         
        Internet Draft    Group Key Management Architecture         [PAGE 16] 
         
         
        Baugher, Canetti, Dondeti, Lindholm                         June 2004 protection,

      o  efficient rekeying after changes in group membership, membership or when
         keys (KEKs) expire,

      o  reliable delivery of rekey messages,

      o provide methods for members to recover  member recovery from an out-of-sync GSA,

      o  high throughput and low latency, and

      o to use  support IP Multicast or multi-unicast.

   We identify several major issues in the design of a rekey protocol:

      1.  rekey message format format,

      2.  reliable transport of rekey messages messages,

      3. implosion  implosion,

      4.  recovery from out-of-sync GSA GSA,

      5.  incorporating GKMAs in rekey messages messages, and

      6.  interoperability of GKMAs GKMAs.

   Note that interoperation of rekey protocol implementations is
   insufficient for a GCKS to successfully rekey a group, it is not 
        sufficient that rekey protocol implementations interoperate.  We also 
        need to ensure that the group.  The GKMA must
   also interoperates, interoperate, i.e., standards standard versions of the group key
   management algorithms, algorithms such as LKH, OFT, subset 
        difference and others need to or Subset Difference must be
   used. 
         
        In the

   The rest of this section we discuss discusses these topics in detail. 
         
     5.2

5.2.  Rekey message Message Transport and Protection

   Rekey messages contain Rekey and/or Data SAs along with KEKs and
   TPKs.  These messages need to be confidential, authenticated, and
   protected against replay and DoS attacks.  They are sent via
   multicast or multi-unicast from the GCKS to the members.



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   Rekey messages are encrypted with the Group KEK for confidentiality.
   When used in conjunction with a GKMA, portions of the rekey message
   are first encrypted with the appropriate KEKs as specified by the
   GKMA.  The GCKS authenticates rekey messages using either a MAC - MAC,
   computed using the group Authentication key - key, or a digital signature.
   In both cases, a sequence number is included in computation of the
   MAC or the signature to protect against replay attacks. 
         
         
         
        Internet Draft    Group Key Management Architecture         [PAGE 17] 
         
         
        Baugher, Canetti, Dondeti, Lindholm                         June 2004

   When group authentication is provided - with a symmetric key - key, rekey
   messages are vulnerable to attacks by other members of the group.
   Rekey messages are digitally signed when group members do not trust
   each other.  When asymmetric authentication is used, members
   receiving rekey messages are vulnerable to DoS attacks.  An external
   adversary may send a bogus rekey message, which a member cannot
   identify until after it performs an expensive digital signature
   operation.  To protect against such an attack, a MAC may be sent as
   part of the rekey message.  Members verify the signature only upon
   successful verification of the MAC.

   Rekey messages contain group key updates corresponding to a single 
        [RFC2627, OFT]
   [RFC2627,OFT] or multiple membership changes [SD, BatchRekey] [SD1,SD2,BatchRekey] and
   may contain group key initialization messages [OFT]. 
           
     5.3

5.3.  Reliable Transport of rekey messages Rekey Messages

   The GCKS needs to must ensure that all members have the current Data Security
   and Rekey SAs.  Otherwise, authorized members may be inadvertently
   excluded from receiving group communications.  Thus, the GCKS needs
   to use a rekey algorithm that is inherently reliable or employ some a
   reliable transport mechanism to send rekey messages.

   There are two dimensions to the problem: problem.  Messages that update group
   keys may be lost in transit or may be missed by a host when it is
   offline.  LKH and OFT group key management algorithms rely on past
   history of updates being received by the host.  If the host goes
   offline, it will need to resynchronize its group-key state when it
   comes online; this may require a unicast exchange with the GCKS.  The
   Subset Difference algorithm, however, conveys all the needed necessary state
   in its rekey messages and does not need members to be always 
        online, nor online
   or keeping state.  The Subset difference Difference algorithm does not require a backchannel
   back channel and can operate on a broadcast network.  If a rekey
   message is lost in transmission, subset difference the Subset Difference algorithm
   cannot decrypt messages encrypted with the TPK sent via the lost
   rekey message.  There are self-healing GKMAs proposed in the
   literature that allow a member to recover lost rekey messages, as
   long as rekey messages before and after the lost rekey message are
   received.




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   Rekey messages are typically short (for single membership change as
   well as for small groups) groups), which makes it easy to design a reliable
   delivery protocol.  On the other hand, the security requirements may
   add an additional dimension to address.  Also there  There are some special cases where
   in which membership changes are processed as a batch, which 
        reduces reducing the
   frequency of rekey messages, messages but increases increasing their size.  Furthermore,
   among all the KEKs sent in a rekey message, as many as half the
   members need only a single KEK.  We may take advantage of these
   properties in designing a rekey message(s) and a protocol for their
   reliable delivery. 
         
         
        Internet Draft    Group Key Management Architecture         [PAGE 18] 
         
         
        Baugher, Canetti, Dondeti, Lindholm                         June 2004

   Three categories of solutions have been proposed:

      1.  Repeatedly transmit the rekey message:  Recall that in message.  In many cases rekey
          messages translate to only one or two IP packets.

      2.  Use an existing reliable multicast protocol/infrastructure protocol/infrastructure.

      3.  Use FEC for encoding rekey packets (with NACKs as feedback)  
             [BatchRekey]
          [BatchRekey].

   Note that for small messages, category 3 is essentially the same as
   category 1.

   The group member might be out of synchrony with the GCKS if it
   receives a rekey message having a sequence number that is more than
   one greater than the last sequence number processed.  This is one
   means by which the GCKS member detects that it has missed a rekey
   message.  Alternatively, the data-security application might detect application, upon
   detecting that it is using an out-of-date key and notifies key, may notify the group
   key management module of this condition.   What module.  The action taken by the GCKS member 
        takes is a
   matter of group policy: policy.  The GCKS member should log the condition and
   may contact the GCKS to re-run rerun the re-registration protocol to obtain
   a fresh group key.  The group policy needs to take into account
   boundary conditions, such as re-ordered reordered rekey messages when rekeying
   is so frequent that two messages might get reordered in an IP
   network.  The group key policy also needs to take into account the
   potential for denial of service attacks where an attacker delays or
   deletes a rekey message in order to force a subnetwork or subset of
   the members to synchronously simultaneously contact the GCKS.

   If a group member becomes out-of-synch with the GSA then it should
   re-register with the GCKS.  However, in many cases there are other,
   simpler methods for re-synching with the group:

      o  The member can open a simple, simple unprotected connection (say, (e.g., TCP)
         with the GCKS and obtain the current (or several recent) rekey
         messages.  Note that there is no need for authentication or



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         encryption here, since the rekey message is already signed and
         is anyway multicasted multicast in the clear.  One may think that this opens the
         GCKS to DoS attacks by many bogus such requests. But 
             this  This,
         however, does not seem to worsen the situation: situation; in fact,
         bombarding the GCKS with bogus resynch requests would be much
         more problematic.

      o  The GCKS can post the rekey messages on some public site (say, (e.g.,
         a web site) and the out-of-synch memeber member can obtain the rekey
         messages from that site. 
         
         
         
        Internet Draft    Group Key Management Architecture         [PAGE 19] 
         
         
        Baugher, Canetti, Dondeti, Lindholm                         June 2004 
         
         
        It is suggested that the

   The GCKS may always provide all three ways of resynching (i.e., re-registration, re-
   registration, simple TCP, and public posting).  This way, it is up to the member to
   may choose how to resynch; it also avoids adding yet another field to
   the policy token [GSPT].  Alternatively, a policy token may contain a
   field specifying one or more methods supported for resynchronization
   of a GSA. 
            
     5.4

5.4.  State-of-the-art on Reliable Multicast Infrastructure

   The rekey message may be sent using reliable multicast.  There are 
        multiple
   several types of reliable multicast protocols and products, which 
        have with different
   properties.  However, there are no standard standards track reliable multicast
   protocols published at this time, although IETF consensus has been
   reached on two protocols that are intended to go into the present time. standards
   track [NORM,RFC3450].  Thus, this document makes 
        no recommendation for use of does not recommend a
   particular reliable multicast protocol or set of protocols for the purposes
   purpose of reliable group key management. rekeying.  The suitability of NAK-based,
   ACK-based or other reliable multicast methods are is determined by the particular needs of the group key 
        management
   application needs and operational environment.  In the future, group
   key management protocols may choose to use particular standards-based
   approaches that meet the needs of the particular application.  A
   secure announcement facility is may be needed to signal the use of a
   reliable multicast protocol, which must could be specified as part of
   group policy.  The reliable multicast announcement and policy
   specification, however, can only follow the establishment of reliable
   multicast standards and are not considered further in this document.

   Today, the several MSEC group key management protocols support
   sequencing of the rekey messages through a sequence number, which is
   authenticated along with the rekey message.  A sender of rekey
   messages may re-transmit multiple copies of the message provided that
   they have the same sequence number.  Thus, re-sending the message is
   a rudimentary means of overcoming loss along the network path.  A
   member who receives the rekey message will check the sequence number
   to detect duplicate and missing rekey messages.  The member receiver
   will discard duplicate messages that it receives.  Large rekey
   messages, such as those that contain LKH or OFT tree structures,



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   might benefit from transport-layer FEC when standard 
        methods are available in the future. future, when
   standards-based methods become available.  It is unlikely that
   forward error correction (FEC) methods will benefit short rekey
   messages that are 
        short and fit within a single message.  In this case, FEC
   degenerates to simple retransmission of the message.   
         
     5.5

5.5.  Implosion

   Implosion may occur due to one of two reasons.  First, recall that
   one of the goals of the rekey protocol is to synchronize a GSA.  When
   a rekey or Data SA expires, members may contact the GCKS for an
   update.  If all all, or even many many, members contact the GCKS at about the 

         
         
        Internet Draft    Group Key Management Architecture         [PAGE 20] 
         
         
        Baugher, Canetti, Dondeti, Lindholm                         June 2004
   same time, the GCKS cannot might not be able to handle all those messages.
   We refer to this as an out-of-sync implosion.

   The second case is in the reliable delivery of rekey messages.
   Reliable multicast protocols use feedback (NACK or ACK) to determine
   which packets must be retransmitted.  Packet losses may result in
   many members sending NACKs to the GCKS.  We refer to this as feedback
   implosion.

   The implosion problem has been studied extensively in the context of
   reliable multicasting.  Some of the  The proposed solutions viz., feedback suppression and aggregation,
   aggregation solutions might be useful in the GKM context as well.
   Members may wait for a random time before sending an out-of-sync or
   feedback message.  Meanwhile, members might receive the necessary key
   updates 
        they need and therefore will not send a feedback message.  An alternative
   solution is to have the members contact one of several registration
   servers when they are out-of-sync.  This requires GSA synchronization
   between the multiple registration servers.

   Feedback aggregation and local recovery employed by some reliable
   multicast protocols are not easily adaptable to transport of rekey
   messages.  There are  Aggregation raises authentication issues to address in aggregation. issues.  Local recovery
   is more complex in that because members need to establish SAs with the local
   repair server (Any server.  Any member of the group or a subordinate GCKS might may
   serve as a repair server.  Repair servers may server, which can be responsible for resending
   rekey messages). messages.

   Members may use the group SA, more specifically the Rekey SA, to
   authenticate requests sent to the repair server; however, server.  However, replay
   protection requires maintaining state at members as well as repair
   servers.  Authentication of repair requests is meant to protect
   against DoS attacks.  Note also that an out-of-sync member may use an
   expired Rekey SA to authenticate repair requests, which requires
   repair servers to accept messages protected by old SAs.





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   Alternatively, a simple mechanism may be employed to achieve local
   repair efficiently.  Each member receives a set of local repair
   server addresses as part of group operation policy information.  When
   a member does not receive a rekey message, it can send a "retransmit "Retransmit
   replay message(s) with sequence number n and higher" message to one
   of the local repair servers.  The repair server can do one of two things: either ignore the
   request if it is busy, busy or retransmit the requested rekey messages as
   received from the GCKS.  The repair server, which is also another
   member may choose to serve only m requests in a given time period
   (i.e., rate limits responses) or per a given rekey message.  Rate
   limiting the requests and responses protects the repair servers 

         
         
        Internet Draft    Group Key Management Architecture         [PAGE 21] 
         
         
        Baugher, Canetti, Dondeti, Lindholm                         June 2004 as
   well as other members of the group from being vulnerable to DoS attacks. 
      
     5.6 Issues in

5.6.  Incorporating Group Key Management Algorithms

   Group key management algorithms make Rekeying rekeying scalable.  Large group 
        Rekeying
   rekeying without employing GKMAs is prohibitively expensive. 
         
        First we list

   Following are some requirements to consider considerations in selecting a GKMA:

      o  Protection against Collusion: collusion.

         Members (or non members) non-members) should not be able to collaborate to
         deduce keys that for which they are not privileged to (following the
         GKMA key distribution rules).

      o  Forward access control: Ensure control

         The GKMA should ensure that departing members cannot get access
         to future group data.

      o  Backward access control:  Ensure control

         The GKMA should ensure that joining members cannot decrypt past
         data. 
         
     5.7

5.7.  Stateless, Stateful, and Self-healing Rekeying Algorithms

   We classify group key management algorithms into three categories, 
        viz., categories:
   stateful, stateless, and self-healing algorithms. self-healing.

   Stateful algorithms [RFC2627, OFT] [RFC2627,OFT] use KEKs from past rekeying
   instances to encrypt (protect) KEKS KEKs corresponding to the current and
   future rekeying instances.  The main disadvantage in these schemes is
   that if a member were offline or otherwise fails failed to receive KEKs
   from a past rekeying instance, it may no longer be able to
   synchronize its GSA even though it can receive KEKs from all future
   rekeying instances.  The only solution is to contact the GCKS



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   explicitly for resynchronization.  Note that the KEKs for the first
   rekeying instance are protected by the Registration SA.  Recall that
   communication in that phase is one to one, and therefore it is easy
   to ensure reliable delivery.

   Stateless GKMAs [SD1, SD2] [SD1,SD2] encrypt rekey messages with KEKs sent
   during the registration protocol.  Since rekey messages are
   independent of any past rekey messages (i.e. (i.e., that are not protected
   by KEKs therein), a member may go offline, offline but continue to be able to decipher
   future communications.  However, they stateless GKMAs offer no mechanisms
   to recover past rekeying messages.  Stateless rekeying may be
   relatively inefficient, particularly for immediate (in contrast to (not batch)
   rekeying in highly dynamic groups.

   In self-healing schemes [Self-healing], [Self-Healing], a member can reconstruct a
   lost rekey message, message as long as it receives some past rekey messages and some future
   rekey messages. 

         
         
        Internet Draft    Group Key Management Architecture         [PAGE 22] 
         
         
        Baugher, Canetti, Dondeti, Lindholm                         June 2004 
         
         
         
     5.8

5.8.  Interoperability of a GKMA

   Most GKMA specifications do not specify packet formats formats, although any many
   group key management algorithms need to, format specification for the purposes of
   interoperability.  In particular there  There are several alternative ways to managing manage key
   trees and numbering to number nodes within key trees.  The following
   information is generally needed during initialization of a Rekey SA or included
   with each GKMA packet.

      o  GKMA name  (e.g. (e.g., LKH, OFT, Subset difference) Difference)

      o  GKMA version number (implementation specific).  Version may
         imply several things such as the degree of a key tree,
         proprietary enhancements, and qualify another field such as a
         key id. ID.

      o  Number of keys or Largest largest ID

      o Version specific  Version-specific data

      o Per key information  Per-key information:

         - Key ID  key ID,
         - Key  key lifetime (creation/expiration data) ,
         - Encrypted key  encrypted key, and
         - Encryption  encryption key's ID (optional) (optional).







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   Key IDs may change in some implementations in which case we need one needs to
   send:

         o List of <old id, new id> 
         
         
     6.0 pairs.

6.  Group Security Association

   The GKM Architecture architecture defines the interfaces between the registration, 
        Rekey,
   rekey, and data security protocols in terms of the Security
   Associations (SAs) of those protocols.  By isolating these protocols
   behind a uniform interface, the architecture allows implementations
   to use protocols best suited to their needs.  For example, a rekey
   protocol for a small group could use multiple unicast transmissions
   with symmetric authentication, while that a rekey protocol for a large
   group could use IP Multicast with packet-level Forward Error
   Correction and source authentication.

   The Group Key Management Architecture group key management architecture provides an interface between
   the security protocols and the group SA (GSA), which (GSA).  The GSA consists of 
         
         
        Internet Draft    Group Key Management Architecture         [PAGE 23] 
         
         
        Baugher, Canetti, Dondeti, Lindholm                         June 2004
   three SAs, viz., SAs: Registration SA, Rekey SA SA, and Data SA.  The Rekey SA is
   optional.  There are two cases in defining the relationships between
   the three SAs.  In both cases, the Registration SA protects the
   registration protocol. 
         
        In

   Case 1, group 1: Group key management is done WITHOUT using a Rekey SA.  The
      registration protocol initializes and updates one or more Data SAs
      (having TPKs to protect files or streams).  Each Data SA
      corresponds to a single group - and a group group, which may have more than one Data
      SA.   
         
        In

   Case 2, group 2: Group key management is done WITH a Rekey SA to protect the
      rekey protocol.  The registration protocol initializes the one or
      more Rekey SAs (one or more) as well as zero or more Data SAs SAs, upon successful
      completion.  When a Data SA is not initialized in the registration
      protocol, this initialization is done in the rekey protocol.  The rekey
      protocol updates Rekey SA(s) AND establishes Data SA(s). 
         
     6.1

6.1.  Group policy Policy

   Group policy is described in detail in the Group Security Policy
   Token document [GSPT].  Group policy can be distributed through group
   announcements, key management protocols, and other out-of-band means
   (e.g., via a web page).  The group key management protocol carries
   cryptographic policies of the SAs and the keys it establishes establishes, as
   well as additional policies for the secure operation of the group.






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   The acceptable cryptographic policies for the registration protocol,
   which may run over TLS [TLS], IPsec, or IKE, are not conveyed in the
   group key-management key management protocol since they precede any of the key
   management exchanges.  Thus, a security policy repository having some
   access protocol may need to be queried prior to establishing the
   key-management 
        session establishment session, to determine the initial cryptographic
   policies for that establishment.  This document assumes the existence
   of such a repository and protocol for GCKS and member policy queries.
   Thus group security policy will be represented in a policy repository
   and accessible using a policy protocol.  Policy distribution may be a
   push or a pull operation.

   The group key management architecture assumes that the following 
        group-policy
   group policy information may be externally managed, e.g., by the
   content owner, group conference administrator or group owner. owner:

      o Identity  the identity of the Group owner, and the authentication method, and
         the delegation method for identifying a GCKS for the group group;

      o Group  the group GCKS, authentication method, and delegation method
         for any subordinate GCKSs for the group group;

      o Group  the group membership rules or list and authentication method 
         
         
         
        Internet Draft    Group Key Management Architecture         [PAGE 24] 
         
         
        Baugher, Canetti, Dondeti, Lindholm                         June 2004 method.

   There are also two additional policy-related requirements external to
   group key management.

      o  There is an authentication and authorization infrastructure
         such as X.509 [RFC 2459], [RFC3280], SPKI [RFC 2693], [RFC2693], or a pre-shared key scheme
         scheme, in accordance with the group policy for a particular
         group.

      o  There is an announcement mechanism for secure groups and events  
            that
         events, which operates according to group policy for a
         particular group.

   Group policy determines how the registration and rekey protocols
   initialize or update Rekey and Data SAs.  The following sections
   describe potential information sent by the GCKS for the Rekey and
   Data SAs.  A member needs to have the information specified in the next
   sections to establish Rekey and Data SAs. 
         
     6.2

6.2.  Contents of the Rekey SA

   The Rekey SA protects the rekey protocol.  It contains cryptographic
   policy, Group Identity Identity, and Security Parameter Index (SPI) [RFC2401]
   to uniquely identify an SA, replay protection information, and key
   protection keys. 
         
     6.2.1



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6.2.1.  Rekey SA Policy 
         
        The

      o  GROUP KEY MANAGEMENT ALGORITHM

         This represents the group key revocation algorithm that
         enforces forward and backward access control.  Examples of key
         revocation algorithms include LKH, LKH+, OFT, OFC OFC, and Subset
         Difference [RFC2627, OFT, TAXONOMY, SDR].  The [RFC2627,OFT,TAXONOMY,SD1,SD2].  If the key
         revocation algorithm could also be NULL.  In that case, is NULL, the Rekey SA contains only one
         KEK, which serves as the group KEK.  The rekey messages
         initialize or update Data SAs as usual.  But,  However, the Rekey SA
         itself can be updated (group (the group KEK can be Rekeyed) rekeyed) when
         members join or the KEK is about to expire.  Leave Rekeying rekeying is
         done by re-
        initializing re-initializing the Rekey SA through the rekey
         protocol. 
         
        The

      o  KEK ENCRYPTION ALGORITHM uses

         This specifies a standard encryption algorithm such as 3DES or AES.  The
         AES, and also the KEK KEY LENGTH is also specified. 
         
        The LENGTH.

      o  AUTHENTICATION ALGORITHM

         This algorithm uses digital signatures for GCKS authentication
         (since all shared secrets are known to some or all members of
         the group), or some symmetric secret in computing MACs for
         group authentication.  Symmetric authentication provides weaker
         authentication in that any group member can impersonate a
         particular source.  The AUTHENTICATION KEY LENGTH is also to be
         specified. 
         
        The

      o  CONTROL GROUP ADDRESS

         This address is used for multicast transmission of rekey
         messages.  This information is sent over the control channel
         such as in an ANNOUNCEMENT protocol or call setup message.  The
         degree to 

         
         
        Internet Draft    Group Key Management Architecture         [PAGE 25] 
         
         
        Baugher, Canetti, Dondeti, Lindholm                         June 2004 which the control group address is protected is a
         matter of group policy.  
         
        The

      o  REKEY SERVER ADDRESS

         This address allows the registration server to be a different
         entity from the server used for Rekey, rekeying, such as for future
         invocations of the registration and rekey protocols.  If the
         registration server and the Rekey rekey server are two different
         entities, the registration server sends the Rekey servers rekey server's
         address as part of the Rekey SA. 
         
     6.2.2




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6.2.2.  Group Identity

   The Group group identity accompanies the SA (payload) information as an
   identifier if the specific group key management protocol allows
   multiple groups to be initialized in a single invocation of the
   registration protocol protocol, or multiple groups to be updated in a single
   rekey message.  It is often much simpler to restrict each registration
   invocation to a single group; no group, but such a restriction is 
        necessary.  There unnecessary.
   It is always a need necessary to identify the group when establishing a
   Rekey SA SA, either implicitly through an SPI or explicitly as an SA
   parameter. 
         
     6.2.3

6.2.3.  KEKs

   Corresponding to the key management algorithm, the Rekey SA contains
   one or more KEKs.  The GCKS holds the key encrypting keys of the
   group, while the members receive keys following the specification of
   the key-management key management algorithm.  When there are multiple KEKs for a
   group (as in an LKH tree), each KEK needs to be associated with a Key
   ID, which is used to identify the key needed to decrypt it.  Each KEK
   has a LIFETIME associated with it, after which the KEK expires. 
         
     6.2.4

6.2.4.  Authentication Key

   The GCKS provides a symmetric or public key for authentication of its
   rekey messages.  Symmetric-key authentication  Symmetric key authentication is appropriate only
   when all group members can be trusted not to impersonate the GCKS.
   The architecture does not rule out methods for deriving symmetric
   authentication keys at the member [RFC2409] rather than being pushed pushing them
   from the GCKS. 
         
     6.2.5

6.2.5.  Replay Protection

   Rekey messages need to be protected from replay/reflection attacks.
   Sequence numbers are used for this purpose purpose, and the Rekey SA (or
   protocol) contains this information. 
         
     6.2.6

6.2.6.  Security Parameter Index (SPI) 
         

         
         
        Internet Draft    Group Key Management Architecture         [PAGE 26] 
         
         
        Baugher, Canetti, Dondeti, Lindholm                         June 2004

   The tuple <Group identity, SPI > SPI> uniquely identifies a Rekey SA.  The
   SPI changes each time the KEKs change. 
         
      
     6.3

6.3.  Contents of the Data SA

   The GCKS specifies the data security protocol used for secure
   transmission of data from sender(s) to receiving members.  Examples
   of data security protocols include IPsec ESP [RFC 2401] [RFC2401] and SRTP [RFC 
        3711].
   [RFC3711].  While the content contents of each of these protocols is are out of



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   the scope of this document, we list the information sent by the
   registration protocol (or the rekey protocol) to initialize or update
   the Data SA. 
         
     6.3.1

6.3.1.  Group Identity

   The Group identity accompanies SA information when Data SAs are
   initialized or Rekeyed rekeyed for multiple groups in a single invocation of
   the registration protocol or in a single rekey Rekey message.  
         
     6.3.2

6.3.2.  Source Identity

   The SA includes source identity information when the group owner
   chooses to reveal Source source identity to authorized members only.  A
   public channel such as the announcement protocol is only appropriate
   when there is no need to protect source or group identities. 
         
     6.3.3

6.3.3.  Traffic Protection Keys 
         
        Irrespective

   Regardless of the data security protocol used, the GCKS supplies the TEKs
   TPKs, or information to derive TEKs, used TPKs for data encryption. 
         
     6.3.4 traffic protection.

6.3.4.  Data Authentication Keys

   Depending on the data-authentication data authentication method used by the data security
   protocol, group key management may pass one or more keys, functions
   (e.g., TESLA [TESLA]), [TESLA-INFO,TESLA-SPEC]), or other parameters used for
   authenticating streams or files. 
         
     6.3.5

6.3.5.  Sequence Numbers

   The GCKS passes sequence numbers when needed by the data security
   protocol, for SA synchronization and replay protection. 
         
     6.3.6

6.3.6.  Security Parameter Index (SPI)

   The GCKS may provide an identifier as part of the Data SA contents
   for data security protocols that use an SPI or similar mechanism to
   identify an SA or keys within an SA. 
         
         
         
        Internet Draft    Group Key Management Architecture         [PAGE 27] 
         
         
        Baugher, Canetti, Dondeti, Lindholm                         June 2004 
         
         
     6.3.7

6.3.7.  Data SA policy

   The Data SA parameters are specific to the data security protocol but
   generally include encryption algorithm and parameters, the source
   authentication algorithm and parameters, the group authentication
   algorithm and parameters, and/or replay protection information.   
         
         
     7.0





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7.  Scalability Considerations

   The area of group communications is quite diverse.  In
   teleconferencing, a multipoint control unit (MCU) may be used to
   aggregate a number of teleconferencing members into a single session;
   MCUs may be hierarchically organized as well.  A loosely coupled
   teleconferencing session [RFC3550] has no central controller but is
   fully distributed and end-to-end.  Teleconferencing sessions tend to
   have at most dozens of participants whereas participants.  However, video broadcast, which broadcast that
   uses multicast communications, communications and media on demand, which media-on-demand that uses 
        unicast, unicast
   are large-scale groups numbering hundreds to millions of
   participants.

   As described in the Requirements section above, section, Section 2, the group key
   management architecture supports multicast applications with a single
   sender.  The architecture described in this paper supports large-
   scale operation through the following features.

   1. There is no need for a unicast exchange to provide data keys to a
      security protocol for members who have previously-registered previously registered in
      the particular group; data keys can be pushed in the rekey
      protocol.

   2. The registration and rekey protocols are separable to allow
      flexibility in how members receive group secrets.  A group can may use
      a smart-card based system in place of the registration protocol,
      for example, to allow the rekey protocol to be used with no back
      channel for broadcast applications such as television conditional
      access systems.

   3. The registration and rekey protocols support new keys, algorithms,
      authentication mechanisms and authorization infrastructures in the
      architecture.  When the authorization infrastructure supports
      delegation, as in X.509 and SPKI, the GCKS function can be
      distributed as shown in Figure 3. 
         
      
      
      
      
      
      
      
         
         
        Internet Draft 3 below.

   The first feature in the list allows fast keying of data security
   protocols when the member already belongs to the group.  While this
   is realistic for subscriber groups and customers of service providers
   who offer content events, it may be too restrictive for applications
   that allow member enrollment at the time of the event.  The MSEC
   group key management architecture suggests hierarchically organized
   key distribution to handle potential mass simultaneous registration
   requests.  The Figure 3 configuration may be needed when conventional
   clustering and load balancing solutions of a central GCKS site cannot
   meet customer requirements.  Unlike conventional caching and content





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   distribution networks, however, the configuration shown in Figure 3
   has additional security ramifications for physical security of a
   GCKS.

                   +----------------------------------------+
                   |       +-------+                        |
                   |       |  GCKS |                        |
                   |       +-------+                        |
                   |         |   ^                          |
                   |         |   |                          |
                   |         |   +---------------+          |
                   |         |       ^           ^          |
                   |         |       |    ...    |          |
                   |         |   +--------+  +--------+     |
                   |         |   | MEMBER |  | MEMBER |     |
                   |         |   +--------+  +--------+     |
                   |         v                              |
                   |         +-------------+                |
                   |         |             |                |
                   |         v      ...    v                |
                   |     +-------+   +-------+              |
                   |     |  GCKS |   |  GCKS |              |
                   |     +-------+   +-------+              |
                   |         |   ^                          |
                   |         |   |                          |
                   |         |   +---------------+          |
                   |         |       ^           ^          |
                   |         |       |    ...    |          |
                   |         |   +--------+  +--------+     |
                   |         |   | MEMBER |  | MEMBER |     |
                   |         |   +--------+  +--------+     |
                   |         v                              |
                   |        ...                             |
                   +----------------------------------------+

               Figure 3: Hierarchically-organized Hierarchically Organized Key Distribution 
         
        The first feature in the list allows fast keying of data security 
        protocols when the member already belongs to the group.  While this 
        is realistic for subscriber groups and customers of service providers 
        who offer content events, it may be too restrictive for applications 
        that allow member enrollment at the time of the event.  The MSEC 
        group key management architecture suggests hierarchically organized 
        key distribution to handle potential mass simultaneous registration 
        requests.  The Figure 3 configuration may be needed when conventional 
        clustering and load-balancing solutions of a central GCKS site cannot 
        meet customer requirements.  Unlike conventional caching and content-
        distribution networks, however, the configuration shown in Figure 3 
        has additional security ramifications for physical security of a 
        GCKS.

   More analysis and work needs to be done is needed on the protocol instantiations of
   the group key management architecture architecture, to determine how effectively
   and securely the architecture can support large-
        scale large-scale multicast
   applications.  In addition to being as secure as 
         
         
        Internet Draft    Group Key Management Architecture         [PAGE 29] 
         
         
        Baugher, Canetti, Dondeti, Lindholm                         June 2004 addition to being as secure as pairwise key
   management against man-in-the-middle, replay, and reflection attacks,
   group key management protocols have additional security needs.
   Unlike pairwise key management, group key management needs to be
   secure against attacks not only by non-
        members but by group members who may attempt to impersonate a
   GCKS or disrupt the operation of a GCKS. GCKS, as well as by non-members.





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   Thus, secure groups need to converge to a common group key under the conditions of when
   members are attacking the group, joining and leaving the group, and or
   being evicted from the group.  Group key management protocols also
   need to be robust when denial of service DoS attacks or network partitions lead partition leads to
   large numbers of synchronized requests.  An instantiation of group
   key management, therefore, needs to consider how GCKS operation might
   be distributed across multiple GCKS as GCKSs designated by the group owner to
   serve keys on behalf of a designated GCKS.  GSAKMP [GSAKMP] protocol
   uses the policy token and allows designating some of the members as
   subordinate GCKSs to address this scalability issue. 
      
         
     8.0

8.  Security Considerations

   This memo describes MSEC key management architecture.  This
   architecture will be instantiated in one or more group key management
   protocols, which must be protected against man-in-the-middle,
   connection hijacking, replay replay, or reflection of past messages, and
   denial of service attacks.

   Authenticated key exchange [STS, SKEME, RFC2408, RFC2412, RFC2409] [STS,SKEME,RFC2408,RFC2412,RFC2409]
   techniques limit the effects of man-in-the-middle and connection- connection
   hijacking attacks.  Sequence numbers and low-computation message
   authentication techniques can be effective against replay and
   reflection attacks.  Cookies [RFC2522], when properly implemented,
   provide an efficient means to reduce the effects of denial of service
   attacks.

   This memo does not address attacks against key management or security
   protocol implementations such as so-called type attacks that aim to
   disrupt an implementation by such means as buffer overflow.  The
   focus of this memo is on securing the protocol, not an implementation 
        of on implementing
   the protocol.

   While classical techniques of authenticated key exchange can be
   applied to group key management, new problems arise with the sharing
   of secrets among a group of members:  Group  group secrets may be disclosed
   by a member of the group group, and group senders may be impersonated by
   other members of the group.  Key management messages from the GCKS
   should not be authenticated using shared symmetric secrets unless all
   members of the group can be trusted not to impersonate the GCKS or
   each other.  Similarly, members who disclose group secrets undermine
   the security of the entire group.  group  Group owners and GCKS 
         
         
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   administrators must be aware of these inherent limitations of group
   key management.

   Another limitation of group key management is policy complexity:  
        Whereas complexity.
   While peer-to-peer security policy is an intersection of the policy
   of the individual peers, a group owner sets group security policy



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   externally in secure groups.  This document assumes there is no
   negotiation of cryptographic or other security parameters in group
   key management.  Group security policy, therefore, poses new risks to
   members who send and receive data from secure groups.  Security
   administrators, GCKS operators, and users need to determine minimal
   acceptable levels of security (e.g., authentication and admission
   policy of the group, key lengths, cryptographic algorithms and
   protocols used etc.) used) when joining secure groups.

   Given the limitations and risks of group security, the security of
   the group key management registration protocol should be as good as
   the base protocols on which it is developed developed, such as IKE, IPsec, TLS,
   or SSL.  The particular instantiations of this Group Key Management group key management
   architecture must ensure that the high standards for authenticated
   key exchange are preserved in their protocol specifications, which
   will be Internet standards-track documents that are subject to
   review, analysis analysis, and testing.

   The second protocol, the group key management rekey protocol, is new
   and has unknown risks associated with it. risks.  The source-authentication risks described
   above are obviated by the use of public-key cryptography.  The use of
   multicast delivery may raise additional security issues such as
   reliability, implosion, and denial of service denial-of-service attacks based upon the
   use of multicast.  The rekey protocol specification needs to offer
   secure solutions to these problems.  Each instantiation of the rekey
   protocol, such as the GSAKMP Rekey or the GDOI Groupkey-push
   operations, need to validate the security of their Rekey rekey
   specifications.

   Novelty and complexity are the biggest risks to group key management
   protocols.  Much more analysis and experience are needed to ensure
   that the architecture described in this document can provide a well-
        articulate
   articulated standard for security and risks of group key management. 
      
      
     9.0

9.  Acknowledgments

   The GKM Building Block [GKMBB) [GKMBB] I-D by SMuG was a precursor to this
   document; thanks to Thomas Hardjono and Hugh Harney for their
   efforts.  During the course of preparing this document, Andrea
   Colegrove, Brian Weis, George Gross Gross, and several others in the MSEC
   WG and GSEC and SMuG research groups provided valuable comments that
   helped improve this document.  The authors appreciate their
   contributions to this document. 
         
         
        Internet Draft








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10.  Informative References and Bibliography

   [BatchRekey]    Yang, Y. R., et al., Reliable "Reliable Group Rekeying: Design
                   and Performance Analysis, in Analysis", Proc. of ACM SIGCOMM, San
                   Diego, CA, August 2001.

   [CLIQUES] M.       Steiner, G. Tsudik M., Tsudik, G., and M. Waidner, CLIQUES: "CLIQUES: A
                   New Approach to Group Key Agreement, Agreement", IEEE ICDCS 97,
                   May 1997

   [FN93] A.          Fiat, A. and M. Naor, Broadcast "Broadcast Encryption, Advances
                   in 
        Cryptology - Cryptology", CRYPTO 93 Proceedings, Lecture Notes
                   in Computer Science, Vol. 773, 1994, pp. 480 -- 491. 
         
        [GSAKMP] H.Harney, A.Colegrove, E.Harder, U.Meth, R.Fleischer, 480-491, 1994.

   [GKMBB]         Harney, H., M. Baugher, and T. Hardjono, "GKM
                   Building Block: Group Security Association (GSA)
                   Definition," Work in Progress, September 2000.

   [GSAKMP]        Harney, H., Colegrove, A., Harder, E., Meth, U., and
                   R.  Fleischer, "Group Secure Association Key
                   Management Protocol,  
        http://www.ietf.org/proceedings/03mar/I-D/draft-ietf-msec-gsakmp-sec-
        01.txt, February 2003, Protocol", Work in Progress. Progress, February
                   2003.

   [GSPT]          Hardjono, T., H. Harney, P. H., McDaniel, A. P., Colegrove,
                   A., and P.  Dinsmore, The "The MSEC Group Security Policy Token, draft-ietf-msec-gspt-
        02.txt, August 2003,
                   Token", Work in Progress. Progress, August 2003.

   [H.235] ITU, Security         International Telecommunications Union, "Security and encryption
                   Encryption for H-Series (H.323 and other H.245-based) multimedia terminals,
                   Multimedia Terminals", ITU-T Recommendation H.235
                   Version 3, 2001, Work in progress. progress, 2001.

   [JKKV94] M.        Just, E. M., Kranakis, D. E., Krizanc, D., and P. van
                   Oorschot, On "On Key Distribution via True Broadcasting. In Proceedings of
                   Broadcasting", Proc. 2nd ACM Conference on Computer
                   and Communications Security, November 1994, pp. 81--88. 81-88, November
                   1994.

   [MARKS]         Briscoe, B., MARKS: "MARKS: Zero Side Effect Multicast Key
                   Management Using Arbitrarily Revealed Key Sequences, in Sequences",
                   Proc. of  First International Workshop on Networked
                   Group Communication (NGC), Pisa, Italy, November
                   1999.

   [MIKEY] J.         Arkko, E. J., Carrara, F. E., Lindholm, M. F., Naslund, M.,
                   and K. Norrman, MIKEY: "MIKEY: Multimedia Internet KEYing, Internet Draft,  
        http://www.ietf.org/proceedings/03mar/I-D/draft-ietf-msec-mikey-
        06.txt, February 2003, Work in progress. KEYing",
                   RFC 3830, August 2004.




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   [MSEC-Arch]     Hardjono, T., T. and B. Weis, The "The Multicast Group
                   Security 
        Architecture, Architecture", RFC 3740 (Informational), 3740, March 2004.

   [MVV] A.J.Menzes, P.C.van           Menzes, A.J., van Oorschot, P.C., and S.A. Vanstone, Handbook
                   "Handbook of Applied Cryptography, Cryptography", CRC Press, 1996. 
         

         
         
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   [NORM]          Adamon, B., Bormann, C., Handley, M., and J. Macker,
                   "Negative-acknowledgment (NACK)-Oriented Reliable
                   Multicast (NORM) Protocol", RFC 3940, November 2004.

   [OFT]           Balenson, D., D. McGrew, P.C., and A. Sherman, Key "Key
                   Management for Large Dynamic Groups: One-Way Function
                   Trees and Amortized 
        Initialization, draft-irtf-smug-groupkeymgmt-oft-00.txt, IRTF, August 
        2000, Initialization", IRTF Work in progress.
                   Progress, August 2000.

   [RFC2093]       Harney, H., H. and C. Muckenhirn, Group "Group Key Management
                   Protocol (GKMP) Specification, Specification", RFC 2093 (experimental), 2093, July 1997.

   [RFC2094]       Harney, H., and C. Muckenhirn, Group "Group Key Management
                   Protocol (GKMP) Architecture, Architecture" RFC 2094 (experimental), 2094, July 1997.

   [RFC2326] Schulzrinee,       Schulzrinne, H., A. Rao, A., and R. Lanphier, Real "Real Time
                   Streaming Protocol (RTSP), (RTSP)", RFC 2326 (Proposed Standard), 2326, April 1998.

   [RFC2327]       Handley, M., M. and V. Jacobson, SDP: "SDP: Session
                   Description 
        Protocol, Protocol", RFC 2327 (Proposed Standard), 2327, April 1998.

   [RFC2367]       McDonald, D., C. Metz, C., and B. Phan, PF_KEY "PF_KEY Key
                   Management API, Version 2, 2", RFC 2367 (Informational), 2367, July 1998.

   [RFC2401]       Kent, S., S. and R. Atkinson, Security "Security Architecture for
                   the Internet Protocol, RFC 2401 (proposed standard), November 1998. 
         
        [RFC2406] Kent, S., and R. Atkinson, IP Encapsulating Security 
        Payload (ESP), Protocol", RFC 2406 (proposed standard), 2401, November 1998.

   [RFC2408]       Maughan, D., et al., Internet Schertler, M., Schneider, M., and J.
                   Turner, "Internet Security Association and Key
                   Management Protocol (ISAKMP), (ISAKMP)", RFC 2408 (proposed standard), 2408, November
                   1998.

   [RFC2409]       Harkins, D., D. and D. Carrel, The "The Internet Key Exchange 
        (IKE),
                   (IKE)", RFC 2409 (proposed standard), 2409, November 1998.

   [RFC2412] H.       Orman, The H., "The OAKLEY Key Determination Protocol, Protocol",
                   RFC 2412 
        (Informational), 2412, November 1998.

   [RFC2522]       Karn, P., P. and W. Simpson, Photuris: "Photuris: Session-Key
                   Management 
        Protocol, Protocol", RFC 2522 (Informational), 2522, March 1999. 
         
        [RFC2543]





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   [RFC2693]       Ellison, C., Frantz, B., Lampson, B., Rivest, R.,
                   Thomas, B., and T. Ylonen, "SPKI Certificate Theory",
                   RFC 2693, September 1999.

   [RFC3261]       Rosenberg, J., Schulzrinne, H., Camarillo, G.,
                   Johnston, A., Peterson, J., Sparks, R., Handley, M., et. al., SIP:
                   and E. Schooler, "SIP: Session Initiation Protocol, Protocol",
                   RFC 2543 (Proposed Standard), March 1999. 3261, June 2002.

   [RFC3280]       Housley, R., Polk, W., Ford, W., and D. Solo,
                   "Internet X.509 Public Key Infrastructure Certificate
                   and Certificate Revocation List (CRL) Profile", RFC
                   3280, April 2002.

   [RFC2627]       Wallner, D., E. Harder, E., and R. Agee, Key "Key Management
                   for Multicast: Issues and Architectures, Architectures", RFC 2627(informational), IETF, 2627,
                   June 1999.

   [RFC3450]       Luby, M., Gemmell, J., Vicisano, L., Rizzo, L., and
                   J.  Crowcroft, "Asynchronous Layered Coding (ALC)
                   Protocol Instantiation", RFC 3450, December 2002.

   [RFC3547] M.       Baugher, T. M., Weis, B., Hardjono, T., and H. Harney, B. Weis, The
                   "The Group Domain of Interpretation, Interpretation", RFC 3547 (Proposed Standard), 3547, July
                   2003. 
         

         
         
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   [RFC3550] H.       Schulzrinne, S. H., Casner, R. S., Frederick, R., and V.
                   Jacobson, RTP: "RTP: A Transport Protocol for Real-Time Applications,
                   Applications", STD 64, RFC 3550 (Proposed 
        Standard), 3550, July 2003.

   [RFC3711]       Baugher, M., et. al., The McGrew, D., Naslund, M., Carrara, E.,
                   and K.  Norrman, "The Secure Real Time Real-time Transport 
        Protocol,
                   Protocol (SRTP)", RFC 3711 (Proposed Standard), 3711, March 2004.

   [SD1]           Naor, D., M. Naor, M., and J. Lotspiech, Revocation "Revocation and
                   Tracing Schemes for Stateless Receivers, in Receiver", Advances in
                   Cryptology - CRYPTO, Santa Barbara, CA: Springer-Verlag Springer-
                   Verlag Inc., LNCS 2139, August 2001.

   [SD2] Moni Naor           Naor, M. and Benny B. Pinkas, Efficient "Efficient Trace and Revoke 
        Schemes, In
                   Schemes", Proceedings of Financial Cryptography 2000,
                   Anguilla, British West Indies, February 2000.

   [Self-Healing]  Staddon, J., et. al., Self-healing "Self-healing Key Distribution
                   with Revocation, In proceedings of the Revocation", Proc. 2002 IEEE Symposium on
                   Security and Privacy, Oakland, CA, May 2002.





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   [SKEME]         H. Krawczyk, SKEME: "SKEME: A Versatile Secure Key Exchange
                   Mechanism for Internet, Internet", ISOC Secure Networks and
                   Distributed Systems Symposium, San Diego, 1996.

   [STS]           Diffie, P. van Oorschot, M. M., and J. Wiener, Authentication
                   "Authentication and Authenticated Key Exchanges, Exchanges",
                   Designs, Codes and Cryptography, 2, 107-125 (1992),
                   Kluwer Academic Publishers.

   [TAXONOMY] R. Canetti et al, Multicast      Canetti, R., et. al., "Multicast Security: A taxonomy Taxonomy
                   and some Efficient Constructions, Constructions", IEEE INFOCOM,
                   1999.

   [TESLA-INFO]    Perrig, A., R. Canetti, D. R., Song, D. D., Tygar, D., and B.
                   Briscoe, TESLA: "TESLA: Multicast Source Authentication
                   Transform 
        Introduction, http://www.ietf.org/proceedings/03mar/I-D/draft-ietf-
        msec-tesla-intro-01.txt, October 2002, Introduction", Work in Progress. Progress, December
                   2004.

   [TESLA-SPEC]    Perrig, A., R. Canetti, and Whillock, TESLA: "TESLA:
                   Multicast Source Authentication Transform Specification, 
        http://www.ietf.org/proceedings/03mar/I-D/draft-ietf-msec-tesla-spec-
        00.txt, April 2002,
                   Specification", Work in Progress. Progress, April 2002.

   [tGSAKMP]       Harney, H., et. al., Tunneled "Tunneled Group Secure
                   Association Key Management Protocol, http://www.ietf.org/internet-drafts/draft-ietf-
        msec-tgsakmp-00.txt, May 2003, Protocol", Work in Progress.
                   Progress, May 2003.

   [TLS]           Dierks, T. and C. Allen, "The TLS Protocol Version
                   1.0," RFC 2246, January 1999.

   [TPM] D.S.           Marks, B.H. D. and B. Turnbull, Technical "Technical protection
                   measures:  The 
        intersection Intersection of technology, law, Technology, Law, and commercial licenses,
                   Commercial Licenses", Workshop on Implementation
                   Issues of the WIPO Copyright Treaty (WCT) and the
                   WIPO Performances and Phonograms Treaty (WPPT), World
                   Intellectual Property Organization, Geneva, December
                   6 and 7, 1999 
        (http://www.wipo.org/eng/meetings/1999/wct_wppt/pdf/imp99_3.pdf).  
         
         
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   [Wool] Wool.          Wool, A., Key "Key Management for Encrypted broadcast, broadcast",
                   5th ACM Conference on Computer and Communications
                   Security, San Francisco, CA, Nov. 1998. 
         













































         
         
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Authors' Addresses

   Mark Baugher
   Cisco Systems
   5510 SW Orchid St.
   Portland, OR  97219, USA

   Phone: +1 408-853-4418
   EMail: mbaugher@cisco.com


   Ran Canetti
   IBM Research
   30 Saw Mill River Road
   Hawthorne, NY 10532, USA

   Phone: +1 914-784-7076
   EMail: canetti@watson.ibm.com


   Lakshminath R. Dondeti  
        Nortel Networks 
        600 Technology Park
   Qualcomm
   5775 Morehouse Drive  
        Billerica, MA 01821, USA
   San Diego, CA 92121

   Phone: +1 978-288-6406  
        ldondeti@nortelnetworks.com 858 845 1267
   EMail: ldondeti@qualcomm.com


   Fredrik Lindholm
   Ericsson Research
   SE-16480 Stockholm, Sweden

   Phone: +46 8 58531705
   EMail: fredrik.lindholm@ericsson.com
















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Full Copyright Statement

   Copyright (C) The Internet Society (2004). (2005).

   This document is subject to the rights, licenses and restrictions
   contained in BCP 78 78, and except as set forth therein, the authors
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Intellectual Property

   The IETF takes no position regarding the validity or scope of any
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   pertain to the implementation or use of the technology described in 
         
         
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   this document or the extent to which any license under such rights
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     Additional Acknowledgements

Acknowledgement

   Funding for the RFC Editor function is currently provided by the
   Internet Society. 
         
         
         
         
         
         
         




















         
         
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